Bryant v. Allianz Life Insurance Company of North America et al

Filing 261

ORDER granting Plaintiff's Motion to Expunge 245 . IT IS HEREBY ORDERED: That the Financial Industry Regulatory Authority ("FINRA") expunge and amend the response to Question 3 of Plaintiff's Form U-5 Information on the CRD such that it reads "Other" instead of "Discharged," and that the explanation to Question 3 of Plaintiff's Form U-5 reads "Bryant was released from at-will employment," instead of "violation of firm replacement policy." That FINRA expunge and amend the response to Question 7B, such that it reads "no" instead of "yes." That FINRA expunge the disclosures contained on the Disclosure Reporting Page (DRP) for Question 7B of Bryant's Form U-5. IT IS SO ORDERED. (Written Opinion). Signed by Chief Judge Michael J. Davis on 8/16/12. (GRR)

UNITED STATES DISTRICT COURT
DISTRICT OF MINNESOTA

Shannon Bryant,

Civil File No. 10-cv-03414 MJD/JSM
Plaintiff,

v.
Allianz Life Insurance of North
America and Allianz Life Financial
Services LLC,
Defendants.

ORDER

This matter comes before the Court on Plaintiff’s Motion to Expunge her
Form U-5. Based upon the files, records and proceedings herein, the Court
hereby GRANTS Plaintiff’s Motion to Expunge.
IT IS HEREBY ORDERED:
That the Financial Industry Regulatory Authority (“FINRA”) expunge and
amend the response to Question 3 of Plaintiff’s Form U-5 Information on the
CRD such that it reads “Other” instead of “Discharged,” and that the explanation

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to Question 3 of Plaintiff’s Form U-5 reads “Bryant was released from at-will
employment,” instead of “violation of firm replacement policy.”
That FINRA expunge and amend the response to Question 7B, such that it
reads “no” instead of “yes.”
That FINRA expunge the disclosures contained on the Disclosure
Reporting Page (DRP) for Question 7B of Bryant’s Form U-5.
IT IS SO ORDERED.

Dated: August 16, 2012

s/ Michael J. Davis
Michael J. Davis
Chief Judge
United States District Court

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