Faber v. Web et al
Filing
12
OPINION; Judgment to issue; signed by Judge Janet T. Neff (Judge Janet T. Neff, clb)
UNITED STATES OF AMERICA
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
ROBERT ANDREW FABER,
Plaintiff,
Case No. 1:17-cv433
v.
Honorable Janet T. Neff
ANN WEB et al.,
Defendants.
____________________________________/
OPINION
This is a civil action brought by a federal prisoner. The Court has granted Plaintiff
leave to proceed in forma pauperis. Under the Prison Litigation Reform Act, PUB. L. NO. 104-134,
110 STAT. 1321 (1996), the Court is required to dismiss any prisoner action brought under federal
law if the complaint is frivolous, malicious, fails to state a claim upon which relief can be granted,
or seeks monetary relief from a defendant immune from such relief. 28 U.S.C. § 1915(e)(2). The
Court must read Plaintiff’s pro se complaint indulgently, see Haines v. Kerner, 404 U.S. 519, 520
(1972), and accept Plaintiff’s allegations as true, unless they are clearly irrational or wholly
incredible. Denton v. Hernandez, 504 U.S. 25, 33 (1992). Applying these standards, Plaintiff’s
action will be dismissed for failure to state a claim.
Factual Allegations
Plaintiff is presently incarcerated for a term of twelve months at Federal Correctional
Institution-Miami following his admission of guilt to violation of the terms of his supervised release.
Plaintiff’s supervised release was conditioned upon him staying at a residential reentry center, in this
instance the Kalamazoo Probation Enhancement Program (KPEP) in Kalamazoo, Michigan.
Plaintiff’s supervised release was also conditioned on him participating in mental health treatment
and sex offender treatment. Plaintiff participated in the KPEP treatment programs while he resided
there. He continued with the KPEP treatment programs after he obtained employment and moved
into independent housing.
KPEP is a private non-profit Michigan corporation. KPEP describes its mission as
follows:
KPEP began in the fall of 1980 to provide a live-in residence for those individuals
who need more structure than regular probation provides, but where extended jail
time is not judged necessary. The goal of KPEP is to show the residents that they can
become independent, contributing members of society. The organization works
closely with all aspects of the criminal justice system, including local law
enforcement departments, corrections and probation departments, and various circuit
court judges.
Over the years, the populations served by KPEP have changed and now include:
felony probationers, state parolees, Drug Treatment Court participants, SAI
probationers and parolees, federal inmates, federal probationers, and clients who are
currently on federal pre-trial status.
See http://kpep.com/about. Plaintiff sues three KPEP employees: Elizabeth Carey and Amanda
Terburg, Plaintiff’s outpatient therapists at KPEP, and Ann Web, their supervisor.
Plaintiff’s complaint is not a model of clarity. Plaintiff alleges that on January 2017,
Defendant Carey was leading a group therapy session that included Plaintiff. He claims that she
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responded inappropriately to Plaintiff’s statements at the session. He claims further that Defendant
Carey revealed confidential information about Plaintiff to a member of another therapy group.
Defendant Terburg led the next group therapy session. Plaintiff claims that she too
acted inappropriately with respect to Plaintiff’s treatment in the session. Plaintiff claims both
therapists lied in Plaintiff’s treatment file and that the lie was used to establish Plaintiff’s violation
of the terms of his release. Plaintiff claims that they have libeled and slandered him. Plaintiff makes
no allegations against Defendant Web other than stating she supervises Defendants Carey and
Terburg.
Plaintiff seeks substantial monetary damages, retraction of the libelous and
slanderous statements, as well as law enforcement investigation of Defendant Web and KPEP.
Discussion
I.
Failure to state a claim
A complaint may be dismissed for failure to state a claim if it fails “‘to give the
defendant fair notice of what the . . . claim is and the grounds upon which it rests.’” Bell Atl. Corp.
v. Twombly, 550 U.S. 544, 555 (2007) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). While
a complaint need not contain detailed factual allegations, a plaintiff’s allegations must include more
than labels and conclusions. Twombly, 550 U.S. at 555; Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
(“Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements,
do not suffice.”). The court must determine whether the complaint contains “enough facts to state
a claim to relief that is plausible on its face.” Twombly, 550 U.S. at 570. “A claim has facial
plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 679. Although
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the plausibility standard is not equivalent to a “‘probability requirement,’ . . . it asks for more than
a sheer possibility that a defendant has acted unlawfully.” Iqbal, 556 U.S. at 678 (quoting Twombly,
550 U.S. at 556). “[W]here the well-pleaded facts do not permit the court to infer more than the
mere possibility of misconduct, the complaint has alleged – but it has not ‘show[n]’ – that the
pleader is entitled to relief.” Iqbal, 556 U.S. at 679 (quoting FED. R. CIV. P. 8(a)(2)); see also Hill
v. Lappin, 630 F.3d 468, 470-71 (6th Cir. 2010) (holding that the Twombly/Iqbal plausibility
standard applies to dismissals of prisoner cases on initial review under 28 U.S.C. §§ 1915A(b)(1)
and 1915(e)(2)(B)(i)).
Plaintiff’s allegations suggest only state law causes of action such as slander, libel,
or professional negligence. He does not expressly allege any basis for federal jurisdiction. At the
time the complaint was filed, it appears that all parties were residents of the state of Michigan.1
Grupo Dataflux v. Atlas Global Group, L.P., 541 U.S. 567, 570 (2004) (“‘[J]urisdiction of the court
depends upon the state of things at the time of the action brought.’”). Thus, there can be no diversity
jurisdiction under 28 U.S.C. § 1332.
Moreover, Plaintiff does not expressly allege that his claims arise under the
Constitution, laws, or treaties of the United States which would provide federal question jurisdiction.
28 U.S.C. § 1331. Nonetheless, construing Plaintiff’s allegations liberally, he may be attempting
to allege that Defendants violated his federal constitutional rights. In this context, however, it
simply cannot be said that Defendants are acting under color of state law; therefore, the
constitutional violations could not give rise to a claim under 18 U.S.C. § 1983.
See Dist. of
Columbia v. Carter, 409 U.S. 418, 423-25 (1973) (“[A]ctions of the Federal Government and its
1
Plaintiff was still at the Newaygo County Jail when he filed his complaint. (Compl., ECF No. 1, PageID.3-4.)
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officers are at least facially exempt from [§ 1983’s] proscriptions.”). Instead, because Defendants
are giving effect to the conditions of a federal supervised release, the best that Plaintiff might argue
is that Defendants are acting under color of federal law. Accordingly, the Court will consider
whether Plaintiff has attempted to state a claim under Bivens v. Six Unknown Named Agents of Fed.
Bur. of Narcotics, 403 U.S. 388 (1971).
In Bivens, the Supreme Court recognized for the first time an implied private action
for damages against federal officers alleged to have violated a citizen’s constitutional rights. See
Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 66 (2001). This implied cause of action is “the federal
analog to suits brought against state officials” under 42 U.S.C. § 1983. Hartman v. Moore, 547 U.S.
250, 254 n.2 (2006). To state a claim that is cognizable in a Bivens action, the plaintiff must plead
two essential elements: first, that he has been deprived of rights secured by the Constitution or laws
of the United States, and second, that the defendants acted under color of federal law. Bivens, 403
U.S. at 397.
Plaintiff does not identify any federal constitutional right of which Defendants have
deprived him. Relying again on the liberal construction mandate of Haines v. Kerner, 404 U.S. at
520, because Plaintiff identifies the Defendants as therapists and, thus, providers of health care, the
Court will assess whether Plaintiff’s allegations suffice to state a claim under the Eighth Amendment
for deliberate indifference to Plaintiff’s serious medical need.
A claim for the deprivation of adequate medical care has an objective and a
subjective component. Farmer v. Brennan, 511 U.S. 825, 834 (1994). To satisfy the objective
component, the plaintiff must allege that the medical need at issue is sufficiently serious. Id. In
other words, the inmate must show that he is incarcerated under conditions posing a substantial risk
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of serious harm. Id. The objective component of the adequate medical care test is satisfied “[w]here
the seriousness of a prisoner’s need[ ] for medical care is obvious even to a lay person.” Blackmore
v. Kalamazoo Cnty., 390 F.3d 890, 899 (6th Cir. 2004). If the plaintiff’s claim, however, is based
on “the prison’s failure to treat a condition adequately, or where the prisoner’s affliction is
seemingly minor or non-obvious,” Blackmore v. Kalamazoo Cnty., 390 F.3d 890, 898 (6th Cir.
2004), the plaintiff must “place verifying medical evidence in the record to establish the detrimental
effect of the delay in medical treatment,” Napier v. Madison Cnty., 238 F.3d 739, 742 (6th Cir.
2001) (internal quotation marks omitted).
The subjective component requires an inmate to show that prison officials have “a
sufficiently culpable state of mind in denying medical care.” Brown v. Bargery, 207 F.3d 863, 867
(6th Cir. 2000) (citing Farmer, 511 U.S. at 834). Deliberate indifference “entails something more
than mere negligence,” Farmer, 511 U.S. at 835, but can be “satisfied by something less than acts
or omissions for the very purpose of causing harm or with knowledge that harm will result.” Id.
Under Farmer, “the official must both be aware of facts from which the inference could be drawn
that a substantial risk of serious harm exists, and he must also draw the inference.” Id. at 837.
Because Plaintiff’s complaint does not manifest his intention to raise an Eighth
Amendment claim, perhaps it is not surprising that his allegations fall short with respect to the
objective and subjective components of such a claim. But even if Plaintiff properly alleged the
seriousness of his medical need and the Defendants’ sufficiently culpable states of mind, he cannot
prevail on a Bivens claim here.
Defendants are not federal officers. Based on Plaintiff’s allegations, it appears they
are simply employees of a private corporate entity that has contracted with the federal government
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to provide certain services for federal inmates, probationers, and persons accused of federal crimes.
In Menneci v. Pollard, 565 U.S. 118 (2012), the Supreme Court concluded that it could not imply
a Bivens remedy where the plaintiff seeks damages from the employee of a private entity “where the
conduct allegedly amounts to a violation of the Eighth Amendment, and where that conduct is of a
kind that typically falls within the scope of traditional state tort law (such as the conduct involving
improper medical care at issue here) . . . .” Id. at 131. Under that circumstance, “the prisoner must
seek a remedy under state tort law.” Id. That is the appropriate method for Plaintiff to seek redress
from these Defendants. Plaintiff’s “federal” claim, therefore, is properly dismissed.
II.
State law claims
As noted above, Plaintiff’s allegations appear to raise state law claims for slander,
libel, and professional negligence. This Court declines to exercise jurisdiction over the state law
claims. “Where a district court has exercised jurisdiction over a state law claim solely by virtue of
supplemental jurisdiction and the federal claims are dismissed prior to trial, the state law claims
should be dismissed without reaching their merits.” Coleman v. Huff, No. 97-1916, 1998 WL
476226, at *1 (6th Cir. Aug. 3, 1998) (citing Faughender v. City of N. Olmsted, Ohio, 927 F.2d 909,
917 (6th Cir. 1991)); see also Landefeld v. Marion Gen. Hosp., Inc., 994 F.2d 1178, 1182 (6th Cir.
1993).
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Conclusion
Having conducted the review required by the Prison Litigation Reform Act, the Court
determines that Plaintiff’s action will be dismissed for failure to state a claim pursuant to 28 U.S.C.
§ 1915(e)(2).
The Court must next decide whether an appeal of this action would be in good faith
within the meaning of 28 U.S.C. § 1915(a)(3). See McGore v. Wrigglesworth, 114 F.3d 601, 611
(6th Cir. 1997). For the same reasons that the Court dismisses the action, the Court discerns no
good-faith basis for an appeal. Should Plaintiff appeal this decision, the Court will assess the
$505.00 appellate filing fee pursuant to § 1915(b)(1), see McGore, 114 F.3d at 610-11, unless
Plaintiff is barred from proceeding in forma pauperis, e.g., by the “three-strikes” rule of § 1915(g).
If he is barred, he will be required to pay the $505.00 appellate filing fee in one lump sum.
This is a dismissal as described by 28 U.S.C. § 1915(g).
A Judgment consistent with this Opinion will be entered.
Dated:
July 7, 2017
/s/ Janet T. Neff
Janet T. Neff
United States District Judge
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