Jones v. Colvin
Filing
25
ORDER granting in part and denying in part 19 Motion for Attorney Fees. Signed by Magistrate Judge Jane M. Virden on 9/5/14. (ncb)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF MISSISSIPPI
OXFORD DIVISION
JO ANN JONES
PLAINTIFF
V.
NO. 3:14CV00002-JMV
CAROLYN W. COLVIN,
ACTING COMMISSIONER OF SOCIAL SECURITY
DEFENDANT
ORDER ON PETITION FOR ATTORNEY’S FEES
Before the court is Plaintiff’s petition [19] for attorney’s fees pursuant to the Equal
Access to Justice Act (“EAJA”), 28 U.S.C. § 2412(d). In these proceedings Plaintiff sought
judicial review of the Social Security Commissioner’s final decision denying a claim for
benefits. By Judgment [18] dated July 9, 2014, this court remanded this case to the
Commissioner for further proceedings. Plaintiff now seeks attorney’s fees in the amount of
$9,963.57 (representing 51.25 hours of attorney time at a rate of $184.51 per hour and 5.5 hours
at a rate of $92.26 per hour for travel) under the EAJA and $571.36 in costs and expenses on the
grounds that she was the prevailing party and the Commissioner’s position was not
“substantially justified.” Plaintiff requests that the total monies sought be paid to her attorney
pursuant to an assignment of EAJA fees
The Equal Access to Justice Act provides for the award of court costs and attorney's fees
to the “prevailing party” in a judicial review of agency action, unless the position of the United
States was “substantially justified” or “special circumstances” would make an award unjust. 28
U.S.C. § 2412(d)(1)(A). A party who wins a remand order in a social security disability case is a
“prevailing party” under the EAJA. Rice v. Astrue, 609 F.3d 831, 833–34 (5th Cir. 2010); Baker
v. Bowen, 839 F.2d 1075, 1081 (5th Cir. 1988).
The Commissioner does not dispute that Plaintiff is the prevailing party but, instead,
contends an award of fees should be denied because her litigation position was substantially
justified. In the alternative, the Commissioner contends the requested amount of fees should be
substantially reduced because the number of hours expended by Plaintiff’s counsel on the case
was excessive.
Because in the underlying case the ALJ violated both the Social Security
Administration’s (“SSA”) own regulations and Fifth Circuit precedent, Defendant’s position was
not substantially justified. Nevertheless, the court agrees the requested amount should be
reduced, albeit only slightly.
Substantial Justification Analysis
The Commissioner makes several arguments in support of her contention that her
position was substantially justified, including pointing out that Plaintiff did not discuss the
opinions of Dr. Kamal Mohan and Dr. William Hand in any brief and suggesting this court
improperly reweighed said medical opinion evidence. The court will address only the arguments
germane to its determination here, however.
In this case the court decided:
. . . the court is not convinced the ALJ’s residual functional capacity (“RFC”)
finding is supported by substantial evidence in the record. In coming up with the
claimant’s RFC, the ALJ relied heavily upon the non-examining state agency
medical consultant’s (Dr. William Hand’s) finding that the claimant could
perform a full range of medium work, despite the fact that the ALJ himself
ultimately found that consultant’s report was inconsistent with what he concluded
claimant’s work ability (light) was, and is unclear regarding what records Dr.
Hand reviewed. Specifically, it is unclear whether he had the benefit of evidence
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of a more limited RFC, namely Dr. Kamal Mohan’s 2007 examination report and
RFC assessment. The ALJ failed to give any explanation for (implicitly) rejecting
Dr. Kamal Mohan’s 2007 medical assessment that while the claimant could
stand/walk a total of six hours in an eight-hour workday, she could do so only one
hour at a time without interruption. This is particularly bothersome considering
the ALJ assigned “some weight” to Dr. Mohan’s RFC assessment and only
expressly declined to adopt Dr. Mohan’s assessment of environmental
restrictions, and,. . . ultimately . . . “reduce[d]” Dr. Hand’s RFC assessment.
In order to be substantially justified, the Commissioner’s position must have a reasonable
basis in law and in fact. Pierce v. Underwood, 487 U.S. 552, 565 (1988); Broussard v. Bowen,
828 F.2d 310, 312 (5th Cir. 1987). The government has the burden of proving its position was
substantially justified at every stage of the proceedings. Davidson v. Veneman, 317 F.3d 503,
506 (5th Cir. 2003) (citing Herron v. Bowen, 788 F.2d 1127, 1130 (5th Cir. 1986)). See also
Flores v. Shalala, 49 F.3d 562, 569 (9th Cir. 1995) (stating the government must show that it
was substantially justified with respect to the issue on which the court based its remand). The
ALJ’s decision is part of the agency’s position and must also be substantially justified.
Cummings v. Sullivan, 950 F.2d 492, 497 (7th Cir. 1991); Herndon v. Comm’r of Soc. Sec., No.
3:08-CV-21-WAP-DAS, 2009 U.S. Dist. LEXIS 103708, at 83-4 (N.D. Miss. Sept. 14, 2009).
Cf. 28 U.S.C. § 2412(d)(1)(B) (“Whether or not the position of the United States was
substantially justified shall be determined on the basis of the record[,]” which includes the
administrative agency record on which the civil action is based.). See also Russell v. National
Mediation Board, 775 F.2d 1284 (holding that the phrase “position of the United States” in the
EAJA encompasses the government’s position during administrative proceedings and litigation).
The Commissioner has failed to show substantial justification for the ALJ’s rejection
without explanation of Dr. Mohan’s opinion that the claimant could stand for only one hour at a
time without interruption. The Commissioner’s argument that the RFC determination is reserved
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to the Commissioner misses the point. Dr. Mohan’s opinion included the medical source
statement described in 20 C.F.R. 404.1513(b)(6), a “statement about what you can still do
despite your impairment(s)” from the medical provider and based on his own medical findings.
This “evidence” is distinct from the RFC determination–based on all the relevant evidence in the
case record–made by an ALJ. See SSR 96-5p. The ALJ was required to not only weigh Dr.
Mohan’s RFC assessment under the rules set out in 20 C.F.R. 404.1527, but also provide an
explanation for rejecting any of Dr. Mohan’s opinions. See id. Moreover, while the law in this
circuit provides an ALJ may reject the opinion of any physician when the evidence supports a
contrary conclusion, Martinez v. Chater, 64 F.3d 172, 176 (5th Cir. 1995), the Commissioner
was unable to point this court to any evidence in the record–other than a non-examining
physician’s opinion–that the claimant could stand for six hours without a rest break after each
hour.
Nor has the Commissioner shown substantial justification for the ALJ’s reliance on the
opinion (that Plaintiff could stand for six hours in an eight hour work day) of a non-examining
physician who evidently did not review Dr. Mohan’s report and RFC assessment.1 In the Fifth
Circuit, “an ALJ may properly rely on a non-examining physician’s assessment when . . . those
findings are based upon a careful evaluation of the medical evidence and do not contradict those
of the examining physician.” Carrier v. Sullivan, 944 F.2d 243, 246 (5th Cir. 1991)(quoting
Villa v. Sullivan, 895 F.2d 1019, 1024 (5th Cir. 1990)). Neither of these requirements was
shown to have been met in this case. Thus, contrary to the Commissioner’s suggestion, Dr.
Hand’s opinion with regard to Plaintiff’s ability to stand/walk did not constitute substantial
1
Doctor Hand checked a box on his physical RFC assessment form that indicated no medical source
statement regarding the claimant’s physical capacities was in the file.
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evidence on which to base the ALJ’s RFC determination. See Villa, supra. Accordingly, the
Commissioner’s position had no reasonable basis in law (including the Commissioner’s own
regulations and the law of this circuit); it was not reasonable for the Commissioner to defend the
ALJ’s decision; and Plaintiff is entitled to an award of attorney’s fees. See generally Hooker v.
Astrue, 3:08-CV-445-B, 2010 WL 3719231 (N.D. Tex. Sept. 20, 2010) (awarding fees because
the underlying ALJ determination violated established Fifth Circuit law).
Reduction of Hours Expended on the Case
Here the Commissioner argues a “significant reduction” of the 51.25 hours which support
Plaintiff’s fee request is needed. The court has thoroughly reviewed Plaintiff’s counsel’s
itemization of time, however, and finds that only a slight reduction is required.
Specifically, Plaintiff’s counsel seeks payment for 4 hours on 7/6/14 for oral argument
preparation and review of the file and briefs. Counsel logged 5 hours on 7/7/14 for essentially
the same exercise. And, on 7/8/14 counsel recorded an additional 1.5 hours for
“preparation/review” of the file and for oral argument. The court finds the time counsel recorded
for oral argument preparation and review of the file is duplicative and, therefore, excessive in
view of the fact that prior to July 6, attorneys for Plaintiff spent at least 30 hours reviewing the
file and preparing the briefs filed on behalf of Plaintiff in this action. As such, prior to July 6
counsel should have been more than adequately prepared for oral argument, which is limited to
the matters briefed by the parties. Accordingly, the time recorded for the aforementioned entries
is hereby reduced to a total of 2 hours. The court finds the remaining 42.75 hours are
reasonable.
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Additional Issues
The Commissioner also raises the issue that mileage is not payable as a cost from the
Judgment Fund, but is an expense under the EAJA. Plaintiff offered no response. Accordingly,
while the $400 filing fee may be reimbursed from the Judgment Fund, the $171.36 mileage
expense shall be paid from SSA appropriations.
Next, Plaintiff does not dispute that the Supreme Court has determined that EAJA fees
are payable to the plaintiff, not the plaintiff’s attorney, Astrue v. Ratliff, 130 S. Ct. 2521, 2522
(2010). Therefore, the court will order that payment be made to Plaintiff for the benefit of her
counsel.
Lastly, Plaintiff requests an award of fees for an additional 2.5 hours of attorney time
spent defending the instant fee petition. “[W]here the government’s underlying position is not
substantially justified, plaintiff is entitled under the EAJA to recover all attorney’s fees and
expenses reasonably incurred in connection with the vindication of [her] rights, including those
related to any litigation over fees, and any appeal.” Powell v. C.I.R., 891 F.2d 1167, 1172 (5th
Cir. 1990)(citation omitted). The court finds the additional time sought is reasonable, and it will
be awarded.
THEREFORE, IT IS ORDERED:
1. That Plaintiff is entitled to $8,349.08–reflecting a total of 45.25 hours of attorney time
at the rate of $184.51 per hour–for representing Plaintiff before this court.
2. That Plaintiff is entitled to $507.43 for 5.5 hours of travel time at the rate of $92.26
per hour.
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3. That Plaintiff is entitled to $400 in costs payable from the Judgment Fund and
$171.36 for mileage payable from SSA appropriations.
4. That the Commissioner shall promptly pay Plaintiff a total of $9,427.87 for the benefit
of her counsel.
This, 5th day of September, 2014.
/s/ Jane M. Virden
U. S. MAGISTRATE JUDGE
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