Magna Mirrors of America, Inc. v. Samvardhana Motherson Reflectec Group Holdings Limited et al
Filing
214
CLAIM CONSTRUCTION MEMORANDUM OPINION AND ORDER; signed by Chief Judge Robert J. Jonker (Chief Judge Robert J. Jonker, sdb)
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
MAGNA MIRRORS OF AMERICA, INC.,
Plaintiff,
CASE No. 1:17-cv-77
v.
HON. ROBERT J. JONKER
SMR AUTOMOTIVE MIRRORS UK
LIMITED, et al.,
Defendants.
_______________________________/
CLAIM CONSTRUCTION MEMORANDUM OPINION AND ORDER
INTRODUCTION
Plaintiffs and Defendants compete in the automotive market. This case involves a patent
dispute over side view mirror systems. Magna says SMR has infringed claims in the ten patents
in suit.1 More specifically, the claims at issue pertain to a side view mirror system with a primary
flat (or plano) reflective mirror, and a separate, curved auxiliary reflective mirror, designed to
reduce the driver’s blind spot. (Magna Mirrors’ Br., ECF No. 167, PageID.8991-8992). This
order addresses the terms the parties have asked the Court to construe.
1
These are U.S. Patent Nos. 7,934,843 (the “‘843 patent”), 8,128,243 (the “‘243 patent), 8,128,244
(the “‘244 patent”), 8,147,077 (the “‘077 patent”), 8,267,534 (the “‘534 patent”), 8,550,642 (the
“‘642 patent”), 8,591,047 (the “‘047 patent”), 8,783,882 (the “‘882 patent”), 8,899,762 (the “‘762
patent”), and 9,694,750 (the “‘750 patent”). The Court’s CMO required Plaintiff to winnow its
claims for the first round of adjudication, and there are presently no claims from the ‘243 patent at
issue. On February 28, 2018, the Court denied SMR’s motion to dismiss the ‘243 patent from the
case entirely. (ECF No. 136).
CLAIM CONSTRUCTION PRINCIPLES
When the meaning of a claim’s language is disputed, the court must construe the claim as
a matter of law. Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995) (en
banc), aff’d 517 U.S. 370, 116 S. Ct. 1384 (1996). Proper claim construction begins with the
language of the claims themselves. See Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582
(Fed. Cir. 1996). “‘In construing claims, the analytical focus must begin and remain centered on
the language of the claims themselves, for it is that language that the patentee chose to use to
particularly point[ ] out and distinctly claim[ ] the subject matter which the patentee regards as his
invention. 35 U.S.C. § 112, ¶ 2.’” Brookhill–Wilk 1, LLC v. Intuitive Surgical, Inc., 334 F.3d 1294,
1298 (Fed. Cir. 2003) (quoting Interactive Gift Express, Inc. v. Compuserve, Inc., 256 F.3d 1323,
1331 (Fed. Cir. 2001) (internal quotations omitted)). The Court must give claim terms the ordinary
and customary meaning ascribed to them by “a person of ordinary skill in the art in question at the
time of the invention, i.e, as of the effective filing date of the patent application.” Phillips v. AWH
Corp., 415 F.3d 1303, 1313 (Fed. Cir. 2005) (en banc).
When interpreting a claim as understood by a person of ordinary skill in the art, the court
first examines the evidence before it, which includes not only the claim language, but also the
written description and the prosecution history of the patent. Phillips, 415 F.3d at 1319. Terms
that have a plain and ordinary meaning typically do not need to be construed, as their meaning is
clear from the term itself. See Finjan, Inc. v. Secure Computing Corp., 626 F.3d 1197, 1207 (Fed.
Cir. 2010). A court considers the written description “because it is relevant not only to aid in the
claim construction analysis, but also to determine if the presumption of ordinary and customary
meaning is rebutted.” Brookhill–Wilk 1, LLC, 334 F.3d at 1298. In fact, the specification is usually
“the single best guide to the meaning of a disputed term.” Vitronics, 90 F.3d at 1582. The
2
prosecution history may also be considered to “inform the meaning of the claim language by
demonstrating how the inventor understood the invention and whether the inventor limited the
invention in the course of prosecution, making the claim scope narrower than it would otherwise
be.” Phillips, 415 F.3d at 1317.
A court may also consider extrinsic evidence, such as dictionaries, treatises, and expert or
inventor testimony, in construing patent claims. See id. Technical dictionaries may help a court
understand “the meaning of particular terminology to those of skill in the art of the invention.” Id.
at 1318. Likewise, expert testimony may be useful for explaining the technology at issue and how
the particular invention works, to ensure that the court’s understanding of the technical aspects of
the patent is consistent with that of a person of ordinary skill in the art, or to establish that a
particular claim in the patent or in prior art has a particular meaning in the pertinent field. See id.
While a court may consider both intrinsic and extrinsic evidence, intrinsic evidence is generally
more reliable and thus generally entitled to greater weight when construing a claim term. See id.
at 1320–21. What ultimately controls, however, is the language of the claims themselves: “[T]he
court’s focus [must] remain[ ] on understanding how a person of ordinary skill in the art would
understand the claim terms.” Id. at 1323. Thus, “‘[t]he construction that stays true to the claim
language and most naturally aligns with the patent’s description of the invention will be, in the
end, the correct construction.’” Id. at 1316 (quoting Renishaw PLC v. Marposs Societa’ per Azioni,
158 F.3d 1243, 1250 (Fed. Cir. 1995)).
3
CLAIM ANALYSIS
1. “in a side-by-side relationship”
The parties propose the following constructions of the term “in a side-by side relationship”
as it appears in the following claims and patents:
MAGNA MIRRORS’
PROPOSED CLAIM
CONSTRUMTION
CLAIM TERM
ASSERTED CLAIMS
“adjacently . . . in a
side-by-side
relationship and not
superimposed with one
reflective element on
top of the other
reflective element”
‘843 patent claims
15, 33;
‘244 patent claims
24, 26
‘077 patent claims
22, 24, 27;
‘762 patent claims 8,
15;
‘047 patent claims
16, 19, 25, 26, 27, 33,
35, 39;
‘882 patent claims 3,
18, 20;
‘750 patent claims 8,
14, 25
/
“adjacently, in a sideby-side relationship and
are not superimposed
with one mirror element
on top of the other
mirror element”
SMR’S PROPOSED
CLAIM
CONSTRUCTION
The elements are Having a single side
arranged next to each in common.
other, rather than
with one element on
top of the other
element, as depicted,
for example, in
Figures 13A-13H of
the patents-in-suit.
The dispute over the parties’ competing constructions is whether the claim term requires
that the primary and auxiliary mirrored elements are positioned next to each other rather than one
mirror on top of the other, as Magna Mirrors contends (Magna Mirrors’ Br., ECF No. 167,
PageID.8996-8997) or whether the term means that the two elements share one and only one side,
as SMR contends. (SMR’s Br., ECF No. 170, PageID.9946).
SMR argues that “in a side-by-side relationship” must mean something different than
“adjacently” in order to give meaning to the two phrases, and that its construction is the only one
that gives meaning to both. That there are other claims that use “adjacently” without “side-byside” only confirms, according to SMR, that adjacent is something different and broader than sideby side. SMR states its construction is grounded in the term’s plain meaning and “gives effect to
4
each and every component part of the claims at issue.” (SMR’s Br., ECF No. 170, PageID.9947).
Magna Mirrors counters that its construction does give meaning to both phrases and its
construction is consistent with the ordinary meaning of the claim. Furthermore, according to
Magna Mirrors, a person of ordinary skill in the art would understand that “in a side-by-side
relationship” was included in the patent for the purpose of distinguishing its auxiliary mirrors from
those aftermarket commercially available stick-on spotter mirrors that are superimposed on top of
a factory-installed main flat mirror. (Magna Mirror’s Br., ECF No. 167, PageID.8996). Finally,
Magna Mirrors asserts that SMR’s construction would exclude the preferred embodiment. (Id.).
The starting point is the language in the claims themselves. See Phillips, 415 F.3d at 1317.
Nothing in the claim language includes a requirement that the primary and auxiliary mirrors share
a single side. Generally, courts do not imply a claim term that the drafter did not include and that
logic does not require. See Brookhill-Wilk 1, LLC v. Intuitive Surgical, Inc., 334 F.3d 1294, 1298
(Fed. Cir. 2003) (emphasizing that analytical focus belongs on language of the claims themselves).
SMR makes two arguments for why this requirement is implicit in the claim term, neither
of which the Court finds persuasive. SMR first argues that its construction is correct because the
phrase is singular (side-by-side) rather than plural. (SMR’s Br., ECF No. 170, PageID.9946). It
is true that a “side” of the primary mirror must be “by” a “side” of the auxiliary mirror (and vice
versa) but nothing in the phrase precludes another side of the auxiliary mirror from being “by” the
same side (or different side) of the primary mirror. Cf. Accent Packaging, Inc. v. Leggett &Platt,
Inc., 707 F.3d 1318, 1326 (Fed. Cir. 2013) (citing Baldwin Graphic Systems, Inc. v. Siebert, Inc.,
512 F3d 1339, 1342 (Fed. Cir. 2008) and concluding that nothing in the claim language of the
patent-in-suit prevented an elongated operator body from being connected to an additional operator
body).
5
SMR further argues that “adjacent” and “side-by-side” must mean different things because
some claims use both terms and others do not. The Federal Circuit holds that “[a] claim
construction that gives meaning to all the terms of the claim is preferred over one that does not do
so.” Merck & Co. v. Teva Pharm. USA, Inc., 395 F.3d 1364, 1372 (Fed. Cir. 2005). And
“[i]nterpretations that render some portion of the claim language superfluous are disfavored.”
Power Mosfet Techs., L.L.C. v. Siemens AG, 378 F.3d 1396, 1410 (Fed. Cir. 2004). According to
SMR, Magna Mirrors’ proposed construction makes “side-by-side” mean nothing more than
“adjacent.” The Court disagrees. During the Markman hearing, Magna Mirrors offered an
illustration from geography to explain how its construction does, in fact, give meaning to both
terms. The shaded states below, Utah and New Mexico, are adjacent to each other, but not sideby-side.
Similarly two light squares on a chessboard, on which a queen chess piece might move diagonally
across, may be considered adjacent to each other, but not in a side-by-side relationship. SMR has
no real response to this diagonal example.
The extrinsic evidence further supports Magna Mirror’s argument that the plain language
does not include SMR’s limitation. See Adjacent, AMERICAN HERITAGE DICTIONARY
6
OF THE
ENGLISH LANGUAGE 21 (4th ed. 2000) (“close to; lying near” and “next to; adjoining”) and Side,
AMERICAN HERITAGE DICTIONARY OF THE ENGLISH LANGUAGE 1617 (4th ed. 2000) (defining side
by side as “next to each other; close together”); Adjacent, WEBSTER’S THIRD NEW INTERNATIONAL
DICTIONARY OF THE ENGLISH LANGUAGE (1976) (“to lie near; border on” and “no distant or far off
: nearby but not touching”) and Side by Side, WEBSTER’S THIRD NEW INTERNATIONAL DICTIONARY
OF THE
ENGLISH LANGUAGE (1976) (“standing or situated next to one another”).
Courts
constructing “adjacent” often provide similar definitions. See, e.g., Free Motion Fitness, Inc. v.
Cybex Int’l, Inc., 423 F.3d 1343, 1348-49 (Fed. Cir. 2005) (construing “adjacent” as “not distant”).
None of these definitions contain or supports SMR’s limitation to one and only one side. And
even if there is some overlap in the claim terms, that does not warrant reading in a limitation that
is not supported by the specification. See L.A. Biomedical Research Inst. v. Eli Lilly & Co. 849
F.3d 1049, 1064 (Fed. Cir. 2017) (noting that an overlap in two limitations “does not justify
importing a . . . limitation into the claims where such a limitation has no support in the specification
or the prosecution history.”).
Indeed the specification of the patent is consistent with Magna Mirrors’ approach and
inconsistent with SMR’s proposed construction. The ‘843 patent, for example, describes the
potential arrangements of the primary and auxiliary mirrors through “various arrangements of
multiradius reflective element 155 relative to its adjacent plano reflective element 150 (with
demarcation element 165 disposed at their joint). (‘843 Patent at 12:4-6; ECF No. 169-1,
PageID.9091). The two figures below, 13B and 13E, are the preferred embodiments.
7
(ECF No. 169-1, PageID.9077-9078). They are preferred because “[i]n general, the location of
the multiradius element in the outboard, upper portion of the plano-multiradius reflective element
assembly . . . allows the plano portion [to] provide desired rearward field of view along the side of
the vehicle.”). (Id. at 12:17-22; id. at PageID.9091).
SMR does not dispute that its construction would exclude one of the two preferred
embodiments, Fig. 13E, but it argues that it is the location of the auxiliary mirror that leads to the
stated benefit, not the number of sides, and that its construction does include Fig. 13B, which
encompasses this benefit. Accordingly SMR contends its construction is entirely consistent with
Federal Circuit authority whereas Magna Mirrors’ attempt to cover all embodiments enjoys no
basis in the law. (SMR’s Br., ECF No. 170, PageID.9949-9950). The Court disagrees because
8
the Federal Circuit has repeatedly held that “[a] claim construction that excludes the preferred
embodiment is rarely, if ever, correct.” Adams Respiratory Therapeutics, Inc. v. Perrigo Co., 616
F.3d 1283, 1290 (Fed. Cir. 2010). Indeed, “a claim construction that excludes a preferred
embodiment . . . would require highly persuasive evidentiary support.” See Anchor Wall Sys., Inc.
v. Rockwood Retaining Walls, Inc., 340 F.3d 1298, 1308 (Fed. Cir. 2003) (citations omitted). This
is not one of those rare circumstances where a construction excluding a preferred embodiment is
correct, especially since SMR’s construction is not supported by “highly persuasive evidence.”
Here, SMR mainly contends that Magna Mirrors’ expert declaration of what a person of ordinary
skill in the art would understand the claim term to mean is conclusory and that the Court should
follow the lead of other courts that have rejected the expert’s testimony. (SMR’s Resp. Br., ECF
No. 180, PageID.10268-10269). The Court does not need Magna Mirrors’ expert to reject SMR’s
construction. Moreover, an argument to reject a party’s expert statement does not amount to highly
persuasive evidence for SMR’s construction. In contrast, the Magna expert statement is consistent
with the language of the claim and adds a contextual limitation based on after market facts that
SMR does not dispute.
The Court therefore adopts Magna Mirrors’ proposed construction of the term.
2. “a bracket fixedly secured to the motor vehicle”
The parties propose the following constructions of the phrase “a bracket fixedly secured to
the motor vehicle” as it appears in three claims of the ‘534 and ‘642 patents.
CLAIM TERM
MAGNA MIRRORS’
PROPOSED CLAIM
CONSTRUMTION
ASSERTED CLAIMS
“a bracket fixedly ‘534 patent claim Plain Meaning
secured to the motor 20;
vehicle”
‘642 patent claims
10, 11
9
SMR’S PROPOSED
CLAIM
CONSTRUCTION
A bracket attached to
the motor vehicle in a
stationary position,
i.e., that is not
foldable.
The threshold question is whether the term needs construction at all. Magna Mirrors argues
that no construction is required because “[a] jury can understand this requirement from the plain
language of the claim term itself, without further elaboration from the Court.” (Magna Mirrors’
Br., ECF No. 167, PageID.9000). Consequently Magna Mirrors does not propose a claim
construction. SMR argues a construction is necessary given the disagreement. (SMR’s Br., ECF
170, PageID.9951).
“In some cases, the ordinary meaning of claim language . . . may be readily apparent even
to lay judges, and claim construction in such cases involves little more than the application of the
widely accepted meaning of commonly understood words.” O2 Micro Int’l Ltd. v. Beyond
Innovation Tech. Co., 521 F.3d 1351, 1360 (citing Phillips, 415 F.3d at 1312-13). “When
the
parties raise an actual dispute regarding the proper scope of . . . [a] claim[]. The court, not the jury,
must resolve the dispute.” Id. “A determination that a claim term ‘needs no construction’ or has
the ‘plain and ordinary meaning’ may be inadequate when a term has more than one ‘ordinary’
meaning or when reliance on a term's ‘ordinary’ meaning does not resolve the parties’ dispute.”
Id. at 1361; see also Eon Corp. IP Holdings v. Silver Spring Networks, 815 F.3d 1314 (2016). In
Eon, the appellate court found that the trial court erred by declining to construe the terms ‘portable’
and ‘mobile’ and instructing the jury to give the terms their plain and ordinary meaning. Eon, 815
F.3d at 1318-1320. The appellate court emphasized that the parties disputed the scope of the claim
terms and that it was error for the district court to leave the question of claim scope unanswered
and for the jury to decide. Id. at 1319.
The disagreement over this claim language is whether the claim term excludes foldable
mirrors even when attached to a vehicle by some kind of bracket. SMR asserts that the “patentsin-suit expressly distinguish between brackets that cannot fold . . . and . . . brackets that do fold
10
inwards.” (SMR’s Br., ECF No. 170, PageID.9951). SMR therefore argues for a narrower
construction, and relies on a number of references in the specification for support. Magna Mirrors
argues that the portions of the specification relied on by SMR are inapposite, and that SMR’s
construction runs counter to what a person of ordinary skill in the art would understand the claim
language to mean. (Magna Mirrors’ Br., ECF No. 167, PageID.9001). According to Magna
Mirrors, the claim term simply means the overall mirror assembly—whether foldable or not—is
attached to the car with a fixed bracket.
The specification of the ‘750 patent (the language SMR relies on) provides that “[t]he
exterior sideview mirror assembly . . . can be a fixedly attached exterior sideview mirror
assembly, a break-away exterior sideview mirror assembly and a powerfold exterior sideview
mirror assembly[.]” (‘750 Patent at 12:58-64; ECF No. 169-9, PageID.9412) (emphasis added).
Later the specification says that “[t]hough illustrated as a fixed mounting arrangement, it should
be understood that mirror system 410, like the previous embodiments, may comprise a breakaway mirror system or a powerfold mirror system.” (‘750 Patent at 21:50-55; ECF No. 169-9,
PageID.9417) (emphasis added).
From this, SMR asserts that the specification reveals a
distinction between a fixedly attached or fixed mounting arrangement and break-away or folding
mirror systems, (SMR’s Br., ECF No. 170, PageID.9952), and that where, as here, “a specification
expressly contrasts a claim term with its alternatives, the construction of that term should exclude
the alternatives.” (SMR’s Br., ECF No. 170, PageID.9952 (citing Vivid Technologies, Inc. v.
American Science & Engineering, Inc., 2003 F.3d 795, 806 (Fed. Cir. 1999)).
The Court finds the plain and ordinary meaning sufficient and further determines the
specification does not justify departing from that construction in the way SMR proposes. The
problem with SMR’s argument in favor of construction is that the above passages of the
11
specification appear to be referring to the mirror systems’ mounting arrangement rather than the
bracket attaching the whole system—of whatever type—to the vehicle. The Court is persuaded
that the mirror system is a separate and independent object from a bracket, and for that reason the
Vivid Technologies case is distinguishable. Nothing in the language quoted by SMR refers to a
bracket, and a person of ordinary skill in the art would understand that the mirror systems’
mounting arrangements—fixedly attached, breakaway, and powerfold—all have a bracket that is
fixedly secured to the side of a vehicle. To be sure ‘[a] court may examine the specification to
determine whether the patentee intended a special definition for a claim term or whether the
patentee limited the scope of the claim by intentional disclaimer or disavowal.” Kingspan
Insulated Panels Inc. v. Centria GP, No. 1-15-cv-1023, 2018 WL 1256559, at *6 (W.D. Mich.
Mar. 12, 2018) (citing Phillips, 415 F.3d at 1316). But nothing in the claim language nor the
specification indicates that the patentee intended that the brackets at issue be part and parcel of the
mirror systems. Given that brackets are not included in the description of the mirror assembly in
the specification, no construction is needed beyond the plain and ordinary meaning.
3. “Non-Plano Curved Mirror Element”
The parties propose the following construction of the term “non-plano curved mirror
element as it appears in the cited asserted claims:
MAGNA MIRRORS’
PROPOSED CLAIM
CONSTRUMTION
CLAIM TERM
ASSERTED CLAIMS
“non-plano curved
mirror element”
‘047 patent claims
16, 19, 25, 26, 27,
33, 35, 39;
‘882 patent claims
3, 18, 20;
‘750 patent claims
8, 14, 25
SMR’S PROPOSED
CLAIM
CONSTRUCTION
A curved mirror A mirror element that
element that is not is not entirely planar
substantially
plano and has a curve.
(i.e., flat) on its front
or rear surfaces.
12
The parties disagree on the meaning of “non-plano curved mirror element.” Magna Mirrors
argues that the claim term requires that the auxiliary mirror element “be ‘not substantially plano
(i.e. flat) on its front or rear surfaces.’” (Magna Mirrors’ Br., ECF No. 167, PageID.8997). On
the other hand SMR argues for a construction stating “a non-plano curved mirror element’ [that]
has a curve (or is curved) and is not entirely (or not substantially plano).” (SMR’s Br., ECF No.
170, PageID.9954). The basic difference is whether the non-plano curved element can have any
flat surface at all. Magna says it cannot. SMR says it can. Graphically speaking, the parties
disagree over whether the middle illustration below is within the patent claim, but agree that the
left illustration is not, and that the right illustration is.
(See ECF No. 197-1, PageID.11210). SMR asserts that its construction is consistent with the plain
meaning of the term as well as the prosecution history, while Magna’s construction improperly
narrows the term. Magna Mirrors disagrees and avers that SMR improperly broadens the term
with no basis in the intrinsic or extrinsic evidence.
The Court adopts Magna Mirrors’ construction because it is more consistent with claim
construction principles and the intrinsic record. It is well known that a “claim construction that
gives meaning to all the terms of the claim is preferred over one that does not do so.” Merck & Co.
v. Teva Pharm. USA, Inc., 395 F.3d 1364, 1372 (Fed. Cir. 2005). Here, because the claim language
uses the term “non-plano” as well as “curve[]” the Court presumes that the two terms have different
13
meanings. CAE Screenplates, Inc. v. Heinrich Fiedler GmbH & Co. KG, 224 F.3d 1308, 1317
(Fed. Cir. 2000) (“In the absence of any evidence to the contrary, we must presume that the use of
. . . different terms in the claims connotes different meanings.”). SMR’s construction fails to give
meaning to both “non-plano” and “curve[]”. There are two reasons for this. First, there are other
claims that only require that the auxiliary mirror have a “curvature” and those claims contain no
language relating to a “non-plano” requirement. See, e.g., ‘843 Patent at 28:7-8; ECF No. 169-1,
PageID.9099) (“a separate auxiliary reflective element having a curvature[.]”). Accordingly, nonplano must mean more than simply having a curve.
Second, the extrinsic evidence demonstrates that the construction that SMR favors—which
would read on the prior art—is defined by a term not found in claim language or the specification.
That term is “planoconcave” or “plano-concave.” See, e.g., Planoconcave, AMERICAN HERITAGE
DICTIONARY OF THE ENGLISH LANGUAGE 1343 (4th ed. 2000) (defining the term as “[f]lat on one
side and concave on the other”). While not dispositive in its own right, the fact that a term exists
that encapsulates SMR’s construction and that could have, but was not, included in the claim term,
indicates that non-plano is something different than SMR’s construction. The Court is persuaded
that a person of ordinary skill in the art would understand “non-plano” mirror element to have
different optical properties than a planoconcave mirror element. In the same vein, the extrinsic
evidence teaches that the prefix “non” is “not”, the “reverse of” and the “absence of”. Non,
WEBSTER’S THIRD NEW INTERNATIONAL DICTIONARY OF THE ENGLISH LANGUAGE 1535 (1976).
SMR’s instruction, in contrast, permits the presence of a plano auxiliary mirror element as long as
a curve is also present.
SMR principally relies on the prosecution history of the ‘750 patent to support its proposed
construction. (SMR’s Br., ECF No. 170, PageID.9954-9955). In the prosecution of that patent,
14
the examiner initially rejected those claims that recited a “main non-plano curved mirror element”,
finding “no enablement or support” in the specification for those claims. (ECF No. 183-7,
PageID.10529-10530). Magna Mirrors responded to the examiner and submitted that the claims
should be allowed by stating, in relevant part:
(ECF No. 67-2, PageID.3838).
SMR contends that Magna Mirrors “represented to the Patent Office that a ‘reflective
element’ with a ‘substantially flat’ portion and a ‘more curved’ portion constitutes a ‘non-plano
curved mirror element.’” (SMR’s Br., ECF No. 170, PageID.9955). This runs directly counter,
SMR says, to Magna’s present construction that requires the auxiliary mirror surfaces to be “not
substantially plano.” (SMR’s Resp. Br., ECF No. 180, PageID.10275).
Generally “[t]he patentee is held to what he declares during the prosecution of his patent.”
Gillespie v. Dywidag Sys. Int’l, USA, 501 F.3d 1285, 1291 (Fed. Cir. 2007). And the Court
recognizes, as SMR points out, that “[c]laims may not be construed one way in order to obtain
their allowance and in a different way against accused infringers.” Southwall Techs., Inc. v.
15
Cardinal IG Co., 54 F.3d 1570, 1576 (Fed. Cir. 1995). This doctrine “promotes the public notice
function of the intrinsic evidence and protects the public’s reliance on definitive statements made
during prosecution.” Omega Eng’g, Inc. v. Raytek Corp., 334 F.3d 1314, 1324 (Fed. Cir. 2003)
(citing Digital Biometrics, Inc. v. Identix, Inc., 149 F.3d 1335, 1347 (Fed.Cir.1998)). However,
courts have declined to apply the doctrine where there is ambiguity, since an ambiguity will not
advance the policy underlying the doctrine. Cf. SanDisk Corp. v. Memorex Prods., Inc., 415 F.3d
1278, 1287 (Fed. Cir. 2005) (“There is no ‘clear and unmistakable’ disclaimer if a prosecution
argument is subject to more than one reasonable interpretation, one of which is consistent with a
proffered meaning of the disputed term.” (citation omitted)).
Magna Mirrors clearly used the term “non-plano curved mirror element” during the patent
prosecution, but the statements highlighted by SMR were made with respect to the main mirror,
and not the auxiliary mirror at issue in this claim term. This ambiguity precludes application of
the doctrine. This is not a case where Magna Mirrors took a position during patent prosecution
that is directly counter to its present position. Accordingly, prosecution history does not clearly
support SMR’s construction, and Magna Mirrors’ construction does not conflict with the intrinsic
record. The Court adopts Magna Mirror’s construction.
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4. “Backing Plate”
The parties propose the following constructions of the term “backing plate” as it appears
in the cited asserted claims:
CLAIM TERM
“backing plate”
MAGNA MIRRORS’
PROPOSED CLAIM
CONSTRUMTION
SMR’S PROPOSED
CLAIM
CONSTRUCTION
A rigid structure that
supports the rear
surfaces of the [plano
reflective element and
auxiliary
reflective
element / primary
mirror and spotting
mirror / main plano
mirror element and
auxiliary non-plano
curved
mirror
element].
Support
member
formed as a single
element on which
mirrors are mounted.
ASSERTED CLAIMS
‘843 patent claims
15, 33;
‘244 patent claims
24, 26;
‘077 patent claims
22, 24, 27;
‘642 patent claims
10, 11;
‘047 patent claims
16, 19, 25, 26, 27,
33, 35, 39;
‘882 patent claims
3, 18, 20;
‘762 patent claims
8, 15;
‘750 patent claims
8, 14, 25
The parties disagree on two main points with respect to the claim term “backing plate.”
The first disagreement is whether the backing plate must be “formed as a single element.” SMR
reasons that it must, and that this construction is supported by the plain language of the patent and
by Magna Mirrors’ presentation during the January 31, 2018 technology tutorial. It contends that
Magna Mirrors’ construction is overly broad by leaving this limitation out. (SRM’s Br., ECF No.
170, PageID.9956). Magna Mirrors counters that SMR’s construction is redundant, since a number
of the claims already expressly contain a “single element” requirement. The second disagreement
is whether the “backing plate” must be rigid. Magna Mirrors avers that it must be under the plain
meaning of the word “plate,” as well as under certain details within the specification. (Magna
Mirrors’ Br., ECF No. 167, PageID.9013). It contends that SMR’s construction that lacks a rigidity
17
requirement is overly broad, and is an attempt to sweep in prior art where the primarily and
auxiliary mirror elements are connected via a flexible hinge or bellows. SMR responds that Magna
Mirrors unnecessarily reads limitations from the specification into the claim. (SMR’s Resp. Br.,
ECF No. 180, PageID.10276). The Court is not satisfied entirely with either party’s construction.
With regard to the first dispute, nothing in the language of the claim itself requires a
“backing plate” formed as a single element. To the contrary, some claims recite the “single
element” as a separate limitation, and others do not. This suggests that a simple reference to
“backing plate” does not require a single element. The specification of the ‘750 patent does recite
that the “[b]acking plate element 160 is formed as a single element to which elements 160 and
155 are separately attached.” (‘750 Patent at 9:26-28; ECF No. 169-9, PageID.9411). But
importing a limitation from the specification that is not in the claim language itself is the cardinal
sin of claim construction. Phillips, 415 F.3d at 1320. The Court discerns no basis on which to
read a single element requirement into the claim term “backing plate.”
By the same token, there is nothing in the plain language that requires the backing plate be
rigid either. The specification is also agnostic on the issue. It provides that:
Backing plate element 160 is preferably a rigid polymeric substrate
capable of supporting plano element 50 and multi-radius element
155.
(‘843 Patent at 8:21-22, ECF No. 169-1, PageID.9089) (emphasis added). A preference for rigidity
is not the same thing as a requirement. A “court must take care in its analysis, when locating in
the written description the context for a disputed term, not to import a limitation from that written
description. It must use the written description for enlightenment and not to read a limitation from
the specification.” See Warrior lacrosse, Inc. v. STX, LLC, No. 04-70363, at *18 (E.D. Mich. June
18
2, 2005) (quoting Playtex Products, Inc. v. Procter & Gamble Co., 400 F.3d 901, 906 (Fed. Cir.
2005)). The Court declines to do so here.
Magna Mirrors’ arguments to the contrary on this issue are unavailing. First, it contends
that a rigidity requirement is at least implicit in the specification because the specification
repeatedly describes the auxiliary and primary reflective elements on the backing plates as being
positioned “at an angle” rather than merely “capable of being placed at an angle.” (Magna Mirrors’
Br., ECF No. 167, PageID.9013). For example in referencing the below figure the ‘843 patent
states: “Note that section AA to BB of backing plate element 160 is angled to section BB to CC.”
(‘843 Patent at 10:19-20, ECF No. 169-1, PageID.9090).
(‘843 Patent, ECF No. 169-1, PageID.9079). Magna Mirrors asserts its construction is consistent
with the purpose of the invention while a flexible backing that permits an independent adjustment
of the mirror would frustrate the invention’s purpose of having an optimal field of view. But
Magna Mirrors has not demonstrated why the primary and auxiliary mirror elements could not be
placed at an angle on a non-rigid backing plate, or why the backing plate could not be angled. A
backing plate could be flexible, for example, yet have an original and primary angled position.
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Magna Mirrors’ extrinsic evidence argument fares no better. There is no consensus in the
extrinsic evidence that the plain meaning of “plate” includes rigidity. Many an individual, for
example, has filled a plate at a social function picnic only to find rigidity sorely lacking. And
while Magna Mirrors has found a dictionary definition of “plate” that includes rigidity, other
dictionaries do not include such a requirement. See, e.g.,, Plate, THE RANDOMHOUSE COLLEGE
DICTIONARY 1017 (1982) (“a thin, flat sheet or piece of metal or other material, esp. of uniform
thickness.”); Plate, WEBSTER’S THIRD NEW INTERNATIONAL DICTIONARY
OF THE
ENGLISH
LANGUAGE 1734 (1976) (“a smooth usu. nearly flat and relatively thin piece of metal or other
material.”).
The Court finds flaws in some aspect of each party’s construction. The Court adopts the
following construction for “backing plate”: a support member for mounting the rear surfaces of
the reflective elements.
5. Indefiniteness
Under the Patent Act, a patent specification must “conclude with one or more claims
particularly pointing out and distinctly claiming the subject matter which inventor or joint inventor
regards as the invention.” 35 U.S.C. § 112(b) (2017). The Supreme Court has held that “a patent
is invalid for indefiniteness if its claims, read in light of the specification delineating the patent,
and the prosecution history, fail to inform, with reasonable certainty, those skilled in the art about
the scope of the invention.” Nautilus, Inc. v. Biosig Instruments, Inc., 135 S. Ct. 2120, 2124
(2014). “The definiteness requirement, so understood, mandates clarity, while recognizing that
absolute precision is unattainable.” Id. The Federal Circuit recognizes that “[t]he claims, when
read in light of the specification and the prosecution history, must provide objective boundaries
20
for those of skill in the art.” Interval licensing LLC v. AOL, Inc., 766 F.3d 1364, 1371 (Fed. Cir.
2014).
SMR challenges the remaining claim terms as indefinite. The Court addresses these claims
in turn.
A. “field of view”
CLAIM TERM
“field of view”
MAGNA MIRRORS’
PROPOSED CLAIM
CONSTRUMTION
ASSERTED CLAIMS
‘843 patent claims
15, 33;
‘244 patent claims
24, 26;
‘077 patent claims
22, 24, 27;
‘534 patent claim
20;
‘642 patent claims
10, 11;
‘047 patent claims
16, 19, 25, 26, 27,
33, 35, 39;
‘882 patent claims
3, 18, 20;
‘762 patent claims
8, 15;
‘750 patent claims
8, 14, 25
SMR’S PROPOSED
CLAIM
CONSTRUCTION
The observable area Indefinite.
viewable through a
reflective element or
mirror.
SMR contends that the claim term “field of view” is indefinite because the patents-in-suit
fail to provide the information necessary to teach a person of ordinary skill in the art whether a
field of view falls within the scope of claims. Namely, SMR contends the patents fail to teach the
driver’s position and the mirror position which are necessary to calculate the field of view with
any precision. Lacking these variables, SMR says, a field of view could be calculated in multiple
ways, some of which may, or may not, infringe on the patents-in-suit. (SMR’s Br., ECF No. 170,
PageID.9958). Magna Mirrors disagrees that the claim term is indefinite because the specification
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and the C.F.R. teaches a person of ordinary skill in the art how to measure the claimed fields of
view and, furthermore, person-to-person variability does not generate indefiniteness. (Magna
Mirrors’ Br., ECF No. 167, PageID.9002-9003).
Read in context, “field of view” has a definite meaning that is readily understood by a
person of ordinary skill in the art. The phrase reasonably informs those skilled in the art of what
is being claimed and how to determine infringement, considering the overall context of the
specification and claim language. Here, “field of view” is a term to describe what a driver will see
when looking in a sideview mirror, and the patents-in-suit provide a standard for measuring what
the driver will see. For example, the patents explain:
Preferably, the plano element comprises a reflector surface area of a
size sufficient, when mounted as part of a plano-multiradius
reflective element assembly in a driver-side exterior sideview mirror
assembly on an automobile, to provide the driver of the automobile
a view of a level road surface extending to the horizon from a line,
perpendicular to a longitudinal plane tangent to the driver’s side of
the automobile at the widest point, extending 8 feet out from the
tangent plane 35 feet behind the drivers’ eyes (at a nominal location
appropriate for any 95th percentile male driver or at the driver’s eye
reference points established in Federal Motor Vehicle Standard No.
104), with the driver seated in the driver’s seat and with the driver’s
seat in the rearmost position.
(‘843 Patent at 12:60-13:5, ECF No. 169-1, PageID.9091-9092). In the Court’s judgment, the
specification provides sufficient context to provide meaning to the phrase such that a person of
ordinary skill in the art would be able to understand this phrase and identify the specifics of the
invention. Indeed the FMVSS referenced in the ‘843 patent is referenced throughout the asserted
patents for eye points. To be sure, the field of view will vary based on all the factors identified by
SMR, but the Court is satisfied the patent teaches how to determine the field and, more importantly,
to determine infringement. The Court adopts Magna Mirror’s construction.
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B. “Blind Spot”
CLAIM TERM
“blind spot”
MAGNA MIRRORS’
PROPOSED CLAIM
CONSTRUMTION
ASSERTED CLAIMS
‘843 patent claims
15, 33;
‘244 patent claims
24, 26;
‘077 patent claims
22, 24, 27;
‘047 patent claims
19, 25, 26, 27;
‘762 patent claims
8, 15;
‘750 patent claims
8, 14, 25
SMR’S PROPOSED
CLAIM
CONSTRUCTION
The area between the Indefinite.
outside edge of the
rearward field of view
of
the
[plano
reflective element /
main plano mirror
element] and the outer
edge of the driver’s
peripheral vision.
“Blind spot” is not indefinite in context and the Court is persuaded that Magna Mirrors’
construction is consistent with the ordinary meaning. As already discussed, a person of ordinary
skill in the art would understand from the patents how to determine infringement, based on the
analysis above. The overall context of the specification and claim language make the term
sufficiently definite.
C. “wherein said spotting mirror is at an angle of at least about three degrees
relative to the primary mirror”
CLAIM TERM
MAGNA MIRRORS’
PROPOSED CLAIM
CONSTRUMTION
ASSERTED CLAIMS
“wherein said spotting ‘534 patent claim
mirror is at an angle of 20;
at least about three ‘642 patent claim 11
degrees relative to the
primary mirror”
SMR’S PROPOSED
CLAIM
CONSTRUCTION
The spotting mirror is Indefinite.
in a fixed relationship
with the primary
mirror at an angle of
at least about three
degrees
in
any
direction.
The claim term provides for a “spotting mirror” that is “at an angle of at least about three
degrees relative to the primary mirror.” (‘534 Patent at 30:28-29, ECF No. 169-4, PageID.9220).
Magna Mirrors argues that the term is not indefinite because a person of ordinary skill in the art
23
would understand that the spotting mirror needs to be at an angle of only about three degrees
relative to the primary mirror, in any direction. (Magna Mirrors’ Br., ECF No. 167, PageID.9015).
SMR counters that a person of ordinary skill in the art would not know in which direction the
mirror must be angled and, moreover, there are no boundaries in the intrinsic evidence for the
claim. (SMR’s Br., ECF No. 170, PageID.9663).
The claim term is not indefinite. The intrinsic evidence teaches that the spotter mirror must
be at an angle of “at least about three degrees” in relation to the primary mirror. In other words,
the term delineates the bounds of the invention. While the direction of the angle is not provided,
the Court is not persuaded that this renders the term indefinite. Practical realities of physics
constrain the possible angle measurements to a comprehensible amount. Though the range of
measurements may be broad, it is well understood that “[b]readth is not indefiniteness.”
SmithKline Beecham Corp. v. Apotex Corp.,. 403 F.3d 1331, 1341 (Fed. Cir. 2005) (quoting In re
Gardner. 57 C.C.P.A. 1207, 427 F.2d 786, 788 (CCPA 1970) (alterations in original)).
Accordingly the Court adopts Magna Mirrors’ construction as consistent with the plain and
ordinary meaning of the claim term.
CONCLUSION
This Claim Construction Memorandum addresses only the limited patent terms the parties
selected for construction at this time, hoping that this Court’s construction would facilitate framing
and resolution of the issues on dispositive motion practice or trial. The Court anticipates
addressing any further claim construction issues in the context of dispositive motion practice, and
preparation of the final pretrial order and jury instructions on any claims or defenses that go to
trial.
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IT IS SO ORDERED.
Dated:
December 22, 2018
/s/ Robert J. Jonker
ROBERT J. JONKER
CHIEF UNITED STATES DISTRICT JUDGE
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