Aviva Sports, Inc. v. Fingerhut Direct Marketing, Inc. et al
Filing
714
ORDER granting in part and denying in part 616 Motion for Summary Judgment (Written Opinion). Signed by Judge Joan N. Ericksen on November 7, 2012. (CBC)
UNITED STATES DISTRICT COURT
DISTRICT OF MINNESOTA
Aviva Sports, Inc.,
Plaintiff,
v.
Civil No. 09-1091 (JNE/JSM)
ORDER
Fingerhut Direct Marketing, Inc., Menard, Inc.,
Kmart Corporation, Wal-Mart Stores, Inc., and
Manley Toys, Ltd.,
Defendants.
Plaintiff Aviva Sports, Inc. (“Aviva”) brought this action against Defendants Fingerhut
Direct Marketing, Inc. (“Fingerhut”), Menard, Inc. (“Menard”), Kmart Corporation (“Kmart”),
Wal-Mart Stores, Inc. (“Wal-Mart”), and Manley Toys, Ltd. (“Manley”), asserting claims of
patent infringement and false advertising. On June 4, 2012, Defendants Fingerhut, Kmart and
Menard (collectively, “Retailer Defendants”) filed a Motion for Summary Judgment of Patent
Non-Infringement and/or Invalidity. The Court conducted a patent claim construction hearing on
June 22, 2012 and issued a claim construction order on July 18, 2012. In light of the Court’s
claim construction order, the Court allowed the parties to supplement their briefs regarding the
pending summary judgment motion. The parties submitted their supplemental briefs on August
10, 2012. For the reasons stated below, Retailer Defendants’ motion is now granted in part and
denied in part.
I.
BACKGROUND
The patent at issue in this litigation, U.S. Patent No. 6,558,264 (filed Nov. 3, 2001) (’264
Patent), is entitled “Inflatable Wedge for Diving onto a Water Slide.” The invention disclosed in
the ’264 Patent is an inflatable water play structure that connects to the end of a garden hose.
The body of the structure is generally wedge-shaped, to permit a user to slide from the top end to
1
the bottom end of the structure. The structure also includes a water emitting device, which
discharges water so as to lubricate the sliding surface of the structure. Aviva alleges
infringement of claims 14, 18, and 19 of the ’264 Patent. 1 Claim 14 depends from claim 11,
which recites:
11. A water play structure for connection to an end of a garden hose,
comprising a cushioning slide having a wedge-shaped inflatable body with a
bottom surface to rest on a support surface, a downwardly sloped upper surface
along which a user can slide from a top end to a bottom end thereof, a plurality of
generally vertically disposed baffles which interconnect the base to the upper
surface to retain the inflatable body in a wedge shape, and a water emitting device
connectable to the garden hose for discharging water at the top end of said upper
surface to flow down to said bottom end of said upper surface to lubricate said
upper surface during sliding of the user therealong.
Claim 14 recites:
14. The water play structure according to claim 11, wherein respective
side baffles of the plurality of baffles, and respective sides of the inflatable body
are slightly taller than a remaining plurality of said plurality of baffles, such that
the upper surface comprises a pair of side rails with a sliding surface
therebetween.
Claim 18 recites:
18. A ground supported water play structure for connection to an end of a
garden hose, comprising a cushioning slide having a wedge-shaped inflatable
body with a bottom surface to rest on a support surface comprising the ground, a
downwardly sloped upper surface having a sliding portion along which a user can
slide from a top end to a bottom end thereof, and a water emitting device
connectable to the garden hose for discharging water at the top end of said upper
surface to flow down to said bottom end of said upper surface to lubricate said
upper surface during sliding of the user therealong, wherein the wedge-shaped
inflatable body further has a plurality of substantially vertical walls comprising a
front wall, a pair of laterally spaced side walls and a rear wall that connect the
bottom surface and the upper surface together, wherein the rear wall is
substantially taller than the front wall and each side wall has a wedge shape to
1
Manley filed a reexamination request with the U.S. Patent and Trademark Office
(USPTO) on February 19, 2010. During the reexamination process, Aviva cancelled claims 1-12
and 15-17. Claim 14, which depends from (cancelled) claim 11, was found patentable. It is
unclear if claim 14 was ever rewritten in independent form. During the reexamination process,
the USPTO also found new claims 18 and 19 to be patentable.
2
provide the wedge-shape of the inflatable body, wherein the rear wall when
viewed in a rear elevational view of the wedge-shaped body has a sliding portion
approach area thereon extending upwardly from the bottom surface to the top end
of the upper surface and extending laterally from one side of the sliding portion of
the upper surface to an opposite side of the sliding portion of the upper surface,
wherein the inflatable body when inflated is free standing and self-supporting on
the ground with the entirety of the sliding portion approach area of the rear wall
being substantially completely exposed to a user, and wherein no portion of the
water play structure is located behind the rear wall in a position that is within the
sliding portion approach area of the rear wall such that a user who runs on the
ground straight ahead towards the sliding portion approach area of the rear wall of
the inflatable body has unimpeded access to the sliding portion approach area of
the rear wall from the ground and is able to come up to the sliding portion
approach area of the rear wall while running on the ground to transition directly
from a running position on the ground immediately behind the sliding portion
approach area of the rear wall to a sliding position atop the sliding portion of the
upper surface without having to first step over or climb up any other portion of
the water play structure.
Claim 19 recites:
19. The water play structure of claim 18, wherein the upper surface of the
body includes a pair of raised side rails with the sliding portion of the upper
surface being that portion of the upper surface disposed between the raised side
rails.
In the claim construction order dated July 18, 2012, the Court declined to construe the
claim terms “cushioning slide having a wedge-shaped inflatable body” and “wedge shaped
inflatable body” to mean only a wedge small enough so that users could run up to it on the
ground and jump, fall forward, or dive onto it. The Court also rejected Defendants’ arguments
that the claim terms “water emitting device connectable to the garden hose for discharging water
at the top end of said upper surface” and “for discharging water at the top end of said upper
surface” necessarily meant that water had to be discharged at the vertically highest point.
Rather, the Court found that “[t]he water must be placed in such a position along the top end of
the sliding surface as to sufficiently lubricate the sliding surface to permit a user to slide along
it.” The Court also declined to construe the claim terms “side baffles” and “respective sides.”
3
The Court did, however, construe the claim term “vertically disposed baffles which
interconnect the base to the upper surface to retain the inflatable body in a wedge shape,” as
recited in claim 11, to mean “vertically disposed baffles entirely inside the inflatable body that
interconnect the base to the upper surface to retain the inflatable body in a wedge shape.” The
Court found that based on the claim language and prosecution history, the “baffles,” including
the raised “side baffles,” must be distinct from and completely internal to the inflatable body.
Retailer Defendants now ask the Court to grant summary judgment in their favor on all of
Aviva’s patent infringement claims.
II.
DISCUSSION
Summary judgment is proper “if the movant shows that there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a). To support an assertion that a fact cannot be or is genuinely disputed, a party must cite “to
particular parts of materials in the record,” show “that the materials cited do not establish the
absence or presence of a genuine dispute,” or show “that an adverse party cannot produce
admissible evidence to support the fact.” Fed. R. Civ. P. 56(c)(1)(A)-(B). “The court need
consider only the cited materials, but it may consider other materials in the record.” Fed. R. Civ.
P. 56(c)(3). In determining whether summary judgment is appropriate, a court must look at the
record and any inferences to be drawn from it in the light most favorable to the nonmovant.
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). The nonmoving party must
substantiate its allegations by “sufficient probative evidence [that] would permit a finding in [its]
favor on more than mere speculation, conjecture, or fantasy.” Mann v. Yarnell, 497 F.3d 822,
825 (8th Cir. 2007) (internal quotation marks omitted).
4
The determination of infringement requires two steps. “First, the claim must be properly
construed to determine its scope and meaning. Second, the claim as properly construed must be
compared to the accused device or process.” Absolute Software, Inc. v. Stealth Signal, Inc., 659
F.3d 1121, 1129 (Fed. Cir. 2011) (internal quotation marks omitted). The Court has already
construed the claims in the ’264 Patent. “To establish infringement, every limitation set forth in
a patent claim must be found in an accused product or process exactly or by a substantial
equivalent.” Laitram Corp. v. Rexnord, Inc., 939 F.2d 1533, 1535 (Fed. Cir. 1991). The
patentee bears the burden of proving infringement by a preponderance of the evidence.” Id. “To
prove literal infringement, the patentee must show that the accused device contains every
limitation in the asserted claims. If even one limitation is missing or not met as claimed, there is
no literal infringement.” Elkay Mfg. Co. v. Ebco Mfg. Co., 192 F.3d 973, 980 (Fed. Cir. 1999)
(internal quotation marks omitted). “Infringement under the doctrine of equivalents requires that
the accused product contain each limitation of the claim or its equivalent.” Absolute Software,
659 F.3d at 1139 (internal quotation marks omitted). “An element of an accused product is
equivalent to a claim limitation if the differences between the two are insubstantial, a question
that turns on whether the element of the accused product ‘performs substantially the same
function in substantially the same way to obtain the same result’ as the claim limitation.” Id. at
1139-40 (citation omitted). “Infringement, whether literal or under the doctrine of equivalents, is
a question of fact.” Id. at 1129-30.
A. Claim 14 of the ’264 Patent
To prove that Retailer Defendants’ products infringe claim 14 of the ’264 Patent, Aviva
must produce evidence that the allegedly infringing products include, among other things, “side
baffles of the plurality of baffles, and respective sides of the inflatable body, that are slightly
5
taller than a remaining plurality of said plurality of baffles, such that the upper surface comprises
a pair of side rails with a sliding surface therebetween.”
Retailer Defendants first argue that the products they sell do not include slightly taller
“side baffles” as required by claim 14 of the ’264 Patent, but instead utilize separate “add-on”
tubes that are attached to the water slide during the last stage of manufacturing. During the
reexamination process, Aviva clearly disclaimed any structure that utilized such add-on tubes.
Retailer Defendants cite to the declaration of Samuel Wah, an employee of Manley who asserts
that Manley manufactures the wedge portion of the slides first, and then attaches “add-on” tubes
to form the side rails at the last stage of manufacturing. Wah also provides diagrams that purport
to illustrate Manley’s manufacturing process (although it is not clear to which, if any, of the
accused products the illustrations apply). Aviva, in response, provided photographs of, as well
as an opportunity for the Court to inspect, one of the allegedly infringing products. Aviva notes
that an examination of the product itself reveals that the product could not have been
manufactured in the manner Wah described. Specifically, the side wall of the product extends all
the way from the bottom of the wedge to the top of the side rail. Aviva argues that if the product
used tubes that were added on at the last stage of production, as Retailer Defendants claim, then
“[t]he side wall would stop and on top of that a separate and independent add-on tube would be
attached.” Aviva’s Mem. Opp. 17. Aviva also notes that the air chambers formed by the side
walls and those formed by the side rails are continuous, indicating that the side rails are not
simply tubes that were added onto the wedge at the last stage of production. The Court finds that
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there is a genuine issue of fact regarding whether or not the allegedly infringing products utilize
tubes that were added on to the wedge at the last stage of production. 2
Even though there is a genuine issue of fact regarding Manley’s manufacturing process,
Aviva must still produce evidence that the accused products contain each element of claim 14 of
the ’264 Patent. 3 See Laitram, 939 F.2d at 1535. There is no literal infringement if even one
limitation is absent. See Elkay, 192 F.3d at 980. As previously construed by the Court, the
baffles must be “vertically disposed baffles entirely inside the inflatable body that interconnect
the base to the upper surface to retain the inflatable body in a wedge shape.” Thus, to literally
infringe claim 14, the side baffles in the accused products must be: (a) entirely inside the
inflatable body, and (2) slightly taller than the non-side baffles.
Retailer Defendants assert that the side rails of the accused products are formed by
material that is external to the inflatable body—not by an entirely internal “side baffle” as
required by claim 14. Aviva has produced absolutely no evidence to demonstrate that a genuine
factual dispute exists with respect to this claim element. Aviva argues that whether or not there
are “slightly taller” side baffles is a jury question, but points to no structure in any of the accused
products that might possibly meet the required elements for a side baffle—i.e., a structure that is
entirely inside the inflatable body and slightly taller than the non-side baffles. When directly
asked during oral argument whether the side baffles of the accused products are taller than the
non-side baffles, Aviva responded that it did not know and had never measured the side baffles.
2
Despite Aviva’s lengthy attacks on Wah’s—and Manley’s—credibility, the Court at this
time offers no opinion on that issue.
3
Aviva repeatedly asserts that Retailer Defendants failed to show that their products do not
infringe the ’264 Patent. Aviva appears to misplace the burden of proof. Retailer Defendants do
not have the burden of proving noninfringement—rather, Aviva must offer evidence that Retailer
Defendants’ products do infringe the ’264 Patent.
7
Further, Aviva asserts in its supplemental brief that “[t]he side rail of the Manley-accused
product . . . is part of the overall inflatable body. . . . A cut in the side wall of the side rails or a
cut in the upper surface of the side rails of the Manley product would result in deflation of the
body.” Aviva’s Supplemental Mem. 8. In its claim construction order, the Court—relying on
the claim language and file history of the ’264 Patent—explained that the “baffles” of the ’264
Patent, including the raised “side baffles,” must be distinct from and completely internal to the
inflatable body. The Court explained that the “inflatable body” is “comprised of surfaces that
maintain its inflatable integrity—i.e., surfaces that if cut or punctured, would result in deflation
of the body.” In contrast, the “baffles” do not perform the function of containing air within the
body, but instead give the body shape. Thus, it appears that Aviva is conceding that the side rail
of the accused products is not formed by a “baffle,” but rather is part of the inflatable body itself.
At this point in the litigation, it is Aviva’s responsibility to come forward with evidence
to support its claims of patent infringement: Aviva must produce at least some evidence that the
side rails of the allegedly infringing products are formed by slightly taller, internal baffles.
Aviva has failed to do this, and so it has not shown that there is any genuine dispute of material
fact regarding literal infringement of claim 14 of the ’264 Patent.
In Aviva’s supplemental brief, Aviva argues in a conclusory fashion that “[t]he jury
should further be given the opportunity to determine whether the Manley-accused products sold
by the Retail Defendants infringe under the doctrine of equivalents.” Aviva’s Supplemental
Mem. 9. To prove infringement under the doctrine of equivalents, Aviva must show that the
differences between a claim limitation of the patented invention and an element of the accused
product are “insubstantial,” meaning that “the element of the accused product ‘performs
substantially the same function in substantially the same way to obtain the same result’ as the
8
claim limitation.” Absolute Software, 659 F.3d at 1139-40 (citation omitted). “[T]he doctrine of
equivalents must be applied to individual elements of the claim, not to the invention as a whole.”
Warner-Jenkinson Co., Inc. v. Hilton Davis Chem. Co., 520 U.S. 17, 29 (1997).
Aviva offers no evidence, or even any arguments, regarding how the side rails of the
accused products are equivalent to the side rails of the patented invention. Aviva makes no
mention of the functions required by the limitation in claim 14 (requiring side rails formed by
taller side baffles), what element of the accused products performs those functions, or in what
way it performs those functions. Although the accused products and the patented invention both
include raised side rails that prevent a user from falling laterally off the side of the slide, more is
required to find equivalence. Claim 14 requires “side baffles” that serve two functions, only one
of which is to form a pair of side rails with a sliding surface in between them. The other function
is that, just like all the other baffles in the baffle array, the side baffles perform the structural role
of retaining the inflatable body in a wedge shape. Aviva provides no evidence or argument that
an element of the accused products performs “substantially the same function in substantially the
same way to obtain the same result as the claim limitation.”
Below is the Court-generated diagram used during claim construction:
9
During claim construction, Aviva argued that segment “D” (comprised of external
segment “B” and internal segment “C”) was a baffle. The Court rejected that argument, finding
that a “baffle” as recited in the ’264 Patent had to perform the function of retaining the wedgeshape of the inflatable body, or preventing the body from “ballooning up in the middle when
inflated.” Because the partially-external structure did not perform that functional requirement,
the Court found that only segment “C” was a “baffle.” Segment “B” was held to be an exterior
surface that contains air (i.e., part of the inflatable body itself), but did not retain the shape of the
body. 4 The Court continues to find that the side rails of the accused products—formed in part
by external segment “B”—do not perform the functional requirement of retaining the wedgeshape of the inflatable body. Thus, these side rails do not perform “substantially the same
function in substantially the same way to obtain the same result.” Aviva has pointed to no
element of the accused products that performs both required functions, as required to find
infringement under the doctrine of equivalents.
Aviva appears to be applying the doctrine of equivalents to the invention as a whole—
essentially arguing that the accused structures with raised side rails generally are equivalent to
the patented structures with raised side rails. But the doctrine must be applied to individual
claim elements, and “is not allowed such broad play as to effectively eliminate [a claim element]
in its entirety.” Warner-Jenkinson Co., 520 U.S. at 29. Aviva’s vague argument that the side
rails of the accused products—which are not formed by slightly taller, internal baffles—are
equivalent to the side rails of the patented invention wipes away claim 14’s requirement that the
structure have side rails that are formed by “side baffles” that “are slightly taller than a remaining
4
The Court also relied on the file history in explaining that segment “B” is a portion of the
upper surface of the inflatable body, rather than a “baffle.” Further, even if the partially-external
structure could be considered a “baffle,” the patentee explicitly disclaimed that sort of structure.
10
plurality of said plurality of baffles.” ’264 Patent, claim 14. “[A]n element of an accused
product . . . is not, as a matter of law, equivalent to a limitation of the claimed invention if such a
finding would entirely vitiate the limitation.” Freedman Seating Co. v. Am. Seating Co., 420
F.3d 1350, 1358 (Fed. Cir. 2005).
Even if Aviva had presented evidence to support its claim of equivalence, prosecution
history estoppel would operate to prevent application of the doctrine in this case. “Arguments
and amendments made to secure allowance of a claim, especially those distinguishing prior art,
presumably give rise to prosecution history estoppel.” Elkay, 192 F.3d at 981. “Prosecution
history estoppel prevents operation of the doctrine of equivalents from expanding a claim
limitation to include subject matter surrendered during the patent’s prosecution.” Id.; see also
Duramed Pharm., Inc. v. Paddock Labs., Inc., 644 F.3d 1376, 1380 (Fed. Cir. 2011) (“[T]he
doctrine of prosecution history estoppel prevents a patent owner from recapturing through the
doctrine of equivalents subject matter surrendered to acquire the patent.”). Whether prosecution
history estoppel applies is a question of law. Intervet Inc. v. Merial Ltd., 617 F.3d 1282, 1291
(Fed. Cir. 2010).
As discussed in detail in the Court’s previous claim construction order, during
reexamination the patentee distinguished the invention disclosed in the ’264 Patent from the
prior art by specifically disclaiming structures in which the side rails were not formed from
internal raised baffles. See, e.g., Nickels Decl. Ex. C (ECF No. 600-1), at 10 (explaining that the
prior art did not “actually teach using baffles of different heights to form raised sides on an
inflatable structure,” but instead kept the baffles “all the same height”); Id. at 12 (stating that the
11
prior art “ke[pt] all the baffles . . . the same height,” thus “teach[ing] away from the invention of
claim 14”). 5
As the Federal Circuit Court of Appeals stated in Sage Products, Inc. v. Devon Industries,
Inc., 126 F.3d 1420, 1425 (Fed. Cir. 1997),
The claim at issue defines a relatively simple structural device. A skilled patent
drafter would foresee the limiting potential of the [claim] limitation. No subtlety
of language or complexity of the technology, nor any subsequent change in the
state of the art, such as later-developed technology, obfuscated the significance of
this limitation at the time of its incorporation into the claim.
The file history of the ’264 Patent reflects a manifest intent to claim a structure with side rails
formed by raised side baffles, rather than a structure with raised side rails formed by some other
means. Aviva cannot now recapture through the doctrine of equivalents subject matter that was
explicitly disclaimed to acquire the ’264 Patent.
5
In distinguishing the invention of the ’264 Patent from the prior art, the patentee
explained that the prior art used “add on tubes” to create raised side rails, rather than raised side
baffles. These disclaimed “add on tubes,” however, were not necessarily separate tubes that
were later attached to the main body. For example, the patentee described the Healy prior art
reference (shown below), which taught an elongated water slide that was created by overlying
two sheets of plastic material and then heat sealing the two sheets together to form the tubes. See
Nickels Decl. Ex. F (ECF No. 600-1), at 15.
U.S. Patent No. 6,312,341 fig.2
(filed Mar. 15, 2000).
The two outermost tubes, which were larger in diameter, were created by increasing the distance
between the heat seals that formed those tubes—not by adding two larger-diameter tubes later in
the production process. The patentee nevertheless characterized these two larger-diameter tubes
in the Healy reference as “add on tubes,” and explained that the Healy reference taught away the
invention in claim 14 because it did not use “baffles of different heights to form raised sides.”
Id. Ex. C, at 10. Thus, the patentee disclaimed more than simply structures in which separate
tubes were later added onto the main body—the patentee also disclaimed any structure in which
the side rails were not formed by taller side baffles.
12
In sum, Aviva has offered no evidence to demonstrate the existence of a genuine issue of
material fact regarding its claims that Retailer Defendants’ products infringed claim 14 of the
’264 Patent, either literally or under the doctrine of equivalents. “[T]he plain language of Rule
56(c) mandates the entry of summary judgment, after adequate time for discovery and upon
motion, against a party who fails to make a showing sufficient to establish the existence of an
element essential to that party’s case, and on which that party will bear the burden of proof at
trial.” Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). Summary judgment in favor of
Retailer Defendants as to non-infringement of claim 14 of the ’264 Patent is appropriate.
B. Claims 18 and 19 of the ’264 Patent
Claims 18 and 19 recite a structure with, among other things, “a cushioning slide having
a wedge-shaped inflatable body” and “a water emitting device connectable to the garden hose for
discharging water at the top end of said upper surface.” Retailer Defendants assert that the
products they sell are not “cushioning,” as required by claims 18 and 19 of the ’264 Patent,
because the products are too large for a user to run up to and jump and/or dive upon. They also
contend that their products are not “wedge-shaped.” Finally, Retailer Defendants argue that
claims 18 and 19 of the ’264 Patent require that the entire wedge be lubricated water (i.e., that
water must be discharged at the vertically highest point of the sliding surface), and that their
products do not infringe the ’264 Patent because they lack this element. 6
Based on this Court’s construction of these claim terms, Retailer Defendants’ arguments
are rejected. As stated above, the Court declined to construe the claim terms “cushioning slide
having a wedge-shaped inflatable body” and “wedge shaped inflatable body” to mean only
6
Retailer Defendants did not further address these arguments in their post-claim
construction supplemental brief. At the hearing on the summary judgment motion, they
appeared to acknowledge that after this Court’s construction of the above claim terms, these
arguments lack merit. The Court will nevertheless briefly address these arguments.
13
wedges small enough so that users could run up to it on the ground and jump, fall forward, or
dive onto it. The Court also refused to define “wedge” as being a precise planar shape with no
curvature, especially given that the patented invention involves a soft, inflatable structure, which
by its nature will have some curvature. With their summary judgment motion, Retailer
Defendants submitted photographs of some of the accused products, asserting that these products
are not “wedge-shaped.” As the moving party, Retailer Defendants have the burden of showing
that a genuine dispute of material fact does not exist. If the movant’s papers themselves
demonstrate the existence of a genuine dispute of material fact, then the movant has not met its
burden. See Wright & Miller, 10A Fed. Prac. & Proc. Civ. § 2727 (3d ed.); see also Foster v.
Johns-Manville Sales Corp., 787 F.2d 390, 393 (8th Cir. 1986) (“When conflicting inferences
can be drawn from the facts, summary judgment is inappropriate.” (quoting Snyder v. United
States, 717 F.2d 1193, 1195 (8th Cir. 1983))). Retailer Defendants’ papers demonstrate the
existence of a disputed material fact—the images they provided reveal products that a jury may
consider to be wedge-shaped. Thus, Retailer Defendants fail to demonstrate that no genuine
issue of fact remains regarding the shape of the accused products.
The Court also rejected Defendants’ arguments that the claim terms “water emitting
device connectable to the garden hose for discharging water at the top end of said upper surface”
and “for discharging water at the top end of said upper surface” necessarily meant that water had
to be discharged at the vertically highest point. Rather, the Court found that “[t]he water must be
placed in such a position along the top end of the sliding surface as to sufficiently lubricate the
sliding surface to permit a user to slide along it.” Here, again, Retailer Defendants fail to
demonstrate that no genuine issue of fact remains. They argue that their products do not
discharge water at the top of the slide, but they also contend that if the water is not discharged at
14
the top of the slide, “the result would be the Slip ‘N Slide® version of ‘rug burn.’” Defs.’ Mem.
Supp. 6. Thus, they seem to be arguing that consumers cannot use the very products that Retailer
Defendants sell—either the slide is sufficiently lubricated and users can slide down it, or the
slide is not sufficiently lubricated and users will get “rug burn” and will be unable to slide down
the sliding surface. The photographs contained within Retailer Defendants’ papers reveal
children sliding down an apparently lubricated slide. The children in the photographs do not
appear to be suffering from “rug burn.” A jury could, based upon the photographs, find that
water is discharged “at the top end of said upper surface to flow down to said bottom end of said
upper surface to lubricate said upper surface.” 7 Summary judgment under these circumstances
would be inappropriate.
Because Retailer Defendants have failed to show that no genuine issue of material fact
remains with respect to infringement of claims 18 and 19 of the ’264 Patent, their motion for
summary judgment on these patent claims is denied. 8
7
Further, the photographs do not foreclose the possibility that some of the water may, in
fact, contact the very top end of the slide. For example, the photographs are not of sufficient
resolution or quality to show where every single drop of water contacts the slide. Also, if one
were to reduce the water pressure through the garden hose that is connected to the slide, it may
very well be possible that what appears to be a forceful spray of water that contacts the sliding
surface “well below the ‘top’ of the sliding surface” would actually be a trickle of water that
would contact the very topmost portion of the sliding surface.
8
Retailer Defendants state that they have not sold the allegedly infringing products after
November 15, 2011, the date that claims 18 and 19 issued. But they cite to nothing in the record
to support this assertion. The Wah Declaration, not cited by Retailer Defendants, includes a
statement that that “[a]fter early-2011 . . . Manley has not shipped any of these particular accused
infringing products listed and depicted . . . to any of the three defendants Fingerhut, Kmart, or
Menard.” Wah Decl. ¶ 4. This statement, however, does not foreclose the possibility that
Retailer Defendants had remaining stock of these products and continued to sell the products to
consumers after November 15, 2011. Thus, Retailer Defendants have not met their burden of
showing the absence of a genuine issue of material fact. Even if they did meet their initial
burden, Aviva submitted evidence that at least one of the Retailer Defendants—Kmart—
continues to offer for sale one of the products that Aviva alleges infringes claims 18 and/or 19.
15
III.
CONCLUSION
Based on the files, records, and proceedings herein, and for the reasons stated above, IT IS
ORDERED THAT:
1. Retailer Defendants’ Motion for Summary Judgment of Patent Non-Infringement and/or
Invalidity [Docket No. 616] is GRANTED IN PART and DENIED IN PART.
2. Summary judgment is GRANTED in favor of Retailer Defendants on Aviva’s claims of
infringement of claim 14 of the ’264 Patent.
3. Summary judgment is DENIED on Aviva’s claims of infringement of claims 18 and 19
of the ’264 Patent.
Dated: November 7, 2012
s/Joan N. Ericksen
JOAN N. ERICKSEN
United States District Judge
Kmart contends that Aviva’s evidence is the result of a “clerical mis-labeling.” There is
nevertheless a genuine dispute of material fact regarding the Retailer Defendants’ sale of the
allegedly infringing products after November 15, 2011.
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