March v. Commissioner of Social Security
Filing
15
OPINION affirming the Commissioner's decision; signed by Magistrate Judge Ellen S. Carmody (Magistrate Judge Ellen S. Carmody, jal)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
TIKI MARCH,
Plaintiff,
Hon. Ellen S. Carmody
v.
Case No. 1:16-CV-889
COMMISSIONER OF SOCIAL
SECURITY,
Defendant.
______________________________________/
OPINION
This is an action pursuant to Section 205(g) of the Social Security Act, 42 U.S.C.
§ 405(g), to review a final decision of the Commissioner of Social Security denying Plaintiff’s claim
for Disability Insurance Benefits (DIB) and Supplemental Security Income under Titles II and XVI
of the Social Security Act. The parties have agreed to proceed in this Court for all further
proceedings, including an order of final judgment. (ECF No. 10). Section 405(g) limits the Court
to a review of the administrative record and provides that if the Commissioner’s decision is
supported by substantial evidence it shall be conclusive. The Commissioner has found that Plaintiff
is not disabled within the meaning of the Act. For the reasons stated below, the Court concludes that
the Commissioner’s decision is supported by substantial evidence.
Commissioner’s decision is affirmed.
Accordingly, the
STANDARD OF REVIEW
The Court’s jurisdiction is confined to a review of the Commissioner’s decision and
of the record made in the administrative hearing process. See Willbanks v. Sec’y of Health and
Human Services, 847 F.2d 301, 303 (6th Cir. 1988). The scope of judicial review in a social security
case is limited to determining whether the Commissioner applied the proper legal standards in
making her decision and whether there exists in the record substantial evidence supporting that
decision. See Brainard v. Sec’y of Health and Human Services, 889 F.2d 679, 681 (6th Cir. 1989).
The Court may not conduct a de novo review of the case, resolve evidentiary
conflicts, or decide questions of credibility. See Garner v. Heckler, 745 F.2d 383, 387 (6th Cir.
1984). It is the Commissioner who is charged with finding the facts relevant to an application for
disability benefits, and her findings are conclusive provided they are supported by substantial
evidence. See 42 U.S.C. § 405(g). Substantial evidence is more than a scintilla, but less than a
preponderance. See Cohen v. Sec’y of Dep’t of Health and Human Services, 964 F.2d 524, 528 (6th
Cir. 1992) (citations omitted). It is such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion. See Richardson v. Perales, 402 U.S. 389, 401 (1971); Bogle v.
Sullivan, 998 F.2d 342, 347 (6th Cir. 1993). In determining the substantiality of the evidence, the
Court must consider the evidence on the record as a whole and take into account whatever in the
record fairly detracts from its weight. See Richardson v. Sec’y of Health and Human Services, 735
F.2d 962, 963 (6th Cir. 1984).
As has been widely recognized, the substantial evidence standard presupposes the
existence of a zone within which the decision maker can properly rule either way, without judicial
interference. See Mullen v. Bowen, 800 F.2d 535, 545 (6th Cir. 1986) (citation omitted). This
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standard affords to the administrative decision maker considerable latitude, and indicates that a
decision supported by substantial evidence will not be reversed simply because the evidence would
have supported a contrary decision. See Bogle, 998 F.2d at 347; Mullen, 800 F.2d at 545.
PROCEDURAL POSTURE
Plaintiff was 35 years of age on her alleged disability onset date. (PageID.180). She
successfully completed high school and worked cashier, teller, and press operator. (PageID.62, 81).
Plaintiff applied for benefits on November 1, 2013, alleging that she had been disabled since March
15, 2013, due to headaches, memory loss, back pain, neck pain, shoulder pain, and depression.
(PageID.180-94, 220). Plaintiff’s application was denied, after which time she requested a hearing
before an Administrative Law Judge (ALJ). (PageID.95-178). On February 20, 2015, Plaintiff
appeared before ALJ Paul Jones with testimony being offered by Plaintiff and a vocational expert.
(PageID.53-89). In a written decision dated February 27, 2015, the ALJ determined that Plaintiff
was not disabled. (PageID.39-48). The Appeals Council declined to review the ALJ’s decision,
rendering it the Commissioner’s final decision in the matter. (PageID.28-32). Plaintiff subsequently
initiated this pursuant to 42 U.S.C. § 405(g), seeking judicial review of the ALJ’s decision.
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ANALYSIS OF THE ALJ’S DECISION
The social security regulations articulate a five-step sequential process for evaluating
disability. See 20 C.F.R. §§ 404.1520(a-f), 416.920(a-f).1 If the Commissioner can make a
dispositive finding at any point in the review, no further finding is required. See 20 C.F.R. §§
404.1520(a), 416.920(a).
The regulations also provide that if a claimant suffers from a
nonexertional impairment as well as an exertional impairment, both are considered in determining
her residual functional capacity. See 20 C.F.R. §§ 404.1545, 416.945.
The burden of establishing the right to benefits rests squarely on Plaintiff’s shoulders,
and she can satisfy her burden by demonstrating that her impairments are so severe that she is unable
to perform her previous work, and cannot, considering her age, education, and work experience,
perform any other substantial gainful employment existing in significant numbers in the national
economy. See 42 U.S.C. § 423(d)(2)(A); Cohen, 964 F.2d at 528. While the burden of proof shifts
to the Commissioner at step five of the sequential evaluation process, Plaintiff bears the burden of
proof through step four of the procedure, the point at which her residual functioning capacity (RFC)
is determined. See Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987); Walters v. Comm’r of Soc. Sec.,
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1. An individual who is working and engaging in substantial gainful activity will not be found to be “disabled”
regardless of medical findings (20 C.F.R. §§ 404.1520(b), 416.920(b));
2. An individual who does not have a “severe impairment” will not be found “disabled” (20 C.F.R. §§ 404.1520(c),
416.920(c));
3. If an individual is not working and is suffering from a severe impairment which meets the duration requirement and
which “meets or equals” a listed impairment in Appendix 1 of Subpart P of Regulations No. 4, a finding of “disabled”
will be made without consideration of vocational factors. (20 C.F.R. §§ 404.1520(d), 416.920(d));
4. If an individual is capable of performing her past relevant work, a finding of “not disabled” must be made (20 C.F.R.
§§ 404.1520(e), 416.920(e));
5. If an individual’s impairment is so severe as to preclude the performance of past work, other factors including age,
education, past work experience, and residual functional capacity must be considered to determine if other work can
be performed (20 C.F.R. §§ 404.1520(f), 416.920(f)).
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127 F.3d 525, 528 (6th Cir. 1997) (ALJ determines RFC at step four, at which point claimant bears
the burden of proof).
The ALJ determined that Plaintiff suffers from: (1) affective and anxiety disorders;
(2) migraines; and (3) obesity, severe impairments that whether considered alone or in combination
with other impairments, failed to satisfy the requirements of any impairment identified in the Listing
of Impairments detailed in 20 C.F.R., Part 404, Subpart P, Appendix 1. (PageID.41-43). With
respect to Plaintiff’s residual functional capacity, the ALJ found that Plaintiff retained the ability
to perform light work subject to the following limitations: (1) she can tolerate only moderate
exposure to noise in the work environment; and (2) she is limited to simple, routine, and repetitive
work. (PageID.43).
A vocational expert testified that Plaintiff, consistent with her RFC, would still be
able to perform her past relevant work as a cashier and press operator. (PageID.80-81). The
vocational expert further testified that there existed more than 800,000 additional jobs nationwide
which an individual with Plaintiff’s RFC could perform, such limitations notwithstanding.
(PageID.81). Accordingly, the ALJ concluded that Plaintiff was not entitled to disability benefits.
I.
The ALJ’s RFC Assessment is Supported by Substantial Evidence
A claimant’s RFC represents the “most [a claimant] can still do despite [the
claimant’s] limitations.” Sullivan v. Commissioner of Social Security, 595 Fed. Appx. 502, 505 (6th
Cir., Dec. 12, 2014); see also, Social Security Ruling 96-8P, 1996 WL 374184 at *1 (Social Security
Administration, July 2, 1996) (a claimant’s RFC represents her ability to perform “work-related
physical and mental activities in a work setting on a regular and continuing basis,” defined as “8
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hours a day, for 5 days a week, or an equivalent work schedule”). Plaintiff argues that she is entitled
to relief on the ground that the ALJ’s RFC determination is not supported by substantial evidence.
Specifically, Plaintiff argues that the ALJ’s RFC fails to adequately account for: (1) the side effects
caused by her medication; (2) right shoulder pain; and (3) back and neck pain. A review of the
medical evidence reveals that the ALJ’s RFC assessment is supported by substantial evidence.
On June 29, 2012, Plaintiff participated in a venous duplex examination of her left
lower extremity, the results of which revealed no evidence of deep venous thrombus. (PageID.294).
On April 25, 2013, Plaintiff participated in an MRI examination of her brain, the results of which
were “unremarkable.” (PageID.293). X-rays of Plaintiff’s lumbosacral spine, cervical spine, and
left hip, taken on May 23, 2013, revealed no evidence of abnormality. (PageID.290-92). The results
of a September 8, 2013 neurological examination were “completely normal.” (PageID.298).
Treatment notes dated November 15, 2013, indicate that Plaintiff’s sleep apnea
responded well to CPAP treatment. (PageID.330). Treatment notes dated January 14, 2014, indicate
that Plaintiff’s overuse of medication was causing her to experience headaches. (PageID.376-83).
The results of the examination were otherwise unremarkable. (PageID.376-83). On March 5, 2014,
Plaintiff rated her headache and neck pain as 3/10. (PageID.410). X-rays of Plaintiff’s right
shoulder, taken on April 2, 2014, revealed tendinitis, but no evidence of fracture or dislocation.
(PageID.386). On December 2, 2014, Plaintiff characterized her knee pain as “mild to moderate.”
(PageID.400). Plaintiff’s doctors also noted that Plaintiff “is not very reliable and complaints (sic)
about things that appears (sic) not as bad.” (PageID.403). X-rays of Plaintiff’s right knee, taken
January 5, 2015, revealed “no significant degenerative changes.” (PageID.385).
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The evidence does not support the argument that Plaintiff right shoulder, neck, or
back impairments limit her to an extent greater than the ALJ recognized. As for Plaintiff’s claim
that she suffers significant medication side effects, Plaintiff, as she concedes, has failed to identify
evidence in the record supporting this argument. The record does contain an April 4, 2014 treatment
note indicating that Plaintiff experienced dizziness when taking Baclofen. (PageID.432). However,
Plaintiff’s Baclofen dosage was subsequently reduced by half after which the doctor reported that
Plaintiff was experiencing no side effects. (PageID.424). In sum, the ALJ’s RFC determination is
supported by substantial evidence. This argument is, therefore, rejected.
II.
The ALJ Properly Evaluated Plaintiff’s Obesity
Plaintiff argues that the ALJ failed to properly consider her obesity when assessing
her RFC. Plaintiff asserts that the ALJ failed to comply with Social Security Ruling 02-1p, Titles
II and XVI: Evaluation of Obesity, 2000 WL 628049 (S.S.R., Sept. 12, 2002). Specifically, Plaintiff
argues that the ALJ failed to properly consider the impact that her sleep apnea and weight-bearing
joint pain, effects of obesity, have on her ability to function.
As the Sixth Circuit has held, Social Security Ruling 02-1p “does not mandate a
particular mode of analysis, but merely directs an ALJ to consider the claimant’s obesity, in
combination with other impairments, at all stages of the sequential evaluation.”
Nejat v.
Commissioner of Social Security, 359 Fed. Appx. 574, 577 (6th Cir., Dec. 22, 2009); see also,
Bledsoe v. Barnhart, 165 Fed. Appx. 408, 412 (6th Cir., Jan. 31, 2006) (“[i]t is a mischaracterization
to suggest that Social Security Ruling 02-01p offers any particular procedural mode of analysis for
obese disability claimants”). The ALJ recognized that Plaintiff is obese and analyzed the entire
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record in assessing Plaintiff’s residual functional capacity. The evidence, however, does not support
the argument that Plaintiff’s obesity, either alone or in combination with her other impairments,
impairs her to an extent greater than that recognized by the ALJ.
As noted above, Plaintiff’s sleep apnea responded well to CPAP usage. As for
Plaintiff’s hips and knees, x-rays revealed no significant abnormality and Plaintiff, herself, rated her
knee pain, as recently as December 2, 2014, as “mild to moderate.” The record does not support the
argument that Plaintiff’s sleep apnea or weight-bearing joint pain impair her ability to function to
an extent greater than the ALJ’s RFC assessment. Accordingly, the Court finds that the ALJ’s RFC
determination sufficiently accounts for Plaintiff’s obesity and the limitations reasonably imposed
by such.
III.
The ALJ Properly Evaluated the Medical Opinion Evidence
Finally, Plaintiff argues that the ALJ failed to properly consider the opinions
expressed by Dr. Corey Fall and Dr. Kimberly Bialik. Dr. Corey Fall is a chiropractor that treated
Plaintiff from October 31, 2012, through October 11, 2013. (PageID.311-24). Plaintiff has failed
to identify any opinion by Dr. Fall that Plaintiff’s ability to function is more limited than the ALJ
recognized. While Dr. Fall indicated, in October 2013, that Plaintiff “continues to exhibit
symptoms,” he also noted that Plaintiff’s treatment “has progressed well.”
(PageID.324).
Moreover, the doctor did not impose or articulate any functional limitations that are inconsistent
with the ALJ’s RFC finding. Dr. Bialik examined Plaintiff on a single occasion, July 6, 2014, but
did not articulate any opinions or limitations which are inconsistent with the ALJ’s RFC finding.
(PageID.421-24). Accordingly, this argument is rejected.
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IV.
The ALJ Properly Relied on the Vocational Expert’s Testimony
Finally, Plaintiff argues that the ALJ improperly relied on the vocational expert’s
testimony. While the ALJ may satisfy his burden through the use of hypothetical questions posed
to a vocational expert, such questions must accurately portray Plaintiff’s physical and mental
impairments. See Cline v. Comm’r of Soc. Sec., 96 F.3d 146, 150 (6th Cir. 1996). The hypothetical
question which the ALJ posed to the vocational expert simply asked whether there existed jobs
which an individual could perform consistent with Plaintiff’s RFC, to which the vocational expert
testified that Plaintiff could perform her past relevant work and further identified more than 800,000
additional jobs nationwide which Plaintiff would be able to perform. The ALJ’s RFC determination
is supported by substantial evidence and there was nothing improper or incomplete about the
hypothetical questions the ALJ posed to the vocational expert. The Court concludes, therefore, that
the ALJ properly relied upon the vocational expert’s testimony.
CONCLUSION
For the reasons articulated herein, the Court concludes that the ALJ’s decision is
supported by substantial evidence. Accordingly, the Commissioner’s decision is affirmed. A
judgment consistent with this opinion will enter.
Date: June 13, 2017
/s/ Ellen S. Carmody
ELLEN S. CARMODY
United States Magistrate Judge
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