Marshall #257413 v. Groff et al
Filing
8
OPINION; signed by Judge Robert J. Jonker (elam)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
______
DUSTIN MARSHALL,
Plaintiff,
v.
Case No. 1:23-cv-1118
Honorable Robert J. Jonker
SUZANNE GROFF et al.,
Defendants.
____________________________/
OPINION
This is a civil rights action brought by a state prisoner under 42 U.S.C. § 1983. The Court
has granted Plaintiff leave to proceed in forma pauperis. Under the Prison Litigation Reform Act,
Pub. L. No. 104-134, 110 Stat. 1321 (1996) (PLRA), the Court is required to dismiss any prisoner
action brought under federal law if the complaint is frivolous, malicious, fails to state a claim upon
which relief can be granted, or seeks monetary relief from a defendant immune from such relief.
28 U.S.C. §§ 1915(e)(2), 1915A; 42 U.S.C. § 1997e(c). The Court must read Plaintiff’s pro se
complaint indulgently, see Haines v. Kerner, 404 U.S. 519, 520 (1972), and accept Plaintiff’s
allegations as true, unless they are clearly irrational or wholly incredible. Denton v. Hernandez,
504 U.S. 25, 33 (1992). Applying these standards, the Court will dismiss Plaintiff’s complaint for
failure to state a claim.
Discussion
Factual Allegations
Plaintiff is presently incarcerated with the Michigan Department of Corrections (MDOC)
at the Lakeland Correctional Facility (LCF) in Coldwater, Branch County, Michigan. The events
about which he complains occurred at that facility. Plaintiff sues LCF Nurse Practitioner Suzanne
Groff, LCF medical care provider Jane Doe (referenced herein as Unknown Party #1), and medical
care provider John Doe (referenced herein as Unknown Party #2).
Plaintiff alleges that he was diagnosed with thymoma cancer during 2020. 1 Plaintiff was
prescribed chemotherapy and, in connection with the chemotherapy, was prescribed an extendedrelease 30 milligram morphine tablet every 8 hours, two 5 milligram Norco tablets every 6 hours
as needed, and 100 milligrams of Lyrica every 8 hours. Plaintiff reports that he is also required to
take three Granix shots after every cycle of chemotherapy to promote production of white blood
cells.
During February of 2023, Plaintiff was taken off of his extended-release morphine tablet
and placed on an immediate-release morphine medication to be provided as needed. On February
15, 2023, Plaintiff sent a medical kite to the health care department asking why his medication had
been changed. The next day, Registered Nurse Mary Shultz (not a defendant), responded that “per
MP note dated 2/15/2023: Patient has been caught ‘cheeking’ and selling his long acting morphine.
Discussed concerns with choices coordinator. Morphine changed to IR as needed.” (Compl., ECF
No. 1, PageID.4.)
Plaintiff states that he has never “cheeked” or “sold” his medication, he has never been
caught “cheeking” or “selling” his medication, and he has never received a misconduct report for
“cheeking” or “selling” his medication. (Id.) Plaintiff notes, however, that from the date he arrived
at LCF the nursing staff had commented that Plaintiff was on “too much medication” and they
were going to see to it that his “medication is reduced.” (Id., PageID.4–5.)
1
Plaintiff’s factual allegations appear at pages 4 through 9 of Plaintiff’s complaint. (Compl., ECF
No. 1, PageID.4–9.)
2
On February 19, 2023, Plaintiff filed a grievance regarding the change in medication. On
February 22, 2023, he requested his medical records for the period of February 6, 2023, forward
including communications between providers or between providers and “Choices.” (Id.,
PageID.5.)
On March 7, 2023, Registered Nurse McIntosh (not a defendant) responded at the first step
of the grievance process. The response essentially repeated the information from Nurse Shultz’s
kite response. (Id., PageID.5.) The response noted that the immediate-release morphine could be
crushed and, therefore, could be dispensed in a way that would frustrate “cheeking” and “selling.”
(Id.)
On March 14, 2023, Plaintiff received his medical records. They included a clinical
encounter administrative note that Plaintiff has attached to the complaint as Appendix C. The note
is authored by Defendant Groff. Nurse Groff indicates that Plaintiff had been caught cheeking and
selling his extended release morphine. (ECF No. 1-3, PageID.20.) She discussed that concern with
the “choices coordinator.” (Id.) Plaintiff’s medication was changed from extended-release to
immediate-release to be dispensed crushed and dissolved. (Id.)
On March 27, 2023, Plaintiff filed a second grievance against Defendant Groff and the
“Choices committee.” (Compl., ECF No. 1, PageID.6–7.) In the grievance, Plaintiff reported that
the immediate release morphine was not sufficient to control his pain because it wore off too
quickly. He indicated the new drug caused his body to overheat, his heart rate to increase, hives,
and, ultimately, unbearable pain. (Id., PageID.7.)
Plaintiff’s first grievance proceeded to the second step. On April 6, 2023, Plaintiff received
a response from Registered Nurse Michelle Gilbert (not a defendant). (Id., PageID.6.) Nurse
Gilbert also noted the “cheeking” and “selling” report, but noted further that Plaintiff had been
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seen by the medical provider on March 28, 2023, and that Plaintiff was placed back on the
extended-release morphine. (Id.) 2
On April 10, Registered Nurse J. Peter (not a defendant) responded to Plaintiff’s second
grievance at the first step as follows:
Upon investigation and review of the Electronic Medical Record (EMR), it was
brought to the attention of healthcare staff that the Grievant was cheeking his
Morphine ER and selling it on the yard. The Grievant is the only inmate at this
facility that takes this medication. The Medical Provider (MP) consulted with the
CHOICES manager and the decision was made to discontinue the Morphine ER
and change it to Morphine IR. After the investigation was completed, the evidence
was not substantiated to prove the pills that were found were the Grievant[’]s. The
MP consulted with the CHOICES manager regarding this finding and the
Grievant’s repeated claims of increased pain. The Morphine ER was reordered on
3/31/2023.
(Id., PageID.7–8.) Plaintiff continued to press his second grievance through the two remaining
steps claiming that it was deliberate indifference to change his medication based on an
unsubstantiated accusation. (Id., PageID.8–9.) His appeals were denied at step two and step three.
Plaintiff’s allegations specifically mention the role that Defendant Groff played with regard
to Plaintiff’s medical care during February and March of 2023. Plaintiff never states what
Unknown Defendant #1 or Unknown Defendant #2 did, or did not do, during the relevant time
period. Nonetheless, Plaintiff claims all three defendants were deliberately indifferent to Plaintiff’s
serious medical needs when they “falsified” Plaintiff’s medical records (Count I) and altered his
cancer treatment (Count II). (Id., PageID.10.) Plaintiff claims that defendants also violated his
right to due process of law (Count III) by falsifying his medical records, altering his cancer
2
The step two response to Plaintiff’s first grievance was not timely. (Compl., ECF No. 1,
PageID.6–7.) When the time to respond had expired, Plaintiff submitted a third step appeal. That
appeal was rejected because Plaintiff failed to include the step two response. Plaintiff notes that
his step three appeal was appropriate after he did not receive a timely step two response and that
the rejection of his step three appeal is inconsistent with the MDOC’s grievance policy.
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treatment, and failing to conduct a full and proper investigation into the allegations prior to altering
his treatment. (Id., PageID.11.)
Plaintiff seeks a declaration that defendants violated his constitutional rights and
compensatory and punitive damages in an unstated amount.
Failure to State a Claim
A complaint may be dismissed for failure to state a claim if it fails “to give the defendant
fair notice of what the . . . claim is and the grounds upon which it rests.” Bell Atl. Corp. v. Twombly,
550 U.S. 544, 555 (2007) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). While a complaint
need not contain detailed factual allegations, a plaintiff’s allegations must include more than labels
and conclusions. Id.; Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (“Threadbare recitals of the
elements of a cause of action, supported by mere conclusory statements, do not suffice.”). The
court must determine whether the complaint contains “enough facts to state a claim to relief that
is plausible on its face.” Twombly, 550 U.S. at 570. “A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 679. Although the plausibility
standard is not equivalent to a “‘probability requirement,’ . . . it asks for more than a sheer
possibility that a defendant has acted unlawfully.” Id. at 678 (quoting Twombly, 550 U.S. at 556).
“[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of
misconduct, the complaint has alleged—but it has not ‘show[n]’—that the pleader is entitled to
relief.” Id. at 679 (quoting Fed. R. Civ. P. 8(a)(2)); see also Hill v. Lappin, 630 F.3d 468, 470–71
(6th Cir. 2010) (holding that the Twombly/Iqbal plausibility standard applies to dismissals of
prisoner cases on initial review under 28 U.S.C. §§ 1915A(b)(1) and 1915(e)(2)(B)(ii)).
To state a claim under 42 U.S.C. § 1983, a plaintiff must allege the violation of a right
secured by the federal Constitution or laws and must show that the deprivation was committed by
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a person acting under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988); Street v. Corr.
Corp. of Am., 102 F.3d 810, 814 (6th Cir. 1996). Because § 1983 is a method for vindicating
federal rights, not a source of substantive rights itself, the first step in an action under § 1983 is to
identify the specific constitutional right allegedly infringed. Albright v. Oliver, 510 U.S. 266, 271
(1994). Plaintiff claims that defendants violated his Eighth Amendment right to be free of cruel
and unusual punishment and his Fourteenth Amendment right to due process of law.
A.
Deliberate Indifference
The Eighth Amendment obligates prison authorities to provide medical care to incarcerated
individuals, as a failure to provide such care would be inconsistent with contemporary standards
of decency. Estelle v. Gamble, 429 U.S. 97, 103–04 (1976). The Eighth Amendment is violated
when a prison official is deliberately indifferent to the serious medical needs of a prisoner. Id.
at 104–05; Comstock v. McCrary, 273 F.3d 693, 702 (6th Cir. 2001).
A claim for the deprivation of adequate medical care has an objective and a subjective
component. Farmer v. Brennan, 511 U.S. 825, 834 (1994). To satisfy the objective component,
the plaintiff must allege that the medical need at issue is sufficiently serious. Id. In other words,
the inmate must show that he is incarcerated under conditions posing a substantial risk of serious
harm. Id. The objective component of the adequate medical care test is satisfied “[w]here the
seriousness of a prisoner’s need[] for medical care is obvious even to a lay person.” Blackmore v.
Kalamazoo Cnty., 390 F.3d 890, 899 (6th Cir. 2004); see also Phillips v. Roane Cnty., 534 F.3d
531, 539–40 (6th Cir. 2008). Obviousness, however, is not strictly limited to what is detectable to
the eye. Even if the layman cannot see the medical need, a condition may be obviously medically
serious where a layman, if informed of the true medical situation, would deem the need for medical
attention clear. See, e.g., Rouster v. Saginaw Cnty., 749 F.3d 437, 446–51 (6th Cir. 2014); Johnson
v. Karnes, 398 F.3d 868, 874 (6th Cir. 2005).
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The subjective component requires an inmate to show that prison officials have “a
sufficiently culpable state of mind” in denying medical care. Brown v. Bargery, 207 F.3d 863, 867
(6th Cir. 2000). Deliberate indifference “entails something more than mere negligence,” but can
be “satisfied by something less than acts or omissions for the very purpose of causing harm or with
knowledge that harm will result.” Farmer, 511 U.S. at 835. “[T]he official must both be aware of
facts from which the inference could be drawn that a substantial risk of serious harm exists, and
he must also draw the inference.” Id. at 837. To prove a defendant’s subjective knowledge, “[a]
plaintiff may rely on circumstantial evidence . . . : A jury is entitled to ‘conclude that a prison
official knew of a substantial risk from the very fact that the risk was obvious.’” Rhinehart v. Scutt,
894 F.3d 721, 738 (6th Cir. 2018) (quoting Farmer, 511 U.S. at 842).
However, not every claim by a prisoner that he has received inadequate medical treatment
states a violation of the Eighth Amendment. Estelle, 429 U.S. at 105. As the United States Supreme
Court explained:
[A]n inadvertent failure to provide adequate medical care cannot be said to
constitute an unnecessary and wanton infliction of pain or to be repugnant to the
conscience of mankind. Thus, a complaint that a physician has been negligent in
diagnosing or treating a medical condition does not state a valid claim of medical
mistreatment under the Eighth Amendment. Medical malpractice does not become
a constitutional violation merely because the victim is a prisoner. In order to state
a cognizable claim, a prisoner must allege acts or omissions sufficiently harmful to
evidence deliberate indifference to serious medical needs.
Id. at 105–06 (quotations omitted). Thus, differences in judgment between an inmate and prison
medical personnel regarding the appropriate medical diagnoses or treatment are not enough to state
a deliberate indifference claim. Darrah v. Krisher, 865 F.3d 361, 372 (6th Cir. 2017); Briggs v.
Westcomb, 801 F. App’x 956, 959 (6th Cir. 2020); Mitchell v. Hininger, 553 F. App’x 602, 605
(6th Cir. 2014). This is so even if the misdiagnosis results in an inadequate course of treatment and
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considerable suffering. Gabehart v. Chapleau, No. 96-5050, 1997 WL 160322, at *2 (6th Cir. Apr.
4, 1997).
The Sixth Circuit distinguishes “between cases where the complaint alleges a complete
denial of medical care and those cases where the claim is that a prisoner received inadequate
medical treatment.” Westlake v. Lucas, 537 F.2d 857, 860 n.5 (6th Cir. 1976). If “a prisoner has
received some medical attention and the dispute is over the adequacy of the treatment, federal
courts are generally reluctant to second guess medical judgments and to constitutionalize claims
which sound in state tort law.” Id.; see also Rouster, 749 F.3d at 448; Perez v. Oakland Cnty., 466
F.3d 416, 434 (6th Cir. 2006); Kellerman v. Simpson, 258 F. App’x 720, 727 (6th Cir. 2007).
“Where the claimant received treatment for his condition, . . . he must show that his treatment was
‘so woefully inadequate as to amount to no treatment at all.’” Mitchell, 553 F. App’x at 605
(quoting Alspaugh v. McConnell, 643 F.3d 162, 169 (6th Cir. 2011)). The prisoner must show that
the care the prisoner received was “so grossly incompetent, inadequate, or excessive as to shock
the conscience or to be intolerable to fundamental fairness.” See Miller v. Calhoun Cnty., 408 F.3d
803, 819 (6th Cir. 2005) (quoting Waldrop v. Evans, 871 F.2d 1030, 1033 (11th Cir. 1989)).
1.
Falsification of Medical Records
Plaintiff suggests that defendants “falsified” his medical record. Although Plaintiff
references “defendants,” the only allegations in the complaint that attribute false statements to a
defendant relate to Defendant Groff.
“[A]lleging the falsification of medical records is relevant to a claim for deliberate
indifference, [but] there is no cognizable Eight[h] Amendment claim solely for falsification of
medical records.” Allen v. Beaumont, No. 1:22-cv-258, 2022 WL 1590671, at *6 (W.D. Mich.
May 19, 2022) (quoting Reed v. Nelson, No. 2:20-CV-512-DMC-P, 2021 WL 2417655, at *4 (E.D.
Cal. Jun. 14, 2021)). A “falsified” medical record might support an inference of deliberate
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indifference if the record failed to disclose or inaccurately discloses symptoms or a diagnosis for
the purpose of covering up a failure or refusal to treat a condition. See, e.g., Hardy v. Gauderer,
No. 1:16-cv-1130, 2018 WL 1477150, at *2 (W.D. Mich. Mar. 5, 2018), report and
recommendation adopted, 2018 WL 1471536 (Mar. 26, 2018). Alternatively, a “falsified” medical
record might support an inference of deliberate indifference if the record discloses treatment that
never occurred. See, e.g., Sobczak v. Spitters, No. 1:09-cv-57, 2011 WL 811268, at *2 (W.D. Mich.
Feb. 3, 2011), report and recommendation adopted, 2011 WL 776121 (Mar. 1, 2011).
But neither of those circumstances is present here. Instead, Plaintiff claims that his medical
record was false because he never “cheeked” or sold his morphine. Plaintiff attaches Defendant
Groff’s report regarding the “cheeking” and selling of the morphine. Plaintiff does not suggest that
Groff made the accusation or that Groff discovered the morphine in the possession of the other
prisoner. Plaintiff’s allegations support the inference that she is merely repeating the information
provided to her.
More importantly, the purportedly “false” information in the medical record did not cover
up a failure to treat nor did it hide a need to treat; it simply resulted in a change of the treatment
from one form of morphine to another. There is nothing in Plaintiff’s complaint to suggest that
Defendant Groff had any reason to know that changing from extended-release morphine at
specified intervals to immediate-release morphine as needed would result in any difference in
addressing Plaintiff’s pain. Indeed, given the information that Plaintiff does not dispute Defendant
Groff was given, the immediate-release morphine was the only way to ensure that Plaintiff was
getting the pain relief the morphine prescription was intended to provide.
Plaintiff’s factual allegations relating to Defendant Groff simply do not support an
inference that she was deliberately indifferent to Plaintiff’s serious medical need. Accordingly,
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Plaintiff has failed to state a deliberate indifference claim against Defendant Groff for the
“falsification” of medical records. Plaintiff has also failed to state a claim against Unknown
Party #1 or Unknown Party #2 as related to the “falsification” of his medical records because he
makes no factual allegations that connect these defendants to false information in his medical
record. See Frazier v. Michigan, 41 F. App’x 762, 764 (6th Cir. 2002) (dismissing plaintiff’s
claims where the complaint did not allege with any degree of specificity which of the named
defendants were personally involved in or responsible for each alleged violation of rights).
2.
Changing Plaintiff’s Morphine
Plaintiff contends that the change from extended-release morphine to immediate-release
morphine caused him to “live in unbearable pain and discomfort” and caused hives, his body to
overheat, and his heart rate to increase. (Compl., ECF No. 1, PageID.7.) As an initial matter, “the
prescribing of drugs by a physician[, or other medical provider,] which causes side effects does
not constitute deliberate indifference.” Mason v. Eddy, No. 1:18-cv-2968, 2019 WL 3766804,
at *11 (N.D. Ohio Aug. 9, 2019) (citations omitted); see, e.g., Walker v. Abdellatif, No. 1:07-cv1267, 2009 WL 579394, at *7 (W.D. Mich. Mar. 5, 2009) (discussing that “medication adjustments
involve the doctor’s medical judgment regarding plaintiff’s treatment,” and a plaintiff’s
“disagreement with the health care providers regarding his diagnosis and treatment does not rise
to the level of a federal constitutional violation” (citations omitted)); Christensen v. United States,
No. 5:11-321-KKC, 2013 WL 4521040, at *4 (E.D. Ky. Aug. 26, 2013) (discussing that the
doctor’s “decision to continue [the inmate’s] prescription for [the medication that caused side
effects] was evidently based upon her medical judgment that its benefits to his long-term cardiac
health outweighed its detrimental side effects”).
Furthermore, based on the complaint, it is not clear that Plaintiff ever communicated that
consequence to any of the defendants. Indeed, based on Plaintiff’s complaint, it appears he first
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described that consequence to healthcare providers generally in his March 27, 2023, grievance.
(Compl., ECF No. 1, PageID.6–7.) Plaintiff was seen by a medical provider the next day and the
extended-release morphine was reordered. (Id., PageID.8–9.) Put differently, there are no facts
alleged in Plaintiff’s complaint that support the inference that Defendants Groff, Unknown Party
#1, or Unknown Party #2, were aware that Plaintiff was subject to a substantial risk of serious
harm and then disregarded that risk. To the contrary, it appears that promptly after Plaintiff made
medical providers—not necessarily the defendants, but medical providers—aware of such a risk,
his medication was changed. Therefore, Plaintiff fails to state a claim against any of the defendants
for deliberate indifference to Plaintiff’s serious medical needs by virtue of the switch from
extended-release to immediate-release morphine.
B.
Due Process
The elements of a procedural due process claim are (1) a life, liberty, or property interest
requiring protection under the Due Process Clause, and (2) a deprivation of that interest (3) without
adequate process. Women’s Med. Prof’l Corp. v. Baird, 438 F.3d 595, 611 (6th Cir. 2006).
“Without a protected liberty or property interest, there can be no federal procedural due process
claim.” Experimental Holdings, Inc. v. Farris, 503 F.3d 514, 519 (6th Cir. 2007) (citing Bd. of
Regents of State Colleges v. Roth, 408 U.S. 564, 579 (1972)).
Plaintiff presents three conclusory due process claims:
The conduct of Defendants Groff, and Jane and John Doe, individually and jointly,
in falsifying Plaintiff’s medical records on an unsubstantiated allegation,
constitutes a denial of due process under the Fourteenth Amendment.
The conduct of Defendants Groff, and Jane and John Doe, individually and jointly,
in altering Plaintiff’s prescribed cancer treatment on an unsubstantiated allegation,
constitutes a denial of due process under the Fourteenth Amendment.
The conduct of Defendants Groff, and Jane and John Doe, individually and jointly,
in failing to conduct a full and proper investigation into the allegations prior to
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altering his prescribed cancer treatment, constitutes a denial of due process under
the Fourteenth Amendment.
(Compl., ECF No. 1, PageID.11.) It is not entirely clear what “interest” Plaintiff claims is protected
by due process; perhaps it is an interest in accurate medical records, perhaps it is an interest in
particular medical treatment, or perhaps it is an interest in investigation into allegations of
“cheeking” and selling prescription medications.
Plaintiff does not have a constitutional right to accurate medical records, except, perhaps,
to the extent accurate medical records implicate Plaintiff’s right to appropriate medical care. See,
e.g., Parks v. Bd. of Cnty. Comm’rs of Oklahoma Cnty., No. CIV-20-205-D, 2022 WL 2872258,
at *3 (W.D. Okla. July 21, 2022) (“The issue presented regarding Claim 5 is a discrete right to
accurate medical records. The Court is not persuaded that such a constitutional right exists.”);
Bernazard v. Bartsich, No. 15-CV-945(JG), 2015 WL 6455159, at *2 (E.D.N.Y. Oct. 26, 2015)
(“[T]here is no constitutional right to accurate medical records to which plaintiff points or that I
can discern.”); Swearington v. Cal. Dep’t of Corr. and Rehab., No. 1:12-cv-00958-MJS(PC), 2014
WL 1671749, at *5 (E.D. Cal. Apr. 28, 2014) (“He does not have an independent (due process)
right to an accurate prison [medical] record . . . .”); Richardson-El v. Illinois Dep’t of Corr., No. 13cv-00952-MJR, 2013 WL 5648264, at *3 (S.D. Ill. Oct. 16, 2013) (“Plaintiff has no constitutional
right to accurate medical records, and inaccurate medical records do not impede his right to be
heard.”); Johnson v. Cockrell, No. 2:05-CV-0315, 2007 WL 894417, at *3 (N.D. Tex. Mar. 23,
2007) (Plaintiff does not state any basis for any contention that he has a constitutionally protected
right to accurate medical records . . . .”).
To the extent Plaintiff’s claim is premised on his right to medical care, it is protected by
the Eighth Amendment—and, therefore, addressed above—and not the Fourteenth Amendment.
Procedural due process protection is not the type of protection afforded to the right to medical care.
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The Supreme Court explained the nature of that protection in DeShaney v. Winebago Cnty. Dept.
of Soc. Servs., 489 U.S. 189 (1989), as follows:
. . . . [I]n certain limited circumstances the Constitution imposes upon the
State affirmative duties of care and protection with respect to particular individuals.
In Estelle v. Gamble, 429 U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976), we
recognized that the Eighth Amendment’s prohibition against cruel and unusual
punishment, made applicable to the States through the Fourteenth Amendment’s
Due Process Clause, Robinson v. California, 370 U.S. 660, 82 S.Ct. 1417, 8
L.Ed.2d 758 (1962), requires the State to provide adequate medical care to
incarcerated prisoners. 429 U.S., at 103–104, 97 S.Ct., at 290–291. We reasoned
that because the prisoner is unable “‘by reason of the deprivation of his liberty [to]
care for himself,’” it is only “‘just’” that the State be required to care for him. Ibid.,
quoting Spicer v. Williamson, 191 N.C. 487, 490, 132 S.E. 291, 293 (1926).
In Youngberg v. Romeo, 457 U.S. 307, 102 S.Ct. 2452, 73 L.Ed.2d 28
(1982), we extended this analysis beyond the Eighth Amendment setting, holding
that the substantive component of the Fourteenth Amendment’s Due Process
Clause requires the State to provide involuntarily committed mental patients with
such services as are necessary to ensure their “reasonable safety” from themselves
and others. Id., at 314–325, 102 S.Ct., at 2457–2463; see id., at 315, 324, 102 S.Ct.,
at 2457, 2462 (dicta indicating that the State is also obligated to provide such
individuals with “adequate food, shelter, clothing, and medical care”). As we
explained: “If it is cruel and unusual punishment to hold convicted criminals in
unsafe conditions, it must be unconstitutional [under the Due Process Clause] to
confine the involuntarily committed—who may not be punished at all—in unsafe
conditions.” Id., at 315–316, 102 S.Ct., at 2457–2458; see also Revere v.
Massachusetts General Hospital, 463 U.S. 239, 244, 103 S.Ct. 2979, 2983, 77
L.Ed.2d 605 (1983) (holding that the Due Process Clause requires the responsible
government or governmental agency to provide medical care to suspects in police
custody who have been injured while being apprehended by the police).
But these cases afford petitioners no help. Taken together, they stand only
for the proposition that when the State takes a person into its custody and holds him
there against his will, the Constitution imposes upon it a corresponding duty to
assume some responsibility for his safety and general well-being. See Youngberg
v. Romeo, supra, 457 U.S., at 317, 102 S.Ct., at 2458 (“When a person is
institutionalized—and wholly dependent on the State[,] . . . a duty to provide certain
services and care does exist”). The rationale for this principle is simple enough:
when the State by the affirmative exercise of its power so restrains an individual’s
liberty that it renders him unable to care for himself, and at the same time fails to
provide for his basic human needs—e.g., food, clothing, shelter, medical care, and
reasonable safety—it transgresses the substantive limits on state action set by the
Eighth Amendment and the Due Process Clause. See Estelle v. Gamble, supra, 429
U.S., at 103–104, 97 S.Ct., at 290–291; Youngberg v. Romeo, supra, 457 U.S., at
315–316, 102 S.Ct., at 2457–2458. The affirmative duty to protect arises not from
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the State’s knowledge of the individual’s predicament or from its expressions of
intent to help him, but from the limitation which it has imposed on his freedom to
act on his own behalf. See Estelle v. Gamble, supra, 429 U.S., at 103, 97 S.Ct., at
290 (“An inmate must rely on prison authorities to treat his medical needs; if the
authorities fail to do so, those needs will not be met”). In the substantive due process
analysis, it is the State’s affirmative act of restraining the individual’s freedom to
act on his own behalf—through incarceration, institutionalization, or other similar
restraint of personal liberty—which is the “deprivation of liberty” triggering the
protections of the Due Process Clause, not its failure to act to protect his liberty
interests against harms inflicted by other means.
DeShaney, 489 U.S. at 198–200 (footnotes omitted). The Sixth Circuit Court of Appeals has
recognized that, to the extent the right to medical care is a due process right, it is “a substantive
due process right . . . .” Colson v. City of Alcoa, Tenn., 37 F.4th 1182, 1187 (6th Cir. 2022).
The fact that the right to medical care is a substantive due process right, essentially means
that the state cannot avoid the obligation to provide medical care by affording a person the essential
guarantees of procedural due process—notice of the intended deprivation and an opportunity to be
heard. Thus, Plaintiff cannot prevail on a procedural due process claim for failure to provide
medical care or a claim to provide safe conditions of confinement. Those claims are properly
dismissed.
Moreover, convicted prisoners like Plaintiff do not need to rely on a substantive due
process right with regard to medical care. They are entitled to medical care under the Eighth
Amendment because, as noted above, a failure to provide such care would be inconsistent with
contemporary standards of decency and, thus, would render their punishment cruel and unusual.
Critically, “[w]here a particular [a]mendment ‘provides an explicit textual source of constitutional
protection’ against a particular sort of government behavior, ‘that [a]mendment, not the more
generalized notion of “substantive due process,” must be the guide for analyzing these claims.’”
Albright v. Oliver, 510 U.S. 266, 269 (1994) (quoting Graham v. Connor, 490 U.S. 386, 394
(1989)) (holding that the Fourth Amendment, not substantive due process, provides the standard
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for analyzing claims involving unreasonable search or seizure of free citizens, and the Eighth
Amendment provides the standard for such searches of prisoners); see also United States v. Lanier,
520 U.S. 259, 272 n.7 (6th Cir. 1997) (“Graham simply requires that if a constitutional claim is
covered by a specific constitutional provision, such as the Fourth or Eighth Amendment, the claim
must be analyzed under the standard appropriate to that specific provision, not under the rubric of
substantive due process.”); Walker v. Norris, 917 F.2d 1449, 1455 (6th Cir. 1990) (explaining that,
“plaintiff’s section 1983 claim in a [deliberate indifference] case such as this must be for redress
of eighth amendment, not fourteenth amendment substantive due process, rights” (citations
omitted)); O’Brien v. Mich. Dep’t of Corr., 592 F. App’x 338, 344 (6th Cir. 2014 ) (“O’Brien’s
allegations concerned the denial of medical care, thus, ‘[t]he Eighth Amendment is the primary
source of substantive protection’ available to him . . . not the more generalized notion of
‘substantive due process[.]’”). Because the Eighth Amendment provides an explicit textual source
of protection against the alleged deliberate indifference to risks of harm, Plaintiff’s substantive
due process claim—if any such claim was intended—is properly dismissed. 3
For all of these reasons, Plaintiff’s conclusory due process claims centered on his medical
record and the change in his medication fail to state a claim.
Plaintiff’s claim regarding the investigation of the “cheeking” accusation also fails.
Whether the imposition of consequences based on an accusation of wrongdoing implicates the
3
Although the relevant protection afforded convicted prisoners arises from the Eighth
Amendment, that amendment cannot protect every person held in custody, because the Eighth
Amendment is a limit on “punishment.” Not every person held in custody is properly subject to
punishment. DeShaney, 489 U.S. at 199 n.6. Indeed, until a person has been convicted, the person
cannot be punished. Id. The right to medical care and reasonably safe conditions of confinement
for such a person—a pretrial detainee, for example—must arise from a source other than the Eighth
Amendment; the Supreme Court has settled on the Due Process Clause of the Fourteenth
Amendment. Ingraham v. Wright, 430 U.S. 651, 671 n.40 (1977); Bell v. Wolfish, 441 U.S. 520,
535 (1979).
15
protection of due process depends on the nature of the consequences. A prisoner will not have a
protected liberty interest unless the sanction “will inevitably affect the duration of his sentence” or
the resulting restraint imposes an “atypical and significant hardship on the inmate in relation to the
ordinary incidents of prison life.” See Sandin v. Conner, 515 U.S. 472, 484, 487 (1995). There is
nothing about the switch from extended-release morphine to immediate-release morphine that
impacts the duration of Plaintiff’s sentence. Moreover, other than the impact of the switch on
Plaintiff’s serious medical needs—an interest that, as explained above, is exclusively protected by
the Eighth Amendment—there is no resulting atypical and significant hardship. Accordingly,
Plaintiff has failed to state a due process claim related to the investigation of the “cheeking”
accusation.
Conclusion
Having conducted the review required by the Prison Litigation Reform Act, the Court
determines that Plaintiff’s complaint will be dismissed for failure to state a claim, under 28 U.S.C.
§§ 1915(e)(2) and 1915A(b), and 42 U.S.C. § 1997e(c). The Court must next decide whether an
appeal of this action would be in good faith within the meaning of 28 U.S.C. § 1915(a)(3). See
McGore v. Wrigglesworth, 114 F.3d 601, 611 (6th Cir. 1997). Although the Court concludes that
Plaintiff’s claims are properly dismissed, the Court does not conclude that any issue Plaintiff might
raise on appeal would be frivolous. Coppedge v. United States, 369 U.S. 438, 445 (1962).
Accordingly, the Court does not certify that an appeal would not be taken in good faith. Should
Plaintiff appeal this decision, the Court will assess the $505.00 appellate filing fee pursuant to
§ 1915(b)(1), see McGore, 114 F.3d at 610–11, unless Plaintiff is barred from proceeding in forma
pauperis, e.g., by the “three-strikes” rule of § 1915(g). If he is barred, he will be required to pay
the $505.00 appellate filing fee in one lump sum.
This is a dismissal as described by 28 U.S.C. § 1915(g).
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A judgment consistent with this opinion will be entered.
Dated:
/s/ Robert J. Jonker
Robert J. Jonker
United States District Judge
November 13, 2023
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