Kline #765850 v. Rewerts et al
Filing
6
OPINION; signed by District Judge Jane M. Beckering (lep)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
______
DEREK KLINE,
Plaintiff,
v.
Case No. 1:24-cv-1103
Honorable Jane M. Beckering
RANDEE REWERTS et al.,
Defendants.
____________________________/
OPINION
This is a civil rights action brought by a state prisoner under 42 U.S.C. § 1983. The Court
will grant Plaintiff leave to proceed in forma pauperis. Under the Prison Litigation Reform Act,
Pub. L. No. 104-134, 110 Stat. 1321 (1996) (PLRA), the Court is required to dismiss any prisoner
action brought under federal law if the complaint is frivolous, malicious, fails to state a claim upon
which relief can be granted, or seeks monetary relief from a defendant immune from such relief.
28 U.S.C. §§ 1915(e)(2), 1915A; 42 U.S.C. § 1997e(c). The Court must read Plaintiff’s pro se
complaint indulgently, see Haines v. Kerner, 404 U.S. 519, 520 (1972), and accept Plaintiff’s
allegations as true, unless they are clearly irrational or wholly incredible. Denton v. Hernandez,
504 U.S. 25, 33 (1992).
Applying these standards, the Court will dismiss Plaintiff’s complaint for failure to state a
claim against Defendants Corizon Inc. and Rewerts.1 The Court will also dismiss, for failure to
state a claim, the following claims against remaining Defendants Gator, White, Palmer, Baubit,
1
Defendant Rewerts is named as “Warden Unknown Reworts” in the complaint; however, the
Court will refer to Defendant as Defendant Rewerts. (Compl., ECF No. 1, PageID.2.)
and Unknown Party #1: (i) official capacity claims; (ii) Eighth Amendment failure to protect claim
against Defendant Baubit; (iii) Eighth Amendment medical care claims against Defendants Gator
and White; and (iv) unspecified state law claims. The following claims against Defendants Gator,
White, Palmer, Baubit, and Unknown Party #1 in their individual capacities remain in the case:
(i) First Amendment retaliation claim against Defendant Gator; (ii) Eighth Amendment excessive
force claims against Defendants Gator and White; and (iii) Eighth Amendment medical care claims
against Defendants Baubit, Palmer, and Unknown Party #1. Plaintiff’s request for the appointment
of counsel (ECF No. 1, PageID.9) will be denied.
Discussion
I.
Factual Allegations
Plaintiff is presently incarcerated with the Michigan Department of Corrections (MDOC)
at the G. Robert Cotton Correctional Facility (JCF) in Jackson, Jackson County, Michigan. The
events about which he complains occurred at the Carson City Correctional Facility (DRF) in
Carson City, Montcalm County, Michigan. Plaintiff sues Corizon Inc. and the following DRF staff:
Warden Randee Rewerts; Corrections Officers Unknown Gator and Unknown White; Sergeant
Unknown Palmer; Registered Nurse Unknown Baubit; and Unknown Party #1, named as “MAT
Nurse” “Jane Doe 1.” (Compl., ECF No. 1, PageID.2.) Plaintiff sues Defendants in their official
and individual capacities. (Id.)
In Plaintiff’s complaint, he alleges that on April 25, 2024, he “was released from Carson
City Hospital diagnosed with a 20 mm gallstone with instructions to alert healthcare [at DRF] if
his condition worsened so he could be returned for surgery.”2 (Id., PageID.3.) Two days later, on
2
In this Opinion, the Court corrects the spelling, capitalization, and punctuation in quotations from
Plaintiff’s complaint.
2
April 27, 2024, Plaintiff “woke to the worst pain he had ever felt in his life.” (Id.) At 7:00 a.m.,
“Plaintiff began yelling out of his cell door for help and pushing the emergency call button but
was ignored by staff.” (Id.) Thirty minutes later, Plaintiff’s cell was opened to allow the porters to
pass out breakfast, and Plaintiff “went to the officers’ desk” and informed Defendant White and
two non-party corrections officers “that he needed an ambulance.” (Id.) Plaintiff was written “a
travel pass,” so that he could go to healthcare. (Id., PageID.4.)
Upon arrival at healthcare, Plaintiff told Defendant Gator, a corrections officer, “that his
gallstone condition [had] advanced” and that he “need[ed] an ambulance” because his “stomach
hurt[] so bad” and he had chest pains. (Id.) Defendant Gator told Plaintiff “to be seated and [Gator]
would inform healthcare staff.” (Id.) Plaintiff states that he “sat for about 30 minutes groaning in
pain and in tears.” (Id.) Plaintiff stopped an unnamed, non-party nurse and told the nurse about his
gallstone, and the nurse “replied, ‘give me a second and I’ll figure out what’s going on.’” (Id.)
Approximately, one or two minutes later, Defendant Baubit came and gave Plaintiff a
healthcare request form to complete. (Id.) Defendant Baubit told Plaintiff that “the form had to be
filled out and signed before [Baubit] could provide services.” (Id.) In response, Plaintiff told
Defendant Baubit “that he was in severe pain, stating: ‘my stomach hurts so bad and I’m having
chest pains. This is an emergency! I cannot breathe. I feel like I’m dying; call me an ambulance
please.” (Id.) Defendant Baubit stated: “a gallstone that big is gonna [sic] hurt, but not so bad you
can’t fill out the form. You should have had it taken care of when you had the chance.” (Id.,
PageID.5.) Plaintiff then completed the form, and asked Defendant Baubit “why are you giving
me such a hard time? You know about my condition. I was told to come back if it got worse and
I’d be sent out for surgery. It’s so much worse; please call an ambulance.” (Id.)
3
Defendant Baubit stated that he would take Plaintiff’s vitals and “that [would] tell him all
[he] need[ed] to know.” (Id.) In response, Plaintiff said that he was “telling [Baubit] what [Baubit]
need[ed] to know” and that Plaintiff had “never felt pain like this.” (Id.) Defendant Baubit “then
accused Plaintiff of ‘playing games’ and said 911 wasn’t needed.” (Id.) In response, Plaintiff
asked: “why are you being such an asshole; just call an ambulance.” (Id.)
Defendant Baubit “then snatched the oxygen reader off of Plaintiff’s finger and stated,
‘since I’m such an asshole you can leave healthcare now!’” (Id.) Plaintiff said: “Help me I’m
dying!” (Id.) Defendant Baubit replied: “Somewhere other than health services for all I care. And
I’ll be informing the rest of the staff you’re playing games and you won’t be going out.” (Id.)
Plaintiff asked to speak with a supervisor, and Defendant Baubit “became angry” and again
“demanded that Plaintiff leave.” (Id., PageID.6.) “Plaintiff remained seated groaning in pain” and
asked Defendant Gator to call a supervisor and 911. (Id.) Defendant Baubit said: “No! Mr. Kline
is finished in healthcare and needs to leave now or you can remove him.” (Id.) Defendant Gator
then gave Plaintiff a direct order to leave healthcare and to return to his unit. (Id.) Plaintiff replied
“that he was in too much pain to leave and to call 911.” (Id.) Defendant Gator responded: “If you
don’t leave, you’ll be in a lot more pain.” (Id.)
Thereafter, Defendant White arrived, and Defendant Baubit said: “if he doesn’t leave, beat
his ass; he’s got a mouth on him.” (Id.) Plaintiff alleges that “without warning, both officers
grabbed Plaintiff out of his chair and slammed him on the ground onto his stomach.” (Id.) Plaintiff
further alleges that as he “was slammed, [Defendants] Gator and White punched him in the
stomach and ribs with fists, and dropped knees into his back with all of their body weight.” (Id.)
Plaintiff states that he “offered zero resistance.” (Id.) Plaintiff further states that as a result of this
4
interaction, Defendant Gator wrote Plaintiff “a misconduct charging Plaintiff with staff assault as
retaliation for asking for a supervisor and to cover up their assault on Plaintiff.” (Id., PageID.9.)
As the officers “dragged Plaintiff away to segregation,” Plaintiff heard Defendant Baubit
“say, ‘how would you rate your pain now?’” (Id., PageID.6.) Plaintiff was then left “on the floor”
in “a temporary ‘dog cage’ cell” “handcuffed behind his back” for hours “begging anyone who
passed for help.” (Id.) Plaintiff states that he went “in and out of consciousness from the infections
and pain he was suffering from.” (Id.)
At approximately 12:30 p.m., Defendants Palmer and Unknown Party #1 approached the
segregation cage where Plaintiff was being held. (Id., PageID.7.) “Plaintiff told them he needed
help.” (Id.) Defendant Palmer stated: “Looks like Kline is dope sick. These junkies really put a
show on to get a fix don’t they.” (Id.) Plaintiff responded: “I am dying please help me or call an
ambulance.” (Id.)
Plaintiff states that he was in the segregation cage for over six hours “during which he
begged everyone who came by for help.” (Id.) Defendant Palmer “returned several times and all
he did was give Plaintiff orders to return to his unit and threatened to drag him back to his unit if
he didn’t leave the segregation cage.” (Id.) Subsequently, at approximately 3:00 p.m., four
unnamed, non-party nurses “came to the cage and began immediately to initiate urgent care to
include calling an ambulance.” (Id.) Plaintiff states that his temperature was 107 degrees, and he
“was suffering from gangrene and sepsis, which was visible in his skin.” (Id.) Plaintiff was
transported to the hospital, and he received emergency surgery. (Id.) “The doctor told Plaintiff that
his condition would probably be fatal if left any longer without care.” (Id.)
Plaintiff claims that “staff at DRF have customs that refuse medical treatment to inmates
they decide are playing games and for retaliating for any type of complaints.” (Id.) Plaintiff further
5
claims that Defendant Rewerts “was responsible for staffing the facility, enforcing policy and
procedure and . . . preventing customs from being created by staff’s actions that violate state laws
and the U.S. Constitution.” (Id., PageID.8.) Additionally, Plaintiff alleges that Corizon Inc.
“contracts with the MDOC to provide all of the healthcare employees and that the employees they
provide to [sic] abide by their ethics as well as state and constitutional laws especially those that
affect the lives and safety and health of inmates under their care.” (Id.)
Based on the foregoing allegations, Plaintiff avers that his rights under the First
Amendment, Eighth Amendment, and state law were violated. (Id., PageID.8–9.) Plaintiff seeks
compensatory and punitive damages, as well as “declaratory and injunctive relief as deemed
necessary.” (Id., PageID.9.)
II.
Request for the Appointment of Counsel
In Plaintiff’s complaint, he requests the appointment of counsel. (ECF No. 1, PageID.9.)
Indigent parties in civil cases have no constitutional right to a court-appointed attorney.
Abdur-Rahman v. Mich. Dep’t of Corr., 65 F.3d 489, 492 (6th Cir. 1995); Lavado v. Keohane, 992
F.2d 601, 604–05 (6th Cir. 1993). The Court may, however, request an attorney to serve as counsel,
in the Court’s discretion. Abdur-Rahman, 65 F.3d at 492; Lavado, 992 F.2d at 604–05; see Mallard
v. U.S. Dist. Ct., 490 U.S. 296 (1989).
Appointment of counsel is a privilege that is justified only in exceptional circumstances.
In determining whether to exercise its discretion, the Court should consider the complexity of the
issues, the procedural posture of the case, and Plaintiff’s apparent ability to prosecute the action
without the help of counsel. See Lavado, 992 F.2d at 606. The Court has carefully considered these
factors and has determined that, at this time, the assistance of counsel is not necessary to the proper
presentation of Plaintiff’s position. Therefore, Plaintiff’s request for the appointment of counsel
will be denied.
6
III.
Failure to State a Claim
A complaint may be dismissed for failure to state a claim if it fails “to give the defendant
fair notice of what the . . . claim is and the grounds upon which it rests.” Bell Atl. Corp. v. Twombly,
550 U.S. 544, 555 (2007) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). While a complaint
need not contain detailed factual allegations, a plaintiff’s allegations must include more than labels
and conclusions. Id.; Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (“Threadbare recitals of the
elements of a cause of action, supported by mere conclusory statements, do not suffice.”). The
court must determine whether the complaint contains “enough facts to state a claim to relief that
is plausible on its face.” Twombly, 550 U.S. at 570. “A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 679. Although the plausibility
standard is not equivalent to a “‘probability requirement,’ . . . it asks for more than a sheer
possibility that a defendant has acted unlawfully.” Id. at 678 (quoting Twombly, 550 U.S. at 556).
“[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of
misconduct, the complaint has alleged—but it has not ‘show[n]’—that the pleader is entitled to
relief.” Id. at 679 (quoting Fed. R. Civ. P. 8(a)(2)); see also Hill v. Lappin, 630 F.3d 468, 470–71
(6th Cir. 2010) (holding that the Twombly/Iqbal plausibility standard applies to dismissals of
prisoner cases on initial review under 28 U.S.C. §§ 1915A(b)(1) and 1915(e)(2)(B)(ii)).
To state a claim under 42 U.S.C. § 1983, a plaintiff must allege the violation of a right
secured by the federal Constitution or laws and must show that the deprivation was committed by
a person acting under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988); Street v. Corr.
Corp. of Am., 102 F.3d 810, 814 (6th Cir. 1996). Because § 1983 is a method for vindicating
federal rights, not a source of substantive rights itself, the first step in an action under § 1983 is to
7
identify the specific constitutional right allegedly infringed. Albright v. Oliver, 510 U.S. 266, 271
(1994).
A.
Defendant Corizon Inc.
Plaintiff names Corizon Inc. as a Defendant. (Compl., ECF No. 1, PageID.2.) The
requirements for a valid § 1983 claim against a municipality apply equally to private corporations,
such as Corizon Inc., that are deemed state actors for purposes of § 1983. See Starcher v. Corr.
Med. Sys., Inc., 7 F. App’x 459, 465 (6th Cir. 2001) (recognizing that the holding in Monell v.
Dep’t of Soc. Servs., 436 U.S. 658 (1978), has been extended to private corporations); Rojas v.
Alexander’s Dep’t Store, Inc., 924 F.2d 406, 409 (2d Cir. 1990) (same); Cox v. Jackson, 579 F.
Supp. 2d 831, 851–52 (E.D. Mich. 2008) (same). “Under 42 U.S.C. § 1983, while a municipality
can be held liable for a constitutional violation, there is no vicarious liability based on the acts of
its employees alone.” Lipman v. Budish, 974 F.3d 726, 747 (6th Cir. 2020) (citing Monell, 436
U.S. 690–91). Instead, a municipality “can be sued under § 1983 only when a policy or custom of
that government caused the injury in question.” Id. (citations omitted). “[T]he finding of a policy
or custom is the initial determination to be made in any municipal liability claim.” Doe v.
Claiborne Cnty., 103 F.3d 495, 509 (6th Cir. 1996). This policy or custom must be the moving
force behind the alleged constitutional injury, and the plaintiff must identify the policy or custom,
connect it to the governmental entity, and show that his injury was incurred because of the policy
or custom. See Turner v. City of Taylor, 412 F.3d 629, 639 (6th Cir. 2005); Alkire v. Irving, 330
F.3d 802, 815 (6th Cir. 2003). Consequently, Corizon Inc.’s liability, like a municipality’s liability,
“must also be premised on some policy [or custom] that caused a deprivation of [a prisoner’s
constitutional] rights.” Starcher, 7 F. App’x at 465. Additionally, Corizon Inc.’s liability in a
§ 1983 action cannot be based on a theory of respondeat superior or vicarious liability. See City of
Canton v. Harris, 489 U.S. 378, 385 (1989) (citation omitted).
8
A policy includes a “policy statement, ordinance, regulation, or decision officially adopted
and promulgated.” See Monell, 436 U.S. at 690. Moreover, the United States Court of Appeals for
the Sixth Circuit has explained that a custom “for the purposes of Monell liability must be so
permanent and well settled as to constitute a custom or usage with the force of law.” Doe v.
Claiborne Cnty., 103 F.3d 495, 507 (6th Cir. 1996). “In short, a ‘custom’ is a ‘legal institution’
not memorialized by written law.” Id.
Here, Plaintiff’s only allegation regarding Corizon Inc. is that Corizon Inc. “contracts with
the MDOC to provide all of the healthcare employees and that the employees they provide to abide
by their ethics as well as state and constitutional laws.” (Compl., ECF No. 1, PageID.8.) Plaintiff
also alleges in a conclusory manner that “staff at DRF have customs that refuse medical treatment
to inmates they decide are playing games and for retaliating for any type of complaints.” (Id.,
PageID.7.)
However, despite Plaintiff’s conclusory assertions, Plaintiff’s allegations against Corizon
Inc. essentially rest on a theory of vicarious liability and therefore do not state a claim. Although
Plaintiff uses the word “customs” in his allegations and alleges in a conclusory manner that “staff
at DRF have customs that refuse medical treatment to inmates they decide are playing games and
for retaliating for any type of complaints,” Plaintiff fails to allege sufficient facts to support his
conclusory assertion. To show that a governmental entity or medical provider that contracts with
the state has an unlawful custom, a plaintiff must show the existence of “practices so persistent
and widespread as to practically have the force of law.” Connick v. Thompson, 563 U.S. 51, 61
(2011). Plaintiff uses the word “custom,” however, his factual allegations do not show a
widespread pattern. Further, to the extent that Plaintiff intended to suggest such a pattern,
9
conclusory allegations of unconstitutional conduct without specific factual allegations fail to state
a claim under § 1983. See Iqbal, 556 U.S. at 678; Twombly, 550 U.S. at 555 (2007).
Therefore, because Plaintiff fails to allege sufficient facts to show the existence of a policy
or custom, he necessarily fails to show that any policy or custom was the moving force behind his
alleged constitutional injuries. Cf. Rayford v. City of Toledo, No. 86-3260, 1987 WL 36283, at *1
(6th Cir. Feb. 2, 1987); see also Bilder v. City of Akron, No. 92-4310, 1993 WL 394595, at *2 (6th
Cir. Oct. 6, 1993) (affirming dismissal of § 1983 action when plaintiff’s allegation of policy or
custom was conclusory, and plaintiff failed to allege facts tending to support the allegation).
Accordingly, for the reasons set forth above, Plaintiff fails to state a claim against Corizon Inc.
B.
Official Capacity Claims Against Individual Defendants
Plaintiff sues Defendants in their individual and official capacities. (Compl., ECF No. 1,
PageID.2.) A suit against an individual in his or her official capacity is equivalent to a suit against
the governmental entity. See Will v. Mich. Dep’t of State Police, 491 U.S. 58, 71 (1989); Matthews
v. Jones, 35 F.3d 1046, 1049 (6th Cir. 1994). In this case, the individual Defendants are either
employed by the MDOC or the medical provider that contracts with the state to provide medical
care in prisons, which Plaintiff identifies as Corizon Inc.
As to the Defendants employed by the MDOC, the states and their departments are immune
from suit in the federal courts under the Eleventh Amendment, unless the state has waived
immunity or Congress has expressly abrogated Eleventh Amendment immunity by statute. See
Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 98–101 (1984); Alabama v. Pugh, 438
U.S. 781, 782 (1978); O’Hara v. Wigginton, 24 F.3d 823, 826 (6th Cir. 1994). Congress has not
expressly abrogated Eleventh Amendment immunity by statute, Quern v. Jordan, 440 U.S. 332,
341 (1979), and the State of Michigan has not consented to civil rights suits in federal court. Abick
v. Michigan, 803 F.2d 874, 877 (6th Cir. 1986). In numerous opinions, the Sixth Circuit has
10
specifically held that the MDOC is absolutely immune from a § 1983 suit under the Eleventh
Amendment. See, e.g., Harrison v. Michigan, 722 F.3d 768, 771 (6th Cir. 2013); Diaz v. Mich.
Dep’t of Corr., 703 F.3d 956, 962 (6th Cir. 2013); McCoy v. Michigan, 369 F. App’x 646, 653–54
(6th Cir. 2010). Moreover, the State of Michigan (acting through the MDOC) is not a “person”
who may be sued under § 1983 for money damages. See Lapides v. Bd. of Regents, 535 U.S. 613,
617 (2002) (citing Will, 491 U.S. at 66); Harrison, 722 F.3d at 771.
Here, Plaintiff seeks monetary damages and unspecified injunctive and declaratory relief.
(Compl., ECF No. 1, PageID.9.) However, an official capacity defendant who is employed by the
state is absolutely immune from monetary damages. See Will, 491 U.S. at 71; Turker v. Ohio Dep’t
of Rehab. & Corr., 157 F.3d 453, 456 (6th Cir. 1998). And, as noted above, the State of Michigan
(acting through the MDOC) is not a “person” who may be sued under § 1983 for money damages.
Therefore, Plaintiff fails to state a claim upon which relief may be granted as to his monetary
damages claims against the Defendants employed by the MDOC in their official capacities.
Although damages claims against state official capacity defendants are properly dismissed,
an official capacity action seeking injunctive or declaratory relief constitutes an exception to
sovereign immunity. See Ex Parte Young, 209 U.S. 123, 159–60 (1908) (holding that the Eleventh
Amendment immunity does not bar prospective injunctive relief against a state official). The
United States Supreme Court has determined that a suit under Ex Parte Young for prospective
injunctive relief should not be treated as an action against the state. Kentucky v. Graham, 473 U.S.
159, 167 n.14 (1985). Instead, the doctrine is a fiction recognizing that unconstitutional acts cannot
have been authorized by the state and therefore cannot be considered done under the state’s
authority. Id.
11
Nonetheless, the Supreme Court has cautioned that, “Ex parte Young can only be used to
avoid a state’s sovereign immunity when a ‘complaint alleges an ongoing violation of federal law
and seeks relief properly characterized as prospective.’” Ladd v. Marchbanks, 971 F.3d 574, 581
(6th Cir. 2020) (quoting Verizon Md. v. Pub. Serv. Comm’n of Md., 535 U.S. 635, 645 (2002)).
Past exposure to an isolated incident of illegal conduct does not, by itself, sufficiently prove that
the plaintiff will be subjected to the illegal conduct again. See, e.g., Los Angeles v. Lyons, 461 U.S.
95 (1983) (addressing injunctive relief); MedImmune, Inc. v. Genentech, Inc., 549 U.S. 118, 127
(2007) (addressing declaratory relief). A court should assume that, absent an official policy or
practice urging unconstitutional behavior, individual government officials will act constitutionally.
Lyons, 461 U.S. at 102.
The Sixth Circuit has held that transfer to another correctional facility moots a prisoner’s
injunctive and declaratory claims. See Kensu v. Haigh, 87 F.3d 172, 175 (6th Cir. 1996) (holding
that a prisoner-plaintiff’s claims for injunctive and declaratory relief became moot when the
prisoner was transferred from the prison about which he complained); Mowatt v. Brown, No. 891955, 1990 WL 59896 (6th Cir. May 9, 1990); Tate v. Brown, No. 89-1944, 1990 WL 58403 (6th
Cir. May 3, 1990); Williams v. Ellington, 936 F.2d 881 (6th Cir. 1991). Here, Plaintiff is no longer
confined at DRF, which is where he avers that the DRF Defendants are employed. Thus, Plaintiff
cannot maintain his claims for declaratory and injunctive relief against the DRF Defendants.
Moreover, as to any Defendants employed by the medical provider that contracts with the
state to provide medical care in prisons, which Plaintiff identifies as Corizon Inc., the Court has
already concluded that Plaintiff has failed to set forth any plausible claims against Corizon Inc.
because he has failed to allege sufficient facts to describe any policy or custom maintained by
12
Corizon Inc. that resulted in his injuries. For that same reason, Plaintiff’s official capacity claims
against any Defendants employed by Corizon Inc. will be dismissed.
Accordingly, for the reasons set forth above, Plaintiff’s official capacity claims against
Defendants will be dismissed.
C.
Individual Capacity Claims Against Defendant Rewerts
As to Plaintiff’s individual capacity claims against Defendant Rewerts, Plaintiff’s only
allegation against Rewerts is as follows: Defendant Rewerts “was responsible for staffing the
facility, enforcing policy and procedure and . . . preventing customs from being created by staff’s
actions that violate state laws and the U.S. Constitution.” (Compl., ECF No. 1, PageID.8.) This
conclusory allegation is insufficient to show that Defendant Rewerts was personally involved in
the alleged violations of Plaintiff’s constitutional rights. See Iqbal, 556 U.S. at 676 (“[A] plaintiff
must plead that each Government-official defendant, through the official’s own individual actions,
has violated the Constitution.”); see also Gilmore v. Corr. Corp. of Am., 92 F. App’x 188, 190 (6th
Cir. 2004) (dismissing complaint where plaintiff failed to allege how any named defendant was
involved in the violation of his rights).
Instead, Plaintiff seeks to hold Defendant Rewerts liable due to his supervisory position.
However, government officials, such as Defendant Rewerts, may not be held liable for the
unconstitutional conduct of their subordinates under a theory of respondeat superior or vicarious
liability. Iqbal, 556 U.S. at 676; Monell, 436 U.S. at 691; Everson v. Leis, 556 F.3d 484, 495 (6th
Cir. 2009). A claimed constitutional violation must be based upon active unconstitutional behavior.
Grinter v. Knight, 532 F.3d 567, 575–76 (6th Cir. 2008); Greene v. Barber, 310 F.3d 889, 899 (6th
Cir. 2002). The acts of one’s subordinates are not enough, nor can supervisory liability be based
upon the mere failure to act. Grinter, 532 F.3d at 576; Greene, 310 F.3d at 899; Summers v. Leis,
368 F.3d 881, 888 (6th Cir. 2004). Moreover, § 1983 liability may not be imposed simply because
13
a supervisor denied an administrative grievance or failed to act based upon information contained
in a grievance. See Shehee v. Luttrell, 199 F.3d 295, 300 (6th Cir. 1999).
The Sixth Circuit repeatedly has summarized the minimum required to constitute active
conduct by a supervisory official:
“[A] supervisory official’s failure to supervise, control or train the offending
individual is not actionable unless the supervisor either encouraged the specific
incident of misconduct or in some other way directly participated in it.” Shehee,
199 F.3d at 300 (emphasis added) (internal quotation marks omitted). We have
interpreted this standard to mean that “at a minimum,” the plaintiff must show that
the defendant “at least implicitly authorized, approved, or knowingly acquiesced in
the unconstitutional conduct of the offending officers.”
Peatross v. City of Memphis, 818 F.3d 233, 242 (6th Cir. 2016) (quoting Shehee, 199 F.3d at 300);
see also Copeland v. Machulis, 57 F.3d 476, 481 (6th Cir. 1995)); Walton v. City of Southfield,
995 F.2d 1331, 1340 (6th Cir. 1993).
Here, Plaintiff fails to allege any facts showing that Defendant Rewerts encouraged or
condoned the conduct of his subordinates, or authorized, approved, or knowingly acquiesced in
their conduct. Plaintiff’s conclusory allegations of supervisory responsibility are insufficient to
show that Defendant Rewerts was personally involved in the alleged violations of Plaintiff’s
constitutional rights. Therefore, Plaintiff’s individual capacity claims against Defendant Rewerts
will be dismissed.
D.
Individual Capacity Claims Against Defendants Gator, White, Palmer,
Baubit, and Unknown Party #1
Plaintiff avers that his rights under the First Amendment and the Eighth Amendment were
violated. (Compl., ECF No. 1, PageID.8–9.) Based on the allegations in the complaint, the Court
construes Plaintiff’s complaint to raise (i) a First Amendment retaliation claim against Defendant
Gator, (ii) Eighth Amendment excessive force claims against Defendants Gator and White, (iii) an
Eighth Amendment failure to protect claim against Defendant Baubit, and (iv) Eighth Amendment
14
medical care claims against Defendants Gator, White, Palmer, Baubit, and Unknown Party #1.3
The Court addresses each claim in turn below.
1.
First Amendment Retaliation Claim Against Defendant Gator
Retaliation based upon a prisoner’s exercise of his or her constitutional rights violates the
Constitution. See Thaddeus-X v. Blatter, 175 F.3d 378, 394 (6th Cir. 1999) (en banc). In order to
set forth a First Amendment retaliation claim, a plaintiff must establish three elements: (1) he was
engaged in protected conduct; (2) an adverse action was taken against him that would deter a
person of ordinary firmness from engaging in that conduct; and (3) the adverse action was
motivated, at least in part, by the protected conduct. Id. Moreover, a plaintiff must be able to show
that the exercise of the protected right was a substantial or motivating factor in the defendant’s
alleged retaliatory conduct. See Smith v. Campbell, 250 F.3d 1032, 1037 (6th Cir. 2001) (citing
Mount Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 287 (1977)).
Here, Plaintiff alleges that on April 27, 2024, after Plaintiff had asked Defendant Gator to
call a supervisor, Defendant Gator used excessive force against Plaintiff and wrote Plaintiff “a
misconduct charging Plaintiff with staff assault as retaliation for asking for a supervisor and to
cover up the[] assault on Plaintiff.” (Compl., ECF No. 1, PageID.6, 9.) At this stage of the
proceedings, the Court must take Plaintiff’s factual allegations as true. Although Plaintiff has not
proven his First Amendment retaliation claim against Defendant Gator, the Court will not dismiss
this claim on initial review.4
3
To the extent that Plaintiff intended to allege any other claims, other than those listed herein, any
other claim would be subject to dismissal because Plaintiff fails to allege sufficient facts to state
any additional claims.
4
The Court notes that the fact that Plaintiff believes that the misconduct was written, in part, to
“cover up the[] assault on Plaintiff” does not, on its own, show retaliation because retaliation
requires that protected conduct precede the alleged retaliatory action. (Compl., ECF No. 1,
PageID.9.)
15
2.
Eighth Amendment Excessive Force Claims Against Defendants Gator
and White
As relevant to excessive force claims, the Eighth Amendment prohibits conditions of
confinement which, although not physically barbarous, “involve the unnecessary and wanton
infliction of pain.” Rhodes v. Chapman, 452 U.S. 337, 346 (1981) (quoting Gregg v. Georgia, 428
U.S. 153, 183 (1976)). Among unnecessary and wanton inflictions of pain are those that are
“totally without penological justification.” Id. However, not every shove or restraint gives rise to
a constitutional violation. Parrish v. Johnson, 800 F.2d 600, 604 (6th Cir. 1986); see also Hudson
v. McMillian, 503 U.S. 1, 9 (1992). “On occasion, ‘[t]he maintenance of prison security and
discipline may require that inmates be subjected to physical contact actionable as assault under
common law.’” Cordell v. McKinney, 759 F.3d 573, 580 (6th Cir. 2014) (quoting Combs v.
Wilkinson, 315 F.3d 548, 556 (6th Cir. 2002)). Prison officials nonetheless violate the Eighth
Amendment when their “offending conduct reflects an unnecessary and wanton infliction of pain.”
Williams v. Curtin, 631 F.3d 380, 383 (6th Cir. 2011) (quoting Pelfrey v. Chambers, 43 F.3d 1034,
1037 (6th Cir. 1995)); Bailey v. Golladay, 421 F. App’x 579, 582 (6th Cir. 2011).
There is an objective component and a subjective component to this type of Eighth
Amendment claim. Santiago v. Ringle, 734 F.3d 585, 590 (6th Cir. 2013) (citing Comstock v.
McCrary, 273 F.3d 693, 702 (6th Cir. 2001)). First, “[t]he subjective component focuses on the
state of mind of the prison officials.” Williams, 631 F.3d at 383. Courts ask “whether force was
applied in a good-faith effort to maintain or restore discipline, or maliciously and sadistically to
cause harm.” Hudson, 503 U.S. at 7. Second, “[t]he objective component requires the pain inflicted
to be ‘sufficiently serious.’” Williams, 631 F.3d at 383 (quoting Wilson v. Seiter, 501 U.S. 294,
298 (1991)). “The Eighth Amendment’s prohibition of ‘cruel and unusual’ punishments
necessarily excludes from constitutional recognition de minimis uses of physical force, provided
16
that the use of force is not of a sort ‘repugnant to the conscience of mankind.’” Hudson, 503 U.S.
at 9–10 (quoting Whitley v. Albers, 475 U.S. 312, 327 (1986)). The objective component requires
a “contextual” investigation that is “responsive to ‘contemporary standards of decency.’” Id. at 8
(quoting Estelle v. Gamble, 429 U.S. 97, 103 (1976)). Although the extent of a prisoner’s injury
may help determine the amount of force used by the prison official, it is not dispositive of whether
an Eighth Amendment violation has occurred. Wilkins v. Gaddy, 559 U.S. 34, 37 (2010). “When
prison officials maliciously and sadistically use force to cause harm, contemporary standards of
decency always are violated . . . [w]hether or not significant injury is evident.” Hudson, 503 U.S.
at 9.
Plaintiff alleges that after he had been ordered to leave healthcare, “without warning, both
officers grabbed Plaintiff out of his chair and slammed him on the ground onto his stomach.”
(Comp., ECF No. 1, PageID.6.) Plaintiff further alleges that as he “was slammed, [Defendants]
Gator and White punched him in the stomach and ribs with fists, and dropped knees into his back
with all of their body weight.” (Id.) Plaintiff states that he “offered zero resistance.” (Id.)
At this stage of the proceedings, the Court must take Plaintiff’s factual allegations as true
and in the light most favorable to him. Accordingly, the Court will not dismiss Plaintiff’s Eighth
Amendment excessive force claims against Defendants Gator and White on initial review.
3.
Eighth Amendment Failure to Protect Claim Against Defendant Baubit
To show liability under the Eighth Amendment for a claim based on a failure to prevent
harm to a prisoner, a plaintiff must show that the prison official acted with “deliberate indifference”
to a substantial risk of serious harm facing the plaintiff. Farmer v. Brennan, 511 U.S. 825, 834
(1994)); Bishop v. Hackel, 636 F.3d 757, 766–67 (6th Cir. 2011); Curry v. Scott, 249 F.3d 493,
506 (6th Cir. 2001). Deliberate indifference is a higher standard than negligence and requires that
“the official knows of and disregards an excessive risk to inmate health or safety; the official must
17
both be aware of facts from which the inference could be drawn that a substantial risk of serious
harm exists, and he must also draw the inference.” Farmer, 511 U.S. at 837; see also Bishop, 636
F.3d at 766–67.
An officer or other prison official is liable for another prison official’s use of excessive
force where the defendant “‘observed or had reason to know that excessive force would be or was
being used’ and ‘had both the opportunity and the means to prevent the harm from occurring.’”
Burgess v. Fischer, 735 F.3d 462, 475 (2013) (emphasis in original) (quoting Turner v. Scott, 119
F.3d 425, 429 (6th Cir. 1997)); accord Alexander v. Carter for Byrd, 733 F. App’x 256, 265 (6th
Cir. 2018); Partin v. Parris, No. 17-6172, 2018 WL 1631663, at *3 (6th Cir. Mar. 20, 2018).
Here, Plaintiff alleges that after Defendant Baubit, a nurse, had told Plaintiff to leave
healthcare, Defendant Gator then gave Plaintiff a direct order to leave healthcare and to return to
his unit. (Compl., ECF No. 1, PageID.6.) In response, Plaintiff stated “that he was in too much
pain to leave and to call 911.” (Id.) Defendant Gator stated: “If you don’t leave, you’ll be in a lot
more pain.” (Id.) Thereafter, Defendant White arrived, and Defendant Baubit said: “if he doesn’t
leave, beat his ass; he’s got a mouth on him.” (Id.) Plaintiff alleges that “without warning, both
officers grabbed Plaintiff out of his chair and slammed him on the ground onto his stomach.” (Id.)
Plaintiff further alleges that as he “was slammed, [Defendants] Gator and White punched him in
the stomach and ribs with fists, and dropped knees into his back with all of their body weight.”
(Id.)
As an initial matter, although Plaintiff alleges that Defendant Baubit said that “if [Plaintiff]
doesn’t leave, beat his ass; he’s got a mouth on him,” allegations of verbal harassment or threats
by prison officials toward an inmate do not constitute punishment within the meaning of the Eighth
Amendment. Ivey v. Wilson, 832 F.2d 950, 955 (6th Cir. 1987) (per curiam). Allegations of verbal
18
harassment also do not rise to the level of unnecessary and wanton infliction of pain proscribed by
the Eighth Amendment. See id.; see Johnson v. Dellatifa, 357 F.3d 539, 546 (6th Cir. 2004)
(holding that harassment and verbal abuse do not constitute the type of infliction of pain that the
Eighth Amendment prohibits).
Moreover, although Plaintiff alleges that Defendants Gator and White “without warning,”
“grabbed” and “slammed him on the ground” after Defendant Baubit’s statement, even assuming
that Defendant Baubit “had reason to know that excessive force would be” used by Defendants
Gator and White at some point, Plaintiff fails to provide any allegations from which the Court
could conclude that Baubit “had both the opportunity and the means to prevent the harm from
occurring.” Burgess, 735 F.3d at 475 (quoting Turner, 119 F.3d at 429). Plaintiff’s allegations
suggest that the alleged use of force occurred suddenly and “without warning.” (Compl., ECF
No. 1, PageID.6.) The Sixth Circuit has held that “where the ‘act of excessive force unfolds in a
matter of seconds, the second requirement [i.e., having both the opportunity and the means to
prevent the harm] is generally not satisfied.’” Alexander, 733 F. App’x at 265 (quoting Pennington
v. Terry, 644 F. App’x 533, 548 (6th Cir. 2016)); see Ontha v. Rutherford Cnty., 222 F. App’x
498, 506 (6th Cir. 2007) (collecting cases). The Sixth Circuit’s reasoning for this determination is
“that it demands too much of officers to require that they intervene within a sudden and
quickly-expired moment of opportunity.” Pennington, 644 F. App’x at 548 (citing Ontha, 222 F.
App’x at 506).
Here, Plaintiff fails to allege facts suggesting that the incident with Defendants Gator and
White lasted long enough for Defendant Baubit, a medical provider, to both perceive what was
going on and intercede to stop the officers’ alleged use of force. Accordingly, for the reasons set
19
forth above, Plaintiff’s Eighth Amendment failure to protect claim against Defendant Baubit will
be dismissed.
4.
Eighth Amendment Medical Care Claims Against Defendants Gator,
White, Palmer, Baubit, and Unknown Party #1
“The Supreme Court has long recognized that the government has a constitutional
obligation to provide medical care to those whom it detains.” Griffith v. Franklin Cnty., 975 F.3d
554, 566 (6th Cir. 2020) (citing Estelle, 429 U.S. at 104; Rhinehart v. Scutt, 894 F.3d 721, 736–37
(6th Cir. 2018); Blackmore v. Kalamazoo Cnty., 390 F.3d 890, 895 (6th Cir. 2004)). The Eighth
Amendment is violated when a prison official is deliberately indifferent to the serious medical
needs of a prisoner. Estelle, 429 U.S. at 104–05; Comstock, 273 F.3d at 702. Deliberate
indifference may be manifested by a medical professional’s failure to respond to the medical needs
of a prisoner, or by “prison guards in intentionally denying or delaying access to medical care or
intentionally interfering with the treatment once prescribed.” Estelle, 429 U.S. at 104–05.
A claim for the deprivation of adequate medical care has an objective and a subjective
component. Farmer, 511 U.S. at 834. To satisfy the objective component, the plaintiff must allege
that the medical need at issue is sufficiently serious. Id. In other words, the inmate must show that
he is incarcerated under conditions posing a substantial risk of serious harm. Id. The subjective
component requires an inmate to show that prison officials have “a sufficiently culpable state of
mind” in denying medical care. Brown v. Bargery, 207 F.3d 863, 867 (6th Cir. 2000). Deliberate
indifference “entails something more than mere negligence,” but can be “satisfied by something
less than acts or omissions for the very purpose of causing harm or with knowledge that harm will
result.” Farmer, 511 U.S. at 835. “[T]he official must both be aware of facts from which the
inference could be drawn that a substantial risk of serious harm exists, and he must also draw the
inference.” Id. at 837.
20
Here, Plaintiff alleges that he was denied medical treatment despite the severe pain he was
experiencing as a result of his gallstone. (See, e.g., Compl., ECF No. 1, PageID.3–7.) At this stage
of the proceedings, the Court assumes, without deciding, that Plaintiff has adequately alleged the
objective component of the relevant two-prong test.
With respect to the subjective component, as to Defendants Gator and White, both of whom
Plaintiff identifies as corrections officers, not medical professionals, as explained below, the Court
concludes that Plaintiff fails to state an Eighth Amendment medical care claim against them.
Specifically, Plaintiff first alleges that upon Plaintiff’s arrival in healthcare, Defendant Gator told
Plaintiff to take a seat and that Gator “would inform healthcare staff.” (Id., PageID.4.) Although
Plaintiff alleges that he “sat for about 30 minutes groaning in pain and in tears,” Plaintiff does not
allege that Defendant Gator did not inform healthcare staff of Plaintiff’s presence. (Id.)
Furthermore, although Plaintiff alleges that Defendants Gator and White were present when
Plaintiff interacted with Defendant Baubit (a nurse), non-medical personnel, such as Defendants
Gator and White, who have no training or authority to supervise healthcare officials, are entitled
to rely on medical provider’s judgment and cannot be held liable for healthcare officials’
inadequate care. See Winkler v. Madison Cnty., 893 F.3d 877, 895 (6th Cir. 2018); Smith v. Cnty.
of Lenawee, 505 F. App’x 526, 532 (6th Cir. 2012) (“[I]f a prisoner is under the care of medical
experts . . . a non-medical prison official will generally be justified in believing that the prisoner
is in capable hands.” (quoting Spruill v. Gillis, 372 F.3d 218, 236 (3d Cir. 2004))); see also
Newberry v. Melton, 726 F. App’x 290, 296–97 (6th Cir. 2018) (same); Cuco v. Fed. Med. Ctr.Lexington, No. 05-CV-232-KSF, 2006 WL 1635668, at *21–22 (E.D. Ky. June 9, 2006) (holding
that prison administrative officials were not liable for overseeing and second-guessing care given
by medical officials). Under these circumstances, the facts alleged by Plaintiff do not support an
21
inference that Defendants Gator and White, both of whom Plaintiff identifies as corrections
officers, acted with deliberate indifference. Accordingly, for the reasons set forth above, Plaintiff
fails to state an Eighth Amendment medical care claim against Defendants Gator and White.
As to Defendants Baubit and Unknown Party #1, Plaintiff alleges that these medical
providers were aware of Plaintiff’s condition, but they did not provide him with any medical
treatment. (See, e.g., Compl., ECF No. 1, PageID.4–7.) Further, with respect to Defendant Palmer,
although Palmer is not a medical provider, Plaintiff alleges that Defendant Palmer came to the
segregation cage where Plaintiff was being held on April 27, 2024, “several times” and that
Plaintiff had told Palmer that he was dying and to “call an ambulance.” (Id., PageID.7.) Plaintiff
alleges that Defendant Palmer ultimately took no action to seek medical attention for Plaintiff. (See
id.) Under these circumstances, although Plaintiff has by no means proven his Eighth Amendment
medical care claims against Defendants Baubit, Palmer, and Unknown Party #1, the Court will not
dismiss these claims on initial review.
E.
State Law Claims
Plaintiff also claims that Defendants violated state law. (Compl., ECF No. 1, PageID.8.)
Claims under § 1983 can only be brought for “deprivations of rights secured by the Constitution
and laws of the United States.” Lugar v. Edmondson Oil Co., 457 U.S. 922, 924 (1982). Section
1983 does not provide redress for a violation of a state law. Pyles v. Raisor, 60 F.3d 1211, 1215
(6th Cir. 1995); Sweeton v. Brown, 27 F.3d 1162, 1166 (6th Cir. 1994). Plaintiff’s assertions that
Defendants violated state law fail to state a claim under § 1983.
Furthermore, although Plaintiff references alleged violations of state law in his complaint,
Plaintiff fails to identify any specific state law claims that he intends to raise against Defendants.
(See Compl., ECF No. 1, PageID.8 (stating only that Defendants “violated local and state laws”).)
Under these circumstances, Plaintiff fails to state any state law claims against Defendants.
22
Conclusion
The Court will grant Plaintiff leave to proceed in forma pauperis (ECF No. 2), and the
Court will deny Plaintiff’s request for the appointment of counsel (ECF No. 1, PageID.9). Having
conducted the review required by the PLRA, the Court determines that Defendants Corizon Inc.
and Rewerts will be dismissed for failure to state a claim under 28 U.S.C. §§ 1915(e)(2) and
1915A(b), and 42 U.S.C. § 1997e(c). The Court will also dismiss, for failure to state a claim, the
following claims against remaining Defendants Gator, White, Palmer, Baubit, and Unknown
Party #1: (i) official capacity claims; (ii) Eighth Amendment failure to protect claim against
Defendant Baubit; (iii) Eighth Amendment medical care claims against Defendants Gator and
White; and (iv) unspecified state law claims. The following claims against Defendants Gator,
White, Palmer, Baubit, and Unknown Party #1 in their individual capacities remain in the case:
(i) First Amendment retaliation claim against Defendant Gator; (ii) Eighth Amendment excessive
force claims against Defendants Gator and White; and (iii) Eighth Amendment medical care claims
against Defendants Baubit, Palmer, and Unknown Party #1.
An Order consistent with this Opinion will be entered.
Dated:
November 26, 2024
/s/ Jane M. Beckering
Jane M. Beckering
United States District Judge
23
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?