Rutland et al v. McMillin et al
Filing
344
ORDER granting 283 Motion for Summary Judgment; finding as moot 329 Motion in Limine; finding as moot 331 Motion in Limine; finding as moot 332 Motion in Limine for the reasons stated in the order. Signed by District Judge Daniel P. Jordan III on February 6, 2012. (SP)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF MISSISSIPPI
JACKSON DIVISION
MICHAEL SHANE DEATON, INDIVIDUALLY AND
AS EXECUTOR OF THE ESTATE OF JAMES F. DEATON, JR.,
AND ON BEHALF OF ALL WRONGFUL DEATH BENEFICIARIES
OF JAMES F. DEATON, JR.
V.
PLAINTIFFS
CIVIL ACTION NO. 3:08CV763 DPJ-FKB
MALCOLM MCMILLIN, SHERIFF OF HINDS COUNTY,
MISSISSIPPI, IN HIS OFFICIAL CAPACITY, ET AL.
DEFENDANTS
ORDER
This § 1983 action is before the Court on Defendant Dr. Lawrence Sutton’s motion for
summary judgment [283]. Plaintiffs responded, and the Court, having fully considered the
parties’ submissions, finds that Sutton’s motion for summary judgment should be granted.
I.
Facts and Procedural History
On Friday, December 14, 2007, deputies with the Hinds County Sheriff’s Department
arrested James F. Deaton, Jr. for being a felon in the possession of a firearm. He was then
incarcerated in the Hinds County Detention Center (“HCDC”). Although significant dispute
exists regarding the nature and circumstances of the arrest and Deaton’s detention, the claims
against Dr. Sutton focus on the medical care he provided Deaton on December 17, 2007—the
one time he saw the patient. There is no dispute that Deaton was admitted to the hospital the
next day in critical condition suffering from renal failure and delirium tremens (DTs). Deaton
died December 25, 2007, and Plaintiffs has offered expert testimony that Dr. Sutton’s breach of
the standard of care caused the death.
Deaton’s wrongful-death beneficiaries brought this action under federal and state law.
After extensive discovery, Sutton moved for summary judgment, and Plaintiffs conceded all but
their claim premised on 42 U.S.C. § 1983 related to Dr. Sutton’s alleged failure to address
Deaton’s serious medical concerns. As to that claim, the focus appears to have been further
narrowed to address whether Dr. Sutton acted with deliberate indifference in failing to treat
Deaton for DTs and for various bruises Plaintiffs believe were caused by the arresting deputies.
The Court has personal and subject matter jurisdiction and is prepared to rule.
II.
Standard
Summary judgment is warranted under Rule 56(a) of the Federal Rules of Civil
Procedure when evidence reveals no genuine dispute regarding any material fact and that the
moving party is entitled to judgment as a matter of law. The rule “mandates the entry of
summary judgment, after adequate time for discovery and upon motion, against a party who fails
to make a sufficient showing to establish the existence of an element essential to that party’s
case, and on which that party will bear the burden of proof at trial.” Celotex Corp. v. Catrett,
477 U.S. 317, 322 (1986).
The party moving for summary judgment bears the initial responsibility for informing the
district court of the basis for its motion and identifying those portions of the record it believes
demonstrate the absence of a genuine issue of material fact. Id. at 323. The non-moving party
must then go beyond the pleadings and designate “specific facts showing that there is a genuine
issue for trial.” Id. at 324. Conclusory allegations, speculation, unsubstantiated assertions, and
legalistic arguments are not an adequate substitute for specific facts showing a genuine issue for
trial. TIG Ins. Co. v. Sedgwick James of Wash., 276 F.3d 754, 759 (5th Cir. 2002); SEC v.
Recile, 10 F.3d 1093, 1097 (5th Cir. 1997); Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th
Cir. 1994) (en banc). In reviewing the evidence, factual controversies are to be resolved in favor
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of the nonmovant, “but only when . . . both parties have submitted evidence of contradictory
facts.” Little, 37 F.3d at 1075. When such contradictory facts exist, the court may “not make
credibility determinations or weigh the evidence.” Reeves v. Sanderson Plumbing Prods., Inc.,
530 U.S. 133, 150 (2000).
III.
Analysis
Plaintiffs contend that Dr. Sutton violated Deaton’s constitutional right to medical care
while incarcerated in the HCDC. The standard for making such a claim under § 1983 is well
established and requires proof of deliberate indifference. Deliberate indifference is shown when
“the official knows of and disregards an excessive risk to inmate health or safety; the official
must both be aware of facts from which the inference could be drawn that a substantial risk of
serious harm exists, and he must also draw the inference.” Calhoun v. Hargrove, 312 F.3d 730,
734 (5th Cir. 2002) (quoting Farmer v. Brennan, 511 U.S. 825, 837 (1994)). Thus, deliberate
indifference exists “only if (A) he knows that inmates face a substantial risk of serious bodily
harm and (B) he disregards that risk by failing to take reasonable measures to abate it.”
Gobert v. Caldwell, 463 F.3d 339, 346 (5th Cir. 2006) (citations and internal punctuation
omitted).
As for the first prong, it is undisputed that DTs constitute a “serious medical need” which
can require hospitalization. See Thompson v. Upshur Cnty., TX, 245 F.3d 447, 457 (5th Cir.
2001); see also Sutton Dep. at 24 (agreeing that a patient with “full, complete delirium[ ]
tremens” should be hospitalized). In Deaton’s case, the medical records from the HCDC reflect
that he mentioned DTs two days before Dr. Sutton saw him. Those same records also document
that Deaton exhibited some, but not all, of the signs of DTs in his initial hours of detention. And
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because Dr. Sutton read those records, the Court is satisfied that a jury question exists as to
whether Dr. Sutton was subjectively aware of a substantial risk of serious harm. Thus, Plaintiffs
survive Dr. Sutton’s motion on the first prong of the test as to the DTs. But Plaintiffs have not
demonstrated that the injuries associated with the bruises constituted a “substantial risk of
serious harm.” Gobert, 463 F.3d at 346.
The second prong of the deliberate indifference test presents a stiffer challenge to the
DTs claim—and to the bruising claim to the extent it could survive the first prong of the test. As
an initial point, the Court would readily send this case to the jury on a medical-malpractice claim
as there is credible evidence that Dr. Sutton breached the standard of care. But “[u]nsuccessful
medical treatment, acts of negligence, or medical malpractice do not constitute deliberate
indifference, nor does a prisoner’s disagreement with his medical treatment, absent exceptional
circumstances.” Id. (citation omitted). Thus, to establish the second prong of the deliberate
indifference test, Plaintiffs must submit evidence that Dr. Sutton “refused to treat [Deaton],
ignored his complaints, intentionally treated him incorrectly, or engaged in any similar conduct
that would clearly evince a wanton disregard for any serious medical needs.” Id. (citation
omitted). “Deliberate indifference is an extremely high standard to meet.” Id. (quotation
omitted). The record, though tragic, does not support the finding.
Two days before Dr. Sutton saw him, Deaton mentioned DTs to the medical staff and
complained of chills and nausea—both of which can be symptoms of alcohol withdrawal. See
Sutton Dep. at 128. The medical staff addressed the nausea with an antacid and the chills by
placing Deaton in a warmer room under observation. He also exhibited high blood pressure and
an accelerated pulse. The following day, the vital signs were more stable, although his pulse was
4
still elevated. There is no record of complaints regarding DTs, and no indication of any
disorientation, shakes, vomiting, nausea, or other classic symptoms of the condition.
By the time Dr. Sutton saw Deaton on December 17, he may have had an elevated
pulse—a question of fact—but according to Dr. Sutton, Deaton was otherwise stable, and his
only request was for blood pressure medicine. Dr. Sutton described Deaton’s condition as
follows:
Now, at that point in time, I sat down with Mr. Deaton in my chair right there, and
I talked to him. And I asked him was anything else bothering him. He said no.
Okay. And that’s how I wrote, as noted above. We had a conversation, and what
he said was, all I want is my blood pressure medication. Okay. So at that point in
time, we talked more. And going through my note, the only thing was, I made
sure I got close to him to talk to him about it. Now, the vital signs, when I say
they’re stable as noted above, his pulse, although I didn’t write it, it wasn’t 123.
It was less than that. . . . Because I checked it. I listened to his heart rate. . . . So
if it had been anything different, then I would have changed it. I noted that his
blood pressure was okay. Okay. And overall looking at him, he was listening or
he didn’t hear well. So I spoke to him. I sat him down at the table, in the chair
rather, and talked to him. We just candidly – and I asked him again was there
anything else that he needed other than his blood pressure. He said no, that’s all I
need; I just need my blood pressure.
Id. at 43-44.
Although Dr. Sutton agreed that Deaton had exhibited certain signs of DTs earlier in his
incarceration, Dr. Sutton denied that Deaton exhibited signs of withdrawal when he saw him.
And with Mr. Deaton, he was observed. Even though he had these signs and
symptoms, he was still able to communicate with us and to watch. Now, at what
point in time the cascade will go down, nobody knows. But when he came in,
from the time from the 15th to the 17th, it’s as though, you know, he was stable at
that point. Now, from the 17th to that morning, to the 18th, I don’t know exactly
what happened from the time I saw him. But he was not in the pre-stage or in any
tremors. He was very coherent with me. I mean, coherent, and did everything I
asked him. And he was very cooperative with myself, as well as the deputy. So
he – he didn’t have any kind of withdrawal symptoms when I saw him.
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Sutton Dep. at 57. Significantly, Dr. Sutton offers unrebutted testimony that when he saw
Deaton, Deaton exhibit no body tremors, disorientation, agitation, confusion, auditory
hallucinations, visual hallucinations, or heart arrhythmias. Id. at 128–29. And although he
recognized a potential for DTs in Deaton, he maintains that on December 17, Deaton “wasn’t in
a delirium tremens state, and he was, you know, pretty stable . . . .” Id. at 58.
There is no record evidence that Deaton’s condition was different than Dr. Sutton
described. But Plaintiffs have offered the affidavits of two experts who both opined as follows:
The reasonably prudent, minimally competent, general practitioner cannot
disregard the potential for these conditions to cascade within hours into a critical
life-threatening condition as occurred here. Once the patience reaches stages of
delirium, confusion and irrationality, the patient is in a life-threatening stage. . . .
In the care and treatment of alcohol withdrawal, all reasonably prudent minimally
competent medical practitioners know that the standard of care required routine
monitoring, no less than every 8 hours of the vital signs, symptoms and fluid
intake of the patient.
Stein Aff. at 9; Riddick Aff. at 10. As previously noted, breaching the standard of care is
different than acting with deliberate indifference. Gobert, 463 F.3d at 346. And the opinions
stop short of saying that the “potential” cascade had actually begun when Dr. Sutton saw Deaton.
Stein Aff. at 9; Riddick Aff. at 10.1 Thus, there is simply no record evidence suggesting that
Deaton was in a delirium tremens state when Dr. Sutton saw him.
Although Dr. Sutton saw no current need to treat DTs, he did provide other treatment.
For example, Dr. Sutton reviewed Deaton’s chart, vital signs, and blood pressure; examined the
patient; took his pulse; listened to his heart and lungs; checked his eyes and ears; and ordered
1
The cascade was apparently underway on the morning of December 18, but that was
approximately 24 hours after Dr. Sutton saw Deaton, and as Plaintiffs’ experts state, the
escalation can occur “within hours.” Stein Aff. at 9; Riddick Aff. at 10.
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irrigation of ear wax to improve his hearing. Dr. Sutton also prescribed Hydrochlorathiazide, a
blood-pressure medication, and secured Deaton’s written consent to obtain a complete list of his
medication from his pharmacy. Dr. Sutton ordered that blood be drawn and various tests
conducted, including a “Chem 7,” which would have indicated Deaton’s kidney function. Id. at
54–55.2 Finally, Dr. Sutton made a visual examination and noted some “abrasion and
ecchymosis” on Deaton’s right arm at the elbow. Id. at 45, 47.
Comparing these facts to those in other cases demonstrates that Plaintiffs have not met
the “extremely high standard” of showing deliberate indifference. Gobert, 463 F.3d at 346
(citation omitted). For example, in the typical case where deliberate indifference is found, the
health-care providers refused or delayed treatment for reasons other than medical judgment. See,
e.g., Loosier v. Unknown Med. Doctor, 435 F. App’x 302, 306 (5th Cir. 2010) (“[d]octor chose
not to provide him any treatment or medication for his [neck] injury because of his prisoner
status, not some medical judgment”); Perez v. Anderson, 350 F. App’x 959, 961–62 (5th Cir.
2009) (holding that an inmate stated a deliberate indifference claim against prison officials who
knew he was in excruciating pain and failed to provide him medical treatment); Easter v. Powell,
467 F.3d 459, 463–64 (5th Cir. 2006) (nurse allegedly returned plaintiff to cell without
prescribed heart medicine because pharmacy was closed); Harris v. Hegmann, 198 F.3d 153,
154–55, 159–60 (5th Cir. 1999) (plaintiff alleged that a doctor and two nurses disregarded “his
urgent and repeated requests for immediate medical treatment for his broken jaw and his
complaints of excruciating pain” over the course of a week).
2
Deaton later presented to the hospital in renal failure.
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At the other end of the spectrum are those cases finding no deliberate indifference where
doctors exercise medical judgment but “incorrectly diagnosed [the] illness.” Johnson v. Treen,
759 F.2d 1236, 1238 (5th Cir. 1985) (affirming summary judgment). As the Fifth Circuit has
often stated, deliberate indifference is “something more than a medical judgment call, an
accident, or an inadvertent failure.” Murrell v. Bennett, 615 F.2d 306, 310 n.4 (5th Cir. 1980).
And whether “additional diagnostic techniques or forms of treatment is indicated is a classic
example of a matter for medical judgment.” Estelle v. Gamble, 429 U.S. 97 (1976). Thus, “the
‘failure to alleviate a significant risk that the official should have perceived, but did not’ is
insufficient to show deliberate indifference.” Domino v. Tex. Dep’t of Criminal Justice, 239
F.3d 752, 756 (5th Cir. 2001) (reversing denial of summary judgment) (citing Farmer v.
Brennan, 511 U.S. 825, 838 (1994)).
The Fifth Circuit has repeatedly applied these standards in rejecting claims of deliberate
indifference. See, e.g., Pryer v. Walker, 385 F. App’x 417, 417–18 (5th Cir. 2010) (affirming
dismissal); Lewis v. Evans, 440 F. App’x 263, 265 (5th Cir. 2011) (affirming summary judgment
where doctor exercised medical judgment in refusing to proscribe medication that two nurses
had recommended); Davis v. United States, 358 F. App’x 537, 539 (5th Cir. 2009) (affirming
dismissal where plaintiff claimed that defendants “‘ignored’ his scheduled therapy
appointments”); Fails v. DeShields, 349 F. App’x 973, 976 (5th Cir. 2009) (“Deliberate
indifference is especially hard to show when the inmate was provided with ongoing medical
treatment.”); Irby v. Cole, 278 F. App’x 315, 316 (5th Cir. 2008) (“The record suggests that the
defendants may have been negligent in their diagnosis and treatment of Irby. However, the
defendants’s actions do not rise to the level of a constitutional violation.”); Garrett v. Univ. of
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Tex. Med. Branch, 261 F. App’x 759, 760 (5th Cir. 2008) (finding no deliberate indifference
despite alleged misdiagnosis and incorrect treatment because plaintiff failed to prove “the
defendants intentionally treated him incorrectly”); Varnado v. Lynaugh, 920 F.2d 320, 321 (5th
Cir. 1991) (affirming dismissal where plaintiff alleged that incorrect accommodation of medical
condition caused additional injury and holding that “mistaken” judgment does “not amount to
deliberate indifference”).
There are many other examples, but Wakat v. Montgomery County, provides a closer
factual fit. 471 F. Supp. 2d 759 (S.D. Tex. 2007). There, the detainee (Mitchell), exhibited
symptoms for full-blown DTs, and prison officials noted that he was incoherent and in detox.
When Mitchell saw the defendant doctor (Gurol), he told him, “I’m not really here right now,
they killed me last night. I was shot in the head 3 times and then they poured gasoline on me and
set me on fire.” Id. at 763. But the doctor “saw no signs of withdrawals from alcohol or
benzodiazepine,” and instead diagnosed Mitchell as having undifferentiated schizophrenia. Id.
He therefore set a follow-up appointment in ten days. Before that occurred, prison officials
called the doctor to express concern that Mitchell was still in detox. At that point, the doctor
diagnosed Mitchell has having late stage DTs and treated the condition, but Mitchell died. The
District Court dismissed the claim for the following reasons:
Far from showing that Gurol was indifferent to Mitchell’s condition, the evidence
shows that he responded with the medical care he deemed appropriate each time
he was alerted to Mitchell’s problems. . . . Gurol had his appointment with
Mitchell on the morning of March 20, at which time he diagnosed Mitchell with
undifferentiated schizophrenia. In his professional opinion he saw no signs of
withdrawals from benzodiazepine. Instead, he looked at the symptomology
presented to him and made a diagnosis. The fact that his diagnosis was incorrect
is tragic, but not deliberately indifferent. He did not ignore Mitchell’s
complaints. The plaintiffs have shown the court no evidence that Gurol
intentionally treated Mitchell for undifferentiated schizophrenia while knowing
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that, in fact, Mitchell was suffering dangerous withdrawals from a prescription
drug to which he was addicted. None of Gurol's actions show a “wanton
disregard” for Mitchell’s medical needs. He may have been wrong in his
diagnosis, but he did diagnose. His reactions to the information he was given
might have been wrong, but they were actions. “There is a vast difference
between an earnest, albeit unsuccessful attempt to care for a prisoner and a cold
hearted, casual unwillingness to investigate what can be done for a man who is
obviously in desperate need of help.” Fielder v. Bosshard, 590 F.2d 105, 108 (5th
Cir. 1979)
471 F. Supp. 2d at 770–71 (internal record citations omitted). The Fifth Circuit affirmed in an
unpublished opinion stating, “we are in complete agreement with the rulings of the district court
and the reasons and reasoning supporting those rulings; and we can see no reason for writing
substantively, as our doing so would merely replicate the writing of the district court.” Wakat v.
Montgomery Cnty. Tex., 246 F. App’x 265 (5th Cir. 2007).
Returning to Dr. Sutton, it is undisputed that he provided some level of care to Mr.
Deaton and attempted to treat his hypertension—the only complaint Deaton made to Dr. Sutton.
Like the doctor in Wakat, Dr. Sutton did not recognize a need to treat or otherwise manage
Deaton for DTs. But “the failure to alleviate a significant risk that the official should have
perceived, but did not is insufficient to show deliberate indifference.” Domino, 239 F.3d at 756
(citation and internal quotation omitted). Perhaps Dr. Sutton’s assessment of Deaton was
incorrect, constituting negligence or medical malpractice, but Plaintiffs have not presented
evidence to meet the high standard of deliberate indifference. Therefore, their claim against Dr.
Sutton is due to be dismissed.
IV.
Conclusion
The Court has duly considered the parties’ arguments and submissions. Those not
addressed herein would not alter the ruling. For the reasons stated, Defendant’s Motion for
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Summary Judgment [283] is granted. As a result, Defendant’s motions in limine [329, 331, and
332] are deemed moot.
SO ORDERED AND ADJUDGED this the 6th day of February, 2012.
s/ Daniel P. Jordan III
UNITED STATES DISTRICT JUDGE
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