Ellis v. Outlaw et al
Filing
31
MEMORANDUM OPINION AND ORDER re 30 Final Judgment. Signed by District Judge Michael P. Mills on 9/24/14. (cr)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF MISSISSIPPI
OXFORD DIVISION
LESTER LEE ELLIS,
PLAINTIFF
v.
CIVIL ACTION NO.: 3:13cv231-MPM-DAS
WARDEN OUTLAW and
MTC-MEDICAL DEPT.,
DEFENDANTS
MEMORANDUM OPINION AND ORDER
Plaintiff Lester Lee Ellis, proceeding pro se and in forma pauperis, filed suit under 42
U.S.C. § 1983 alleging that Defendants acted with deliberate indifference to his medical needs.
Defendant Tim Outlaw has moved for summary judgment, and Defendant MTC-Medical Dept.
has filed a motion to dismiss. Having reviewed the submissions and arguments of the parties, as
well as the applicable law, the Court finds that Defendants' motions should be granted, for the
reasons that follow.
Background
Lester Ellis is an inmate in the custody of the Mississippi Department of Corrections
("MDOC") who is currently housed at the Marshall County Correctional Facility ("MCCF") in
Holly Springs, Mississippi. He filed the instant §1983 action against MCCF's senior warden,
Tim Outlaw, and against the Medical Department of the Management &Training Corporation
("MTC - Medical Dept."), the entity operating MCCF, alleging that they allowed him to go
without food for three days in February 2013 after Ellis injured his back and was unable to walk
to the dining hall.
Ellis contends that he injured his back on February 1, 2013, after he picked up a box in
the facility's kitchen. On that date, he was transported by stretcher to MCCF's medical clinic,
where he was given some pain medication and a three-day "lay-in," or medical excuse, from
work. Ellis maintains that he was at the infirmary for approximately thirty minutes before he was
taken by wheelchair back to his housing unit and put into bed. The next morning, he contends,
he was unable to get out of bed due to back pain. Ellis alleges that he could not get out of bed to
go to the dining hall or to the bathroom, and that he was told by staff members that he could not
be brought any meals because he did not have a lay-in specifically stating that he needed a food
tray. Ellis contends that he was further informed that MCCF does not provide lay-in food trays
to inmates. Ellis states that because he was unable to get out of bed, he went without food from
February 2, 2013, until February 5, 2013, when he was finally able to walk to the dining hall.
Ellis concedes that he suffered no lasting injury as a result of Defendants' alleged
misconduct, but he maintains that Defendants' failure to issue him a "lay-in with tray" or admit
him to the infirmary reflects a deliberate indifference to his medical needs in violation of the
Eighth Amendment.
Defendant Tim Outlaw’s Motion for Summary Judgment
Defendant Tim Outlaw claims that he is entitled to summary judgment as to Ellis’ claims
against him. Summary judgment is required "if the pleadings, depositions, answers to
interrogatories, and admissions on file, together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party is entitled to a judgment as a
matter of law." Fed. R. Civ. P. 56(a). A dispute regarding a material fact is "genuine" if the
evidence is such that a reasonable jury could return a verdict in favor of the nonmoving party.
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). In determining the appropriateness
of summary judgment, all facts are considered in favor of the nonmoving party, including all
reasonable inferences therefrom. Banc One Capital Partners Corp. v. Kneipper, 67 F.3d 1187,
1198 (5th Cir.1995). However, in the absence of proof, the court does not "assume that the
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nonmoving party could or would prove the necessary facts." Little v. Liquid Air Corp., 37 F.3d
1069, 1075 (5th Cir.1994)(emphasis omitted).
Summary judgment is proper, then, "where a party fails to establish the existence of an
element essential to his case and on which he bears the burden of proof. A complete failure of
proof on an essential element renders all other facts immaterial because there is no longer a
genuine issue of material fact." Washington v. Armstrong World Indus., 839 F.2d 1121, 1122
(5th Cir.1988) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (internal citations
omitted)). The nonmovant cannot rely upon "conclusory allegations, speculation, and
unsubstantiated assertions" to satisfy his burden, but rather, must set forth specific facts showing
the existence of a genuine issue as to every essential element of his claim. Ramsey v. Henderson,
286 F.3d 264, 269 (5th Cir. 2002) (citation omitted); Morris v. Covan World Wide Moving, Inc.,
144 F.3d 377, 380 (5th Cir. 1998). Summary judgment should be granted if "critical evidence is
so weak or tenuous on an essential fact that it could not support a judgment in favor of the
nonmovant." Armstrong v. City of Dallas, 997 F.2d 62 (5th Cir.1993).
It is well established that "[p]rison officials violate the constitutional proscription against
cruel and unusual punishment when they are deliberately indifferent to a prisoner's serious
medical needs, as doing so constitutes unnecessary and wanton infliction of pain." Wilson v.
Seiter, 501 U.S. 294, 297 (1991). The test for deliberate indifference is "one of subjective
recklessness as used in the criminal law." Farmer v. Brennan, 511 U.S. 825, 837 (1993). A
prison official is not liable under this standard in a § 1983 case unless the plaintiff alleges facts
which, if proven, would establish that the official "knows of and disregards an excessive risk to
inmate health or safety; the official must both be aware of facts from which the inference could
be drawn that a substantial risk of serious harm exists and he must also draw the inference."
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Farmer, 511 U.S. at 838.
To successfully make a showing of deliberate indifference, a plaintiff must demonstrate
that prison officials engaged in conduct that "clearly evince[s] a wanton disregard for any serious
medical needs." Gobert v. Caldwell, 463 F.3d 339, 346 (5th Cir. 2006) (quotations omitted).
Negligence will not support the finding of a constitutional violation. Oliver v. Collins, 914 F.2d
56, 60 (5th Cir. 1990). Additionally, a plaintiff's disagreement with medical professionals as to
his treatment is insufficient to state a claim of deliberate indifference. Norton v. Dimazana, 122
F.3d 286 (5th Cir. 2001).
Ellis’ medical records indicate that he was seen in the prison infirmary on February 1,
2013, complaining of lower back pain and an inability to move. (Mot. Summ J., Ex. A-1). Ellis’
lower spine was x-rayed. (Id. at 8). These records note that Ellis was, at that time, able to raise
his upper body without difficulty while lying in bed; he was able to bring both legs up to his
chest and roll to his right side without difficulty; and he was able to stand and get on a stretcher
with little assistance. (Id. at 3). At the conclusion of the examination, Ellis was given Ibuprofen
and a "lay-in" excuse to miss work from February 2 through February 5, 2013, though he was not
admitted to the infirmary. (Id. at 3, 9). A follow-up examination was also planned. (See id. at
3).
Ellis returned to the infirmary on February 5, 2013, complaining of severe left lower back
pain, muscle tightness, and swelling to that part of his back. (Id. at 5). He was also noted as
having high blood pressure, and he reported that he had run out of his blood pressure medication.
(Id.). A nurse practitioner treated Ellis and diagnosed him with lower back strain. (Id. at 6). He
was given anti-inflammatory medications and pain relievers. (Id. at 6).
On February 19, 2013, Ellis submitted a written grievance through MDOC's
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Administrative Remedy Program ("ARP") complaining about the lack of medical treatment and
lack of meals between February 1 and February 5, 2013. (See ECF No. 1, 7). The first-step
response from L.M. Darnell states that Ellis' medical records were carefully reviewed, and those
medical records show that Ellis' mobility was good on February 1, 2013. (Id. at 9). Darnell
further states that there is no documentation in Ellis' records that he was unable to get out of bed
to attend meals between February 1 and February 5, 2013, and she notes that he was provided
with pain medication on both February 1 and February 5, 2013. (Id.). She also notes that Ellis’
medical records reflect that Ellis was seen on February 21 for a chronic blood pressure condition,
where no further complaints of back pain were documented. (Id.).
Following Darnell's response, Ellis proceeded to the second step of the grievance process.
The second-step ARP response from Dr. Williams states that there are no “lay-in trays” at
MCCF, and that there is no documentation in the records that any officers called the medical
clinic to complain that Ellis was not eating or could not walk. (Id. at 12). Dr. Williams notes
that if Ellis had been unable to walk, he should have notified the medical department so that he
could have been housed in the infirmary until his condition improved or until his pain was
managed. (Id.).
Ellis then proceeded with the instant suit, and he has submitted the sworn statements of
seven inmates stating that Ellis did not get any meals during the relevant time frame. (ECF No.
29). Some of these statements also declare that officers did not check on Ellis' condition, and
that Ellis could not get out of bed. (Id.). A statement from inmate Carl Brandon indicates that
Ellis had some mobility during this time frame, however, as Brandon maintains that he saw Ellis
"struggling (walking) with a plastic chair trying to get to the restroom" on February 2, 2013. (Id.
at 7).
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In response to Ellis' allegations, Warden Tim Outlaw submitted an affidavit stating that
he is not involved in treating inmates or in making medical decisions. (See Mot. Summ J., Ex.
A, Aff. of Tim Outlaw). According to Defendant Outlaw, MTC has operated MCCF since July
2012, and inmate medical services at MCCF are handled by Health Assurance, LLC, which has
contracted with MDOC to serve inmates housed at MCCF. (Id.). Therefore, he maintains, not
only is he not involved with medical services and decisions, but MTC is not involved with
inmate medical services. (Id.).
The Court notes that a prisoner states an Eighth Amendment claim by demonstrating "an
objective component of conditions so serious as to deprive him of the minimal measure of life's
necessities, as when denied some basic human need." Berry v. Brady, 192 F.3d 504, 507 (5th
Cir. 1999). These measures include "reasonably adequate" food. Id. (quoting Eason v. Thaler,
73 F.3d 1322, 1327 (5th Cir. 1996)). While Defendant Outlaw does not make medical decisions
or provide medical services at MCCF, he clearly had the authority to order Ellis’ transport to the
medical clinic for evaluation if he determined that Ellis could not get out of bed. However, Ellis
does not demonstrate that Defendant Outlaw knew of his alleged immobility, or that Defendant
Outlaw intentionally deprived him of any meals. In fact, Ellis does not state what misconduct
Defendant Outlaw is alleged to have committed.
Defendant Outlaw cannot be held responsible for the actions or omissions of the medical
staff or other correctional officers at MCCF just because he is warden, as §1983 does not "create
supervisory or respondeat superior liability." Oliver v. Scott, 276 F.3d 736, 742 & n.6 (5th Cir.
2002); see also Thompkins v. Belt, 828 F.2d 298, 304 (5th Cir. 1987) ("Under § 1983,
supervisory officials cannot be held liable for the actions of subordinates under any theory of
vicarious liability."). In order to hold a supervisory official responsible for a § 1983 violation, a
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plaintiff must establish either (1) the official's personal participation in the alleged wrong, or (2)
"a sufficient causal connection between the supervisor's wrongful conduct and the constitutional
violation." Thompkins, 828 F.2d at 304; see also Murphy v. Kellar, 950 F.2d 290, 292 (5th Cir.
1992). Absent participation in the offensive act, supervisory liability exists if a supervisory
official implements a policy so deficient that the policy "itself is a repudiation of constitutional
rights" and is "the moving force of the constitutional violation." Id.
After Ellis complained of back pain, he was transported to the medical clinic and treated,
and a follow-up appointment was set. According to his medical records, Ellis was mobile when
he left the clinic on February 1, 2013, and there is no indication that Ellis requested to be moved
to the infirmary at any time between February 1 and February 5, 2013. Ellis has not presented
any evidence that Defendant Outlaw was involved in any decision to refuse to provide Ellis with
a food tray or admit him to the facility's infirmary, or that Defendant Outlaw implemented an
unconstitutional policy that was "the moving force" behind the alleged violation. In fact, Ellis
makes no allegation that Defendant Outlaw was involved with any decision regarding Ellis'
medical treatment, and he does not allege that Defendant Outlaw had any knowledge of Ellis'
alleged inability to walk to the dining hall. Accordingly, Defendant Outlaw is entitled to
summary judgment as to Ellis' claims.1
Defendant MTC - Medical Dept.’s Motion to Dismiss
Defendant MTC - Medical Dept. has filed a motion to dismiss all claims against it
pursuant to Federal Rule of Civil Procedure 12(b)(5) and 12(b)(6), arguing that it is a legally
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The Court also notes that an in forma pauperis plaintiff's injury must be more than de
minimis to be compensable. Alexander v. Tippah County, Mississippi, 351 F.3d 626, 631 (5th
Cir. 2003). Ellis has alleged no adverse consequences as a result of the missed meals other than
hunger, which could be considered a de minimis injury.
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non-existent entity with no authorized agent for service of process and is not subject to suit under
§ 1983. As previously noted, MTC operates under contract with the Mississippi Department of
Corrections, and inmate medical services are handled by Health Assurance, LLC, which
separately contracts with MDOC to serve the inmates housed at the facility. (Mot. to Dismiss,
Ex. A).
When considering a Rule 12(b)(6) motion to dismiss for failure to state a claim upon
which relief can be granted, the Court accepts the well-pleaded allegations in the complaint as
true and views them in the light most favorable to the plaintiff. Cramer v. Skinner, 931 F.2d
1020, 1025 (5th Cir. 1991); Baker v. Putnal, 75 F.3d 190, 196 (5th Cir. 1996). While the court
does not "evaluate the plaintiff's likelihood of success" when considering a Rule 12(b)(6) motion,
the plaintiff's failure to state a "legally cognizable claim that is plausible" will not allow his
complaint to survive a motion to dismiss. Shandong Yinguang Chem. Indus. Joint Stock Co.,
Ltd. v. Potter, 607 F.3d 1029, 1032 (5th Cir. 2010) (citation omitted). Dismissal is appropriate
only "if it appears that no relief could be granted under any set of facts that could be proven
consistent with the allegations." See Newsome v. EEOC, 301 F.3d 227, 231 (5th Cir. 2002).
Defendant alleges that "MTC-Medical Dept." cannot be sued under § 1983 because it is
not a legal entity capable of being sued. It also argues that since "MTC-Medical Dept." has no
authorized agent for service of process, it is a legally non-existent entity and service against it is
improper, requiring Ellis' claims to be dismissed pursuant to Fed. R. Civ. P. 12(b)(5) (providing
for the possibility of dismissal for insufficient service of process).
The Court notes that while “MTC-Medical Dept.” may not be a legally cognizable entity,
MTC is a legal entity capable of being sued. See, e.g., Rosborough v. Management & Training
Corp, 350 F.3d 459, 461 (5th Cir. 2003) (holding that private-prison management companies are
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subject to § 1983 liability). However, in order for MTC to be held liable under § 1983, Ellis
must establish that the execution of some MTC policy or custom led to the injury he sustained.
See Monell v. Department of Soc. Servs., 436 U.S. 658, 691, 694 (1978). Ellis has not made any
specific allegation as to any MTC policy or custom that resulted in his alleged injury, and MTC
does not provide medical services at MCCF. Accordingly, the instant motion to dismiss will be
granted.
Conclusion
For the reasons set forth herein, Defendant Outlaw's motion for summary judgment [22]
and Defendant MTC - Medical Dept.'s motion to dismiss [26] are GRANTED, and the instant
action is DISMISSED WITH PREJUDICE. A separate judgment in accordance with this
Memorandum Opinion and Order will enter today.
SO ORDERED this the 24th day of September, 2014.
/s/ Michael P. Mills
MICHAEL P. MILLS
U.S. DISTRICT JUDGE
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