Sessums v. Colvin
Filing
17
MEMORANDUM AND ORDER re: 10 SOCIAL SECURITY BRIEF filed by Plaintiff Scott Sessums, 16 SOCIAL SECURITY CROSS BRIEF re 10 SOCIAL SECURITY BRIEF filed by Defendant Carolyn W. Colvin. Based on the foregoing, the Court finds that the ALJ' s decision was based on substantial evidence in the record as a whole and should be affirmed. Accordingly, IT IS HEREBY ORDERED that this action is AFFIRMED. A separate Judgment will accompany this Order. Signed by District Judge Ronnie L. White on 2/16/17. (CSG)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
SOUTHEASTERN DIVISION
SCOTT SESSUMS,
Plaintiff,
V.
NANCY A. BERRYHILL,
ACTING COMMISSIONER OF SOCIAL
SECURITY,
Defendant. 1
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Case No. 1:15-CV-205-RLW
MEMORANDUM AND ORDER
This is an action under 42 U.S.C. § 405(g) for judicial review of the Commissioner of
Social Security's final decision denying the application of Scott Sessums ("Sessums") for
disability insurance benefits.
I.
Background
Sessums filed an application for Supplemental Security Income on May 24, 2012. The
Social Security Administration ("SSA") denied Sessums' application for benefits, and he filed a
timely request for a hearing before an Administrative Law Judge ("ALJ"). The SSA granted
Stewart's request and a hearing was held on May 1, 2014. The ALJ issued a written decision on
August 12, 2014, upholding the denial of benefits. (Tr. 9-26). Sessums filed a timely Request for
Review of Hearing Decision with the Appeals Council. The Appeals Council denied Sessums'
Request for Review on September 25, 2015. (Tr. 1-4). The decision of the ALJ thus stands as
1
Nancy A. Berryhill is now the Acting Commissioner of Social Security. Pursuant to Rule 25(d)
of the Federal Rules of Civil Procedure, Nancy A. Berryhill should be substituted for Acting
Commissioner Carolyn W. Colvin as the defendant in this suit. No further action needs to be
taken to continue this suit by reason of the last sentence of section 205(g) of the Social Security
Act, 42 U.S.C. § 405(g).
the final decision of the Commissioner. See Sims v. Apfel, 530 U.S. 103, 107 (2000). Sessums
filed this appeal on November 9, 2015. (ECF No. 1). Sessums filed a Brief in Support of his
Complaint on February 8, 2016. (ECF No. 10). The Commissioner filed a Brief in Support of
the Answer on May 6, 2016. (ECF No. 16).
II.
Decision of the ALJ
The ALJ found that Sessums had the following severe impairments: degenerative disc
disease of the lumber spine with residuals of surgical open reduction and internal fixation and
anxiety disorder.
(Tr. 14).
The ALJ, however, determined that Stewart did not have an
impairment or combination of impairments that meets or medically equals the severity of one of
the listed impairments 20 CFR Part 404, Subpart P, Appendix 1. (Tr. 16). The ALJ found that
Sessums had the residual functional capacity ("RFC") to perform sedentary work as defined in
20 CFR 416.967(a) except for lifting or carrying more than 10 pounds occasionally and less
weight frequently; standing or walking more than 2 hours in an 8-hour workday; sitting more
than 6 hours in an 8-hour workday; stooping, kneeling, crouching, or crawling more than
occasionally; and performing more than simple, routine, repetitive work. (Tr. 17). The ALJ
found that Sessums had no past relevant work. (Tr. 19). The ALJ determined that, based on
Sessums' RFC, jobs exist in significant numbers in the national economy that he could perform.
(Tr. 20). Consequently, the ALJ found that Sessums was not disabled since May 24, 2012, the
date the application was filed. (Tr. 20).
III.
Administrative Record
The following is a summary of relevant evidence before the ALJ.
A.
Hearing Testimony
Sessums testified on May 1, 2014, as follows:
2
Sessums was 41 years old. (Tr. 33). He lives in Hornersville, Missouri. (Tr. 33). He
finished ninth grade but never got a GED. (Tr. 33). He attended resource classes in seventh and
eighth grades. (Tr. 33). He can read and write but he forgets most of what he reads. (Tr. 34).
He had 2 back surgeries. (Tr. 34). On September 5, 2012, he had a fusion. Later, he had a
screw removed and replaced from LS. (Tr. 34). He still has lower back pain and pain that runs
from his back to both legs. (Tr. 34). He can stand or walk for a half an hour before he has to sit
down. (Tr. 35). He has pain while sitting. (Tr. 35). He has to stand up or lie down after sitting
for 15-20 minutes. (Tr. 35). He has pain while moving from side-to-side because it twists his
back. (Tr. 35-36). In January 22, 2013, after his last surgery, the nurse told him to stay with his
current restrictions. (Tr. 36). He wasn't supposed to lift anything 5-10 pounds; no bending,
stooping, climbing. (Tr. 36). He was taking Percocet then. (Tr. 36). He currently takes some
muscle relaxers, pain medications, and Xanax. (Tr. 37). The medication "throws [him] off
balance" and makes him drowsy. (Tr. 37).
On a typical day, Sessums has to lie down and rest or prop his feet up and rest. (Tr. 37).
He constantly has to move to relieve pressure on his back. (Tr. 38).
He takes Xanax for an anxiety disorder. (Tr. 38).
Sessums can make small meals and can clean for 15-20 minutes at a time. (Tr. 38).
He does not have a driver's license. (Tr. 39).
Sessums would not be able to perform a sedentary job because he would not be able to
perform the twisting. (Tr. 39).
Sessums has problems with pain radiating down his legs. (Tr. 39). He is constantly in
pam. (Tr. 40).
3
He cannot afford physical therapy. He would go to physical therapy and go through pain
management if he had medical benefits. (Tr. 40). The neurosurgeon told Sessums that pain
management is the only thing that would help his condition. (Tr. 40).
Sessums went to the Advanced Pain Center in Kennett before and after his surgery. (Tr.
41).
Sessums' primary care doctor prescribed the Xanax and the pain medications. (Tr. 41).
His primary care physician did not indicate that Sessums should see a mental health professional.
(Tr. 42). Sessums no longer takes Percocet. He takes Tramadol, Xanax, a muscle relaxer, and
blood pressure medicine.
Sessums' longest employment was in 1998 at Emerson Electric in Kennett, Missouri as a
machine operator. (Tr. 43-44). He carried lightweight items and stood the whole time. In 2006,
Sessums performed temporary work for a gun cleaning service. (Tr. 44). He previously worked
at a saw mill in Campbell, Missouri on and off from 2004-2005. (Tr. 45).
Vocational expert Susan Shay testified as follows:
The first hypothetical person would be the same age as Sessums, who was limited to light
work activity; only occasionally stoop, kneel, crouch or crawl; and limited to simple, routine,
repetitive tasks. (Tr. 46). Such an individual could perform Sessums' past work as a light
machine operator. (Tr. 45-46). This person also could perform work as a light housekeeper,
light laundry worker, and light machine tending worker. (Tr. 46-47).
The second hypothetical person is the same age, education and work experience. (Tr.
47). This second person is limited to sedentary work; limited to simple, routine, repetitive tasks;
can occasionally stoop, kneel, crouch or crawl. This person could not perform Sessums' past
4
work, but he could work as a sedentary table worker, sedentary final assembly worker, and
sedentary machine feeder. (Tr. 47-48).
The third hypothetical person had the same limitations as the person in hypothetical
number two, but also required up to three extra, unscheduled breaks, during an eight-hour day to
lay down for up to 30 minutes. (Tr. 48). No jobs would be available for this person. (Tr. 48).
If hypothetical persons numbers one and two could only occasionally reach with either
arm then they would not be able to perform the jobs mentioned. If hypothetical persons numbers
one and two would miss two days of work per month on a consistent basis, then they could not
perform any of the jobs mentioned. (Tr. 48). If hypothetical persons numbers one and two were
off-task 15 percent of the day due to the side effects of mediation and pain, then they would not
be able to perform any of the jobs identified. (Tr. 49).
B.
Medical Evaluations
Sessums' relevant medical evaluations are summarized as follows:
On October 20, 2011 , Sessums was seen by Su Min Ko, M.D. , at Advanced Pain
Management (APM) for evaluation and management of low back pain. (Tr. 290-95). Sessums
reported pain as moderate-to-severe for the last 5 years. (Tr. 290). Sessums reported smoking a
pack of cigarettes per day. An MRI was ordered and an epidural injection, and Sessums was to
follow up in 14 days.
On November 2, 2011 , Sessums returned to see Dr. Ko. (Tr. 286-90). Sessums stated
the pain was aggravated with any physical activity and relieved by rest and medication. The pain
was mild to moderate, but sometimes severe. Sessums reported that the pain medication was
helping and improving daily functioning and sleep, and his pain was tolerable. Dr. Ko added
Tramadol for pain to Sessums' medications.
5
On December 2, 2011 , Sessums was seen by Dr. Ko for a medication follow-up. (Tr.
282-86).
Sessums reported that the hydrocodone was effective and that he was somewhat
improved. (Tr. 282).
On January 26, 2012, Sessums was seen by Dr. Ko complaining oflower back pain to left
hip. (Tr. 273-77). He again reported that the hydrocodone was effective in treating the pain. Dr.
Ko added gabapentin for pain. (Tr. 276).
On February 22, 2012, Sessums saw Dr. Ko. (Tr. 270-73). Sessums reported that the
medications are helping and managing the pain.
Sessums reported the medications are
improving his daily functioning, activities and sleep. (Tr. 271).
On March 21, 2012, Sessums was seen by Dr. Ko. (Tr. 266-70). Sessums complained of
lower back pain and said that his symptoms were somewhat improved with medication. Dr. Ko
prescribed methocarbamol. (Tr. 269).
On April 19, 2012, Sessums was seen by Dr. Ko for a medication follow-up. (Tr. 26366).
Sessums reported that the medications were helping and managing the pain, and the
medications were improving daily functioning, activities and sleep. (Tr. 263).
On May 9, 2012, Sessums was seen by Dr. Ko with complaints of lower back pain. (Tr.
259-62). Sessums again states that his pain has been improved with medication.
On June 5, 2012, Sessums was seen by Dr. Roger Cagle with complaints of pain from a
bulging disc and anxiety. (Tr. 299-301). Sessums was diagnosed with lumbago, displacement of
lumbar intervertebral disc without myelopathy, sciatica and anxiety. (Tr. 300).
On June 12, 2012, Sessums underwent an MRI of his lumbar spine. (Tr. 307-08). L5-Sl
had a left posterolateral disc herniation; there was a compression of the left S 1 nerve root least to
moderate degree with displacement of the nerve root. (Tr. 307).
6
On July 5, 2012, Sessums went to see Dr. Cagle with complaints of back pain, anxiety
and that his medication was not working. (Tr. 369-70). Sessums continued his medication.
On August 3, 2012, Sessums saw Dr. Cagle for refills on medications for his back pain
and anxiety. (Tr. 371-72). Dr. Cagle discussed an anonymous call he had received regarding
Sessums' abuse of medications and Sessums' failure to respond for a pill count. Dr. Cagle
would not give Sessums any more controlled medications.
Sessums indicated that he was
scheduled for back surgery.
On July 6, 2012, Sessums saw Dr. Ricardo Cortez, who diagnosed Sessums with L5-Sl
disc herniation. (Tr. 376). Dr. Cortez prescribed physical therapy. Sessums said he could not
afford physical therapy so Dr. Cortez gave him some exercises.
On or around August 6, 2012, Sheri L. Simon, Ph.D. conducted a consultative
examination of Sessums. (Tr. 59-66). Dr. Simon found that Sessums had an anxiety disorder
that resulted in moderate difficulty in social functioning, and maintaining concentration,
persistence, or pace.
On August 14, 2012, Dr. Cortez talked to Sessums on the telephone about a possible
posterior lumbar fusion at L5-Sl. (Tr. 377).
On September 4, 2012, Sessums had a CT of his lumbar spine. (Tr. 495-96). The CT
showed at L5-S 1 at a broad-based diffuse disc bulge slightly more focal in the left paracentral
and foraminal location. Posterior osteophyte was also present. There was moderate to severe
left neural foraminal and moderate right neural forarninal narrowing. Finally, there was mild to
moderate central canal narrowing also present.
On September 5, 2012, Dr. Cortez performed a posterior arthrodesis (surgical fusion) at
L5-S 1 on Sessums at St. Bernard' s Medical Center. (Tr. 312-17).
7
On September 20, 2012, Dr. Cortez's examination of Sessums showed that he was wellhealed. Dr. Cortez noted that full healing takes up to a year.
On October 23, 2012, Dr. Cortez's examination showed that Sessums' incision was wellhealed. (Tr. 375). Sessums complained of muscle spasms and low back pain. Dr. Cortez
recommended physical therapy and provided Sessums with back exercises.
In October 2012, Dr. Johnathan Norcross reviewed the medical records and opined that
Sessums could occasionally carry 20 pounds, frequently carry 10 pounds, stand or sit for 6 hours
in an 8 hour workday, occasionally climb ramps/stairs, occasionally climb
ladders/ropes/scaffolds, occasionally balance, occasionally stoop, kneel, crouch and crawl. Dr.
Norcross recommended that Sessums be limited to light work. (Tr. 61 -67).
Sessums was treated at Hollis Clinic on November 1 and 30, 2012. He was diagnosed
with lumbar pain post-surgery, hypertension, and anxiety. (Tr. 421-22).
On December 4, 2012, Sessums was seen by Dr. Cortez for a follow-up after surgery.
(Tr. 399). He continued to complain of pain in his right hip that radiates down. (Tr. 399). Dr.
Cortez's examination showed the Sessums was well-healed. Dr. Cortez ordered a CT to evaluate
the screw placement and the status of his fusion. (Tr. 399).
On December 6, 2012, Dr. Cortez reviewed the CT scan, which showed a medially
placed LS screw. Dr. Cortez recommended surgery on January 7, 2012 to correct this. (Tr. 393).
On December 21, 2012, Dr. Cortez filled out a disability certificate that indicated
Sessums had been disabled from July 6, 2012 until December 21, 2012, and that Sessums would
continue to be disabled for another four (4) months. (Tr. 394).
On January 7, 2013 , Dr. Cortez performed surgery on Sessums to revise the medically
placed screw. (Tr. 402-09).
8
On January 16, 2013 , Dan Donahue, Ph.D. reviewed the updated medical records to
perform a mental residual functional capacity assessment. (Tr. 82-84). Dr. Donahue affirmed
Dr. Simon' s opinions regarding Sessums' mental limitations.
On January 22, 2013, Sessums was seen by Crystal Watson, PA-C for a two-week
follow-up appointment. (Tr. 427). Sessums' symptoms of pain running down his right lower
extremity were mostly resolved.
He continued to complain of pain in the right paraspinal
muscles and occasional radiation into the right groin. He was given a prescription for Percocet.
On January 30, 2013, Bill Payne, M.D. reviewed the updated medical records to perform
a physical residual functional capacity assessment.
(Tr. 80-82).
Dr. Payne affirmed Dr.
Norcross' opinion that Sessums could perform light work.
On April 4, 2013, Sessums was seen by Dr. Tim Maryanov and Crystal Watson for a
three month follow-up appointment. (Tr. 429). Sessums complained of pain in his back with
occasional radiation into the lower extremities. The x-ray showed stable hardware placement
and he was referred for pain management. Dr. Maryanov refused to fill out Sessums' disability
paperwork.
On April 20, 2013 , Sessums was seen by Dr. Nicholas Tannous at Advanced Pain
Management. (Tr. 470-72). Sessums reported his pain as a 10 on a scale of 10. Sessums had
pain associated with flexion. Dr. Tannous prescribed Tizanidine, Gabapentin, and HydrocodoneAcetaminophen. Sessums returned to the pain clinic on May 8, June 7, July 8, and August 1,
2013. (Tr. 459-69). Sessums indicated that the medications were improving daily functioning.
(Tr. 463 , 469). Sessums was continued on the same pain management regimen.
On September 10, 2013 , Sessums was seen by Dr. Abdullah Arshad at the Pemiscot
Primary Care Center with complaints of lower back pain. (Tr. 449). Sessums stated that he
9
could not be seen at Kennett pain clinic any longer because he was self-pay. Dr. Arshad reported
that Sessums could not carry out any gainful employment due to his severe physical impairment.
On March 27, 2014, Sessums was seen by Dr. Arshad for a follow up appointment. (Tr.
475). Sessums was diagnosed with back pain, muscle spasms, anxiety disorder, and
hypertension. Dr. Ashad refilled Sessums' prescriptions.
In a letter dated April 24, 2014, Dr. Ashad stated that Sessums had two failed back
surgeries and is unable to do physical gainful employment. (Tr. 453).
On June 10, 2014, Sessums was seen by Dr. Barry Burchett of Tri-State Occupational
Medicine for an internal medicine examination. (Tr. 481-92). Dr. Burchett filled out a Medical
Source Statement of Ability to Do Work-Related Activities (Physical).
Sessums reported
bilateral low back pain that was exacerbated by bending, twisting, or sitting more than 20
minutes at a time. Dr. Burchett opined that Sessums could frequently lift up to 10 pounds;
occasionally carry up to 10 pounds; could sit for 30 minutes without interruption; could sit,
stand, and walk for 4 hours in a normal workday; could occasionally reach; never push/pull;
could occasionally operate foot controls; could occasionally balance; never climb, stoop, kneel
crouch, or craw; and could occasionally operate a motor vehicle.
IV.
LegalStandard
Under the Social Security Act, the Commissioner has established a five-step process for
determining whether a person is disabled. 20 C.F.R. §§ 416.920, 404.1529. '"If a claimant fails
to meet the criteria at any step in the evaluation of disability, the process ends and the claimant is
determined to be not disabled. "' Goff v. Barnhart, 421 F.3d 785, 790 (8th Cir. 2005) (quoting
Eichelberger v. Barnhart, 390 F.3d 584, 590-91 (8th Cir. 2004)). In this sequential analysis, the
claimant first cannot be engaged in "substantial gainful activity" to qualify for disability benefits.
10
20 C.F.R. §§ 416.920(b), 404.1520(b). Second, the claimant must have a severe impairment. 20
C.F.R. §§ 416.920(c), 404.1520(c).
The Social Security Act defines "severe impairment" as
"any impairment or combination of impairments which significantly limits [claimant's] physical
or mental ability to do basic work activities .... " Id. "The sequential evaluation process may be
terminated at step two only when the claimant's impairment or combination of impairments
would have no more than a minimal impact on [his or] her ability to work." Page v. Astrue, 484
F.3d 1040, 1043 (8th Cir. 2007) (quoting Caviness v. Massanari, 250 F.3d 603, 605 (8th Cir.
2001).
Third, the ALJ must determine whether the claimant has an impairment which meets or
equals one of the impairments listed in the Regulations. 20 C.F.R. §§ 416.920(d), 404.1520(d);
Part 404, Subpart P, Appendix 1. If the claimant has one of, or the medical equivalent of, these
impairments, then the claimant is per se disabled without consideration of the claimant's age,
education, or work history. Id.
Fourth, the impairment must prevent claimant from doing past relevant work.2 20 C.F.R.
§§ 416.920(e), 404.1520(e). At this step, the burden rests with the claimant to establish his RFC.
Steed v. Astrue, 524 F.3d 872, 874 n.3 (8th Cir. 2008); see also Eichelberger, 390 F.3d at 59091; Masterson v. Barnhart, 363 F.3d 731, 737 (8th Cir. 2004). RFC is defined as what the
claimant can do despite his or her limitations, 20 C.F.R. § 404.1545(a), and includes an
assessment of physical abilities and mental impairments. 20 C.F .R. § 404. l 545(b )-( e). The ALJ
will review a claimant's RFC and the physical and mental demands of the work the claimant has
done in the past. 20 C.F.R. § 404.1520(±). If it is found that the claimant can still perform past
2
"Past relevant work is work that [the claimant] has done within the past 15 years, that was
substantial gainful activity, and that lasted long enough for [the claimant] to learn how to do it."
Mueller v. Astrue, 561 F.3d 837, 841 (8th Cir. 2009) (citing 20 C.F.R. § 404.1560(b)(l)).
11
relevant work, the claimant will not be found to be disabled. Id.; 20 C.F.R. § 416.920(a)( 4)(iv).
If the claimant cannot perform past relevant work, the analysis proceeds to Step 5.
At the fifth and last step, the ALJ considers the claimant' s RFC, age, education, and work
experience to see if the claimant can make an adjustment to other work.
20 C.F.R.
§ 416.920(a)(4)(v). If it is found that the claimant cannot make an adjustment to other work, the
claimant will be found to be disabled. Id.; see also 20 C.F.R. § 416.920(g). At this step, the
Commissioner bears the burden to "prove, first that the claimant retains the RFC to perform
other kinds of work, and, second that other work exists in substantial numbers in the national
economy that the claimant is able to perform." Goff, 421 F.3d at 790; Nevland v. Apfel, 204 F.3d
853 , 857 (8th Cir. 2000). The Commissioner must prove this by substantial evidence. Warner v.
Heckler, 722 F.2d 428, 431 (8th Cir. 1983).
If the claimant satisfies all of the criteria of the five-step sequential evaluation process,
the ALJ will find the claimant to be disabled. "The ultimate burden of persuasion to prove
disability, however, remains with the claimant." Id. ; see also Harris v. Barnhart, 356 F.3d 926,
931 n.2 (8th Cir. 2004) (citing 68 Fed. Reg. 51153 , 51155 (Aug. 26, 2003)).
This court reviews the decision of the ALJ to determine whether the decision is supported
by "substantial evidence" in the record as a whole. See Smith v. Shala/a, 31 F.3d 715, 717 (8th
Cir. 1994). "Substantial evidence is less than a preponderance but is enough that a reasonable
mind would find it adequate to support the Commissioner's conclusion."
Krogmeier v.
Barnhart, 294 F.3d 1019, 1022 (8th Cir. 2002); see also Cox v. Astrue, 495 F.3d 614, 617 (8th
Cir. 2007). Therefore, even if a court finds that there is a preponderance of the evidence against
the ALJ's decision, the ALJ's decision must be affirmed if it is supported by substantial
12
evidence. Clark v. Heckler, 733 F.2d 65, 68 (8th Cir. 1984). In Bland v. Bowen, 861 F.2d 533,
535 (8th Cir. 1988), the Eighth Circuit Court of Appeals held:
[t]he concept of substantial evidence is something less than the weight of the
evidence and it allows for the possibility of drawing two inconsistent conclusions,
thus it embodies a zone of choice within which the Secretary may decide to grant
or deny benefits without being subject to reversal on appeal.
As such, "[the reviewing court] may not reverse merely because substantial evidence exists for
the opposite decision." Lacroix v. Barnhart, 465 F.3d 881 , 885 (8th Cir. 2006) (quoting Johnson
v. Chater, 87 F.3d 1015, 1017 (8th Cir. 1996)). Similarly, the ALJ decision may not be reversed
because the reviewing court would have decided the case differently. Krogmeier, 294 F.3d at
1022.
V.
Discussion
Sessums claims that the ALJ' s decision is not supported by substantial evidence.
Sessums argues that the ALJ' s finding that Sessums is limited to simple, unskilled sedentary
work with only occasional stooping, kneeling, crouching, and crawling conflicts with the
opinions of Sessums' treating and examining doctors. (ECF No. 10 at 13). Sessums argues that
examining physician Dr. Burchett's opinion that Sessums is limited to sitting only four hours in
an eight-hour workday for only 30 minutes at a time conflicts with the ALJ's finding that
Sessums can perform sedentary work. Sedentary work requires the ability to remain in a seated
position for approximately six hours of an eight-hour workday with normal break. (ECF No. 10
at 12). Dr. Burchett also opined that Sessums could only occasionally reach overhead, but the
ALJ included no limitations on overhead reaching in his RFC. (ECF No. 10 at 13). Sessums
further argues that the ALJ omitted Dr. Burchett' s findings that Sessums can never push/pull,
only occasionally operate foot controls, only occasionally balance, and never climb, stoop, kneel,
crouch, or crawl.
(ECF No. 10 at 13-14).
Sessums acknowledges that the ALJ gave Dr.
13
Burchett' s opuuon less weight on the ground that it was based on Sessums' subjective
complaints. (ECF No. 10 at 14 (citing Tr. 19)). Sessums, however, notes that Dr. Burchett
indicated that the restrictions were based on Sessums' history as well as his decreased ability to
squat and decreased lumber flexion.
(ECF No. 10 at 14).
Sessums asserts that the ALJ
improperly failed to provide Dr. Burchett with only a single medical report and none of the MRI
or CT scans. (ECF No. 10 at 14-15). Sessums argues that the ALJ erroneously gave controlling
weight to the opinions of state agency doctors who only performed a record review, instead of to
the opinions of Dr. Burchett and Dr. Arshad, who examined or treated Sessums. Sessums notes
that the state agency doctors only reviewed the medical records until January 2013 , which did
not include Sessums' second surgery.
Finally, Sessums argues that the ALJ erred by not
including Sessums' limitations in concentration, persistence and pace in the hypothetical for the
vocational expert. (ECF No. 10 at 15-16).
The Court holds that the ALJ properly considered all of the evidence in the record as a
whole when he determined Sessums' RFC. The ALJ articulated appropriate bases for the weight
given the evidence in the record and found that Plaintiff retained the RFC to perform a range of
simple, sedentary work. (Tr. 17). Contrary to Sessums' claims, the ALJ accounted for Sessums'
mental limitations in the RFC . The ALJ found that Sessums' severe impairments included
anxiety and he suffered from "moderate" limitations in maintaining concentration, persistence, or
pace. Based upon these impairments, the ALJ properly found that Sessums was limited to
simple, repetitive, routine work. (Tr. 17); see Howard v. Massanari, 255 F.3d 577, 582 (8th Cir.
2001) ("the ALJ's hypothetical concerning someone who is capable of doing simple, repetitive,
routine tasks adequately captures Howard's deficiencies in concentration, persistence or pace");
Brachtel v. Apfel, 132 F.3d 417, 421 (8th Cir.1997) (holding that hypothetical including the
14
"ability to do only simple routine repetitive work, which does not require close attention to
detail" sufficiently describes deficiencies of concentration, persistence or pace).
The ALJ
properly considered Sessums' mental impairment and incorporated the credible limitations into
his RFC findings. (Tr. 16-18).
Likewise, the Court holds that the ALJ properly considered the record as a whole,
including Sessums' subjective complaints. To analyze a claimant' s subjective complaints of
pain, the ALJ examines: (i) the claimant' s daily activities; (ii) The location, duration, frequency,
and intensity of the claimant's pain or other symptoms; (iii) Precipitating and aggravating
factors; (iv) The type, dosage, effectiveness, and side effects of any medication the claimant
takes or has taken to alleviate the claimant' s pain or other symptoms; (v) Treatment, other than
medication, the claimant receives or has received for relief of the claimant' s pain or other
symptoms; (vi) Any measures the claimant uses or has used to relieve the claimant's pain or
other symptoms (e.g., lying flat on his back, standing for 15 to 20 minutes every hour, sleeping
on a board, etc.); and (vii) Other factors concerning the claimant' s functional limitations and
restrictions due to pain or other symptoms. 20 C.F.R. §416.929. In evaluating Sessums' RFC,
the ALJ properly evaluated Sessums' limited, conservative and sporadic treatment. (Tr. 14-15).
The Court holds that the ALJ properly considered Sessums' failure to seek consistent medical
care, which seriously undermined his claims of chronic and extreme pain.
See Edwards v.
Barnhart, 314 F.3d 964, 967- 68 (8th Cir. 2003) (" It was within the province of the ALJ to
discount Edwards's claims of disabling pain in view of her failure to seek ameliorative
treatment."). Instead of disabling hip and back pain, the records show that Sessums' pain was
controlled with medication. (Tr. 15, 18, 188, 262-63, 266, 270-71 , 274, 277-78, 281-82, 285-86,
290, 342, 461 , 463 , 469). Sessums testified as to the side effects at the hearing, but he denied
15
any side effects to his medical providers. (Tr. 18, 37, 263, 271 , 281 , 286, 290, 459, 463-64, 466,
469). Sesswns' condition improved following his back surgeries in September 2012 and January
2013, and he was discharged from treatment.
(Tr. 328, 427, 429, 434).
Sesswns refused
injections for his neck pain. (Tr. 286, 299, 324). He sought no treatment from a mental health
specialist. (Tr. 18).
Likewise, the ALJ found that Sesswns' allegations of disabling impairments were not
supported by the objective evidence. Sesswns alleged disability based upon hip and back pain.
However, the physical examinations revealed normal gait, full range of motion, full strength, and
no sensory deficits. (Tr. 288, 293-95, 299-300, 325, 336, 342, 345, 348, 369-72, 399, 405, 427,
429, 449, 451 , 460-61 , 465-66, 475, 482-86). Following his back surgery, Sesswns' x-rays
showed normal and stable alignment. (Tr. 330, 400, 429). He appeared alert, oriented, and
cooperative with a normal thought process, good judgment, and intact memory. (Tr. 261 , 26869, 275 , 76, 280, 284, 288, 293, 299, 325 , 345 , 369, 371, 405, 449, 460-61 , 466, 471, 482);
Halverson v. Astrue, 600 F.3d 922, 933 (8th Cir. 2010) ("Despite her claimed inability to work,
multiple examinations demonstrated no abnormalities, and she repeatedly appeared alert and
oriented with normal speech and thought processes."). Thus, the medical records did not support
Sesswns' alleged limitations.
The ALJ properly weighed Sesswns' poor work history. (Tr. 18). See Buckner v. Astrue,
646 F.3d 549, 556-58 (8th Cir. 2011) (Buckner's sporadic work history prior to his alleged
disability date indicated that he was not strongly motivated to engage in productive activity,
which weighed against his credibility).
Finally, the Court holds that that the ALJ properly evaluated the medical opinions. (Tr.
15, 19). In regards to Sesswns' mental health, the ALJ reviewed the state agency medical
16
consultants' opm10ns.
(Tr. 19, 59-60, 63-65, 77-79, 82-84).
He gave great weight to the
opinions of Dr. Simoon and Dr. Donahue and incorporated those opinions into his RFC finding.
There was no opinion that Sessums was precluded from performing simple, routine, repetitive
work based upon his mental impairments. The Court holds that the ALJ' s opinion regarding
Sessums' mental RFC is supported by substantial evidence.
With regards to Sessums' physical limitations, the ALJ properly evaluated the medical
opinions and found that the state agency medical consultants' opinions were entitled to great
weight, but Dr. Burchett's opinion was entitled to little weight. (Tr. 15, 19). After his second
surgery, Dr. Maryanov noted that most of Sessums' symptoms seemed to have been resolved. In
April 2013 , Dr. Maryanov refused to complete a form supporting Sessums' disability application
and he was referred to pain management. The ALJ considered this medical information, along
with the remainder of the record, to determined Sessums' RFC.
Further, contrary to Sessums' argument, the ALJ properly weighed Dr. Burchett' s
opinion, affording it little weight. (Tr. 15, 19). During Sessums' examination with Dr. Burchett,
Sessums exhibited full strength, intact sensation, normal gait, and subjectively limited lumbar
range of motion. (Tr. 483-86). As previously discussed, Dr. Burchett limited Sessums to lifting
only 10 pounds and sitting/standing/walking for only 4 hours in an 8 hour workday. The ALJ
noted that Dr. Burchett' s opinion was based on Sessums' history and subjective complaints,
rather than on independent medical findings. (Tr. 19); see McCoy v. Astrue, 648 F.3d 605, 617
(8th Cir. 2011) ("Finally, the ALJ noted that Dr. Puente's evaluation appeared to be based, at
least in part, on McCoy's self-reported symptoms and, thus, insofar as those reported symptoms
were found to be less than credible, Dr. Puente's report was rendered less credible.").
Dr.
Burchett' s opinions also were inconsistent with the medical records. For example, Sessums
17
exhibited difficulty squatting during Dr. Burchett's examination, but other medical records
showed no such difficulty. (Tr. 300, 369, 372, 484, 490). In contrast, the ALJ accepted Dr.
Burchett' s lifting restriction because it was consistent with the lifting restrictions placed on
Sessums by his treating sources. (Tr. 17, 343, 427, 487). Thus, the ALJ properly evaluated Dr.
Burchett's opinion and found it entitled to little weight.
Sessums also claimed that Dr. Ashad's statement that Sessums could not perform
"gainful employment" supports Dr. Burchett's opinion. (ECF No. 10 at 15 (citing Tr. 453)).
This assessment, however, is limited to the Commissioner and is entitled to no deference. 20
C.F.R. §416.927(d); House v. Astrue, 500 F.3d 741 , 745 (8th Cir. 2007) (citing Krogmeier v.
Barnhart, 294 F.3d 1019, 1023 (8th Cir. 2002) ("A treating physician's opinion that a claimant is
disabled or cannot be gainfully employed gets no deference because it invades the province of
the Commissioner to make the ultimate disability determination."). Dr. Arshad identified no
functional limitations and the ALJ properly found this opinion entitled to no weight.
In sum, the ALJ properly considered the opinions of the state agency medical consultants.
Dr. Norcross reviewed the medical records and opined that Sessums could perform light work
with occasional postural activities. Dr. Payne later reviewed the updated the medical records and
agreed with Dr. Norcross. The ALJ found that these opinions were consistent with the record
and properly afforded them great weight. The ALJ gave these opinions great weight and further
restricted Sessums to sedentary work consistent with the temporary restrictions (such as lifting)
provided by his treating sources.
The Court finds that these restrictions are supported by
substantial evidence.
The Court holds that the ALJ properly included all supported limitations in Sessums'
RFC and the vocational expert testified that such an individual could perform work existing in
18
significant numbers in the national economy. As such, the ALJ properly concluded that Sessums
was capable of other work and, thus, not disabled.
VI.
Conclusion
Based on the foregoing, the Court finds that the ALJ's decision was based on substantial
evidence in the record as a whole and should be affirmed.
Accordingly,
IT IS HEREBY ORDERED that this action is AFFIRMED. A separate Judgment will
accompany this Order.
Dated this 16th day of February, 2017.
~
RONNIE L. WHITE
UNITED STATES DISTRICT JUDGE
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