Mille Lacs Band of Objibwe et al v. County of Mille Lacs, Minnesota et al
Filing
217
MEMORANDUM OPINION AND ORDER granting 146 Plaintiffs' Motion for Summary Judgment on Standing, Ripeness, and Mootness; denying 162 Defendants Walsh and Lorge's Motion for Summary Judgment; denying 182 Defendants County of Mille Lacs, Walsh, and Lorge's Motion to Strike and for Sanctions. (Written Opinion) Signed by Judge Susan Richard Nelson on 12/21/2020. (SMD)
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UNITED STATES DISTRICT COURT
DISTRICT OF MINNESOTA
Mille Lacs Band of Ojibwe, a
federally recognized Indian Tribe;
Sara Rice, in her official capacity
as the Mille Lacs Band Chief of
Police; and Derrick Naumann, in
his official capacity as Sergeant of
the Mille Lacs Police Department,
Case No. 17-cv-5155 (SRN/LIB)
MEMORANDUM OPINION AND
ORDER
Plaintiffs,
v.
County of Mille Lacs, Minnesota;
Joseph Walsh, individually and in his
official capacity as County Attorney
for Mille Lacs County; and Don Lorge,
individually and in his official
capacity as Sheriff of Mille Lacs
County,
Defendants.
Charles N. Nauen, Arielle Wagner, and David J. Zoll, Lockridge Grindal Nauen PLLP,
100 Washington Ave. S., Ste. 2200, Minneapolis, MN 55401; Beth Ann Baldwin, Marc
D. Slonim, and Wyatt Golding, Ziontz Chestnut, 2101 Fourth Ave., Ste. 1230, Seattle,
WA 98121, for Plaintiffs
Courtney E. Carter and Randy V. Thompson, Nolan, Thompson, Leighton & Tataryn,
PLC, 5001 American Blvd. W., Ste. 595, Bloomington, MN 55437, for Defendant
County of Mille Lacs, Minnesota
Scott M. Flaherty and Scott G. Knudson, Taft Stettinius & Hollister LLP, 80 S. 8th St.,
Ste. 2200, Minneapolis, MN 55402, for Defendant Joseph Walsh
Stacy L. Bettison, Brett D. Kelley, Douglas A. Kelley, Steven E. Wolter, Kelley, Wolter
& Scott, P.A., 431 S. 7 St., Ste. 2530, Minneapolis, MN 55415, for Defendant Don
Lorge.
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SUSAN RICHARD NELSON, United States District Judge
This matter comes before the Court on Plaintiffs’ Motion for Summary Judgment
on Standing, Ripeness, and Mootness [Doc. No. 146], Defendants Joseph Walsh and
Donald Lorge’s Motion for Summary Judgment [Doc. No. 162], and Defendants County
of Mille Lacs, Walsh, and Lorge’s Motion to Strike and for Sanctions [Doc. No. 182]. For
the reasons set forth below, Plaintiffs’ Motion for Summary Judgment on Standing,
Ripeness, and Mootness is GRANTED; Defendants Walsh and Lorge’s Motion for
Summary Judgment is DENIED; and Defendants County of Mille Lacs, Walsh, and
Lorge’s Motion to Strike and for Sanctions is DENIED.
I.
BACKGROUND
This case involves important and complex issues regarding the boundaries of the
Mille Lacs Indian Reservation and, consequently, the extent of the Mille Lacs Band’s
sovereign law enforcement authority within those boundaries. The present motions before
the Court, however, do not seek to resolve these issues at this time. Rather, the present
motions address: (1) this Court’s subject matter jurisdiction; (2) threshold justiciability
issues, including standing, ripeness, and mootness; and (3) certain defenses of immunity.
Accordingly, the Court will limit its discussion of the facts to only those necessary to
explain its rulings.
A. The Parties and the Mille Lacs Indian Reservation
The Plaintiffs are the Mille Lacs Band of Ojibwe (the “Band”), a federally
recognized Indian tribe; Sara Rice, the Chief of Police of the Band; and Derrick Naumann,
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a Sergeant in the Band’s Police Department (collectively, “Plaintiffs”). (Compl. [Doc. No.
1]; see 85 Fed. Reg. 5462, 5464 (Jan. 30, 2020); Baldwin Decl. [Doc. No. 150] Ex. A at 7,
Ex. B at 6, Ex. C at 6.) The Defendants are the County of Mille Lacs (the “County”); Joseph
Walsh, the Mille Lacs County Attorney; and Don Lorge, the Mille Lacs County Sheriff
(collectively, “Defendants”). (See Compl. [Doc. No. 1].) In March 2019, Magistrate Judge
Brisbois substituted Lorge for Brent Lindgren, a former County Sheriff, after Lindgren left
his position and Lorge became the new Sheriff. (Order on Stipulation [Doc. No. 63].)
Article 2 of the 1855 Treaty between the Minnesota Chippewa Tribe and the United
States established the Mille Lacs Indian Reservation, which comprises about 61,000 acres
of land. (10 Stat. 1165 (Feb. 22, 1855); Quist Decl. [Doc. No. 160] ¶ 3.) In Plaintiffs’ view,
the Reservation established by the 1855 Treaty has never been diminished or
disestablished. (See generally Compl. [Doc. No. 1].) Within the Reservation, there are
approximately 3,600 acres that the United States holds in trust for the benefit of the Band,
the Minnesota Chippewa Tribe, or individual Band members. (Quist Decl. [Doc. No. 160]
¶ 4.) The Band owns in fee simple about 6,000 acres of the Reservation, and individual
Band members own in fee simple about 100 acres of the Reservation. (Id. ¶¶ 5-6.) In
Defendants’ view, the Reservation established by the 1855 Treaty was diminished or
disestablished by way of subsequent federal treaties, statutes, and agreements. (See
generally County Answer [Doc. No. 17]; Walsh Answer [Doc. No. 18]; Lindgren Answer
[Doc. No. 19].) Although the Court does not wade into this core issue today, it is important
to recognize that this case rests on this boundary dispute.
B. The Opinion and Protocol
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On June 21, 2016, the County terminated the 2008 law enforcement agreement
(“2008 Agreement”) it had with the Band and County Sheriff. (Baldwin Decl. [Doc. No.
150] Ex. H.) The 2008 Agreement allowed Band officers to exercise concurrent jurisdiction
with the Mille Lacs County Sheriff’s Department to enforce Minnesota state law, as
provided in Minn. Stat. § 626.90. (Id.)
On July 18, 2016, County Attorney Walsh issued the “Mille Lacs County Attorney’s
Office Opinion on the Mille Lacs Band’s Law Enforcement Authority.” (Baldwin Decl.
[Doc. No. 150] Ex. I (hereafter, “Opinion”).) In general, the Opinion outlines Walsh’s
views regarding the scope of the Band’s law enforcement authority after the termination of
the 2008 Agreement. (Id.) The Opinion concludes, inter alia, that the Band’s “[i]nherent
tribal jurisdiction is limited to ‘Indian Country,’” which “is limited to tribal trust lands.”
(Id. at 14.) Moreover, the Opinion concludes that investigations conducted by Band officers
outside Pine County are unlikely to be admissible in state court. (Id. at 8.) The Opinion
explains that:
As all investigations of state law violations must be completed by a peace
officer within his or her state law jurisdiction, either the Mille Lacs County
Sheriff’s Office or the police department of a municipality must take
possession of all evidence gathered regarding that investigation to ensure its
admissibility in state court.
(Id. at 9.)
The “Northern Mille Lacs County Protocol” further clarifies Walsh’s position on
Band officers’ sovereign law enforcement authority and “is intended to guide law
enforcement officers regarding the lawful authority of law enforcement officers” within
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the Reservation. (Baldwin Decl. [Doc. No. 150] Ex. J (hereafter, “Protocol”).) According
to the Protocol, the Band’s “inherent tribal criminal authority doesn’t extend (1) outside of
trust lands or (2) to non-members of the Mille Lacs Band.” (Id. (emphasis omitted).) The
Protocol provides that Band officers “are peace officers of the State of Minnesota with state
law enforcement jurisdiction within Pine County only.” (Id. (emphasis omitted).) Under
the Protocol, in Mille Lacs County, Band officers have certain arrest powers, but “must
turn over arrested persons without delay to a Mille Lacs County peace officer so an
investigation admissible in state court may be conducted.” (Id. (emphasis omitted).)
Further, the Protocol provides that Band officers “[m]ay [n]ot [l]awfully …
[c]onduct investigations regarding violations of state law including statements,
investigative stops, traffic stops, and gathering evidence.” (Id. (emphasis omitted).)
Moreover, the Protocol provides that Band officers “[m]ay [n]ot [l]awfully …
[i]mpersonate a state peace officer, obstruct justice, or engage in the unauthorized practice
of a peace officer, primarily by interfering with investigations within Mille Lacs County.”
(Id.) In a footnote, the Protocol clarifies that Band officers “may conduct investigations
where they have tribal jurisdiction (e.g., civil/regulatory citations to Band members and
investigations related to inherent tribal criminal authority).” (Id.) And the Protocol warns
that “State Peace Officers [m]ay [n]ot [l]awfully … [a]uthorize or knowingly allow the
unauthorized practice of a peace officer.” (Id.)
C. Alleged Interference By Defendants with the Band’s Sovereign Law
Enforcement Authority In Response to the Opinion and Protocol
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The record evidence makes clear that Walsh fully expected Band officers to comply
with the Opinion and Protocol. The record is also replete with evidence that, pursuant to
the Opinion and Protocol, County law enforcement officers repeatedly interfered with law
enforcement measures undertaken by Band officers. In fact, Walsh testified that he never
“suggested [compliance with the Protocol] was voluntary.” (Baldwin Decl. [Doc. No. 150]
Ex. K, Walsh Dep. at 305.) In an email to the Band’s former Chief of Police Jared Rosati
on July 25, 2016, Walsh stated he “trust[s] that [the Protocol] has been provided to all of
your officers and that they have been directed to follow it.” (Id., Ex. M.) In an August 23,
2016, email to Rosati, after quoting the Protocol, Walsh stated that a Band officer did not
have “inherent tribal criminal authority” to investigate a non-Native suspect on the
Reservation. (Id., Ex. P at 5.) In an August 25, 2016, letter to Rosati, Walsh wrote that
Band officers’ conduct in violation of the Opinion and Protocol “could … constitute
obstruction of justice and the unauthorized practice of a law enforcement officer.” (Id., Ex.
N at 2; see id., Ex. K, Walsh Dep. at 297-98 (stating that Band officers’ violations of the
Opinion and Protocol could constitute violations of state criminal law).)
There is no evidence in the record that compliance with the Opinion and Protocol
was voluntary. In a September 20, 2016, letter to Band Police Officer Kintop, Walsh wrote
that he “expect[s] all tribal police officers to follow the [Opinion and Protocol] for as long
as [they are] in place.” (Id., Ex. O at 1.) He told Officer Kintop that “[i]f you wish for
controlled substance offenders to be prosecuted in Minnesota District Court in the future,
… please comply with the Opinion and Protocol as long as [they are] in effect to ensure
that the investigations conducted will be admissible in state court.” (Id. at 2.) Kali Gardner,
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a former Assistant County Attorney under Walsh, testified that she understood that Walsh
expected Band officers “to adhere to the prohibitions and the opinion in the [P]rotocol,”
and that “other officers were advised that they could arrest tribal police officers if they”
violated the Protocol. (Id., Ex. L, Gardner Dep. at 60.)
After Walsh issued the Opinion and Protocol, then-Sheriff Lindgren “instructed
[his] staff and deputies to follow the County Attorney’s Opinion and Protocol.” (Lindgren
Decl. [Doc. No. 180] ¶ 3.) Indeed, Lindgren’s employees all received the Opinion and
Protocol and, according to Lindgren, began to follow them. (Baldwin Decl. [Doc. No. 150]
Ex. P at 2.) Further, the Sheriffs’ deputies monitored Band officers’ compliance with the
Protocol and tracked violations. (See id., Ex. U (email from County Sergeant Daniel Holada
to Lindgren summarizing interactions with Band police over a weekend and listing alleged
violations of the Protocol); Ex. V (email from Lindgren instructing Sheriff’s deputies to
“continue to keep your direct supervisors apprised of day to day operations involving
cooperation of Band Officers following County Attorney Opinion and Protocol”).) In a
June 21, 2016, letter, Lindgren wrote that, when the 2008 Agreement was terminated,
“previously dispatched calls for service to the … Band Police Department will be handled
by the … County Sheriff’s Office.” (Id., Ex. W.)
Lindgren made clear that the Opinion and Protocol would be enforced. In an August
22, 2016, email, Lindgren told Band Chief of Police Rosati that the “Sheriff’s deputy in
charge of the Sheriff’s office has the ultimate discretion to control any designated crime
scene” and that Lindgren appreciated Rosati’s “willingness to undertake [a deputy’s]
direction and control” on a particular evening. (Id., Ex. P at 6.) In an August 26, 2016,
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email, Lindgren directed Sheriff’s deputies “to complete independent investigations
consistent with the … Opinion and Protocol” and advised that “Band Police are to notify
[deputies] before any investigation takes place regarding evidence of criminal activity.”
(Id., Ex. X.) Lindgren also stated that if Band officers are conducting a civil or regulatory
stop of a Band member on trust lands, Band officers’ “role in any joint investigation is
over” once the civil or regulatory stop is completed, “unless and until [Band officers] are
given direction by [Sheriff’s deputies] to provide assistance.” (Id.) In a November 21, 2016,
email, a Sheriff’s Captain told a Sheriff’s deputy that he must take a recorded statement
from a Band officer “every time a [B]and officer becomes involved in a criminal
investigation and either handles evidence or collects information needed during a criminal
investigation.” (Id., Ex. Y.)
Sheriff’s deputies at times took control of crime scenes from Band officers and
repeated investigations that Band officers had completed. Ashley Burton, a former Band
officer, described an encounter with a Sheriff’s deputy on August 24, 2016, after an arrest
of a Band member. (A. Burton Decl. [Doc. No. 154] at ¶¶ 12-16.) 1 She arrested a Band
1
Defendants move the Court to strike the declarations of Ashley Burton (formerly
“Stavish”), Bradley Gadbois, and Scott Heidt, on the grounds that Plaintiffs violated Rules
26(a)(1)(A)(i), 26(e)(1)(A), and 33(b) of the Federal Rules of Civil Procedure. Defendants
seek to exclude consideration of these declarations on the grounds that the declarants’
identities were not disclosed in Plaintiffs’ Rule 26(a) disclosure or in any supplemental
disclosure. Plaintiffs respond by noting that the identities of these declarants were in fact
disclosed several times during discovery. (See Baldwin Decl. [Doc. No. 191] Exs. 1, 2;
Kelley Decl. [Doc. No. 185] Ex. 2.) Moreover, Plaintiffs note that Defendants received
notice of the incidents described in these declarations and the exhibits attached to the
declarations in discovery.
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member on trust lands, found drugs and drug paraphernalia on the member, and planned to
send that evidence to the Band Solicitor General’s office, but the Sheriff’s deputy
demanded that she turn over the evidence, and she complied. (Id.) Moreover, on August 9,
2016, Burton responded to a call involving a domestic dispute on trust lands. (Id. ¶¶ 8-11.)
After Burton arrived on the scene, a Sheriff’s deputy arrived, informed Burton that she was
a civilian, and requested a statement from her so that he could arrest the suspect. (Id.)
Burton declined to give the deputy a statement, and the deputy allowed the suspect to leave.
(Id.)
A current Band officer, Dusty Burton, stated in his declaration that, on September
2, 2016, he was assisting Crow Wing County deputies with a vehicle pursuit that ended on
trust lands. (D. Burton Decl. [Doc. No. 155] ¶¶ 8-10.) While at the scene, he began to
interview a passenger in the suspect vehicle, who was providing information about the
location of another person with a felony warrant. (Id.) In the middle of the interview, a
Sheriff’s deputy arrived and directed the passenger away from Burton, leaving him unable
to complete the investigation. (Id.) On November 20, 2016, after Burton responded to a
call involving a recent death at a home on Band-owned fee land, a Sheriff’s deputy arrived
on the scene and told Burton not to search anything and to leave the scene until Sheriff’s
Office investigators arrived. (Id. ¶¶ 15-20.)
The Court denies Defendants’ Motion to Strike. On a number of occasions, not only
were the identities of these declarants disclosed to Defendants in discovery, evidence of
these incidents was also disclosed.
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A former Band officer, Scott Heidt, described a further incident on September 8,
2016, when he and another Band officer were investigating a stabbing on trust lands. (Heidt
Decl. [Doc. No. 159] ¶¶ 8-11.) During their investigation, they took a taped statement from
a witness, but a Sheriff’s deputy asked the other Band officer to “hold off on taking the
statement.” (Id.) Heidt allowed the other Band officer to finish taking his statement, and
then the Sheriff’s deputy took his own taped statement. (Id.)
Plaintiff Sergeant Naumann testified about an incident that occurred during the
revocation period 2 when he and other Band officers initiated a traffic stop, located a
Department of Corrections fugitive, removed noncompliant passengers from the vehicle,
and found a firearm within the vehicle. (Baldwin Decl. [Doc. No. 150] Ex. Z, Naumann
Dep. at 82.) While Band officers were searching the vehicle, a Sheriff’s deputy arrived and
“was yelling at us telling us to stop searching the vehicle and basically getting in the way
of my investigation, preventing me from conducting a thorough investigation.” (Id.) In a
subsequent email on October 24, 2017 to then-Sheriff Lindgren, the Sheriff’s deputy
involved stated that he “took control of the scene.” (Id., Ex. AA.)
Bradley Gadbois, a current Band investigator who worked as a Band officer in 2017,
described an incident on September 29, 2017, when he investigated a car and suspect on
the Reservation. (Gadbois Decl. [Doc. No. 158] ¶¶ 10-18.) After Gadbois searched the car
and interviewed the driver, a Sheriff’s deputy arrived on the scene and conducted his own
2
The Court uses the term “revocation period” to refer to the period of time from the
County’s termination of the 2008 Agreement until the time the Band, County, and Sheriff
entered into the 2018 Agreement, discussed infra.
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search and interview. (Id.) On another occasion, on November 3, 2017, Gadbois was
investigating a parked vehicle containing a driver and a passenger, who was showing signs
of an opioid overdose. (Id. ¶¶ 20-25.) After Gadbois administered Narcan to the passenger,
which revived him, two Sheriff’s deputies arrived on the scene, and a methamphetamine
pipe was found in the vehicle. (Id.) Gadbois wanted to conduct a drug investigation of the
vehicle, but was prevented from doing so under the Protocol without the cooperation of the
Sheriff’s deputies. (Id.) The deputies neither arrested the driver nor took custody of the
vehicle. (Id.)
James West, the Band’s Deputy Police Chief, testified that “there was an
interruption in [Band] officers’ investigations” and that “[w]hen [Band officers] show up
on a scene, domestic or whatever it might be, they start talking to a victim or holding a
suspect, and a sheriff’s deputy arrives and butt right in and take over the interview, or take
possession of somebody that’s technically not under arrest.” (Baldwin Decl. [Doc. No. 150]
Ex. BB, West Dep. at 47-48.) Moreover, Band Sergeant Naumann testified that Band
officers “had to just stand by and let [Sheriff’s deputies] take over our scene.” (Id., Ex. Z,
Naumann Dep. at 94.)
At the Band’s Rule 30(b)(6) deposition, Michael Dieter, a Sergeant in the Band’s
Police Department, testified that “[o]ften times county deputies would try to take
statements from officers as witnesses rather than just relying on our reports. They would
often take multiple statements. If we took a statement from a witness, they might take a
second statement from the same witness.” (Id., Ex. CC, Rule 30(b)(6) Band Dep. at 18283.) Former Assistant County Attorney Gardner testified that Band police “were treated as
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witnesses and not as law enforcement officers” and that Sheriff’s “deputies were instructed
to take statements from” Band officers. (Id., Ex. L, Gardner Dep. at 42, 61-62.)
D. The Band’s Compliance with the Opinion and Protocol
Todd Matha, as the Band’s Solicitor General, supervised the Band’s police
department. (Baldwin Decl. [Doc. No. 150] Ex. DD, Matha Dep. at 205-09.) Matha
disagreed with Walsh’s mandates, as set forth in the Opinion and Protocol, but Matha
nonetheless directed Band officers to follow them, out of fear that Band officers would
face criminal and civil penalties if they disobeyed them. (Baldwin Decl. [Doc. No. 150]
Ex. DD, Matha Dep. at 205.) Matha also wanted to avoid disputes between the Band and
the County that might serve to undermine law enforcement in the area. (Id. at 205-09.)
Similarly, Band Chief of Police Rosati directed Band officers to follow the Opinion and
Protocol in light of the potential imposition of criminal and civil penalties on them and to
avoid endangering the prosecutions of any suspects that Band officers investigated. (Id.,
Ex. EE, Rosati Dep. at 92-93, 102, 116-17, 211.)
After Rice became the Band’s Police Chief, she continued to ensure that Band
officers followed the Protocol because she did not want to jeopardize the career of any
Band officer and feared that Band officers would “go to jail.” (Id., Ex. GG, Rice Dep. at
150-51.) Rice was especially concerned about the restrictions that the Protocol imposed on
Band officers’ ability to use force: “What if we were to have to arrest somebody or
something happened, or use of force issue, or even deadly force? That was my concern. So
I just didn’t—we just made sure we abided by [the Protocol].” (Id. at 151.) Band Sergeant
Craig Nguyen testified to a similar concern: “There are circumstances when it comes to
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officers’ personal safety when officers need to use a fire[arm], not to discharge it but to
gain control of certain subjects involving crimes that are high violence in nature involving
weapons, drugs, gangs, so on and so forth. [The Protocol] restrict[s] us not being able to
do that.” (Id., Ex. HH, Nguyen Dep. at 46.)
Rice testified that, although County Sheriff Lindgren told her informally that Band
officers would not be arrested or prosecuted, she did not trust his assurances because he
was committed to following the mandates of the Protocol. (Id., Ex. GG, Rice Dep. at 157,
204-05.) Rice acknowledged that no one had yet been arrested but she believed that was so
“[b]ecause we followed the [P]rotocol.” (Id. at 205.) Assistant County Attorney Gardner
testified that County “officers were advised that they could arrest tribal police officers if
they” violated the Protocol. (Id., Ex. L, Gardner Dep. at 60.) The Band’s Deputy Police
Chief West testified that “[t]here was a lot of fear within the officers regarding getting
arrested for impersonating officers” under the Protocol. (Id., Ex. BB, West Dep. at 37-38.)
West confirmed that “[o]fficers followed the [P]rotocol.” (Id. at 42.)
According to Band Sergeant Naumann, “[the Protocol] caused [Band officers] to
not be able to effectively do [their] jobs because guys were afraid to proactively patrol and
initiate traffic stops.” (Id., Ex. Z, Naumann Dep. at 92.) Naumann elaborated that “your
career is potentially in jeopardy if someone decides to prosecute you for doing your job
that you’ve done for years, and we weren’t able to do our jobs.” (Id.) Accordingly,
Naumann concluded that “[b]ased on the Northern Protocol trying to restrict our ability to
do our job … the only thing that we felt safe without being charged with a crime or
prosecuted for doing our jobs was arrest people on warrants.” (Id. at 84-86.)
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In a December 2016 letter to the United States Attorney’s Office in Minnesota and
the Department of Justice in D.C., Walsh wrote that “the Mille Lacs County Sheriff’s
Office has taken on all state law enforcement services provided in the entirety of Mille
Lacs County” and that a “tenuous status quo has been followed by the Mille Lacs County
Sheriff’s Office and the Mille Lacs Band Police Department based on my Opinion and
Protocol.” (Id., Ex. JJ; see id., Ex. KK, Walsh Dep. at 378.) In his deposition, Walsh
conceded that the letter was not in fact entirely accurate, notably failing to advise federal
officials that the County Sheriff’s Office had taken on the role of investigating all violations
of state law on trust lands and had assumed responsibility for responding to all calls and
investigating all violations of state law on non-trust lands. (Baldwin Decl. [Doc. No. 150]
Ex. KK, Walsh Dep. at 377-78.)
E. The Decline in Morale in the Mille Lacs Band Police Department and
the Resignations of Several Band Officers
Band Solicitor General Matha testified that “[Band officers] took offense at … being
relegated to essentially witnesses at a scene that had no more authority in relation to a
criminal action than would often times just a bystander,” and that this contributed to “a
decrease in morale and just this lack of understanding as to how it was that they were to
perform their job.” (Baldwin Decl. [Doc. No. 150] Ex. DD, Matha Dep. at 201-02.)
According to Naumann, the Opinion “in not so many words [said Walsh] was going
to threaten to arrest and prosecute our officers for doing our jobs. It was insulting,
demeaning, threatening …. [and] terrible.” (Id., Ex. Z, Naumann Dep. at 20.) He testified
that Band officers “were deterred from protecting our community,” “[could]n’t do
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anything,” and were “[n]othing more than glorified security guards.” (Id. at 92, 98.)
Moreover, he testified that during the revocation period “[w]e lost officers because of not
having a cooperative agreement. We had officers leaving. Morale went down. It was pretty
terrible for the most part. It was the worst two and a half years of law enforcement in my
career.” (Id. at 101.) Rice testified that she was injured “[p]rofessionally because of the
Northern Protocol” and that the Protocol “deterred [her] from doing [her] job completely.”
(Id., Ex. GG, Rice Dep. at 11-12, 187.)
Former Band Officer Dusty Burton stated that the Sheriff’s deputies’ interference
with his investigations “undermined [his] credibility as a police officer within the
community and negatively affected my morale and that of my fellow Tribal Police
officers.” (D. Burton Decl. [Doc. No. 155] ¶ 21.) Similarly, Band Officer Gadbois noted
that the Sheriff’s Office’s practice of repeating investigations completed by Band officers
in front of criminal suspects “undermined the credibility, authority and morale” of Band
officers. (Gadbois Decl. [Doc. No. 158] ¶ 19.)
Several Band officers consequently resigned from their jobs. Heidt explained that
“[o]ne of the reasons why I left the Tribal Police Department was because of the restrictions
that the County Attorney’s Protocol placed on me as a licensed peace officer.” (Heidt Decl.
[Doc. No. 159] ¶ 13.) Similarly, Ashley Burton stated she “left the Tribal Police
Department because of the restrictions that the County Attorney’s Northern Protocol placed
on me as a licensed peace officer. I wanted to exercise my full authority as a Tribal Police
Officer and serve the Mille Lacs Reservation communities to the fullest.” (A. Burton Decl.
[Doc. No. 154] ¶ 25.) Gardner testified that “[s]everal [Band] officers left their department.
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I know of at least a handful that went to completely different agencies because they were
not allowed to be police officers, and that’s what they wanted their career to be.” (Baldwin
Decl. [Doc. No. 150] Ex. L, Gardner Dep. at 46-47.)
F. Lack of County Law Enforcement Response to Criminal Activity on
the Reservation
Band Chief of Police Rosati testified that, after Walsh issued the Opinion and
Protocol, “life as a patrol cop ceased to exist. We didn’t feel we had the authority to go out
and do our jobs, like make arrests. Like if we rolled up on a DWI, we wouldn’t be able to
make that arrest. Our protocol was to have the county come deal with it.” (Baldwin Decl.
[Doc. No. 150] Ex. EE, Rosati Dep. at 101.) Rosati explained that “[o]nce … the criminal
element on the reservation found out that we no longer had authority, they knew it. And
they would blatantly say it to our officers, ‘You can’t even arrest me.’” (Id. at 103; see
Gadbois Decl. [Doc. No. 158] ¶¶ 26-29 (describing encounter on March 21, 2018, where
suspect refused to comply with Band officer’s instruction because, according to suspect,
Band officer was “not a cop”).)
Rosati further testified that the termination of the 2008 Agreement made it more
difficult for Band officers to address drug crimes and overdoses: “[t]he people know when
you’re not making arrests or doing what we normally did, that word traveled pretty quick,
so it made it pretty difficult for my officers to continue our normal course of action, as far
as combatting those overdoses.” (Baldwin Decl. [Doc. No. 150] Ex. EE, Rosati Dep. at
197.) He testified that Band officers “[m]ade every effort to attempt or tried to follow the
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[P]rotocol,” which “limit[ed] their ability to investigate crime on non-trust land” and
“limit[ed] their ability to investigate crime on trust lands.” (Id. at 211.)
Band Chief of Police Rice testified that:
A majority [of Band police reports] are overdoses and drug involvement
where officers are actually making traffic stops on the reservation, deputy
shows up, blatant paraphernalia, blatant drugs right in front of everybody,
they are not arresting them because they are on the phone with the county
attorney’s office and they are saying don’t do anything, if [Band officers]
started that investigation, let it go. So they would long form that complaint,
let people walk away who had significant amounts of drugs on them. … [I]t
was all up to whether it was this deputy, that deputy. Some would get along
with us, and some wouldn’t.
(Id., Ex. GG, Rice Dep. at 176.)
Band Sergeant Nguyen testified that Band officers “driving around and being
present” was no longer a deterrent to criminal activity because people “knew we didn’t
have law enforcement authority when they saw a tribal cop.” (Id., Ex. HH, Nguyen Dep.
at 76.) And that, in Ngyuen’s view, “increased the drug availability, and people from out
of town, people who we did not know came and with them they brought drugs, and the
gang activity also increased.” (Id.)
Similarly, former Assistant County Attorney Gardner testified that Band officers’
“credibility amongst the community deteriorated very quickly, because the community
members knew that they, [Band] officers, were not allowed to do anything.” (Id., Ex. L,
Gardner Dep. at 46.)
According to Rosati, after the County terminated the 2008 Agreement, he did not
believe the Sheriff’s deputies stationed “within [the Band] community knew the people
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like [Band officers] knew our people.” (Id., Ex. EE, Rosati Dep. at 123.) He noted that
Band officers “actually understand the family trees within the community.” (Id. at 213.)
Naumann testified that “statements [were] being taken from victims twice and from people
that aren’t familiar with the community that don’t know the community, the community
members, and the family structure.” (Id., Ex. Z, Naumann Dep. at 100.)
In the view of former Assistant County Attorney Gardner, Band officers’ knowledge
of and connections in the Band community were “absolutely important and priceless” from
a law enforcement perspective. (Id., Ex. L, Gardner Dep. at 23-24; cf id. at 27 (explaining
that some Sheriff’s deputies had some knowledge of the Band community, but they had
less knowledge than Band officers).) According to Band member Colin Cash, Band officers
“know the Band community and they care about the community. They also know who
belongs in the community and who is an outsider. … When Sheriff’s deputies took over
for Band police, they did not know the people or the area. It became free [rein] for people
using drugs and committing crimes. … The Sheriff’s deputies didn’t know the drug houses
or the dealers. It was an open market for drugs.” (Cash Decl. [Doc. No. 156] ¶¶ 8-9, 11.)
Several witnesses noted a decline in police work after the revocation of the 2008
Agreement. Rosati testified that Band officers engaged in very proactive policing before
the 2008 Agreement was revoked, but he did not observe Sheriff’s deputies engaging in
proactive policing after the revocation. (Baldwin Decl. [Doc. No. 150] Ex. EE, Rosati Dep.
at 213.) Gardner testified that “deputies, when they were on the north end during the
revocation, did not proactively patrol the reservation. Instead, they waited at the north end
sheriff’s station for a call to come in.” (Id., Ex. L, Gardner Dep. at 69.) According to
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Naumann, the Protocol “caused us to not be able to effectively do our jobs because guys
were afraid to proactively patrol and initiate traffic stops,” and Sheriff’s deputies “weren’t
conducting proactive patrols.” (Id., Ex. Z, Naumann Dep. at 92, 101.) During the Band’s
Rule 30(b)(6) deposition, Band Sergeant Dieter testified that the Protocol deterred patrol
officers “from wanting to go out and be proactive under the idea if they were proactive and
violated the Northern Protocol that they could be arrested for it.” (Id., Ex. CC, Rule
30(b)(6) Band Dep. at 210-11.)
After the termination of the 2008 Agreement, the Sheriff’s Office hired additional
deputies. (Flaherty Decl. [Doc. No. 178] Ex. 15, Mott Dep. at 16-17; Lindgren Decl. [Doc.
No. 180] ¶ 10.) Rice testified that, although the Sheriff’s Office hired more deputies during
the revocation period, “there was nothing being done” because “tribal police were
proactive” while Sheriff’s deputies were “all reactive.” (Baldwin Decl. [Doc. No. 150] Ex.
GG, Rice Dep. at 180-81.) Rice elaborated that the Reservation became a “police free zone”
when “people saw the traffic stops and nothing happened. There [weren’t] any search
warrants being executed on the reservation. There was police presence, but they knew we
were limited. You had deputies running around telling them we’re not cops.” (Id. at 182.)
G. Impact on Public Safety
Wade Lennox, a State Corrections Officer who works with felony offenders on the
Reservation, testified regarding the impact of the Opinion and Protocol on public safety.
(See Baldwin Decl. [Doc. No. 150] Ex. SS, Lennox Dep.) Lennox testified that he saw
Band officers “out interacting with the community members. It was clear that part of their
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mission work was to be available, regardless of the need.” (Id. at 17.) However, Lennox
observed several changes that he noted in an April 4, 2017, email to Rice:
I can share with you things have gotten significantly worse here. When I
started working here many of the drug deals had been driven behind closed
doors. Chemical use, although abundant, was not visible in the public eye. I
am here every week, many times twice weekly. In the last several months I
have witnessed numerous drug deals and use right out in the open. Needles
on the road side is not an uncommon observation. In the past, it would be a
very rare occasion I would not see Tribal Officers out and about monitoring
these obscure areas, I would see them on foot working together, checking out
the various parts of the reservation likely only known to locals. I do not see
the same type of law enforcement taking place anymore and it has resulted
in a much less safe area.
(Baldwin Decl. [Doc. No. 150] Ex. TT.) Former Assistant County Attorney Gardner
testified that Lennox’s observations in this email were accurate. (Id., Ex. L, Gardner Dep.
at 67-68.)
In an October 10, 2017, email to Walsh, Lennox wrote that “there simply is not the
law enforcement presence on the Reservation there had been and that has dramatically
impacted our probationary work” and that he “see[s] County [Sheriff’s deputies] patrolling,
but not even remotely close to what was being done.” (Id., Ex. UU.) According to Lennox,
after the termination of the 2008 Agreement, “[t]he general perception from the offenders
we were working with at the time was [kind of] free rein.” (Id., Ex. SS, Lennox Dep. at
15.) “[T]here was a general sense that [the Reservation] became almost a safe haven [for
drug trafficking].” (Id. at 27-28.)
In November 2017, then United States Secretary of the Interior, Ryan Zinke,
traveled to the Reservation. (Dieter Decl. [Doc No. 157] ¶ 7.) Because of the high levels
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of drug trafficking, use, and overdoses on the Reservation, the Office of Justice Services
in the Bureau of Indian Affairs (“BIA”) “temporarily assigned BIA Special Agents to
conduct saturation patrols and work with Band police officers to help address these
problems.” (Id.) The BIA Special Agents and Band officers carried out joint drug
investigations in 2018. (Id. ¶ 9.) Band officers notified Sheriff’s deputies of these
investigations before they occurred. (Id. ¶ 10.)
H. Special Law Enforcement Commissions (“SLECs”)
On January 8, 2016, under the Tribal Law and Order Act of 2010 (“TLOA”), Pub.
L. No. 111-211, 124 Stat. 2258, the United States agreed to assume concurrent federal
criminal jurisdiction over the Band’s Indian country, effective January 1, 2017. (Baldwin
Decl. [Doc. No. 150] Ex. LL.) On December 20, 2016, the BIA and the Band entered into
a Deputation Agreement, allowing the BIA to issue SLECs to qualified Band officers. (Id.,
Ex. MM.) The Deputation Agreement allowed Band officers who held SLECs, such as
Naumann, to enforce federal law within the Band’s Indian country. (Id.; see id., Ex. NN
(Band officers’ SLEC cards), Ex. Z, Naumann Dep. at 38.)
Walsh acknowledged that his view was that Band officers holding SLECs could not
exercise SLEC authority on non-trust lands within the 1855 Treaty boundaries. (Baldwin
Decl. [Doc. No. 150] Ex. KK, Walsh Dep. at 384-85.) In an email to a Band officer, Walsh
explained that, although the Protocol predated the issuance of the SLECs, the Protocol
remained in force and should be followed to avoid any challenges to jurisdiction. (Id., Ex.
OO at 2-3.)
I. The 2018 Agreement
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In September 2018, the Band, County, and then County Sheriff Lindgren entered
into a “Mutual Aid/Cooperative Agreement.” (Baldwin Decl. [Doc. No. 150] Ex. AAA.)
Under this Agreement, on a temporary basis, the parties agreed that the Band has
concurrent jurisdiction with the Sheriff under Minn. Stat. § 626.90: (1) over all persons on
trust lands; (2) over all Band members within the boundaries of the 1855 Treaty; and (3)
over any person committing or attempting to commit a crime in the presence of a Band
officer within the boundaries of the 1855 Treaty. (Id. ¶ 4(a).) However, the Agreement
provides that:
This Agreement shall automatically terminate ninety (90) days after the final
resolution, including the exhaustion of all appeals and any proceedings on
remand, of the [present lawsuit]. The County and the Sheriff are entering into
this Agreement in reliance on the Court’s determination of the issues raised
in the lawsuit, including the existence and extent of Indian country in Mille
Lacs County, and have not insisted upon the inclusion of provisions in this
Agreement that would be essential to them in the absence of the lawsuit.
(Id. ¶ 25(c).)
II.
PROCEDURAL HISTORY
On November 17, 2017, the Band, Rice, and Naumann sued the County, Walsh, and
Lindgren, seeking declaratory and injunctive relief, as well as costs and attorneys’ fees.
(Compl. [Doc. No. 1] at 7-8.) First, Plaintiffs seek a declaration that, under federal law, the
Band has:
inherent sovereign authority to establish a police department and to authorize
Band police officers to investigate violations of federal, state and tribal law
within the Mille Lacs Indian Reservation as established in [the 1855 Treaty],
and, in exercising such authority, to apprehend suspects (including Band and
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non-Band members) and turn them over to jurisdictions with prosecutorial
authority.
(Id. at 7.)
Second, Plaintiffs seek a declaration that:
Pursuant to 18 U.S.C. § 1162(d), 25 U.S.C. §§ 2801 and 2804, the
Deputation Agreement between the Band and the [BIA], and the SLECs
issued to Band police officers by the [BIA], Band police officers have federal
authority to investigate violations of federal law within the Mille Lacs Indian
Reservation as established in [the 1855 Treaty], and, in exercising such
authority, to arrest suspects (including Band and non-Band members) for
violations of federal law.
(Id.)
Finally, Plaintiffs seek to enjoin Defendants from taking any actions that interfere
with Band officers’ authority, as determined by this Court. (Id. at 8.)
On April 27, 2020, Magistrate Judge Brisbois entered the Third Amended Pretrial
Scheduling Order, which, inter alia, granted the parties leave to file early dispositive
motions “only so far as are outlined in their Joint Motion for Leave to File Early Dispositive
Motions.” (Third Am. Pretrial Scheduling Order [Doc. No. 138] at 6.) In their Joint Motion,
the parties only sought leave to file the following dispositive motions: “(1) Plaintiffs’
motion for summary judgment that they have standing and that their claims are ripe and
not moot; (2) the Defendant County Attorney and County Sheriff’s motion for summary
judgment on their immunity defenses; and (3) the Defendant County Attorney’s motion for
summary judgment that the Court lacks subject matter jurisdiction.” (Jt. Mot. [Doc. No.
132] at 1-2.)
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III.
DISCUSSION
A. Standard of Review
Summary judgment is appropriate if “the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a). “A fact is ‘material’” if it may affect the outcome of the lawsuit. TCF
Nat’l Bank v. Mkt. Intelligence, Inc., 812 F.3d 701, 707 (8th Cir. 2016). Likewise, an issue
of material fact is “genuine” only if “the evidence is such that a reasonable jury could return
a verdict for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248,
106 S. Ct. 2505, 91 L. Ed. 2d 202 (1986). The moving party bears the burden of establishing
a lack of any genuine issue of material fact in dispute, Celotex Corp. v. Catrett, 477 U.S.
317, 323, 106 S. Ct. 2548, 91 L. Ed. 2d 265 (1986), and the Court must view the evidence
and any reasonable inferences in the light most favorable to the nonmoving party.
Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S. Ct. 1348, 89
L. Ed. 2d 538 (1986).
Walsh and Lorge move for summary judgment alleging that this Court lacks subject
matter jurisdiction over this matter or, alternatively, that they are nevertheless immune
from suit. Plaintiffs move for summary judgment on three threshold issues of justiciability:
standing, ripeness, and mootness.
The Court first considers Walsh’s and Lorge’s challenge to subject matter
jurisdiction.
B. Subject Matter Jurisdiction
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Defendants Walsh and Lorge contend that there is no basis under federal law for the
Court to exercise federal question subject matter jurisdiction over any of Plaintiffs’ claims
of interference with the Band’s sovereign law enforcement authority. (Walsh and Lorge
Mem. in Supp. of Mot. for Summ. J. (“Ind. Defs.’ Mem. Summ. J.”) [Doc. No. 164] at 1431.) Defendants further argue that Congress’s enactment of the TLOA precludes the Court
from applying federal common law to the issues raised in this case. 3 (Id. at 21-22.) In
response, Plaintiffs contend that the Court may exercise federal question subject matter
jurisdiction over each of its claims under federal common law, 28 U.S.C. § 1331 and
§ 1362, 25 U.S.C. § 2804, and under certain treaties. (Pls.’ Mem. in Opp’n to Mot. for
Summ. J. (“Pls.’ Opp’n Summ. J.”) [Doc. No. 173] at 12-24.)
Federal courts are “courts of limited jurisdiction” and only possess those powers
authorized by the Constitution and by statute. Gunn v. Minton, 568 U.S. 251, 256 (2013)
(internal quotations and citation omitted). Under 28 U.S.C. § 1331, federal district courts
“shall have original jurisdiction of all civil actions arising under the Constitution, laws, or
treaties of the United States.” To determine whether a claim “arises under” federal law,
federal courts apply the “well-pleaded complaint” rule. Great Lakes Gas Transmission Ltd.
P’ship v. Essar Steel Minn. LLC, 843 F.3d 325, 329 (8th Cir. 2016). This rule “provides
that federal jurisdiction exists only when a federal question is presented on the face of the
plaintiff's properly pleaded complaint.” Id. (quoting Caterpillar Inc. v. Williams, 482 U.S.
3
The parties debate whether the TLOA provides a private right of action. However,
since the Plaintiffs have not plead any cause of action under the TLOA, the Court declines
to address this issue.
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386, 392 (1987)). “Federal question jurisdiction exists if the well-pleaded complaint
establishes either that federal law creates the cause of action or that the plaintiff’s right to
relief necessarily depends on resolution of a substantial question of federal law.” Id.
(quoting Williams v. Ragnone, 147 F.3d 700, 702 (8th Cir. 1998)).
It is well established that questions of federal common law can serve as a basis for
the exercise of federal question subject matter jurisdiction under § 1331. Illinois v. City of
Milwaukee, 406 U.S. 91, 100 (1972); see Nat’l Farmers Union Ins. Cos. v. Crow Tribe of
Indians, 471 U.S. 845, 850 (1985). Indeed, in the context of federal Indian law, federal
courts apply federal common law “as a necessary expedient when Congress has not spoken
to a particular issue.” United States v. Lara, 541 U.S. 193, 207 (2004) (discussing County
of Oneida v. Oneida Indian Nation of N.Y., 470 U.S. 226, 233-37 (1985)) (internal
quotations and citations omitted) (emphasis in original).
Federal courts have often treated the scope of a tribe’s inherent sovereign authority
as a matter of federal common law. See Lara, 541 U.S. at 205-07; Oliphant v. Suquamish
Indian Tribe, 435 U.S. 191, 206, 212 (1978); United States v. Terry, 400 F.3d 575, 579-80
(8th Cir. 2005) (citing Strate v. A-1 Contrs., 520 U.S. 438, 456 n.11 (1997); Duro v. Reina,
495 U.S. 676, 696-97 (1990)); see also Snow v. Quinault Indian Nation, 709 F.2d 1319,
1321 (9th Cir. 1983) (“Increasingly, the legal boundaries of tribal sovereignty are being
defined by case law.”); 1 Cohen’s Handbook of Federal Indian Law § 7.04 (2019)
(“Federal question jurisdiction … extends to claims based on federal common law,
including cases involving … challenges to the exercise of state authority in Indian
country.”); id. § 7.04 n.9 (collecting cases).
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Consistent with the above authority, the Ninth Circuit has specifically held that the
scope of a tribe’s inherent sovereign law enforcement authority is a matter of federal
common law. See Bishop Paiute Tribe v. Inyo Cnty., 863 F.3d 1144, 1151-52 (9th Cir.
2017). In that case, the Bishop Paiute Tribe brought a declaratory judgment action against
a county, a sheriff, and a district attorney, seeking, inter alia, a declaration that the Tribe
had “the authority on its Reservation to stop, restrain, investigate violations of tribal, state
and federal law, detain, and transport or deliver a non-Indian violator to the proper
authorities.” Id. at 1150. The Ninth Circuit held that it had subject matter jurisdiction under
§ 1331 because the Tribe “allege[d] that federal common law grants the Tribe the authority
to ‘investigate violations of tribal, state, and federal law, detain, and transport or deliver a
non-Indian violator to the proper authorities’” and that the “[t]he Defendants’ arrest and
charging of [a tribal officer]” allegedly violated such federal common law. Id. at 1152.
Here, Plaintiffs similarly allege that the scope of the Band’s sovereign law
enforcement authority is defined by federal common law, hence raising a federal question
sufficient to confer subject matter jurisdiction on this Court. Specifically, Plaintiffs allege
that, “[a]s a matter of federal common law, the Band possesses inherent sovereign authority
to establish a police force and to authorize Band police officers to investigate violations of
federal, state and tribal law within the Reservation.” (Compl. [Doc. No. 1] ¶ H.) Plaintiffs
further allege that, “[a]lso as a matter of federal common law, the Band possesses inherent
sovereign authority to authorize its police officers to apprehend suspects and turn them
over to jurisdictions with criminal prosecutorial authority.” (Id.) In support of their
allegations that Defendants have interfered with their sovereign law enforcement authority,
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Plaintiffs cite to the County Attorney’s threats of prosecution and arrest against Band
officers as well as the County’s instructions to the Sheriff’s deputies not to arrest suspects
apprehended by Band police officers. (See id. ¶¶ M-Q.) Accordingly, Plaintiffs have raised
issues of federal common law on the face of their well-pleaded Complaint. As a result, they
have adequately pleaded a federal question over which this Court has subject matter
jurisdiction under § 1331.
Defendants rely primarily on the decision of the Eighth Circuit in Longie v. Spirit
Lake Tribe, 400 F.3d 586 (8th Cir. 2005), to support their claim that the issues raised in
this case are matters of tribal and/or state law, not federal law. (Ind. Defs.’ Mem. Summ.
J. at 19.) However, Longie is inapposite. It involved a disputed land transfer between a
tribe and a member of that tribe. Longie, 400 F.3d at 590-91. The resolution of that dispute
turned on whether there was a contract or other legal basis to force the tribe to effectuate
the transfer under tribal law. Id. Unlike the disputed land transfer in Longie between the
tribe and its member that raises issues under tribal law, the instant case raises issues of
sovereign authority as between the Band and the County under federal common law. In
fact, the Eighth Circuit made that very distinction in Longie when it described the United
States Supreme Court’s decision in Nat’l Farmers Union Ins. Cos. as “finding jurisdiction
under section 1331 because federal common law establishes the limits of tribal
sovereignty.” Id. at 590 (citing Nat’l Farmers Union Ins. Cos. v. Crow Tribe of Indians,
471 U.S. 845, 851 (1985)).
Moreover, Walsh and Lorge’s argument that Congress has already acted in the area
of tribal law enforcement authority by enacting the TLOA, thus precluding the Court from
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applying federal common law, is unavailing. While congressional legislation can displace
federal common law under certain circumstances, “[t]he test for whether congressional
legislation excludes the declaration of federal common law is simply whether the statute
‘speak[s] directly to [the] question’ at issue.” Am. Elec. Power Co. v. Connecticut, 564
U.S. 410, 423-24 (2011). Importantly, the TLOA does not speak to the scope of the Band’s
sovereign law enforcement authority. Rather, it creates a federal program through which
certain tribal officers may assist federal authorities in the enforcement of federal criminal
law in Indian country. See 25 U.S.C. § 2804. Accordingly, Congress has not displaced
federal common law that serves to define the scope of a tribe’s sovereign law enforcement
authority.
Plaintiffs have raised issues of federal common law on the face of their well-pleaded
Complaint, sufficient to confer federal question subject matter jurisdiction on this Court as
to each of Plaintiffs’ claims.
C. Justiciability
Next, the Court considers Plaintiffs’ motion for summary judgment on three
threshold justiciability doctrines: standing, ripeness, and mootness. According to Plaintiffs,
the record evidence establishes that they have standing and that their claims are ripe and
not moot. The Court considers each of these issues in turn.
1. Standing
Article III of the Constitution limits the jurisdiction of federal courts to certain
“Cases” and “Controversies.” U.S. Const. art. III, § 2, cl. 1. “One element of the case-orcontroversy requirement is that plaintiffs must establish that they have standing to sue.”
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Clapper v. Amnesty Int’l U.S.A., 568 U.S. 398, 408 (2013). To establish Article III
standing, a plaintiff must show—as an “irreducible constitutional minimum”—the
existence of three elements. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560 (1992). First,
there must be an “injury in fact.” Id. Second, “there must be a causal connection between
the injury and the conduct complained of,” such that the injury is “fairly trace[able] to the
challenged action of the defendant.” Id. Third, “it must be likely, as opposed to merely
speculative, that the injury will be redressed by a favorable decision.” Id. at 561 (quotations
and citation omitted). Standing “in no way depends on the merits of the plaintiffs’
contention that particular conduct is illegal.” Warth v. Seldin, 422 U.S. 490, 500 (1975).
First, the Court considers whether Plaintiffs have suffered an injury in fact. Plaintiffs
allege that they have suffered several related injuries in fact that establish standing: (1)
interference with and infringement of the Band’s sovereign law enforcement authority; (2)
resulting injuries to Plaintiffs Rice and Naumann’s abilities to practice their chosen
professions; (3) harm to morale causing several officers to resign; and (4) a resulting
decline in effective law enforcement and public safety. (Pls.’ Mem. in Supp. of Mot. for
Partial Summ. J. (“Pls.’ Mem. Summ. J.”) [Doc. No. 148] at 27-32.) Walsh and Lorge
argue, to the contrary, that none of these injuries are sufficient to confer standing. (Walsh
and Lorge Mem. in Opp’n to Mot. for Partial Summ. J. (“Ind. Defs.’ Opp’n Summ. J.”)
[Doc. No. 176] at 29-45.)
“To establish injury in fact, a plaintiff must show that he or she suffered ‘an invasion
of a legally protected interest’ that is ‘concrete and particularized’ and ‘actual or imminent,
not conjectural or hypothetical.’” Spokeo, Inc. v. Robins, 136 S. Ct. 1540, 1548 (2016)
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(quoting Lujan, 504 U.S. at 560). Importantly, courts have long recognized that tribes have
legally protected rights in their sovereignty and, accordingly, that infringement of those
rights confers standing. See Moe v. Confederated Salish & Kootenai Tribes of Flathead
Reservation, 425 U.S. 463, 468 n.7 (1976) (a tribe’s “discrete claim of injury” to “tribal
self-government” can “confer standing” in a case involving a state’s imposition of taxes);
Mashantucket Pequot Tribe v. Town of Ledyard, 722 F.3d 457, 463 (2d Cir. 2013) (“actual
infringements on a tribe’s sovereignty constitute a concrete injury sufficient to confer
standing”); Quapaw Tribe of Okla. v. Blue Tee Corp., 653 F. Supp. 2d 1166, 1179 (N.D.
Okla. 2009) (“Indian tribes, like states and other governmental entities, have standing to
sue to protect sovereign or quasi-sovereign interests.”). Indeed, a tribe has a legally
protected interest in exercising its inherent sovereign law enforcement authority. Bishop
Paiute Tribe v. Inyo County, 863 F.3d 1144, 1153 (9th Cir. 2017); see also Confederated
Tribes & Bands of the Yakama Nation v. Yakima Cnty., 963 F.3d 982, 989 (9th Cir. 2020).
In Bishop Paiute Tribe, for example, the Ninth Circuit found that a tribe has a legally
protected interest in its “inherent sovereign authority to restrain, detain, and deliver to local
authorities a non-Indian on tribal lands that is in violation of both tribal and state law.” 863
F.3d at 1153. Consistent with this authority, the Court finds that the Band has a legally
protected interest in exercising its inherent sovereign law enforcement authority.
As discussed earlier, the evidence in the record reveals numerous actual, concrete,
and particularized incidents in which the Band’s police officers have been restricted from
carrying out their law enforcement duties pursuant to the Opinion and Protocol. The
County concedes as much but argues that it is justified in doing so and challenges the extent
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and scope of the Band’s sovereign law enforcement authority. The resolution of this issue
is for another day. For purposes of Article III standing, however, those injuries in fact are
actual, concrete, and particularized and therefore confer standing on the Band to challenge
the County’s conduct.
Second, the Court considers whether Plaintiffs’ injuries are fairly traceable to the
challenged actions of Defendants in issuing and enforcing the Opinion and Protocol.
“When government action or inaction is challenged by a party who is a target or object of
that action, as in this case, ‘there is ordinarily little question that the action or inaction has
caused him injury.’” Minn. Citizens Concerned for Life v. FEC, 113 F.3d 129, 131 (8th
Cir. 1997) (quoting Lujan, 504 U.S. at 561-62).
Plaintiffs argue that their injuries are fairly traceable to Defendants’ conduct for
three reasons. First, they argue that the evidence of record is clear that compliance with the
Opinion and Protocol, despite being titled as such, was mandatory. (Pls.’ Mem. Summ. J.
at 32.) Second, Plaintiffs argue that Walsh clearly communicated to the Band police
department that violations of the Opinion and Protocol could result in criminal and/or civil
liability. (Id.) Finally, Plaintiffs note that Lindgren and his deputies repeatedly enforced
the Opinion and Protocol. (Id.)
Walsh and Lorge contend that Plaintiffs’ injuries are not fairly traceable to
Defendants’ actions for several reasons. First, they argue that the Opinion and Protocol did
not actually restrict the Band’s law enforcement authority because the Band “chose to
cooperate with” the Opinion and Protocol on the advice of its Solicitor General, Matha.
(Ind. Defs.’ Opp’n Summ. J. at 33-34.) Second, they argue that Walsh never actually
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threatened a Band officer with prosecution and Lindgren never actually threatened a Band
officer with arrest. (Id. at 34-35.)
The Court finds that Plaintiffs’ injuries are fairly traceable to Defendants’
challenged conduct. The record is replete with evidence that County law enforcement and
Band officials alike understood that compliance with the Opinion and Protocol was
mandatory. Walsh made clear that violations of the Opinion and Protocol could result in
criminal and/or civil enforcement. (See, e.g., Baldwin Decl. [Doc. No. 150] Ex. N at 2.)
And, as discussed earlier, Lindgren and his deputies enforced the Opinion and Protocol by
actively interfering in the Band’s criminal investigations, even on trust lands.
The Court finds unavailing the Defendants’ argument that the Band’s decision to
follow the Opinion and Protocol, on the advice of its Solicitor General, to avoid potential
criminal and civil liability, is the actual and intervening cause of these injuries. That
argument “wrongly equates injury ‘fairly traceable’ to the defendant with injury as to which
the defendant’s actions are the very last step in the chain of causation.” Bennett v. Spear,
520 U.S. 154, 168-69 (1997). Indeed, “[a] plaintiff is not deprived of standing merely
because he or she alleges a defendant’s actions were a contributing cause instead of the
lone cause of the plaintiff’s injury.” City of Wyo. v. P&G, 210 F. Supp. 3d 1137, 1151-52
(D. Minn. 2016) (collecting cases).
Defendants’ arguments that they never actually threatened prosecution or arrest also
miss the mark. First, Walsh made it clear that the Opinion and Protocol was to be enforced.
Second, this lawsuit does not seek tort damages for prosecution or arrest under the Opinion
and Protocol. Rather, it seeks a declaratory judgment that the Band’s sovereign authority
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has been infringed. The particularized injury that confers standing in this case is that very
interference with the Band’s sovereign law enforcement authority. Accordingly, the Court
finds that Plaintiffs’ injuries are “fairly traceable” to Defendants’ alleged unlawful conduct.
Finally, in order to confer standing, the Court must find that it will be likely that the
injury will be redressed by a favorable decision. In this case, the declaratory and injunctive
relief sought is specifically designed to do just that—to recognize and restore the Band’s
sovereign law enforcement authority.
Accordingly, the Court finds that Plaintiffs have met their burden of establishing
standing to pursue these claims.
2.
Ripeness
Next, Plaintiffs seek summary judgment on the issue of ripeness. Whether a claim
is ripe depends on “the fitness of the issues for judicial decision and the hardship to the
parties of withholding court consideration.” Public Water Supply Dist. No. 10 v. City of
Peculiar, 345 F.3d 570, 572-73 (8th Cir. 2003) (quoting Abbott Labs. v. Gardner, 387 U.S.
136, 149 (1967)). A plaintiff must satisfy both elements “at least to a minimal degree.” Id.
(citing Nebraska Pub. Power Dist. v. MidAmerican Energy Co., 234 F.3d 1032, 1039 (8th
Cir. 2000)). Under the “fitness for judicial decision” prong of the analysis, whether a case
is fit “depends on whether it would benefit from further factual development.” Id. at 573.
A case “is more likely to be ripe if it poses a purely legal question and is not contingent on
future possibilities.” Id. Under the hardship prong, the plaintiff must have “sustained or is
immediately in danger of sustaining some direct injury as the result of the challenged”
conduct. Id. (quoting O’Shea v. Littleton, 414 U.S. 488, 494 (1974)).
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Plaintiffs contend that their claims are ripe because the mandates of the Opinion and
Protocol, as enforced by the County and the Sheriff, have repeatedly infringed on their
sovereign law enforcement authority. (Pls.’ Mem. Summ. J. at 35.) In response, Defendants
argue that the Band has not in fact suffered a cognizable injury. (Ind. Defs.’ Opp’n Summ.
J. at 46-51.)
Plaintiffs satisfy both prongs of the ripeness analysis. This case is clearly fit for
judicial decision. And under the “hardship prong,” Plaintiffs have presented a record with
sufficient evidence that they have sustained a direct injury to their sovereign law
enforcement authority as a result of the challenged conduct.
3.
Mootness
Finally, Plaintiffs move for summary judgment on the issue of mootness, contending
that the 2018 Agreement, which temporarily granted the Band the same law enforcement
powers that it possessed before the County revoked the 2008 Agreement, does not moot
this case. A case can become moot by a party’s voluntary cessation of the challenged
conduct if it is “absolutely clear that the allegedly wrongful behavior could not reasonably
be expected to recur.” Wright v. RL Liquor, 887 F.3d 361, 363 (8th Cir. 2018) (quoting
Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 189 (2000)).
The party asserting that a case is moot bears a “heavy burden of persuading the court that
the challenged conduct cannot reasonably be expected to start up again.” Friends of the
Earth, 528 U.S. at 189 (internal quotations and citation omitted).
Defendants fail to meet this burden. If this case is dismissed, on mootness grounds,
the 2018 Agreement will, by its very terms, terminate, and it is highly probable that the
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parties will continue to dispute the extent of the boundaries of the Reservation and the
extent of the Band’s sovereign law enforcement authority. It is certainly not “absolutely
clear that the allegedly wrongful behavior could not reasonably be expected to recur.”
Friends of the Earth, 528 U.S. at 189 (citation omitted).
D. Walsh and Lorge’s Defenses of Immunity
Next, the Court considers Defendants Walsh’s and Lorge’s defenses of immunity
from suit. Specifically, they argue: (1) that the Tenth Amendment bars this action because
Plaintiffs unlawfully seek to control Walsh’s prosecutorial discretion; (2) that Younger
abstention is appropriate and principles of federalism and comity preclude the Court from
awarding injunctive relief; (3) that the Eleventh Amendment immunizes Walsh and Lorge
from this suit; and (4) that absolute prosecutorial immunity insulates Walsh and Lorge from
this suit. (See Ind. Defs.’ Mem. Summ. J. at 31-46.) The Court considers each of these
arguments in turn.
1. Tenth Amendment and Prosecutorial Discretion
The gravamen of Defendants’ claims of immunity under the Tenth Amendment rest
on their prosecutorial discretion. Walsh and Lorge argue that Plaintiffs seek to interfere
with that discretion and that Plaintiffs improperly ask this Court to review their charging
decisions. (Ind. Defs.’ Mem. Summ. J. at 31-36.) Plaintiffs respond that Defendants
fundamentally misunderstand their claims. Plaintiffs argue that they do not seek to interfere
with any charging decision. (Pls.’ Opp’n Summ. J. at 25.) Rather, they seek clarity as to
their sovereign law enforcement authority and they ask for an order preventing Walsh and
Lorge from interfering with that authority. (Id.)
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The Court is not aware of any authority, nor do Defendants cite any authority, for
the proposition that a judicial declaration of the scope of a tribe’s sovereign law
enforcement authority or a judicial order prohibiting interference with that authority runs
afoul of the Tenth Amendment.
It is well established that the Tenth Amendment does not foreclose federal courts
from preventing state (or local) officials from infringing upon rights secured by federal
law. See Prairie Band Potawatomi Nation v. Wagnon, 476 F.3d 818, 828-29 (10th Cir.
2007); Mille Lacs Band of Chippewa Indians v. Minnesota, 124 F.3d 904, 928 n.44 (8th
Cir. 1997), aff’d, 526 U.S. 172 (1999). For instance, when the Mille Lacs Band sought to
prevent Minnesota officials from interfering with the Band’s treaty-based rights to hunt,
fish, and gather, the Eighth Circuit rejected a Tenth Amendment defense because the “case
[was] about state law infringing on rights guaranteed by federal law, and there is no
question that federal courts have the power to order state officials to comply with federal
law.” Mille Lacs Band, 124 F.3d at 928 n.44 (citations omitted). Accordingly, Walsh and
Lorge’s defense of immunity based on their prosecutorial discretion under the Tenth
Amendment fails.
2.
Younger Abstention and Principles of Federalism and
Comity
Walsh and Lorge urge the Court to dismiss them from this case under the Younger
abstention doctrine, and they contend that the Court cannot issue an injunction under the
principles of federalism articulated in Rizzo v. Goode, 423 U.S. 362 (1976), and O’Shea v.
Littleton, 414 U.S. 488 (1974).
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The Younger abstention doctrine arose out of principles of comity articulated by the
United States Supreme Court in Younger v. Harris, 401 U.S. 37 (1971). Under that
doctrine, federal courts must “abstain from taking jurisdiction over federal constitutional
claims that involve or call into question ongoing state proceedings.” Diamond “D” Const.
Corp. v. McGowan, 282 F.3d 191, 198 (2d Cir. 2002) (citing Younger, 401 U.S. at 43-44).
Specifically, the Court is required to abstain when: “(1) there is an ongoing state
proceeding, (2) that implicates important state interests, and (3) that provides an adequate
opportunity to raise any relevant federal questions.” Tony Alamo Christian Ministries v.
Selig, 664 F.3d 1245, 1249 (8th Cir. 2012) (citing Plouffe v. Ligon, 606 F.3d 890, 894-95
(8th Cir. 2010)). If these three conditions are satisfied, “principles of comity and federalism
preclude federal actions seeking injunctive or declaratory relief.” Id.
“Circumstances fitting within the Younger doctrine ... are ‘exceptional’; they
include … ‘state criminal prosecutions,’ ‘civil enforcement proceedings,’ and ‘civil
proceedings involving certain orders that are uniquely in furtherance of the state courts’
ability to perform their judicial functions.’” Sprint Communs., Inc. v. Jacobs, 571 U.S. 69,
73 (2013) (quoting New Orleans Pub. Serv., Inc. v. Council of New Orleans, 491 U.S. 350,
367-68 (1989)). Unless the case is deemed to be “exceptional,” however, the general rule
applies—“the pendency of an action in [a] state court is no bar to proceedings concerning
the same matter in the Federal court having jurisdiction.” Colo. River Water Conservation
Dist. v. United States, 424 U.S. 800, 817 (1976) (quoting McClellan v. Carland, 217 U.S.
268, 282 (1910)).
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Defendants Walsh and Lorge argue that this Court must abstain from hearing this
case under the Younger abstention doctrine. Specifically, they argue that the effect of
injunctive relief in this case would be to improperly enjoin pending or threatened criminal
prosecutions. (Ind. Defs.’ Mem. Summ. J. at 36-38.) Plaintiffs respond that there is no
pending state court proceeding in which the Band’s sovereign law enforcement authority
will be adjudicated, let alone one that qualifies as “exceptional” under Supreme Court
precedent. They note that this Court has previously held that Younger abstention would be
inappropriate in a case seeking a determination of the extent of the Band’s treaty rights
relating to hunting, fishing, and gathering, even in the presence of pending criminal
prosecutions. (Pls.’ Opp’n Summ. J. at 30 (citing Mille Lacs Band of Chippewa Indians v.
Minn. Dep’t of Nat. Res., 853 F. Supp. 1118, 1132 (D. Minn. 1994))).
The Court agrees with the Plaintiffs. Younger abstention is simply not applicable in
the absence of both a state and federal proceeding considering the same federal
constitutional claims. Therefore, Defendants’ motion for summary judgment based on the
Younger abstention doctrine is denied.
Next, Walsh and Lorge contend that federalism and comity principles under Rizzo
v. Goode, 423 U.S. 362 (1976), and O’Shea v. Littleton, 414 U.S. 488 (1974), preclude the
Court from granting injunctive relief in this case.
In Rizzo, the Supreme Court struck down an injunction revising the internal
procedures of the Philadelphia police department based, in part, on principles of federalism.
423 U.S. at 377-81. The Court explained that “[w]here … the exercise of authority by state
officials is attacked, federal courts must be constantly mindful of the special delicacy of
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the adjustment to be preserved between federal equitable power and State administration
of its own law.” Id. at 378 (internal quotations and citations omitted). Further, the Court
noted that such federalism concerns “have applicability where injunctive relief is sought
… against those in charge of an executive branch of an agency of state or local
governments.” Id. at 380. In O’Shea, the Court struck down an injunction that sought to
control and prevent specific events that might occur during state prosecutions, which,
according to the Court, constituted “an ongoing federal audit of state criminal
proceedings.” 414 U.S. at 491, 500.
Walsh and Lorge contend that an injunction in this case would run afoul of the
principles of federalism and comity under Rizzo and O’Shea. They warn that the Court
“could be forced to referee jurisdictional disputes between the Sheriff and tribal police”
and “the injunction would require continuous supervision by the federal courts over the
administration of state executive functions.” (Ind. Defs.’ Mem. Summ. J. at 36-38.) In
response, Plaintiffs argue that this case does not raise federalism concerns under Rizzo and
O’Shea because here, Plaintiffs seek only a declaration as to the scope of their sovereign
law enforcement authority. (Pls.’ Opp’n Summ. J. at 31-35.) Nothing, they contend, in
Rizzo or O’Shea bars such relief. (Id.)
The Court agrees that federalism principles under Rizzo and O’Shea do not preclude
injunctive relief in this case. The Eighth Circuit has recognized that the federalism concerns
in Rizzo only apply in “quite narrow circumstances.” Chambers v. Marsh, 675 F.2d 228,
232 (8th Cir. 1982), rev’d on other grounds, Marsh v. Chambers, 463 U.S. 783 (1983).
Unlike the injunction in Rizzo, Plaintiffs do not request an order “revising the internal
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procedures” of the County Attorney’s Office or Sheriff’s Office. Rather, Plaintiffs seek to
enjoin interference with their sovereign law enforcement authority, a matter of federal law.
Accordingly, although federal courts must be cognizant of federalism concerns under
Rizzo, “they must, and do, retain power to enforce compliance with” federal law. Youakim
v. Miller, 562 F.2d 483, 491 (7th Cir. 1977).
Likewise, the federalism concerns articulated in O’Shea do not exist here. Unlike
the plaintiffs in O’Shea, Plaintiffs do not seek an “ongoing federal audit” of any state
proceedings. See 414 U.S. at 500. Rather, they ask this Court to define the extent of their
sovereign law enforcement authority and enjoin any interference with that authority.
O’Shea has no applicability to this case.
Accordingly, to the extent that Defendants move for summary judgment based on
principles of federalism and comity articulated in Rizzo and O’Shea, the motion is denied.
3.
Eleventh Amendment Immunity
Next, Walsh and Lorge argue that the Eleventh Amendment renders them immune
from Plaintiffs’ “official capacity” claims. Under the Eleventh Amendment, however,
“only States and arms of the State possess immunity from suits authorized by federal law.”
N. Ins. Co. v. Chatham Cnty., 547 U.S. 189, 193 (2006). The Supreme Court has
consistently declined to extend Eleventh Amendment immunity to counties, even when
“such entities exercise a ‘slice of state power.’” Id. at 193-94 (quoting Lake Country
Estates, Inc. v. Tahoe Regional Planning Agency, 440 U.S. 391, 401 (1979)); see
Greenwood v. Ross, 778 F.2d 448, 453 (8th Cir. 1985) (“It is settled that a suit against a
county, a municipality, or other lesser governmental unit is not regarded as a suit against a
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state within the meaning of the Eleventh Amendment.” (quoting Gilliam v. City of Omaha,
524 F.2d 1013, 1015 (8th Cir. 1975))).
Whether an agency qualifies as an “arm of the state” under the Eleventh Amendment
is a question of federal law that requires an analysis of the “provisions of state law that
define the agency’s character.” Thomas v. St. Louis Bd. of Police Comm’rs, 447 F.3d 1082,
1084 (8th Cir. 2006) (quoting Regents of the Univ. of Cal. v. Doe, 519 U.S. 425, 429 n.5
(1997)). Specifically, courts must analyze “the agency’s degree of autonomy and control
over its own affairs and, more importantly, whether a money judgment against the agency
will be paid with state funds.” Id.
Applying the analytical framework in Thomas, the Court finds that Eleventh
Amendment immunity does not shield Walsh and Lorge from liability here, because they
are not “arms of the state.” First, under Minnesota law, the County Attorney and Sheriff
have wide autonomy and control over their affairs, wholly apart from the state. See Thomas,
447 F.3d at 1084. For example, the County Attorney and the Sheriff are not subject to state
control in the execution of their statutory duties. Minn. Stat. § 388.051 (establishing
County Attorney’s duties); id. § 387.03 (establishing Sheriff’s powers and duties).
Moreover, the County Attorney and Sheriff are both elected positions. Id. § 382.01. And
as elected county officials, the County Attorney and Sheriff can be removed through a
petition containing the signatures of at least 25 percent of the number of people who voted
in the last election for the county office that is the subject of the petition. Id. §§ 351.15-23;
see id. § 351.14, subd. 5. Also, the County Board, not the state, sets and pays the salary of
the County Attorney. Id. § 388.18, subd. 2, 5; id. § 388.22 subd. 1, 2. Likewise, the County
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Board sets the Sheriff’s salary. Id. § 387.20, subd. 2(a). Accordingly, the County Attorney
and the Sheriff have significant autonomy and control over their affairs apart from the state.
Second, and “more importantly,” Thomas, 447 F.3d at 1084, Minnesota law
provides that a money judgment against Walsh and Lorge would be paid with county, not
state, funds. Specifically, Minnesota law provides that “[w]hen a judgment is recovered
against … a county officer, in an action … against the officer officially … the judgment
shall be paid from funds in the [county] treasury,” and if such funds are unavailable in the
county treasury, “the unpaid amount of the judgment shall be levied and collected as other
county charges.” Minn. Stat. § 373.12. Thus, although Plaintiffs do not seek a money
judgment in this case, a money judgment against Walsh and Lorge would be paid by the
county.
Walsh and Lorge note that several of their duties and powers arise from Minnesota
state statutes, such as Walsh’s duty to enforce state water laws and Lorge’s power to pursue
and apprehend persons suspected of criminal activity. (See Ind. Defs.’ Mem. Summ. J. at
41.) However, this demonstrates that Walsh and Lorge exercise, at most, “slices of state
power” but does not establish that they are acting as “arms of the state” under the Eighth
Circuit’s framework in Thomas.
Accordingly, the Eleventh Amendment does not bar Plaintiffs’ “official capacity”
claims against Walsh and Lorge.
4.
Absolute Prosecutorial Immunity
Next, Walsh and Lorge seek dismissal from this case on the ground of absolute
prosecutorial immunity. Absolute prosecutorial immunity protects prosecutors from suits
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for damages “arising out of their official duties in initiating and pursuing criminal
prosecutions.” Saterdalen v. Spencer, 725 F.3d 838, 842 (8th Cir. 2013) (quoting Williams
v. Hartje, 827 F.2d 1203, 1208 (8th Cir. 1987)). However, absolute prosecutorial immunity
does not extend to “[a] prosecutor’s administrative duties and those investigatory functions
that do not relate to an advocate’s preparation for the initiation of a prosecution or for
judicial proceedings.” Stockley v. Joyce, 963 F.3d 809, 817 (8th Cir. 2020) (quoting
Buckley v. Fitzsimmons, 509 U.S. 259, 273 (1993)). Specifically, “prosecutors are not
entitled to absolute immunity for their actions in giving legal advice to the police,” because
providing advice to the police is “not a function ‘closely associated with the judicial
process.’” Buckley v. Fitzsimmons, 509 U.S. 259, 271 (1993) (quoting Burns v. Reed, 500
U.S. 478, 495 (1991)).
According to Walsh, the conduct at issue in this case—his “alleged, threatened
prosecution of” Plaintiffs—relates to his prosecutorial function, and thus he should be
immune from suit. (Ind. Defs.’ Mem. Summ. J. at 43-44.) If Walsh is entitled to
prosecutorial immunity, Defendants argue that Lorge is likewise entitled to immunity for
following Walsh’s “legal advice.” (Id. at 46.) In response, Plaintiffs contend that Walsh’s
and Lorge’s conduct at issue in this case does not fall within the scope of prosecutorial
immunity and that, in any event, prosecutorial immunity cannot shield Walsh and Lorge
because Plaintiffs do not seek money damages. (Pls.’ Opp’n Summ. J. at 44-47.)
As a threshold matter, although prosecutors enjoy absolute prosecutorial immunity
from damages liability in certain circumstances, absolute prosecutorial immunity does not
extend to actions for declaratory and injunctive relief. See Supreme Court v. Consumers
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Union of United States, 446 U.S. 719, 736 (1980) (“Prosecutors enjoy absolute immunity
from damages liability, but they are natural targets for § 1983 injunctive suits” (citation
omitted)); Heartland Acad. Cmty. Church v. Waddle, 427 F.3d 525, 531 (8th Cir. 2005)
(citing and quoting Consumers Union for the proposition that “prosecutors, as state
enforcement officers, are ‘natural targets for § 1983 injunctive suits’”); Bishop Paiute
Tribe v. Inyo Cnty., No. 1:15-cv-00367-DAD-JLT, 2018 U.S. Dist. LEXIS 4643, at *21
(E.D. Cal. Jan. 10, 2018) (holding that absolute prosecutorial immunity defense was
unavailable in suit arising under federal common law and seeking only injunctive and
declaratory relief).
District Courts within the Eighth Circuit have also held that absolute prosecutorial
immunity does not apply in an action for declaratory and injunctive relief. See, e.g., Richter
v. Smith, No. C16-4098-LTS, 2018 U.S. Dist. LEXIS 215431, at *21 (N.D. Iowa Dec. 21,
2018) (“absolute immunity bars recovery of money damages only”); Kurtenbach v. S.D.
AG, 2018 U.S. Dist. LEXIS 53208, at *7 (D.S.D. Mar. 29, 2018) (“Immunities, i.e.,
absolute, prosecutorial or qualified immunity are not a bar to plaintiffs action for injunctive
and declaratory relief under Section 1983.” (internal quotations and citations omitted));
Oglala Sioux Tribe v. Hunnik, 993 F. Supp. 2d 1017, 1033 (D.S.D. 2014) (holding that
State’s Attorney was “not entitled to prosecutorial immunity for prospective injunctive or
declaratory relief” where plaintiff did not seek money damages); Hayden v. Nev. Cnty., No.
08-4050, 2009 U.S. Dist. LEXIS 22004, at *11 (W.D. Ark. Mar. 6, 2009) (“absolute
immunity does not protect a prosecutor from claims for injunctive relief”). Here, Plaintiffs
do not seek money damages—they seek only declaratory and injunctive relief.
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Accordingly, Walsh and Lorge are not entitled to dismissal from this suit on the ground of
absolute prosecutorial immunity.
5.
Walsh and Lorge’s Remaining Arguments
Walsh and Lorge raise several other arguments. First, they seek dismissal of the
“official capacity” claims asserted against them on the ground that such claims are
redundant. Second, they seek dismissal of the “individual capacity” claims asserted against
them on the grounds that (1) equitable relief cannot be obtained against government
officials in their individual capacities and (2) Plaintiffs have failed to state “individual
capacity” claims against Walsh and Lorge because their allegations all involve official
conduct. Third, they request a ruling that qualified immunity bars Plaintiffs from seeking
costs and attorney’s fees from Walsh and Lorge in their individual capacities and that there
is no statutory basis to award Plaintiffs costs and attorney’s fees against Walsh and Lorge
in their individual capacities. (See Ind. Defs.’ Mem. Summ. J. at 46-55.)
The Court declines to consider these arguments at this time. The Third Amended
Scheduling Order did not authorize Walsh and Lorge to seek summary judgment on these
issues through an early dispositive motion. (Third Am. Pretrial Scheduling Order [Doc.
No. 138] at 6; see Jt. Mot. [Doc. No. 132] at 1-2.) Walsh and Lorge may raise these
arguments again, if and when it is appropriate to do so.
IV.
CONCLUSION
Based on the foregoing, and the entire file and proceedings herein, IT IS HEREBY
ORDERED that:
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1. Plaintiffs’ Motion for Summary Judgment on Standing, Ripeness, and Mootness
[Doc. No. 146] is GRANTED;
2. Defendants Walsh and Lorge’s Motion for Summary Judgment [Doc. No. 162]
is DENIED;
3. Defendants County of Mille Lacs, Walsh, and Lorge’s Motion to Strike and for
Sanctions [Doc. No. 182] is DENIED.
IT IS SO ORDERED.
Dated: December 21, 2020
s/Susan Richard Nelson
SUSAN RICHARD NELSON
United States District Judge
47
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