Miller v. Commissioner of Social Security
Filing
14
OPINION: the decision of the Commissioner of Social Security is affirmed; Judgment to issue; signed by Judge Janet T. Neff (Judge Janet T. Neff, rmw)
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
JERRY GLEN MILLER,
Plaintiff,
Case No. 1:15-CV-0638
v.
HON. JANET T. NEFF
COMMISSIONER OF SOCIAL
SECURITY,
Defendant,
/
OPINION
This is a social security action brought under 42 U.S.C. § 405(g) seeking judicial
review of a final decision of the Commissioner of the Social Security Administration
(Commissioner). Plaintiff Jerry Miller seeks review of the Commissioner’s decision denying his
claim for disability insurance benefits (DIB) under Title II of the Social Security Act.
STANDARD OF REVIEW
The Court’s jurisdiction is confined to a review of the Commissioner’s decision and
of the record made in the administrative hearing process. See Willbanks v. Sec’y of Health & Human
Servs., 847 F.2d 301, 303 (6th Cir. 1998). The scope of judicial review in a social security case is
limited to determining whether the Commissioner applied the proper legal standards in making her
decision and whether there exists in the record substantial evidence supporting that decision. See
Brainard v. Sec’y of Health & Human Servs., 889 F.2d 679, 681 (6th Cir. 1989). The Court may
not conduct a de novo review of the case, resolve evidentiary conflicts, or decide questions of
credibility. See Garner v. Heckler, 745 F.2d 383, 387 (6th Cir. 1984). It is the Commissioner who
is charged with finding the facts relevant to an application for disability benefits, and her findings
are conclusive provided they are supported by substantial evidence. See 42 U.S.C. § 405(g).
Substantial evidence is more than a scintilla, but less than a preponderance. See
Cohen v. Sec’y of Health & Human Servs., 964 F.2d 524, 528 (6th Cir. 1992) (citations omitted).
It is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.
See Richardson v. Perales, 402 U.S. 389, 401 (1971); Bogle v. Sullivan, 998 F.2d 342, 347 (6th Cir.
1993). In determining the substantiality of the evidence, the Court must consider the evidence on
the record as a whole and take into account whatever in the record fairly detracts from its weight.
See Richardson v. Sec’y of Health & Human Servs., 735 F.2d 962, 963 (6th Cir. 1984). The
substantial evidence standard presupposes the existence of a zone within which the decision maker
can properly rule either way, without judicial interference. See Mullen v. Bowen, 800 F.2d 535, 545
(6th Cir. 1986) (citation omitted). This standard affords to the administrative decision maker
considerable latitude, and indicates that a decision supported by substantial evidence will not be
reversed simply because the evidence would have supported a contrary decision. See Bogle, 998
F.2d at 347; Mullen, 800 F.2d at 545.
PROCEDURAL POSTURE
Plaintiff was 52 years of age on the date of the Administrative Law Judge’s (ALJ)
decision. (PageID.53, 166.) He successfully completed high school, and was previously employed
as a mobile home installer and house builder. (PageID.78, 105.) Plaintiff applied for benefits on
September 8, 2009, alleging that he had been disabled since March 20, 2009, due to problems
associated with his lower back. (PageID.166, 386, 390.) Plaintiff’s application was denied on
November 20, 2009, after which time he requested a hearing before an ALJ. (PageID.195–200.)
2
After an administrative hearing resulting in an unfavorable decision, the Appeals Council remanded
the case on June 14, 2013, for further consideration. (PageID.171–92.) On remand, ALJ Michael
Condon held an administrative hearing on November 4, 2013, at which both Plaintiff and a
vocational expert (VE) testified. (PageID.74–117.) In a written decision dated December 13, 2013,
the ALJ determined that Plaintiff was not disabled. (PageID.53–73.) On April 27, 2015, the
Appeals Council declined to review the ALJ’s decision, making it the Commissioner’s final decision
in the matter. (PageID.31–36.) Plaintiff subsequently initiated this action under 42 U.S.C. § 405(g).
Plaintiff’s insured status expired on March 31, 2010. (PageID.57). Accordingly, to
be eligible for Title II benefits, Plaintiff must establish that he became disabled prior to the
expiration of his insured status.1 See 42 U.S.C. § 423; Moon v. Sullivan, 923 F.2d 1175, 1182 (6th
Cir. 1990).
ALJ’S DECISION
The social security regulations articulate a five-step sequential process for evaluating
disability. See 20 C.F.R. §§ 404.1520(a-f), 416.920(a-f).2 If the Commissioner can make a
1
As the Commissioner points out, there is some confusion regarding this date. In some
instances, the insured date is listed as occurring in March 2009. (PageID.386.) The Court concludes
the insured date found by the ALJ, a date more favorable to Plaintiff, is correct. (PageID.57.)
2
1.
An individual who is working and engaging in substantial gainful activity will not
be found to be “disabled” regardless of medical findings (20 C.F.R. § 404.1520(b));
2.
An individual who does not have a “severe impairment” will not be found “disabled”
(20 C.F.R. § 404.1520(c));
3.
If an individual is not working and is suffering from a severe impairment which
meets the duration requirement and which “meets or equals” a listed impairment in
Appendix 1 of Subpart P of Regulations No. 4, a finding of “disabled” will be made
without consideration of vocational factors (20 C.F.R. § 404.1520(d));
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dispositive finding at any point in the review, no further finding is required. See 20 C.F.R. §
404.1520(a). The regulations also provide that if a claimant suffers from a nonexertional impairment
as well as an exertional impairment, both are considered in determining the claimant’s residual
functional capacity (RFC). See 20 C.F.R. § 404.1545.
Plaintiff has the burden of proving the existence and severity of limitations caused
by his impairments and that he is precluded from performing past relevant work through step four.
Jones v. Comm’r of Soc. Sec., 336 F.3d 469, 474 (6th Cir. 2003). At step five, it is the
Commissioner’s burden “to identify a significant number of jobs in the economy that accommodate
the claimant’s residual functional capacity (determined at step four) and vocational profile.” Id.
ALJ Condon determined Plaintiff’s claim failed at the fifth step of the evaluation.
At step one, the ALJ found that Plaintiff had not engaged in substantial gainful activity from March
20, 2009 (his alleged onset date) through March 31, 2010 (his date last insured). (PageID.59.) At
step two, the ALJ determined Plaintiff had the following severe impairments: (1) degenerative disc
disease of the lumbar spine; (2) lumbar facet syndrome; (3) lower lumbar facet arthropathy; and (4)
left greater trochanteric bursitis. (PageID.59.) At the third step, the ALJ found that Plaintiff did not
have an impairment or combination of impairments that met or equaled the requirements of the
Listing of Impairments. (PageID.59–60.) At the fourth step, the ALJ found that Plaintiff retained
the RFC based on all the impairments:
4.
If an individual is capable of performing work he or she has done in the past, a
finding of “not disabled” must be made (20 C.F.R. § 404.1520(e));
5.
If an individual’s impairment is so severe as to preclude the performance of past
work, other factors including age, education, past work experience, and residual
functional capacity must be considered to determine if other work can be performed.
(20 C.F.R. § 404.1520(f)).
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to lift and carry 20 pounds occasionally and 10 pounds frequently; to
stand and walk for 6 hours total and sit for 6 hours total in an 8-hour
workday; to occasionally climb ramps and stairs, balance, stoop and
crouch; however, he was unable to kneel or crawl and could never
climb ladders, ropes and scaffolds; he could have no concentrated
exposure to vibration; and was further limited in that he could not
operate leg or foot controls.
(PageID.60.) Continuing with the fourth step, the ALJ determined that Plaintiff was unable to
perform any past relevant work. (PageID.65.) At the fifth step, the ALJ questioned the VE to
determine whether a significant number of jobs exist in the economy which Plaintiff could perform
given his limitations. See Richardson, 735 F.2d at 964. The VE testified that there existed
approximately 23,000 jobs within the state of Michigan in the positions of inspector / packager,
assembler, and cashier that an individual similar to Plaintiff could perform. (PageID.66, 108.) This
represents a significant number of jobs. See Hall v. Bowen, 837 F.2d 272, 274 (6th Cir. 1988);
McCormick v. Sec’y of Health & Human Servs., 861 F.2d 998, 1000 (6th Cir. 1988).
Accordingly, the ALJ concluded that Plaintiff was not disabled at any point from
March 20, 2009, through March 31, 2010, the date last insured. (PageID.67.)
DISCUSSION
On September 30, 2015, the Court filed a Notice in this case regarding the filing of
briefs. That Notice, in part, stated that “Plaintiff’s initial brief must contain a Statement of Errors,
setting forth the specific errors of fact or law upon which Plaintiff seeks reversal or remand.”
(PageID.780.) While Plaintiff’s brief does contain headings setting forth the general arguments
made in his brief, it does not do so in the requisite specificity. Accordingly the Court must frame
the issues for review. The Court finds Plaintiff has presented the following claims of error:
1.
The ALJ failed to properly weigh the opinions of his treating physicians, Dr.
Eric Houchin and Dr. Kenneth Franklin;
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2.
The ALJ erred in failing to discuss the opinion of Dr. Tama Abel, a
consultative examiner;
3.
The ALJ failed to provide a narrative discussion of the RFC, in violation of
SSR 96-8p; and
4.
The ALJ failed to properly evaluate Plaintiff’s credibility.
The Court will discuss the issues below.
1.
On January 14, 2010, Dr. Eric Houchin, M.D., wrote a letter in which he stated
Plaintiff had advanced degenerative disc disease of the lumbar spine. Dr. Houchin opined that this
condition would require that Plaintiff be able to frequently sit or stand at will, as well as to be able
to lay down several times a day. Dr. Houchin concluded that he considered Plaintiff “disabled at
this point.” (PageID.658.). On February 19, 2010, Dr. Houchin also completed a worksheet
regarding limitations associated with Plaintiff’s lumbar spine. (PageID.520–26.) The worksheet
consisted of check boxes and spaces for the physician to provide a few words in support of his
opinion. Dr. Houchin stated that in an eight-hour workday, Plaintiff could only sit for an hour or
less, and could stand or walk for three hours. (PageID.522.) Plaintiff would need to change
positions at will between sitting and standing or walking. He also needed to be able to take
unscheduled breaks approximately every thirty minutes, and would have to rest for thirty minutes
before returning to work. (PageID.523, 525.) Plaintiff could only occasionally lift and carry up to
ten pound weights, and could never lift heavier weights. (PageID.523.) Plaintiff’s pain would
periodically interfere with his attention and concentration, and he was only capable of tolerating low
stress work environments. (PageID.524.) Plaintiff would further have good days and bad days, and
could be expected to miss work more than three times a month. Finally, Dr. Houchin opined that
Plaintiff would need to avoid heights, and could never perform any pushing, pulling, kneeling,
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bending, or stooping. (PageID.525.)
On September 22, 2011, Dr. Ken Franklin filled out an
identical form, and offered similar opinions. (PageID.588–94.) On August 22, 2013, Dr. Franklin
again provided an opinion that mirrored the above limitations. (PageID.702–09.) The ALJ gave Dr.
Houchin’s opinion “reduced weight” noting as follows:
The doctor’s opinions here that the claimant had to lie down several
times a day are not well supported in light of the claimant’s actual
activity level as he himself testified to . . . . Here the doctor did not
have the benefit of the hearing testimony and the limitations that he
suggests for the claimant are not consistent with the record as a
whole. These opinions are not supported by the claimant’s
longitudinal medical evidence of record, which contains generally
mild diagnostic findings. Further, these opinions are internally
inconsistent with Dr. Houchin’s own progress notes, showing
generally normal to mild musculoskeletal findings, a normal gait, a
full range of motion and a treatment recommendation limited to
weight loss and abdominal muscle strengthening. The undersigned
notes the medical evidence of record shows the claimant did not
receive any medical care from this physician through the date last
insured, after Dr. Houchin provided this opinion. The lack of follow
up medical care through the date last insured is consistent with
generally mild findings within the medical evidence of record but is
inconsistent with the medical opinion at issue. As a result, the
undersigned affords these opinions reduced weight.
(PageID.64.) The ALJ also gave reduced weight to Dr. Franklin’s opinion, noting that the doctor’s
opinion was similar to that of Dr. Houchin’s, and that the doctor’s opinion was “inconsistent with
the generally mild findings contained with the claimant’s longitudinal medical evidence of record,
including clinical and diagnostic findings, relatively normal exams and conservative treatment with
minimal medication from his primary care physicians.” (PageID.65.) Plaintiff claims the ALJ failed
to properly evaluate these opinions.
The treating physician doctrine recognizes that medical professionals who have a
long history of caring for a claimant and his maladies generally possess significant insight into his
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medical condition. See Barker v. Shalala, 40 F.3d 789, 794 (6th Cir. 1994). An ALJ must,
therefore, give controlling weight to the opinion of a treating source if: (1) the opinion is
“well-supported by medically acceptable clinical and laboratory diagnostic techniques” and (2) the
opinion “is not inconsistent with the other substantial evidence in the case record.” Gayheart, 710
F.3d at 375–76 (quoting 20 C.F.R. § 404.1527). It appears undisputed Dr. Houchin and Dr.
Franklin qualify as treating physicians.
Such deference is appropriate, however, only where the particular opinion “is based
upon sufficient medical data.” Miller v. Sec’y of Health & Human Servs., 1991 WL 229979 at *2
(6th Cir., Nov. 7, 1991) (citing Shavers v. Sec’y of Health & Human Servs., 839 F.2d 232, 235 n.1
(6th Cir. 1987)). The ALJ may reject the opinion of a treating physician where such is unsupported
by the medical record, merely states a conclusion, or is contradicted by substantial medical evidence.
See Cohen, 964 F.2d at 528; Miller, 1991 WL 229979 at *2 (citing Shavers, 839 F.2d at 235 n.1
(6th Cir. 1987)); Cutlip v. Sec’y of Health & Human Servs., 25 F.3d 284, 286–87 (6th Cir. 1994).
If an ALJ accords less than controlling weight to a treating source’s opinion, the ALJ
must “give good reasons” for doing so. Gayheart, 710 F.3d at 376. Such reasons must be
“supported by the evidence in the case record, and must be sufficiently specific to make clear to any
subsequent reviewers the weight the adjudicator gave to the treating source’s medical opinion and
the reasons for that weight.” This requirement “ensures that the ALJ applies the treating physician
rule and permits meaningful review of the ALJ’s application of the rule.” Id. (quoting Wilson v.
Comm’r of Soc. Sec., 378 F.3d 541, 544 (6th Cir. 2004)). Simply stating that the physician’s
opinions “are not well-supported by any objective findings and are inconsistent with other credible
evidence” is, without more, too “ambiguous” to permit meaningful review of the ALJ’s assessment.
Gayheart, 710 F.3d at 376–77.
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If the ALJ affords less than controlling weight to a treating physician’s opinion, the
ALJ must still determine the weight to be afforded such. Id. at 376. In doing so, the ALJ must
consider the following factors: (1) length of the treatment relationship and frequency of the
examination, (2) nature and extent of the treatment relationship, (3) supportability of the opinion,
(4) consistency of the opinion with the record as a whole, (5) the specialization of the treating
source, and (6) other relevant factors. Id. (citing 20 C.F.R. § 404.1527). While the ALJ is not
required to explicitly discuss each of these factors, the record must nevertheless reflect that the ALJ
considered those factors relevant to his assessment. See, e.g., Oldham v. Astrue, 509 F.3d 1254, 1258
(10th Cir. 2007); Undheim v. Barnhart, 214 F. App’x 448, 450 (5th Cir. 2007). The Court finds the
ALJ provided good reasons, supported by substantial evidence, for giving the doctors’ opinions
reduced weight. As the ALJ noted, the extreme limitations Dr. Houchin and Dr. Franklin found
were inconsistent with Plaintiff’s activities of daily living as well as the doctors’ treatment notes.
(PageID.64–65.)
During a visit with Family Doctors of Vicksburg in April of 2009, Plaintiff told his
physician he had recently played nine holes of golf. (PageID.480.) He apparently continued to be
able to do so through his date last insured, as a May 4, 2011, treatment note from Bronson
Rehabilitation Services indicated that he had recently completed nine holes of golf and it “did not
feel as bad as before.” (PageID.630.) On his function report, Plaintiff stated that was able to hunt
during the season, about four months of the year, and golfed during the summer, but that he wasn’t
able to hunt for as long and as often as he used to. (PageID.401.) A typical day would be spent
eating breakfast, watching the news, feeding pets, getting the mail, golfing for exercise on some
days, eating lunch, going to appointments, hunting during the season, running errands as needed,
visiting family, eating dinner, and doing stretch therapy. (PageID.398.) He had no issues with his
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personal care, and was able to prepare his own meals using a stove, microwave, or grill.
(PageID.399.) Plaintiff also stated he could do the laundry and dishes, take out the trash and mow
the lawn, but needed help carrying the clothes basket down the stairs. (PageID.399.) He further
could walk for five miles before needing to stop and rest. (PageID.402.)
Plaintiff argues, however, that his activities of daily living are hardly probative of
what he is able to do in a competitive work environment for a full workweek. (PageID.800.)
Plaintiff relies on Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 248–49 (6th Cir. 2009). In Rogers,
the Sixth Circuit found that “somewhat minimal daily functions,” such as driving, cleaning an
apartment, caring for pets, doing laundry, doing stretches, reading, and watching the news, were “not
comparable to typical work activities.” Id. Typical work activities are “the abilities and aptitudes
necessary to do most jobs,” including among other things “walking, standing, sitting, lifting,
pushing, pulling, reaching, carrying, or handling.” Id. at 248 n.6; 20 C.F.R. § 404.1521(b). The
activities that Plaintiff himself admitted to, however, are hardly the minimal activities at issue in
Rogers, and are entirely inconsistent with the extreme restrictions offered by the doctor. It was
entirely appropriate for the ALJ to consider these activities in assessing Dr. Houchin’s opinion. See
20 C.F.R. § 404.1527(c)(4) (“Generally, the more consistent an opinion is with the record as a
whole, the more weight we will give to that opinion.”); 20 C.F .R. § 404.1529(a) & (c)(3)(i) (listing
“daily activities” as among the “[f]actors relevant to your symptoms” and how they “affect your
ability to work”); see also, Helm v. Comm’r of Soc. Sec., 405 F. App’x 997, 1002 (6th Cir. 2011)
(including the plaintiff’s daily activities as among the “good reasons” for discounting the treating
physician’s opinion).
Moreover, the ALJ noted that the opinion was inconsistent with the doctors’ own
progress notes. For example on January 14, 2010, Plaintiff visited Dr. Houchin complaining of back
10
pain. On exam, Plaintiff had a normal gait and station, as well as a free range of motion regarding
his upper and lower extremities. Plaintiff was started on Lyrica.3 (PageID.621.) A month later, on
February 19, 2010, Plaintiff complained of muscle pain, but did not have any joint or leg pain.
(PageID.616.) Plaintiff was only encouraged to lose weight and work on abdominal strengthening.
(PageID.617.) Similarly, Dr. Franklin’s treatment notes found a normal gait, negative straight leg
raising test, and normal range of motion. (PageID.571, 727.) In sum, the ALJ provided good
reasons, supported by substantial evidence, for discounting the doctor’s opinion.
Finally, the ALJ did not err regarding the factors set forth in 20 C.F.R. § 404.1527.
While Plaintiff would apparently have the ALJ address each factor individually, Plaintiff points to
no case law requiring an ALJ to perform such an analysis. Under section 404.1527(c), the ALJ is
only required to “consider” the factors. The regulation does not require a “factor-by-factor” analysis.
See Francis v. Comm’r of Soc. Sec., 414 F. App’x 802, 804–05 (6th Cir. 2011); see also
Kostovski–Talevska v. Comm’r of Soc. Sec., No. 5:13–cv–655, 2014 WL 2213077, at *9 (N.D. Ohio
May 28, 2014) (collecting cases); Mayfield v. Comm’r of Soc. Sec., No. 1:12–cv–912, 2014 WL
1341923, at * 11 (W.D. Mich. Mar. 31, 2014); Owens v. Comm’r of Soc. Sec., No. 1:12–cv–47, 2013
WL 1304470, at *2 (W.D. Mich. Mar. 28, 2013). The record demonstrates that the ALJ recognized
his responsibility under the regulations, noting that he had to consider opinion evidence in
accordance with, among other things, 20 C.F.R. § 404.1527. (PageID.64.). The ALJ adequately
considered the factors regarding the opinion evidence, and specifically considered the doctors’
opinions against the record as a whole. (PageID.64). The ALJ found that the proffered restrictions
3
Lyrica is an anti-convulsant medication sometimes used to treat back pain and chronic pain.
Judith
Frank,
Lyrica
(Pregabalin),
SPINE-HEALTH,
http://www.spine-health.com/treatment/pain-medication/lyrica-pregabalin (last visisted June 15,
2016).
11
listed in their opinions were not well supported by objective evidence and in doing so expressly
considered several of the factors, including the Plaintiff’s daily activities, supportability, and treating
relationship. In this, the Court finds no error.
2.
On August 9, 2013, Dr. Tama Abel, a consultative examiner, examined Plaintiff and
filled out a medical source statement regarding Plaintiff’s physical limitations. (PageID.693–99.)
Among other things, Dr. Abel found that Plaintiff could only sit, stand, or walk for ten minutes at
any one time, and could only sit, stand, or walk each for a total of four hours in an eight hour
workday. (PageID.694.) Furthermore, Plaintiff could only occasionally reach, handle, finger, feel,
push, or pull and could never operate foot controls. (PageID.695.) The ALJ’s decision does not
contain a discussion of this opinion. Plaintiff argues that because Dr. Abel’s opinion was more
restrictive than the RFC, the ALJ committed a harmful error by failing to discuss the opinion.
(PageID.801–802.) The Court finds no error requiring reversal.
It is true, as Plaintiff points out, that the regulations state that the Commissioner will
evaluate every medical opinion she receives. 20 C.F.R. §404.1527(c). But the opinions of a
consultative examiner are not entitled to any particular weight. See Peterson v. Comm’r of Soc. Sec.,
552 F. App’x 533, 539 (6th Cir. 2014); Norris v. Comm’r of Soc. Sec., 461 F. App’x 433, 439 (6th
Cir. 2012).
Further, it is well established that “an ALJ is not required to discuss all the evidence
submitted, and an ALJ’s failure to cite specific evidence does not indicate that it was not
considered.” Daniels v. Comm’r of Soc. Sec., 152 F. App’x 485, 489 (6th Cir. 2005); see Boseley
v. Comm’r of Soc. Sec., 397 F. App’x 195, 199 (6th Cir. 2010); Decheney v. Comm’r of Soc. Sec.,
No. 1:13–cv–1302, 20145 WL 4526836, at * 9 (W.D. Mich. July 27, 2015).
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The Court finds any error here to be harmless. As the Commissioner points out, Dr.
Abel offered her opinion on August 9, 2013, a date more than three years after Plaintiff’s date last
insured of March 31, 2010. While the form Dr. Abel filled out included a space for the doctor to
provide a date in which Plaintiff’s limitations were first present, Dr. Abel left that space blank, thus
indicating that her opinions were regarding Plaintiff’s current limitations on August 9, 2013 only.
(PageID.698.) “[I]nsured status is a requirement for an award of disability insurance benefits.”
Garner v. Heckler, 745 F.2d 383, 390 (6th Cir.1984). Since Plaintiff’s insured status for purposes
of receiving DIB expired on March 31, 2010, he cannot be found disabled unless he can establish
that a disability existed on or before that date. Id. “Evidence relating to a later time period is only
minimally probative.” Jones v. Comm’r of Soc. Sec., No. 96–2173, 1997 WL 413641 at *1 (6th Cir.
July 17, 1997) (citing Siterlet v. Sec’y of Health & Human Servs., 823 F.2d 918, 920 (6th Cir.1987)).
In addition, evidence of a claimant’s medical condition after the last insured date is only considered
to the extent it illuminates that condition before the expiration of the claimant’s insured status.
Higgs v. Bowen, 880 F.2d 860, 863 (6th Cir. 1988). Here, Dr. Abel’s assessment is irrelevant,
because it does not address Plaintiff’s condition as it existed on or before his last insured date of
March 31, 2010. This claim of error will be denied.
3.
Plaintiff next claims that the ALJ’s RFC discussion was “vague” and violated SSR
96-8p’s narrative discussion requirement. He further claims that the “ALJ failed to cite to any
specific medical evidence, nor did he rely on any persuasive non-medical facts that supports [sic]
the light RFC finding.” (PageID.803.) (emphasis in original). The Court disagrees. According to
SSR 96–8p, the RFC assessment “must include a narrative discussion describing how the evidence
13
supports each conclusion, citing specific medical facts (e.g., laboratory findings) and nonmedical
evidence (e.g., daily activities, observations).” SSR 96–8p, 1996 WL 374184, at *7 (July 2, 1996).4
The ALJ must “explain how any material inconsistencies or ambiguities in the evidence in the case
record were considered and resolved,” discuss “why reported symptom-related functional limitations
and restrictions can or cannot reasonably be accepted as consistent with the medical and other
evidence,” “consider and address medical source opinions,” and “[i]f the RFC assessment conflicts
with an opinion from a medical source . . . explain why the opinion was not adopted.” Id.
The portion of the ALJ’s opinion dealing with the RFC assessment spans six pages
and includes a summary of Plaintiff’s testimony regarding his disabling limitations, the ALJ’s
credibility analysis, and a brief summary of the opinion evidence. (PageID.60–65.) The ALJ
summarized the medical evidence as follows:
Prior to the date last insured the claimant had minimal findings of
diagnostic testing, had relatively normal physical exams, had a
positive response to conservative treatment with minimal medication
and physical therapy, did not require nor was he recommended for
surgical intervention, did not require emergent care or hospitalization
for pain exacerbation and did not require the use of an assistive
device for ambulation.
(PageID.63.) With that in mind, the ALJ went on to note that Plaintiff had the RFC with the above
listed limitations. (PageID.63.)
The Court finds this narrative, combined with the detailed discussion of the medical
evidence, to be sufficient and moreover finds that substantial evidence supports the ALJ’s RFC
4
SSR’s “are binding on all components of the Social Security Administration” and “represent
precedent final opinions and orders and statements of policy and interpretations” adopted by the
agency. 20 C.F.R. § 402.35(b)(1). While SSR’s do not have the force of law, they are an agency’s
interpretation of its own regulations and “entitled to substantial deference and will be upheld unless
plainly erroneous or inconsistent with the regulation.” Kornecky v. Comm’r of Soc. Sec., 167 F.
App’x 496, 498 (6th Cir. 2006) (quoting Wilson, 378 F.3d at 549) (citations omitted).
14
decision. While Plaintiff would apparently prefer a more detailed analysis, that is not what is
required by the Sixth Circuit. See Delgado v. Comm’r of Soc. Sec., 30 F. App’x 542, 547 (6th Cir.
2002) (finding that SSR 96–8p does not require ALJ’s to produce a detailed function by function
statement in writing). Rather, “the ALJ need only articulate how the evidence in the record supports
the RFC determination, discuss the claimant’s ability to perform sustained work-related activities,
and explain the resolution of any inconsistencies in the record.” Id. at 548. (citation omitted); see
also Rudd v. Comm’r of Soc. Sec., 531 F. App’x 719, 729 (6th Cir. 2013) (SSR 96–8p merely
requires the ALJ to “address a claimant’s exertional and nonexertional capacities and also describe
how the evidence supports h[is] conclusions”). The ALJ discussed the evidence of record at length
and explained how it supported his factual finding regarding Plaintiff’s RFC. In so doing, the ALJ
satisfied the discussion requirements. See Knox v. Astrue, 327 F. App’x 652, 657 (7th Cir. 2009)
(finding the discussion element satisfied by analyzing medical evidence and assessing credibility);
Blevins v. Astrue, No. 4:08–CV–87–PRC, 2009 WL 2778304, at *14 (N.D. Ind. Aug. 31, 2009)
(same). Plaintiff’s claim of error is accordingly rejected.
4.
At the administrative hearing, Plaintiff testified that he was far more limited than the
ALJ recognized. He testified that he could only sit and stand for ten to fifteen minutes without
having to shift positions, and could only walk at a slow pace for twenty to thirty minutes.
(PageDI.84–85.) He also testified that he couldn’t work even if he was given an at will sit/stand
option as he’d need to rest or recline as well. (PageID.101–02.) While he stated he played golf, he
could only play three to four holes before he would become tired and have to leave. (PageID.103.)
The ALJ discounted Plaintiff’s subjective allegations. (PageID.61.) Plaintiff asserts that he is
15
entitled to relief because the ALJ’s rationale for discounting his allegations is not supported by
substantial evidence.
As the Sixth Circuit has long recognized, “pain alone, if the result of a medical
impairment, may be severe enough to constitute disability.” King v. Heckler, 742 F.2d 968, 974 (6th
Cir. 1984); see also, Grecol v. Halter, 46 F. App’x 773, 775 (6th Cir. 2002). As the relevant Social
Security regulations make clear, however, a claimant’s “statements about [his] pain or other
symptoms will not alone establish that [he is] disabled.” 20 C.F.R. § 404.1529(a); see also, Walters
v. Comm’r of Soc. Sec., 127 F.3d 525, 531 (6th Cir. 1997) (quoting 20 C.F.R. § 404.1529(a)); Hash
v. Comm’r of Soc. Sec., 309 F. App’x 981, 989 (6th Cir. 2009). Instead, as the Sixth Circuit has
established, a claimant’s assertions of disabling pain and limitation are evaluated pursuant to the
following standard:
First, we examine whether there is objective medical evidence of an
underlying medical condition. If there is, we then examine: (1)
whether objective medical evidence confirms the severity of the
alleged pain arising from the condition; or (2) whether the objectively
established medical condition is of such a severity that it can
reasonably be expected to produce the alleged disabling pain.
Walters, 127 F.3d at 531 (citations omitted). This standard is often referred to as the Duncan
standard. See Workman v. Comm’r of Soc. Sec., 105 F. App’x 794, 801 (6th Cir. 2004).
Accordingly, “subjective complaints may support a finding of disability only where
objective medical evidence confirms the severity of the alleged symptoms.” Id. (citing Blankenship
v. Bowen, 874 F.2d 1116, 1123 (6th Cir. 1989)). However, where the objective medical evidence
fails to confirm the severity of a claimant’s subjective allegations, the ALJ “has the power and
discretion to weigh all of the evidence and to resolve the significant conflicts in the administrative
record.” Workman, 105 F. App’x at 801 (citing Walters, 127 F.3d at 531).
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In this respect, it is recognized that the ALJ’s credibility assessment “must be
accorded great weight and deference.” Id. (citing Walters, 127 F.3d at 531); see also, Heston v.
Comm’r of Soc. Sec., 245 F.3d 528, 536 (6th Cir. 2001) (“[i]t is for the [Commissioner] and his
examiner, as the fact-finders, to pass upon the credibility of the witnesses and weigh and evaluate
their testimony”). It is not for this Court to reevaluate such evidence anew, and so long as the ALJ’s
determination is supported by substantial evidence, it must stand. The ALJ found Plaintiff’s
subjective allegations to not be fully credible, a finding that should not be lightly disregarded. See
Varley v. Sec'y of Health and Human Services, 820 F.2d 777, 780 (6th Cir. 1987). In fact, as the
Sixth Circuit has stated, “[w]e have held that an administrative law judge’s credibility findings are
virtually unchallengeable.” Ritchie v. Comm’r of Soc. Sec., 540 F. App’x. 508, 511 (6th Cir. 2013)
(citation omitted).
Plaintiff claims that in discounting his subjective statements, the ALJ
mischaracterized the record. The Court disagrees. In his credibility discussion, the ALJ noted:
[T]hrough the date last insured, the claimant did not require surgical
intervention nor did any of his treating physicians recommend
surgery. In addition, the claimant was able to golf when he received
injections and stated it would help his back along with the walking he
did when he played a round of golf (testimony.) The claimant is
currently treating conservatively with pain medications, exercises and
stretching, which have been relatively successful in managing his
condition. Moreover, while the evidence shows some degeneration,
a more recent lumbar Magnetic Resonance Imaging (MRI) from
February 2012 noted fairly stable degenerative changes and no canal
stenosis.
(PageID.61.) The doctor’s reasons are well supported. For example on May 21, 2009, Dr. Alain
Fabi co-signed a statement that diagnosed Plaintiff with musculoskeletal low back pain, as well as
some nerve issue in the right leg and numbness in the right toe. (PageID.651.) The physician noted
17
that Plaintiff had undergone an MRI showing “mild degenerative disk disease at best” and concluded
that he found “no issues whatsoever involving the back to suggest that any surgical approach would
be warranted.” Instead the physician advised injection therapy and physical therapy. (PageID.651.)
It was not in error for the ALJ to describe this treatment, as opposed to surgery, as “conservative.”
See Niemasz v. Barnhart, 155 F. App’x 836, 837 (6th Cir. 2005) (describing pain medication and
physical therapy as conservative treatment). Moreover, it appears Plaintiff experienced great relief
with this conservative treatment. Treatment notes from June 2009 described Plaintiff has having a
“good benefit” from the injections and feeling “markedly better.” (PageID.490.) He described
being able to be more active, which, as noted above included telling treaters in April 2009 and May
2011 that he was able to play nine holes of golf. To the extent Plaintiff argues he can only play three
to four holes of golf, the undersigned notes that such testimony appears to have concerned the
summer of 2013, well after his date last insured, and in any event the ALJ was allowed to resolve
this inconsistency. (PageID.103.) Finally, a February 29, 2012, MRI found “stable” degenerative
changes compared to an April 9, 2009, MRI. There was no significant lateral recess, neural
foraminal or canal narrow. (PageID.756.) All this provides substantial evidence supporting the
ALJ’s decision. Plaintiff’s claim of error is denied.
CONCLUSION
For the reasons articulated herein, the undersigned concludes that the ALJ’s decision
is AFFIRMED. A separate judgment shall issue.
Dated: June 22, 2016
/s/ Janet T. Neff
JANET T. NEFF
United States District Judge
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