Kornoelje-Cogswell v. Commissioner of Social Security
Filing
24
OPINION; signed by District Judge Paul L. Maloney (Judge Paul L. Maloney, acr)
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
BRANDIE LEE KORNOELJE-COGSWELL,
Plaintiff,
Case No. 1:16-cv-871
v.
HONORABLE PAUL L. MALONEY
COMMISSIONER OF SOCIAL
SECURITY,
Defendant,
/
OPINION
This is a social security action brought under 42 U.S.C. § 405(g) seeking judicial
review of a final decision by the Commissioner of the Social Security Administration
(Commissioner) denying Plaintiff’s claim for disability insurance benefits (DIB) under Title II of the
Social Security Act. Section 405(g) limits the Court to a review of the administrative record, and
provides that if the Commissioner’s decision is supported by substantial evidence, it shall be
conclusive. The Commissioner has found that Plaintiff is not disabled within the meaning of the
Act.
STANDARD OF REVIEW
The scope of judicial review in a social security case is limited to determining
whether the Commissioner applied the proper legal standards in making her decision and whether
there exists in the record substantial evidence supporting that decision. See Brainard v. Sec’y of
Health & Human Servs., 889 F.2d 679, 681 (6th Cir. 1989). The Court may not conduct a de novo
review of the case, resolve evidentiary conflicts, or decide questions of credibility. See Garner v.
Heckler, 745 F.2d 383, 387 (6th Cir. 1984). It is the Commissioner who is charged with finding the
facts relevant to an application for disability benefits, and her findings are conclusive provided they
are supported by substantial evidence. See 42 U.S.C. § 405(g).
Substantial evidence is more than a scintilla, but less than a preponderance. See
Cohen v. Sec’y of Health & Human Servs., 964 F.2d 524, 528 (6th Cir. 1992) (citations omitted).
It is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.
See Richardson v. Perales, 402 U.S. 389, 401 (1971); Bogle v. Sullivan, 998 F.2d 342, 347 (6th Cir.
1993). In determining the substantiality of the evidence, the Court must consider the evidence on
the record as a whole and take into account whatever evidence in the record fairly detracts from its
weight. See Richardson v. Sec’y of Health & Human Servs., 735 F.2d 962, 963 (6th Cir. 1984). The
substantial evidence standard presupposes the existence of a zone within which the decision maker
can properly rule either way, without judicial interference. See Mullen v. Bowen, 800 F.2d 535, 545
(6th Cir. 1986) (citation omitted). This standard affords to the administrative decision maker
considerable latitude, and indicates that a decision supported by substantial evidence will not be
reversed simply because the evidence would have supported a contrary decision. See Bogle, 998
F.2d at 347; Mullen, 800 F.2d at 545.
PROCEDURAL POSTURE
Plaintiff was thirty-eight years of age as of her alleged disability onset date.
(PageID.100–101.) She previously obtained a GED and has been employed as a quality monitor and
as a hand packer. (PageID.90–91, 212.) Plaintiff applied for benefits on May 29, 2014, alleging
disability beginning May 6, 2014, due to s/p bilateral hip replacement causing pain, numbness, and
stiffness; bulging discs and mild scoliosis causing lower back pain; shoulder arthritis causing
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shoulder pain and burning; pain leading to poor sleep and poor memory; a thyroid disorder; a
learning disorder; and migraines. (PageID.100–101, 192–195.) Plaintiff’s application was denied
on November 3, 2014, after which time Plaintiff requested a hearing before an ALJ.
(PageID.116–126.) On March 11, 2015, Plaintiff appeared with her counsel before ALJ David S.
Pang for an administrative hearing at which time both Plaintiff and a vocational expert (VE)
testified. (PageID.66–98.) On June 25, 2015, the ALJ issued his written decision which concluded
that Plaintiff was not disabled. (PageID.48–65.) On May 7, 2016, the Appeals Council declined to
review the ALJ’s decision, making it the Commissioner’s final decision in the matter.
(PageID.30–35.) Plaintiff subsequently initiated this action under 42 U.S.C. § 405(g).
ALJ’S DECISION
The social security regulations articulate a five-step sequential process for evaluating
disability. See 20 C.F.R. § 404.1520(a-f).1 If the Commissioner can make a dispositive finding at
any point in the review, no further finding is required. See 20 C.F.R. § 404.1520(a). The regulations
also provide that if a claimant suffers from a nonexertional impairment as well as an exertional
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1.
An individual who is working and engaging in substantial gainful activity will not be found to be
“disabled” regardless of medical findings (20 C.F.R. § 404.1520(b));
2.
An individual who does not have a “severe impairment” will not be found “disabled” (20 C.F.R.
§ 404.1520(c));
3.
If an individual is not working and is suffering from a severe impairment which meets the duration
requirement and which “meets or equals” a listed impairment in Appendix 1 of Subpart P of
Regulations No. 4, a finding of “disabled” will be made without consideration of vocational factors
(20 C.F.R. § 404.1520(d));
4.
If an individual is capable of performing work he or she has done in the past, a finding of “not
disabled” must be made (20 C.F.R. § 404.1520(e));
5.
If an individual’s impairment is so severe as to preclude the performance of past work, other factors
including age, education, past work experience, and residual functional capacity must be considered
to determine if other work can be performed. (20 C.F.R. § 404.1520(f)).
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impairment, both are considered in determining the claimant’s residual functional capacity (RFC).
See 20 C.F.R. § 404.1545.
Plaintiff has the burden of proving the existence and severity of limitations caused
by her impairments and that she is precluded from performing past relevant work through step four.
Jones v. Comm’r of Soc. Sec., 336 F.3d 469, 474 (6th Cir. 2003). At step five, it is the
Commissioner’s burden “to identify a significant number of jobs in the economy that accommodate
the claimant’s residual functional capacity (determined at step four) and vocational profile.” Id.
ALJ Pang determined Plaintiff’s claim failed at the fifth step. At step one, the ALJ
found that Plaintiff had not engaged in substantial gainful activity since her alleged disability onset
date. (PageID.53.) At step two, the ALJ found that Plaintiff suffered from the severe impairments
of: (1) status post bilateral right and left hip replacement; (2) arthritis of the left hip; (3) shoulder
arthrosis; (4) degenerative disc disease of the back; and (5) obesity. (PageID.53–55.) At step three,
the ALJ concluded that Plaintiff did not have an impairment or combination of impairments that met
or equaled the requirements of the Listing of Impairments found in 20 C.F.R. Pt. 404, Subpt. P, App.
1. (PageID.55–56.) At step four, the ALJ determined Plaintiff retained the RFC based on all the
impairments to perform:
sedentary work as defined in 20 CFR 404.1567(a) except the claimant
can occasionally climb ramps and stairs, never climb ladders, ropes
and scaffolds. The claimant can occasionally stoop, kneel, crouch,
crawl, balance. The claimant can never have unprotected heights and
never can operate heavy machinery including cars. The claimant can
only occasionally reach overhead bilaterally and can only operate foot
controls bilaterally.
(PageID.56)
Continuing with the fourth step, the ALJ determined that Plaintiff was unable to
perform any of her past relevant work. (PageID.60.) At the fifth step, the ALJ questioned the VE
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to determine whether a significant number of jobs exist in the economy that Plaintiff could perform
given her limitations. See Richardson, 735 F.2d at 964. The VE testified that Plaintiff could
perform work in the following representative jobs: order clerk (5,000 national positions), assembler
(8,000 national positions), and telemarketer (48,000 national positions). (PageID.91–96.) Based on
this record, the ALJ found that Plaintiff was capable of making a successful adjustment to work that
exists in significant numbers in the national economy. (PageID.61.)
Accordingly, the ALJ concluded that Plaintiff was not disabled from May 6, 2014,
the alleged disability onset date, through June 25, 2015, the date of decision. (PageID.61–62.)
DISCUSSION
1.
The ALJ Properly Evaluated the Opinion Evidence.
The record contains several opinions from Dr. Thomas V. Bilisko, M.D., Plaintiff’s
treating physician. (PageID.334–339, 358–359, 366–367, 378, 382.) In these records, Dr. Bilisko
recorded that Plaintiff was more limited than as the ALJ ultimately concluded. The ALJ, however,
afforded “little weight” to Dr. Bilisko’s opinions. (PageID.59.) Plaintiff argues that she is entitled
to relief on the ground that the ALJ failed to articulate sufficient reasons for discounting the opinion
of her treating physician and also failed to weigh the opinion pursuant to the factors found in 20
C.F.R. § 404.1527(c). She further argues that after rejecting the only physical RFC opinion in the
record that was from an acceptable source, the ALJ impermissibly relied on a single decision maker
opinion. The Court disagrees.
By way of background, the treating physician doctrine recognizes that medical
professionals who have a long history of caring for a claimant and her maladies generally possess
significant insight into her medical condition. See Barker v. Shalala, 40 F.3d 789, 794 (6th Cir.
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1994). An ALJ must, therefore, give controlling weight to the opinion of a treating source if: (1) the
opinion is “well-supported by medically acceptable clinical and laboratory diagnostic techniques”
and (2) the opinion “is not inconsistent with the other substantial evidence in the case record.”
Gayheart v. Comm’r of Soc. Sec., 710 F.3d 365, 375–76 (6th Cir. 2013) (quoting 20 C.F.R. §
404.1527).
Such deference is appropriate, however, only where the particular opinion “is based
upon sufficient medical data.” Miller v. Sec’y of Health & Human Servs., 1991 WL 229979 at *2
(6th Cir., Nov. 7, 1991) (citing Shavers v. Sec’y of Health & Human Servs., 839 F.2d 232, 235 n.1
(6th Cir. 1987)). The ALJ may reject the opinion of a treating physician where such is unsupported
by the medical record, merely states a conclusion, or is contradicted by substantial medical evidence.
See Cohen, 964 F.2d at 528; Miller, 1991 WL 229979 at *2 (citing Shavers, 839 F.2d at 235 n.1);
Cutlip v. Sec’y of Health & Human Servs., 25 F.3d 284, 286–87 (6th Cir. 1994).
If an ALJ accords less than controlling weight to a treating source’s opinion, the ALJ
must “give good reasons” for doing so. Gayheart, 710 F.3d at 376. Such reasons must be
“supported by the evidence in the case record, and must be sufficiently specific to make clear to any
subsequent reviewers the weight the adjudicator gave to the treating source’s medical opinion and
the reasons for that weight.” This requirement “ensures that the ALJ applies the treating physician
rule and permits meaningful review of the ALJ’s application of the rule.” Id. (quoting Wilson v.
Comm’r of Soc. Sec., 378 F.3d 541, 544 (6th Cir. 2004)). Simply stating that the physician’s
opinions “are not well-supported by any objective findings and are inconsistent with other credible
evidence” is, without more, too “ambiguous” to permit meaningful review of the ALJ’s assessment.
Id. at 376–77.
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If the ALJ affords less than controlling weight to a treating physician’s opinion, the
ALJ must still determine the weight to be afforded such. Id. at 376. In doing so, the ALJ must
consider the following factors (1) length of the treatment relationship and frequency of the
examination, (2) nature and extent of the treatment relationship, (3) supportability of the opinion,
(4) consistency of the opinion with the record as a whole, (5) the specialization of the treating source,
and (6) other relevant factors. Id. (citing 20 C.F.R. § 404.1527). While the ALJ is not required to
explicitly discuss each of these factors, the record must nevertheless reflect that the ALJ considered
those factors relevant to his assessment. See, e.g., Oldham v. Astrue, 509 F.3d 1254, 1258 (10th Cir.
2007); Undheim v. Barnhart, 214 F. App’x 448, 450 (5th Cir., Jan. 19, 2007).
The ALJ provided a thorough and accurate summary of Dr. Bilisko’s opinions as
follows:
Thomas V. Bilisko, MD, the claimant’s treating physician, opined
that the claimant should not be driving and should have no repetitive
standing and walking and no bending at the hip. The claimant can
stand and walk less than two hours a day and sit less than six hours
a day. She can never left over twenty pounds but can occasionally lift
up to ten pounds. She can never balance, stoop, kneel, crouch and
crawl. She can occasionally reach and frequently handle and finger.
The claimant needs to use a walker and need[s] an option to sit and
stand at work. The claimant had medication side effects and may lose
focus and attention for thirty percent of the day.
(PageID.59.) The ALJ ultimately concluded that Dr. Bilisko’s opinions should be given little weight
on the ground that they were “inconsistent with the medical evidence as her physical examinations
revealed mild findings and showed that the claimant was not experiencing back and joint pain.”
(PageID.59.) Substantial evidence supports this determination.
On September 5, 2012, Plaintiff was seen for a pre-surgical checkup prior to a left
total hip arthroplasty. Plaintiff had received a right total hip replacement in 2011. Plaintiff had
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previously tried physical therapy, medication, and activity modification. Plaintiff walked without
a limp and was not using any ambulatory aids. But she was only able to ambulate short distances,
and had difficulty reaching her shoes, socks, and toenails. It was noted that surgery was scheduled
for management of the condition. (PageID.388.) On September 20, 2012, Plaintiff underwent the
left total hip arthroplasty. It was noted that Plaintiff had done well with her right hip arthroplasty.
(PageID.382, 396.) A physical exam dated the same date noted that other than decreased range of
motion in her left hip, Plaintiff had full range of motion in all other joints. (PageID.385.)
A post-operative x-ray of Plaintiff’s pelvis found a “left hip arthroplasty with the
femoral component projecting in expected position over the acetabular component. No new fractures
are identified. There has also been right hip arthroplasty with the femoral component projecting in
expected position over the acetabular component.” (PageID.378–379.)
On July 29, 2013, Plaintiff met with Dr. Bilisko. She was complaining of pain in her
shins that went to her feet as well as low back pain. (PageID.308.) On exam, however, her low back
had normal strength, with only decreased range of motion with forward flexion. A bilateral hip exam
likewise showed normal strength and range of motion, though there was some pain with rotation.
(PageID.309.) X-rays of the lumbar spine and hips were ordered. (PageID.310.) On March 21,
2014, Plaintiff complained of hip pain. (PageID.302.) On exam, her right hip strength was “OK.”
There was pain with rotation, but no trochanter pain. An examination of her lower back was normal
except for some pain with extension. (PageID.303.) On May 9, 2014, Plaintiff complained of back
pain and pain in the right shoulder. (PageID.300.) A physical exam found some scoliosis and loss
of motion, but otherwise the records state it was a normal low back exam. (PageID.301.) On
February 11, 2015, Dr. Bilisko noted that there was some mild degenerative disc disease in
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Plaintiff’s lumbar spine that was noted on two different MRIs, but stated there was “really nothing
to [sic] worrisome there.” (PageID.351.) He found that the major cause for Plaintiff’s pain was her
hips, especially the right. (Id.) X-rays taken of Plaintiff’s pelvis on the same date, however, found
no specific hip pathology. (PageID.376.) A month later Plaintiff underwent a bone density exam,
which found normal bone density. (PageID.415.)
The ALJ correctly noted that the above evidence fails to support the extreme
limitations provided by the doctor. While the Court does not doubt that Plaintiff is limited due to
her impairments, such limitations are adequately accounted for in the RFC. Accordingly, the Court
finds that the ALJ gave good reasons, supported by substantial evidence, for assigning less than
controlling weight to Dr. Bilisko’s opinion.
Plaintiff makes two remaining arguments concerning the doctor’s opinion. First, she
argues that the ALJ’s analysis did not properly weigh Dr. Bilisko’s opinion against the factors
contained in 20 C.F.R. § 404.1527(c). Plaintiff has not demonstrated any error. Indeed the ALJ
began his discussion of the medical record by noting his obligation to consider the evidence in
accordance with, among other things, the factors contained in 20 C.F.R. § 404.1527. It is plain that
the ALJ then considered several of the factors articulated in the regulation, including the doctor’s
status as a treating source as well as whether the treating physician’s opinion was “well-supported
by medically acceptable clinical and laboratory diagnostic techniques”, whether it was “inconsistent
with the other substantial evidence in [the] case record”, and how the evidence in the record
informed the ALJ’s determinations on each of these factors. See 20 C.F.R. § 404.1527(c).
Regardless of the other factors which the regulation required the ALJ to consider—such as the
length, nature and extent of the treatment relationship, 20 C.F.R. § 404.1527(c)(2), and Dr. Bilisko’s
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degree of specialization in this field, 20 C.F.R. § 404.1527(c)(5)—the evidence mentioned thus far
provide substantial evidence for the ALJ’s decision to accord Dr. Bilisko’s opinion little weight. No
matter how long Bilisko had been treating Plaintiff or how much experience he has with such
conditions, the record supports the ALJ’s findings that the doctor’s notes failed to support the
extreme restrictions provided in his opinions.
Second, Plaintiff notes that the ALJ gave only little weight to the only acceptable
source to offer an opinion regarding Plaintiff’s physical limitations. As such, Plaintiff asserts that
the ALJ must have impermissibly relied on the opinion of a single decision maker.
(PageID.444–446.) But the ALJ gave no indication that he gave any consideration to the single
decision maker’s opinion. Moreover, Plaintiff’s contention fails to recognize that it is the ALJ who
is tasked with developing an RFC assessment, and an ALJ is not required to base the assessment on
a medical opinion. See Rudd v. Comm’r of Soc. Sec., 531 F. App’x 719, 728 (6th Cir. 2013) (quoting
SSR 96–5p) (“[T]o require the ALJ to base her RFC finding on a physician’s opinion, ‘would, in
effect, confer upon the treating source the authority to make the determination or decision about
whether an individual is under a disability, and thus would be an abdication of the Commissioner's
statutory responsibility to determine whether an individual is disabled.’”). It is the ALJ who has the
ultimate responsibility for assessing a claimant’s RFC, based on all of the relevant evidence. See 20
C.F.R. § 404.1545(a); Webb v. Comm’r of Soc. Sec., 368 F.3d 629, 633 (6th Cir. 2004) (“The ALJ
is charged with the responsibility of evaluating the medical evidence and the claimant’s testimony
to form an assessment of [his] residual functional capacity.”) It is not the ALJ’s burden to seek out
medical opinions to prove or disprove a disability claim. Brown v. Comm’r of Soc. Sec., 602 F.
App’x 328, 331 (6th Cir. 2015). Rather, it is Plaintiff’s obligation to provide evidence to support
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her claim of disability. 20 C.F.R § 404.1512(c). It is plain the ALJ acted squarely within his
authority by determining the RFC based on the objective record and Plaintiff’s testimony. See Ford
v. Comm’r of Soc. Sec., 114 F. App’x 194, 198 (6th Cir. 2004) (finding substantive evidence
supporting the RFC when the ALJ failed to adopt the only capacity opinion in the record); Muscott
v. Colvin, No. CV 14-13890, 2015 WL 7248670, at *4 (E.D. Mich. Oct. 29, 2015), report and
recommendation adopted sub nom. Muscott v. Comm’r of Soc. Sec., No. 14-13890, 2016 WL 386432
(E.D. Mich. Feb. 2, 2016) (finding that “after the ALJ set forth good reasons for rejecting [the only
opinion,] the ALJ did not need to seek out another physician’s opinion.”). Plaintiff appears to
contend that there is no evidence to support a sedentary RFC because “virtually all of the medical
evidence in the Record came for the reports” of Dr. Bilisko. But the ALJ did not give little weight
to Dr. Bilisko’s records, he gave little weight to Dr. Bilisko’s opinions, which he found were
inconsistent with the medical evidence, including the doctor’s own treatment notes. The ALJ found
these records supported a sedentary RFC, rather than Dr. Bilisko’s opinion. Such a conclusion is
supported by substantial evidence.
For all the above reasons, Plaintiff’s first and second claims of error are denied.
2.
The ALJ Properly Evaluated Plaintiff’s Impairments.
As noted above, the ALJ determined that Plaintiff suffers from multiple severe
impairments. Plaintiff argues, however, that she is entitled to relief because the ALJ failed to also
find that she suffers from the severe impairment of headaches. At step two of the sequential
disability analysis articulated above, the ALJ must determine whether the claimant suffers from a
severe impairment. Where the ALJ finds the presence of a severe impairment at step two and
proceeds to continue through the remaining steps of the analysis, the alleged failure to identify as
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severe some other impairment constitutes harmless error so long as the ALJ considered the entire
medical record in rendering his decision. See Maziarz v. Sec’y of Health & Human Servs., 837 F.2d
240, 244 (6th Cir. 1987); Kirkland v. Comm’r of Soc. Sec., 528 F. App’x 425, 427 (6th Cir. 2013)
(“so long as the ALJ considers all the individual’s impairments, the failure to find additional severe
impairments . . . does not constitute reversible error”).
Here, the ALJ noted his obligation to develop an RFC based on all impairments,
including those that were not severe. (PageID.52.) He then proceeded to note that he had developed
the RFC after careful consideration of the entire record. (PageID.56.) Thus the record indicates the
ALJ satisfied his obligation listed above. Plaintiff contends the ALJ erred by failing to mention
Plaintiff’s diagnosis of trigerminal neuralgia. (PageID.448.) However this assertion fails because
the only discussion of this diagnosis appears in Exhibits 11F and 12F, exhibits that were not before
the ALJ (PageID.65) and were added to the record by the Appeals Council. (PageID.34.) This
Court, accordingly, is precluded from considering such material. In Cline v. Comm’r of Soc. Sec.,
96 F.3d 146 (6th Cir. 1996), the Sixth Circuit indicated that where the Appeals Council considers
new evidence that was not before the ALJ, but nonetheless declines to review the ALJ’s
determination, the district court cannot consider such evidence when adjudicating the claimant's
appeal of the ALJ’s determination. Id. at 148; see also Bass v. McMahon, 499 F.3d 506, 512–13 (6th
Cir. 2007) (quoting Cline, 96 F.3d at 148).
If Plaintiff can demonstrate, however, that this evidence is new and material, and that
good cause existed for not presenting it in the prior proceeding, the Court can remand the case for
further proceedings during which this new evidence can be considered. Cline, 96 F.3d at 148. To
satisfy the materiality requirement, Plaintiff must show that there exists a reasonable probability that
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the Commissioner would have reached a different result if presented with the new evidence.
Sizemore v. Sec’y of Health & Human Servs., 865 F.2d 709, 711 (6th Cir. 1988). Plaintiff bears the
burden of making these showings. See Hollon ex rel. Hollon v. Comm’r of Soc. Sec., 447 F.3d 477,
483 (6th Cir. 2006).
Plaintiff makes only a passing mention to sentence six and makes no developed
argument in effort to meet her burden. Plaintiff has, therefore, waived any such argument. See, e.g.,
Porzillo v. Dep’t of Health & Human Servs., 369 F. App’x 123, 132 (Fed. Cir., Mar. 12, 2010)
(claimant “waves any arguments that are not developed”); Shaw v. AAA Engineering & Drafting,
Inc., 213 F.3d 519, 537 n.25 (10th Cir. 2000) (arguments “superficially” developed are waived);
Financial Resources Network, Inc. v. Brown & Brown, Inc., 2010 WL 4806902 at *30 n.29 (D.
Mass., Nov. 18, 2010) (same).
Accordingly, Plaintiff has not demonstrated reversible error in this claim of error.
3.
The ALJ’s Credibility Discussion is Supported by Substantial Evidence.
In her function report, and by her testimony given at the administrative hearing, Plaintiff
alleged that she was impaired to an extent far greater than as ultimately recognized by the ALJ. As
summarized by the ALJ, Plaintiff claimed that she:
does not drive and has pain that radiates down her neck and
shoulders. The claimant lies on a recliner most of the day and needs
help performing self-care and showering. Her husband does most of
the housework and cooking. The claimant has trouble sitting in one
place too long and has trouble standing because she has burning pain.
Ice and heat do not relieve her pain, and she has to use a walker
seventy percent of the time. The claimant has side effects from her
pain medication such as diarrhea and lack of concentration. The
claimant can watch movies, play cards and read. She checks
Facebook, goes shopping and talks with her mother on the phone.
(PageID.58.) The ALJ concluded that while her impairments cause limitations, Plaintiff was capable
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for performing a limited range of sedentary work. (PageID.59.) Plaintiff claims the ALJ erred when
making this determination.
As the Sixth Circuit has long recognized, “pain alone, if the result of a medical
impairment, may be severe enough to constitute disability.” King v. Heckler, 742 F.2d 968, 974 (6th
Cir. 1984); see also Grecol v. Halter, 46 F. App’x 773, 775 (6th Cir. 2002). As the relevant Social
Security regulations make clear, however, a claimant’s “statements about [his] pain or other
symptoms will not alone establish that [he is] disabled.” 20 C.F.R. § 404.1529(a); see also Walters
v. Comm’r of Soc. Sec., 127 F.3d 525, 531 (6th Cir. 1997) (quoting 20 C.F.R. § 404.1529(a)); Hash
v. Comm’r of Soc. Sec., 309 F. App’x 981, 989 (6th Cir. 2009). Instead, a claimant’s assertions of
disabling pain and limitation are evaluated under the following standard:
First, we examine whether there is objective medical evidence of an
underlying medical condition. If there is, we then examine: (1)
whether objective medical evidence confirms the severity of the
alleged pain arising from the condition; or (2) whether the objectively
established medical condition is of such a severity that it can
reasonably be expected to produce the alleged disabling pain.
Walters, 127 F.3d at 531 (citations omitted). This standard is often referred to as the Duncan
standard. See Workman v. Comm’r of Soc. Sec., 105 F. App’x 794, 801 (6th Cir. 2004).
Accordingly, “subjective complaints may support a finding of disability only where
objective medical evidence confirms the severity of the alleged symptoms.” Id. (citing Blankenship
v. Bowen, 874 F.2d 1116, 1123 (6th Cir. 1989)). However, where the objective medical evidence
fails to confirm the severity of a claimant’s subjective allegations, the ALJ “has the power and
discretion to weight all the evidence and to resolve the significant conflicts in the administrative
record.” Id. (citing Walters, 127 F.3d at 531).
In this respect, it is recognized that the ALJ’s credibility assessment “must be
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accorded great weight and deference.” Id. (citing Walters, 127 F.3d at 531); see also Heston v.
Comm’r of Soc. Sec., 245 F.3d 528, 536 (6th Cir. 2001) (quoting Myers v. Richardson, 471 F.2d
1265, 1267 (6th Cir. 1972) (“[i]t [i]s for the [Commissioner] and his examiner, as the fact-finders,
to pass upon the credibility of the witnesses and weigh and evaluate their testimony”)). It is not for
this Court to reevaluate such evidence anew, and so long as the ALJ’s determination is supported
by substantial evidence, it must stand. The ALJ found Plaintiff’s subjective allegations to not be fully
credible, a finding that should not be lightly disregarded. See Varley v. Sec’y of Health & Human
Servs., 820 F.2d 777, 780 (6th Cir. 1987). In fact, as the Sixth Circuit has stated, “[w]e have held
that an administrative law judge’s credibility findings are virtually unchallengeable.” Ritchie v.
Comm’r of Soc. Sec., 540 F. App’x 508, 511 (6th Cir. 2013) (citation omitted).
The ALJ found that Plaintiff’s complaints were not credible because the “objective
medical evidence does not support a finding that the claimant’s allegations are as limiting as she
alleges,” as well as the fact that Plaintiff “did not seek consistent treatment or follow the advice of
her doctors.” The ALJ also noted that Plaintiff’s “activities of daily living do not support a finding
that the claimant is as limited as she alleges.” (PageID.58–59.) After review, the Court finds
substantial evidence supports the ALJ’s conclusion that Plaintiff’s testimony was not entirely
credible.
As documented above, Plaintiff’s physical examinations generally revealed mild
results, with normal strength and range of motion of most extremities. (See, e.g., PageID.350.) Xrays of Plaintiff’s pelvis also found no specific pathology. (PageID.376.) On May 10, 2014, other
than some loss of motion, an examination of Plaintiff’s low back was normal. The strength in
Plaintiff’s legs was “ok to flexion.” (PageID.301.) Moreover, as Dr. Bilisko found, there was
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nothing worrisome in Plaintiff’s lumbar spine MRIs. (PageID.351.) Exams on February 11, 2015
found “no obvious strength deficits” in Plaintiff’s hips. (PageID.358.) Accordingly, the ALJ’s
conclusion that Plaintiff’s assertions were inconsistent with the objective record is supported by
substantial evidence.
The ALJ also noted a significant gap in Plaintiff’s treatment from May 2014 to
January 2015 and indicated that if Plaintiff’s impairments were as severe as she alleged, it was
reasonable to assume that she would have consistently sought treatment. (PageID.58.) The ALJ also
found that Plaintiff did not follow her doctor’s instructions to attend physical therapy. Plaintiff
points out that in her function report and in her testimony she reported that she could not always
afford to see a doctor. (PageID.86–87, 252.) Furthermore in an October 2014 letter to Plaintiff, Dr.
Bilisko noted that her account balance was in collections and that he would only continue to see
Plaintiff if she paid cash at the time of service. (PageID.369.) It appears, though, Plaintiff was able
to come up with payment, as there are several treatment records postdating this letter. In any event,
Plaintiff claims it was in error to discredit her testimony without considering her ability to afford
treatment.
A claimant’s failure to seek medical treatment over an extended period of time is
often a factor to be considered against the claimant’s assertion of a disabling condition.2 See Strong
v. Soc. Sec. Admin., 88 F. App’x 841, 846 (6th Cir. 2004) (“In the ordinary course, when a claimant
alleges pain so severe as to be disabling, there is a reasonable expectation that the claimant will seek
examination or treatment” and “[a] failure to do so may cast doubt on the claimant’s assertions of
2
The rule is not without exception. “In some circumstances, of course, a failure to seek examination or
treatment may say little about a claimant’s truthfulness.” Strong, 88 F. App’x at 846. (citing Blankenship v. Bowen, 874
F.2d 1116, 1124 (6th Cir. 2004)).
16
disabling pain.”); see also SSR 96–7p, 1996 WL 374186, at *7 (SSA July 2, 1996) (“[T]he
individual’s statements may be less credible if the level or frequency of treatment is inconsistent with
the level of complaints . . . .”). SSR 96–7p states, however, that before drawing an adverse inference
from the claimant’s failure to seek or pursue regular medical treatment, an ALJ must first “consider[]
any explanations the individual may provide or other information in the case record, that may explain
infrequent or irregular medical visits or failure to seek medical treatment.” 1996 WL 374186, at *7.
The Court agrees with Plaintiff the ALJ does not appear to have done so here. However, that is not
the end of the analysis because the Sixth Circuit has adopted a harmless error analysis to credibility
determinations. See Ulman v. Comm’r of Soc. Sec., 693 F.3d 709, 714 (6th Cir. 2012) (quoting
Carmickle v. Comm’r of Soc. Sec., 533 F.3d 1155, 1162 (9th Cir. 2008) ( “[s]o long as there remains
substantial evidence supporting the ALJ’s conclusions on credibility and the error does not negate
the validity of the ALJ’s ultimate credibility conclusion, such is deemed harmless and does not
warrant reversal.”). Here the ALJ found that Plaintiff’s allegations were not supported by the
objective evidence of record, and the court has found such is supported by substantial evidence.
The ALJ also found Plaintiff’s assertions to be inconsistent with her daily activities.
(PageID.59.) It was appropriate for the ALJ to take Plaintiff’s daily activities into account in making
his credibility determination. See Cruse v. Comm’r of Soc. Sec., 502 F.3d 532, 542 (6th Cir. 2007).
In her function report, Plaintiff admitted to being able to watch the news, walk around the house, and
do laundry and sweep on some days. (PageID.253.) She is able to prepare meals, and put clothes
in a washer and dryer. (PageID.254.) She can go shopping, and does so weekly for about two hours,
accompanied by her husband. (PageID.255.) Despite the limited nature of these activities, given the
deferential standard of review the Court find the ALJ reasonably found these activities to be
17
inconsistent with the severity of Plaintiff’s allegations.
Accordingly, the Court finds there remains substantial evidence supporting the ALJ’s
ultimate credibility determination. Plaintiff’s claim of error, therefore, is rejected.
CONCLUSION
For the reasons articulated herein, the Court concludes that the ALJ’s decision is
supported by substantial evidence. Accordingly, the Commissioner’s decision is AFFIRMED.
A separate judgment shall issue.
Dated: June 1, 2017
/s/ Paul L. Maloney
Paul L. Maloney
United States District Judge
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