Williams #252766 v. Smith et al
Filing
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OPINION; Order to issue; signed by Judge Janet T. Neff (Judge Janet T. Neff, clb)
UNITED STATES OF AMERICA
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
LAURICE WILLIAMS,
Plaintiff,
Case No. 1:17-cv-130
v.
Honorable Janet T. Neff
WILLIE O. SMITH et al.,
Defendants.
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OPINION
This is a civil rights action brought by a state prisoner pursuant to 42 U.S.C. § 1983.
The Court has granted Plaintiff leave to proceed in forma pauperis. Under the Prison Litigation
Reform Act, PUB. L. NO. 104-134, 110 STAT. 1321 (1996), the Court is required to dismiss any
prisoner action brought under federal law if the complaint is frivolous, malicious, fails to state a
claim upon which relief can be granted, or seeks monetary relief from a defendant immune from
such relief. 28 U.S.C. §§ 1915(e)(2), 1915A; 42 U.S.C. § 1997e(c). The Court must read Plaintiff’s
pro se complaint indulgently, see Haines v. Kerner, 404 U.S. 519, 520 (1972), and accept Plaintiff’s
allegations as true, unless they are clearly irrational or wholly incredible. Denton v. Hernandez, 504
U.S. 25, 33 (1992). Applying these standards, the Court will dismiss Plaintiff’s complaint for failure
to state a claim against Defendants Smith and Christiansen. The Court will serve the complaint
against Defendants Maranka, Jansen and Dozeman.
Discussion
I.
Factual allegations
Plaintiff Laurice Williams presently is incarcerated at the Ionia Correctional Facility
(ICF). He sues the following ICF officials: Warden Willie O. Smith; Deputy Warden John
Christiansen; Mental Health Unit Chief David Maranka; and Psychologists Meghan Jansen and Kirt
Dozeman.
Plaintiff arrived at ICF on June 25, 2015. On June 26, he was placed on suicide
observation after he informed Defendant Jansen that he was contemplating suicide. He remained
on suicide observation status for two months. During that time, he was evaluated daily by
Defendant Jansen or another psychologist. Also during that time, Plaintiff repeatedly told Jansen
and other psychologists that he was depressed, hearing voices, and “couldn’t take it anymore.”
(Compl., ECF No. 1, PageID.8.) In addition, he repeatedly told them that he was actively searching
for a razor, so that he could cut his artery and bleed to death.
At the end of those two months, Defendant Jansen took him off suicide status and
sent him to general population. On September 4, 2015, Plaintiff told the guards that he was hearing
voices and felt suicidal. He was taken to segregation and placed back on suicide observation. He
managed to smuggle a razor with him into segregation. On September 8, 2015, Plaintiff cut his left
arm quite severely, causing substantial bleeding and requiring numerous stitches. He was evaluated
later that day by Defendant Jansen, who told him that she did not believe that he was seriously
suicidal but was manipulating staff in order to be returned to the Residential Treatment Program
(RTP) at another prison. Jansen informed Petitioner that she was going to make sure that he stayed
at ICF.
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On September 13, Petitioner cut himself again, using the same razor he had smuggled
in. Defendant Jansen evaluated him again the next day. When he told her that he wanted to die and
would keep cutting himself until he did, Jansen told him that he was “full of sh-t” and should “stop
playing these stupid games.” (Id., PageID.10-11.)
Plaintiff cut himself again on September 20, 2015, using the same razor. This time,
he cut himself so deeply that he had to be rushed to the emergency room, where he received nine
stitches. When Jansen came to see him on September 21, 2015, she said,
Why do you keep on making my job harder. The longer you stay on suicide status,
the longer I have to keep coming to your cell to evaluate you everyday. I’m sick and
tired of your bullsh-t.”
(Id., PageID.11.) Petitioner told Defendant Jansen that he intended to keep cutting himself until he
hit his artery and bled to death. Defendant Jansen finally asked Plaintiff what he was using to cut
himself. Plaintiff showed her the razor blade through the cell door window. Nevertheless, Jansen
did not take the razor blade, and Plaintiff cut himself for the fourth time on September 18 or 19,
2015. Plaintiff was escorted to health services, where he received more stitches.
After he had been in suicide observation for over one month, on October 6, 2015,
Plaintiff cut himself again with the same razor blade. He yet again received numerous stitches. Like
the other five times, Plaintiff cut his left arm, allegedly in search of his artery. Finally, after Plaintiff
was returned to the segregation unit from health services, he was kept in the day room so that
Sergeant Bledsoe could search his cell. Bledsoe found the razor blade. Later that day, Defendant
Jansen told Plaintiff,
You’re not going back to RTP so you might as well stop cutting yourself. I already
told Maranka that you’re just a manipulator, and he said he’s never going to submit
the paperwork for you to transfer back to RTP.
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(Id., PageID).
Plaintiff alleges that he was evaluated by Dr. Esmaeid Emami on September 11,
2015. Dr. Emami recommended that his involuntary treatment order for Plaintiff’s schizoaffective
and bipolar disorders be continued for another 90 days. Plaintiff has been continuously on an
involuntary treatment order since July 1, 2014. If he fails to take his anti-psychotic medication
orally, twice per day, he is subjected to injections of the medication. Dr. Emami also recommended
individual psychotherapy, group therapy, activity therapy, and milieu therapy, as part of Plaintiff’s
treatment plan. On September 16, 2015, the Panel Hearing Committee (PHC)1 heard and reviewed
the evidence of the proposed plan of service from Dr. Emami and reauthorized it for 90 days.
Shortly after the PHC ordered the services recommended by Dr. Emami, Plaintiff met with
Defendants Maranka, Jensen, and Christiansen, and he allegedly did so repeatedly. Plaintiff was
repeatedly told that the therapies recommended by Dr. Emami were not provided at ICF, as it is only
an outpatient facility. Defendants told him that the therapies were only available at inpatient and
RTP facilities and that they did not have to provide them, because they were only recommendations.
Plaintiff alleges that he has a long psychiatric history and has been housed at all levels of placement
and hospitalized on multiple occasions for serious suicide attempts.
On October 21, 2015, Defendant Dozeman evaluated Plaintiff. Dozeman told
Plaintiff that Defendant Maranka sent Dozeman to see if he could talk sense into Plaintiff. Dozeman
told Plaintiff that he was the senior psychologist and had a lot of influence. He asked Plaintiff what
1
According to the complaint, “[t]he PHC is made up of three people. A psychiatrist, a psychologist, and a
qualified mental health professional (usually a social worker). The PHC hears and reviews evidence presented by the
“treating psychiatrist” (Dr. Emami), and then takes a vote at the end of the hearing. The first vote is whether or not they
believe that the prisoner is mentally ill. If yes, then they move on to the second vote which is whether or not they believe
that the “Proposed Treatment Plan”, recommended by the treating psychiatrist, is suitable. If yes, then they officially
“ORDER” those services for the prisoner. (ECF No. 1).
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he wanted, indicating that, if it was reasonable, he could make it happen. Plaintiff responded that
he needed another razor so that he could kill himself. Dozeman told Plaintiff, “You don’t want to
kill yourself, you just want to go back to RTP. You’re not leaving here (ICF) no matter how many
times you cut yourself, so you might as well come off of suicide status and stop making everybodies
[sic] job harder.” (Id., PageID.16.) Dozeman then suggested that Plaintiff would be better off in
general population, where he could watch television and play basketball.
Plaintiff was released from suicide observation, involuntarily, on October 30, 2015,
and he was released from segregation on December 10, 2015. On February 2, 2016, Plaintiff
reported to the guards that he was hearing voices, which were telling him to kill a bunch of officers
and then kill himself. Plaintiff was again escorted to segregation and placed on suicide observation
status. The following day, he was taken off suicide watch and told he would be returned to general
population, notwithstanding his claims of experiencing suicidal and homicidal voices. When
Plaintiff refused to go to general population, officers wrote three misconduct tickets for disobeying
a direct order. He was found guilty of all three misconduct charges on February 18, 2017.
Following the guilty findings, Defendant Christiansen classified Plaintiff to administrative
segregation, where he continued to be detained until the date he filed his complaint.
Plaintiff alleges that Defendants were deliberately indifferent to his serious mental
health needs and the substantial risk that he would harm himself. He seeks declaratory and
injunctive relief, together with compensatory and punitive damages.
II.
Failure to state a claim
A complaint may be dismissed for failure to state a claim if it fails “‘to give the
defendant fair notice of what the . . . claim is and the grounds upon which it rests.’” Bell Atl. Corp.
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v. Twombly, 550 U.S. 544, 555 (2007) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). While
a complaint need not contain detailed factual allegations, a plaintiff’s allegations must include more
than labels and conclusions. Twombly, 550 U.S. at 555; Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
(“Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements,
do not suffice.”). The court must determine whether the complaint contains “enough facts to state
a claim to relief that is plausible on its face.” Twombly, 550 U.S. at 570. “A claim has facial
plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 679. Although
the plausibility standard is not equivalent to a “‘probability requirement,’ . . . it asks for more than
a sheer possibility that a defendant has acted unlawfully.” Iqbal, 556 U.S. at 678 (quoting Twombly,
550 U.S. at 556). “[W]here the well-pleaded facts do not permit the court to infer more than the
mere possibility of misconduct, the complaint has alleged – but it has not ‘show[n]’ – that the
pleader is entitled to relief.” Iqbal, 556 U.S. at 679 (quoting FED. R. CIV. P. 8(a)(2)); see also Hill
v. Lappin, 630 F.3d 468, 470-71 (6th Cir. 2010) (holding that the Twombly/Iqbal plausibility
standard applies to dismissals of prisoner cases on initial review under 28 U.S.C. §§ 1915A(b)(1)
and 1915(e)(2)(B)(i)).
To state a claim under 42 U.S.C. § 1983, a plaintiff must allege the violation of a
right secured by the federal Constitution or laws and must show that the deprivation was committed
by a person acting under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988); Street v. Corr.
Corp. of Am., 102 F.3d 810, 814 (6th Cir. 1996). Because § 1983 is a method for vindicating federal
rights, not a source of substantive rights itself, the first step in an action under § 1983 is to identify
the specific constitutional right allegedly infringed. Albright v. Oliver, 510 U.S. 266, 271 (1994).
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Plaintiff fails to make specific factual allegations against Defendant Smith, other than
to suggest that Smith failed to adequately supervise his subordinates and failed to adequately
respond to Plaintiff’s kites, grievances and/or verbal complaints. He also suggests that Defendant
Christiansen is responsible with Defendant Smith for having a “policy” of not regulating known
denials of adequate medical treatment.
Government officials may not be held liable for the unconstitutional conduct of their
subordinates under a theory of respondeat superior or vicarious liability. Iqbal, 556 U.S. at 676;
Monell v. New York City Dep’t of Soc. Servs., 436 U.S. 658, 691(1978); Everson v. Leis, 556 F.3d
484, 495 (6th Cir. 2009).
A claimed constitutional violation must be based upon active
unconstitutional behavior. Grinter v. Knight, 532 F.3d 567, 575-76 (6th Cir. 2008); Greene v.
Barber, 310 F.3d 889, 899 (6th Cir. 2002). The acts of one’s subordinates are not enough, nor can
supervisory liability be based upon the mere failure to act. Grinter, 532 F.3d at 576; Greene, 310
F.3d at 899; Summers v. Leis, 368 F.3d 881, 888 (6th Cir. 2004). Moreover, § 1983 liability may
not be imposed simply because a supervisor denied an administrative grievance or failed to act based
upon information contained in a grievance. See Shehee v. Luttrell, 199 F.3d 295, 300 (6th Cir.
1999). “[A] plaintiff must plead that each Government-official defendant, through the official’s own
individual actions, has violated the Constitution.” Iqbal, 556 U.S. at 676.
Notwithstanding his complaints that Defendants Smith and Christiansen actively
ignored his complaints of heath-care denials, his allegations suggest only that Defendants did not
intervene in response to Plaintiff’s complaints. Such allegations are insufficient to support a
conclusion that Defendants engaged in active unconstitutional behavior. Accordingly, Plaintiff fails
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to state a claim against Defendants Smith and Christiansen based on their failures to respond to
complaints.
Moreover, to the extent that Plaintiff alleges that Defendant Christiansen violated his
constitutional rights by classifying him to administrative segregation, and that Smith and
Christiansen continued to violate his rights by keeping him in segregation, he fails to state a claim.
The Supreme Court long has held that the Due Process Clause does not protect every
change in the conditions of confinement having an impact on a prisoner. See Meachum v. Fano, 427
U.S. 215, 225 (1976). In Sandin v. Conner, 515 U.S. 472, 484 (1995), the Court set forth the
standard for determining when a prisoner’s loss of liberty implicates a federally cognizable liberty
interest protected by the Due Process Clause. According to the Sandin Court, a prisoner is entitled
to the protections of due process only when a deprivation “will inevitably affect the duration of his
sentence” or imposes an “atypical and significant hardship on the inmate in relation to the ordinary
incidents of prison life.” Sandin, 515 U.S. at 486-87; see also Jones v. Baker, 155 F.3d 810, 812
(6th Cir. 1998); Rimmer-Bey v. Brown, 62 F.3d 789, 790-91 (6th Cir. 1995).
Confinement in administrative segregation “is the sort of confinement that inmates
should reasonably anticipate receiving at some point in their incarceration.” Hewitt v. Helms, 459
U.S. 460, 467-73 (1983). Thus, it is considered atypical and significant only in “extreme
circumstances.” Joseph v. Curtin, 410 F. App’x 865, 868 (6th Cir. 2010). Generally, courts will
consider the nature and duration of a stay in segregation to determine whether it imposes an
“atypical and significant hardship.” Harden–Bey v. Rutter, 524 F.3d 789, 794 (6th. Cir. 2008).
In Sandin, the Supreme Court concluded that the segregation at issue in that case
(disciplinary segregation for 30 days) did not impose an atypical and significant hardship. Sandin,
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515 U.S. at 484. Similarly, the Sixth Circuit has held that mere placement in administrative
segregation, and placement for a relatively short period of time, do not require the protections of due
process. Rimmer-Bey, 62 F.3d at 790-91; see Joseph v. Curtin, 410 F. App’x 865, 868 (6th Cir.
2010) (61 days in segregation is not atypical and significant). The Sixth Circuit has also held, in
specific circumstances, that confinement in segregation for a relatively long period of time does not
implicate a liberty interest. See, e.g., Baker, 155 F.3d at 812-23 (two years of segregation while the
inmate was investigated for the murder of a prison guard in a riot); Mackey v. Dyke, 111 F.3d 460
(6th Cir. 1997) (one year of segregation following convictions for possession of illegal contraband
and assault, including a 117-day delay in reclassification due to prison crowding). But cf. Selby v.
Caruso, 734 F.3d 554, 559 (6th Cir. 2013) (13 years of segregation implicates a liberty interest);
Harden-Bey, 524 F.3d at 795 (remanding to the district court to consider whether the plaintiff's
allegedly “indefinite” period of segregation, i.e., three years without an explanation from prison
officials, implicates a liberty interest); Harris v. Caruso, 465 F. App’x 481, 484 (6th Cir. 2012)
(eight years of segregation implicates a liberty interest).
Here, the duration of Plaintiff’s placement in administrative segregation continued,
as of the time he filed his complaint, for less than one year. Such a period falls short of the time
found not to be atypical and significant in Baker, 155 F.3d at 812-23, and Mackey v. Dyke, 111 F.3d
460.
Moreover, even where a liberty interest is shown, the due process claim “is not
complete unless and until the State fails to provide due process.” Zinermon v. Burch, 494 U.S. 113,
126 (1990). The Supreme Court has indicated that “[p]rison officials must engage in some sort of
periodic review of the confinement of . . . inmates [in segregation].” Hewitt, 459 U.S. at 477 n.9.
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“This review will not necessarily require that prison officials permit the submission of any additional
evidence or statements.” Id. However, the decision to continue confinement must be supported by
“some evidence.” Superintendent v. Hill, 472 U.S. 445, 454 (1985). “This requirement balances the
procedural rights of prisoner against the need of prison officials to have freedom to operate their
facilities on a day-to-day basis.” Harris, 465 F. App’x at 484. In short, where an inmate’s
confinement in segregation implicates a liberty interest, he is entitled to a “periodic review of his
confinement, supported by some evidence or indicia of reliability.” Id. at 485; see also Selby, 734
F.3d at 559-60 (holding that the mere formality of holding reviews is not sufficient; whether a given
process is meaningful and adequate is a question of fact).
Here, Plaintiff does not even allege that he has not received periodic review of his
administrative segregation. He therefore has alleged no facts suggesting that he did not receive all
of the process to which he was entitled.
Plaintiff also suggests that the conditions and restrictions imposed upon him as a
segregated prisoner have caused him mental distress in violation of his Eighth Amendment rights.
The Eighth Amendment prohibits punishments that are not only physically barbaric, but also those
which are incompatible with “the evolving standards of decency that mark the progress of a
maturing society,” or which “involve the unnecessary and wanton infliction of pain.” Estelle v.
Gamble, 429 U.S. 97, 102-103(1976). To establish an Eighth Amendment claim, the prisoner must
show that he was deprived of the “minimal civilized measure of life’s necessities.” Rhodes v.
Chapman, 452 U.S. 337, 347 (1981). Restrictions that are restrictive or even harsh, but are not cruel
and unusual under contemporary standards, are not unconstitutional. Id. Thus, federal courts may
not intervene to remedy conditions that are merely unpleasant or undesirable.
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Placement in segregation is a routine discomfort that is “‘part of the penalty that
criminal offenders pay for their offenses against society.’” Hudson v. McMillian, 503 U.S. 1, 9
(1992) (quoting Rhodes, 452 U.S. 337, 347 (1981); see also Jones v. Waller, No. 98-5739, 1999 WL
313893, at *2 (6th Cir. May 4, 1999). Although it is clear that Plaintiff was denied certain privileges
as a result of his administrative segregation, he does not allege or show that he was denied basic
human needs and requirements. The Sixth Circuit has held that without a showing that basic human
needs were not met, the denial of privileges as a result of administrative segregation cannot establish
an Eighth Amendment violation. See Evans v. Vinson, 427 F. App’x 437, 443 (6th Cir. 2011);
Harden-Bey v. Rutter, 524 F.3d 789, 795 (6th Cir. 2008). Moreover, Plaintiff cannot bring an Eighth
Amendment claim for emotional or mental damages because he does not allege a physical injury.
See 42 U. S.C. §1997e(e); see also Hudson, 503 U.S. at 5; Harden-Bey, 524 F.3d at 795. As a result,
Plaintiff fails to state an Eighth Amendment claim against Defendants Smith and Christiansen.
For these reasons, the Plaintiff fails to state a claim against Defendants Smith and
Christiansen. Upon review, the Court concludes that Plaintiff’s remaining allegations against
Defendants Maranka, Jansen and Dozeman are sufficient to warrant service of the complaint.
Conclusion
Having conducted the review required by the Prison Litigation Reform Act, the Court
determines that Defendants Smith and Christiansen will be dismissed for failure to state a claim
pursuant to 28 U.S.C. §§ 1915(e)(2) and 1915A(b), and 42 U.S.C. § 1997e(c). The Court will serve
the complaint against Defendants Maranka, Jansen and Dozeman.
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An Order consistent with this Opinion will be entered.
Dated: March 10, 2017
/s/ Janet T. Neff
Janet T. Neff
United States District Judge
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