Stokes v. Berryhill
Filing
32
MEMORANDUM OPINION re: 31 SOCIAL SECURITY CROSS BRIEF re 26 SOCIAL SECURITY BRIEF filed by Defendant Nancy A. Berryhill, 26 SOCIAL SECURITY BRIEF filed by Plaintiff Natassia Stokes. Because Plaintiff does not have animpairment or combinat ion of impairments that result in either "marked" limitations in two domains of functioning or "extreme" limitation in one domain of functioning, substantial evidence supports the ALJ's decision finding Plaintiff not disabled. Accordingly, Judgment will be entered separately in favor of Defendant in accordance with this Memorandum. Signed by Magistrate Judge Abbie Crites-Leoni on 3/25/19. (CSG)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
NORTHERN DIVISION
NATASSIA STOKES o/b/o J.L.S.,
Plaintiff,
vs.
NANCY A. BERRYHILL,
Acting Commissioner of Social Security,
Defendant.
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) Case No. 2:17 CV 93 ACL
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MEMORANDUM
Natassia Stokes brings this action pursuant to 42 U.S.C. § 405(g), seeking judicial review
of the Social Security Administration Commissioner’s denial of her application on behalf of her
minor son, J.L.S. (“Plaintiff”), for Supplemental Security Income (“SSI”) under Title XVI of the
Social Security Act.
An Administrative Law Judge (“ALJ”) found that Plaintiff’s attention deficit hyperactivity
disorder (“ADHD”) and oppositional defiant disorder (“ODD”) were severe but did not meet or
medically equal an impairment contained in a listing pursuant to 20 C.F.R. § 416.926a.
Consequently, the ALJ found that Plaintiff was not disabled.
This matter is pending before the undersigned United States Magistrate Judge, with
consent of the parties, pursuant to 28 U.S.C. § 636(c). A summary of the entire record is
presented in the parties’ briefs and is repeated here only to the extent necessary.
For the following reasons, the decision of the Commissioner will be affirmed.
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I. Procedural History
Ms. Brown protectively filed an application for Child’s SSI on behalf of Plaintiff on
December 10, 2013. (Tr. 238-43.) She stated that Plaintiff was born in 2009, and alleged that he
became disabled beginning May 1, 2012, due to ADHD, obsessive compulsive disorder (“OCD”)
“odd and violent behavior,” and seizures. (Tr. 256.) Plaintiff’s claim was denied initially. (Tr.
128-31.) Following an administrative hearing, Plaintiff’s claim was denied in a written opinion
by an ALJ, dated November 10, 2015. (Tr. 102-22.) On September 13, 2016, after receiving
additional evidence, the Appeals Council remanded the matter back to the ALJ for further
development and a new decision. (Tr. 123-27.) On July 20, 2017, following a second hearing,
the ALJ found that Plaintiff was not under a disability as defined in the Act. (Tr. 17-37.)
Plaintiff then filed a request for review of the ALJ’s decision with the Appeals Council, which was
denied on November 7, 2017. (Tr. 1-6.) Thus, the July 20, 2017 decision of the ALJ stands as
the final decision of the Commissioner. See 20 C.F.R. §§ 404.981, 416.1481.
In the instant action, Plaintiff claims that the ALJ erred by improperly “fail[ing] to rely on
the treating physician’s opinion regarding functional equivalence.” (Doc. 26 at 9.)
II. The ALJ’s Determination
The ALJ stated that Plaintiff was born on November 22, 2009, and was a preschooler on
the date his application was filed, and is currently a school-age child. (Tr. 23.) Plaintiff has not
engaged in substantial gainful activity since January 3, 2014, the application date. Id. The ALJ
found that Plaintiff has the following severe impairments: ADHD and ODD. Id. The ALJ
determined that Plaintiff does not have an impairment or combination of impairments that meets or
medically equals the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P,
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Appendix 1 (20 C.F.R. §§ 416.924, 416.925 and 416.926). Id.
The ALJ further found that Plaintiff does not have an impairment or combination of
impairments that functionally equals the severity of the listings. (Tr. 24.) Specifically, the ALJ
found that Plaintiff has the following limitations: less than marked limitation in his ability to
acquire and use information; marked limitation in his ability to attend and complete tasks; less than
marked limitation in his ability to interact and relate with others; no limitation in his ability to
move about and manipulate objects; less than marked limitation in his ability to care for himself;
and no limitation in his health or physical well-being. (Tr. 31-37.) Finally, the ALJ concluded
that Plaintiff has not been disabled, as defined in the Social Security Act, since January 3, 2014,
the date the application was filed. Id.
III. Applicable Law
III.A. Standard of Review
The decision of the Commissioner must be affirmed if it is supported by substantial
evidence on the record as a whole. 42 U.S.C. § 405(g); Richardson v. Perales, 402 U.S. 389, 401
(1971); Estes v. Barnhart, 275 F.3d 722, 724 (8th Cir. 2002). Substantial evidence is less than a
preponderance of the evidence, but enough that a reasonable person would find it adequate to
support the conclusion. Johnson v. Apfel, 240 F.3d 1145, 1147 (8th Cir. 2001). This “substantial
evidence test,” however, is “more than a mere search of the record for evidence supporting the
Commissioner’s findings.” Coleman v. Astrue, 498 F.3d 767, 770 (8th Cir. 2007) (internal
quotation marks and citation omitted). “Substantial evidence on the record as a whole . . .
requires a more scrutinizing analysis.” Id. (internal quotation marks and citations omitted).
The Court must also consider any evidence which fairly detracts from the Commissioner’s
decision. Coleman, 498 F.3d at 770; Warburton v. Apfel, 188 F.3d 1047, 1050 (8th Cir. 1999).
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However, even though two inconsistent conclusions may be drawn from the evidence, the
Commissioner's findings may still be supported by substantial evidence on the record as a whole.
Pearsall v. Massanari, 274 F.3d 1211, 1217 (8th Cir. 2001) (citing Young v. Apfel, 221 F.3d 1065,
1068 (8th Cir. 2000)). “[I]f there is substantial evidence on the record as a whole, we must affirm
the administrative decision, even if the record could also have supported an opposite decision.”
Weikert v. Sullivan, 977 F.2d 1249, 1252 (8th Cir. 1992) (internal quotation marks and citation
omitted). See also Jones ex rel. Morris v. Barnhart, 315 F.3d 974, 977 (8th Cir. 2003).
III.B. Determination of Disability
A claimant under the age of eighteen is considered disabled and eligible for SSI under the
Social Security Act if he “has a medically determinable physical or mental impairment, which
results in marked and severe functional limitations, and which can be expected to result in death or
which has lasted or can be expected to last for a continuous period of not less than 12 months.” 42
U.S.C. § 1382c(a)(3)(C)(i).
The Commissioner is required to undergo a three-step sequential evaluation process when
determining whether a child is entitled to SSI benefits. First, the Commissioner must determine
whether the child is engaged in substantial gainful activity. If not, the Commissioner must then
determine whether the child’s impairment, or combination of impairments, is severe. Finally, if
the child’s impairment(s) is severe, the Commissioner must determine whether it meets, medically
equals, or functionally equals the severity of an impairment listed in Appendix 1 of Subpart P of
Part 404 of the Regulations. 20 C.F.R. § 416.924(a); Garrett ex rel. Moore v. Barnhart, 366 F.3d
643, 647 (8th Cir. 2004). If the impairment(s) meets or medically equals a Listing, the child is
disabled. Garrett, 366 F.3d at 647. If a child’s impairment does not meet or medically equal a
listed impairment, the Commissioner will assess all functional limitations caused by the child’s
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impairment to determine whether the impairment functionally equals the listings. 20 C.F.R. §
416.926a. If this analysis shows the child not to have an impairment which is functionally equal
in severity to a listed impairment, the ALJ must find the child not disabled. Oberts o/b/o Oberts v.
Halter, 134 F. Supp. 2d 1074, 1082 (E.D. Mo. 2001).
To functionally equal a listed impairment, the child’s condition must result in an “extreme”
limitation in one domain of functioning or “marked” limitations in two domains. 20 C.F.R. §
416.926a(a). The domains are “broad areas of functioning intended to capture all of what a child
can or cannot do.” 20 C.F.R. § 416.926a(b)(1). The six domains used by the Commissioner in
making this determination are: 1) Acquiring and Using Information; 2) Attending and Completing
Tasks; 3) Interacting and Relating with Others; 4) Moving About and Manipulating Objects; 5)
Caring for Oneself; and 6) Health and Physical Well-Being. Id.
A child-claimant has a “marked” limitation in a domain when his impairment(s) interferes
seriously with [his] ability to independently initiate, sustain, or complete activities. [His]
day-to-day functioning may be seriously limited when [his] impairment(s) limits only one activity
or when the interactive and cumulative effects of [his] impairment(s) limit several activities.
“Marked” limitation also means a limitation that is “more than moderate” but “less than extreme.”
20 C.F.R. § 416.926a(e)(2)(i). A child has an “extreme” limitation when the impairment
“interferes very seriously with [the child’s] ability to independently initiate, sustain, or complete
activities.” 20 C.F.R. § 416.926a(e)(3). In determining whether a child-claimant’s functioning
may be marked or extreme, the Commissioner is to review all the evidence of record and “compare
[the child’s] functioning to the typical functioning of children [the child’s] age who do not have
impairments.” 20 C.F.R. § 416.926a(f)(1); see also 20 C.F.R. § 416.926a(b) (in determining
child-claimant’s functioning, Commissioner looks “at how appropriately, effectively and
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independently [the child] perform[s] [his] activities compared to the performance of other children
[the child’s] age who do not have impairments.”); 20 C.F.R. § 416.924a(b)(5).
The Commissioner’s findings are conclusive upon this Court if they are supported by
substantial evidence. 42 U.S.C. § 405(g); Young v. Shalala, 52 F.3d 200 (8th Cir. 1995) (citing
Woolf v. Shalala, 3 F.3d 1210, 1213 (8th Cir. 1993)). Substantial evidence is less than a
preponderance but enough that a reasonable person would find it adequate to support the
conclusion. Briggs v. Callahan, 139 F.3d 606, 608 (8th Cir. 1998). In evaluating the
substantiality of the evidence, the Court must consider evidence which supports the
Commissioner’s decision as well as any evidence which fairly detracts from the decision.
McNamara v. Astrue, 590 F.3d 607, 610 (8th Cir. 2010). Where substantial evidence supports the
Commissioner’s decision, the Court must affirm, even if a different conclusion may be drawn from
the evidence. Id.
IV. Discussion
Plaintiff argues that the ALJ erred in assigning little weight to the opinion of treating
physician, Dr. Imam, when determining functional equivalence.
“It is the ALJ’s function to resolve conflicts among the various treating and examining
physicians.” Tindell v. Barnhart, 444 F.3d 1002, 1005 (8th Cir. 2006) (quoting Vandenboom v.
Barnhart, 421 F.3d 745, 749-50 (8th Cir. 2005) (internal marks omitted)). The opinion of a
treating physician will be given “controlling weight” only if it is “well supported by medically
acceptable clinical and laboratory diagnostic techniques and is not inconsistent with the other
substantial evidence in [the] record.” Prosch v. Apfel, 201 F.3d 1010, 1012-13 (8th Cir. 2000).
The record, though, should be “evaluated as a whole.” Id. at 1013 (quoting Bentley v. Shalala, 52
F.3d 784, 785-86 (8th Cir. 1997)). The ALJ is not required to rely on one doctor’s opinion
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entirely or choose between the opinions. Martise v. Astrue, 641 F.3d 909, 927 (8th Cir. 2011).
Additionally, when a physician’s records provide no elaboration and are “conclusory checkbox”
forms, the opinion can be of little evidentiary value. See Anderson v. Astrue, 696 F.3d 790, 794
(8th Cir. 2012). Regardless of the decision the ALJ must still provide “good reasons” for the
weight assigned the treating physician’s opinion. 20 C.F.R § 404.1527(d)(2).
The ALJ must weigh each opinion by considering the following factors: the examining and
treatment relationship between the claimant and the medical source, the length of the treatment
relationship and the frequency of examination, the nature and extent of the treatment relationship,
whether the physician provides support for his findings, whether other evidence in the record is
consistent with the physician’s findings, and the physician’s area of specialty. 20 C.F.R. §§
404.1527(c)(1)-(5), 416 .927(c)(1)-(5).
Dr. Imam completed two Childhood Disability Evaluation forms. On November 18,
2015, Dr. Imam indicated Plaintiff had ADHD and disruptive mood disorder. (Tr. 432.) He
expressed the opinion that Plaintiff functionally equals the listings. Id. With regard to the
domains, he found that Plaintiff had extreme limitation in the domains of Acquiring and Using
Information, Attending and Completing Tasks, Interacting and Relating with Others, and Caring
for Yourself; and marked limitation in the domains of Moving About and Manipulating Objects
and Health and Physical Well-Being. (Tr. 434-35.) On February 7, 2017, Dr. Imam completed a
second form, in which he found Plaintiff had extreme limitation in the domains of Attending and
Completing Tasks and Interacting and Relating with Others; marked limitation in the domains of
Acquiring and Using Information and Caring for Yourself; and less than marked limitation in the
domains of Moving About and Manipulating Objects and Health and Physical Well-Being. (Tr.
518-19.)
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The ALJ indicated that he was assigning “little weight” to Dr. Imam’s opinions. (Tr. 30.)
The ALJ explained that Dr. Imam’s opinions were inconsistent with Plaintiff’s “academic
performance, the lack of need for any special supports in his academic setting, [and] his daily
activities.” Id. He further found that Dr. Imam’s opinions were inconsistent with psychiatric
evaluations in the record, “which, while suggestive of distractibility and concentration problems,
do not suggest interpersonal, cognitive, adaptive or other deficits to the extreme levels suggested
by Dr. Imam.” Id.
Plaintiff only challenges the ALJ’s finding that Plaintiff had less than marked limitation in
the domain of Interacting and Relating with Others. For this domain, the Commissioner is to
consider how well the child initiates and sustains emotional connections with others, develops and
uses the language of his community, cooperates with others, complies with rules, responds to
criticism, and respects and takes care of the possessions of others. 20 C.F.R. § 416.926a(i).
The Regulations provide that pre-school aged children (age 3 to attainment of age 6)
should be able to socialize with children as well as adults, begin to prefer playmates one’s own age
and start to develop friendships with children the same age, use words instead of actions to express
oneself, and be better able to share and show affection.
20 C.F.R. § 416.926a(i)(2)(iii).
School-age children should be able to:
develop more lasting friendships with children who are your age. You should
begin to understand how to work in groups to create projects and solve problems.
You should have an increasing ability to understand another’s point of view and to
tolerate differences. You should be well able to talk to people of all ages, to share
ideas, tell stories, and to speak in a manner that both familiar and unfamiliar
listeners readily understand.
Id. at § 416.926a(i)(2)(iv).
Examples of limited functioning in this domain include: having no close friends or only
friends that are older or younger, avoiding or withdrawing from known people or being overly
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anxious or fearful of meeting new people, having difficulty playing games or sports with rules
difficulty communicating with others, and difficulty speaking intelligibly or with adequate
fluency. Id. at § 416.926a(i)(3).
At the administrative hearing, Plaintiff’s mother testified that Plaintiff was
aggressive, especially toward his sister. She stated that Plaintiff had kicked his pregnant
babysitter in the stomach on one occasion, which led to Plaintiff’s psychiatric
hospitalization for several days in November 2015. (Tr. 26, 48, 426.) Plaintiff’s mother
testified that Plaintiff was not aggressive toward children at school. Id.
The ALJ acknowledged that Plaintiff has been diagnosed with oppositional defiant
disorder, and that the record reveals persistent issues with aggression, self-injurious
behavior, and violence toward others. (Tr. 34.) The ALJ stated that Plaintiff’s academic
records, however, “suggest far less behavioral problems in the school setting.” (Tr. 34.)
The undersigned finds that the ALJ provided sufficient reasons for discrediting Dr. Imam’s
opinions. First, the ALJ accurately noted that Dr. Imam’s opinions were inconsistent with
Plaintiff’s academic performance.
On March 18, 2014, Plaintiff’s Headstart Teacher, Leah Yordt, completed a Teacher
Questionnaire. (Tr. 266-73.) In the domain of Acquiring and Using Information, Ms. Yordt
found that Plaintiff had a “serious problem” in his ability to understand and participate in class
discussions, and express ideas in written form; and an “obvious problem” in his ability to
comprehend and/or follow oral instructions, and read and comprehend written letters. (Tr. 267.)
In Attending and Completing Tasks, she found Plaintiff had a serious problem in his ability to wait
to take turns; and an obvious problem in his ability to focus long enough to finish an assigned task.
(Tr. 268.) As to the Interacting and Relating with Others domain, Ms. Yordt indicated Plaintiff
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had a serious problem in his ability to follow rules, take turns in a conversation, and interpret the
meaning of facial expressions, body language hints, and sarcasm. (Tr. 269.) He had an obvious
problem in his ability to respect and obey adults in authority, use language appropriate to the
situation and listener, and introduce and maintain relevant and appropriate topics of conversation.
Id. In the domain of Caring for Himself, she found Plaintiff had a serious problem in his ability to
be patient when necessary and use good judgment regarding personal safety and dangerous
circumstances; and an obvious problem in his ability to handle frustration appropriately and use
appropriate coping skills to meet daily demands of school environment. (Tr. 271.) Ms. Yordt
indicated that it had not been necessary to implement behavior modification strategies for Plaintiff.
(Tr. 269.) She remarked that Plaintiff was “very independent but sometimes that means he is
unsafe. Also when working on his own he gets side tracked.” Id.
The ALJ assigned “great weight” to Ms. Yordt’s opinion, as Ms. Yordt had been able to
observe Plaintiff on a daily basis for a long period and was therefore “well-suited to offer insight
into his functional abilities and limitations.” (Tr. 29.) The ALJ also noted that Ms. Yordt’s
findings were consistent with psychiatric evaluations and mental health treatment notes in the
record. Id.
The ALJ next discussed the September 2016 opinion of Plaintiff’s first grade teacher, Beth
Cobb. (Tr. 29.) Ms. Cobb indicated that Plaintiff was taking regular classes, as he did not
qualify for special services. (Tr. 510.) Plaintiff was “somewhat below grade” in Math,
Language Arts, and Reading. Id. Ms. Cobb indicated that Plaintiff was working, behaving, and
learning “about average,” and was “slightly more” happy than average. (Tr. 511.) She had “no
concerns” about Plaintiff and described him as “very friendly and well mannered.” Id. On a list
of 112 possible issues, Ms. Cobb identified the following: Plaintiff was “somewhat” unable to sit
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still, restless, or hyperactive; somewhat impulsive or acted without thinking; and sometimes slept
in class. (Tr. 512-13.) On a separate list of 35 possible symptoms, Ms. Cobb indicated that
Plaintiff “occasionally” exhibited the following symptoms: fails to give attention to details or
makes careless mistakes in schoolwork, has difficulty sustaining attention to tasks or activities,
does not seem to listen when spoken to directly, and is easily distracted by extraneous stimuli.
(Tr. 514-15.) As to Plaintiff’s academic performance, Ms. Cobb found that Plaintiff’s
performance in Reading, Mathematics, and Written Expression were “somewhat of a problem.”
(Tr. 515.) She expressed the opinion that Plaintiff’s behavioral performance was “average” in all
areas, including relationships with peers, following directions, and disrupting class. Id.
The ALJ assigned “great weight” to Ms. Cobb’s opinions, finding they were consistent
with Plaintiff’s attention difficulties, distractibility, and interpersonal issues; although noting Ms.
Cobb “appears to have underestimated difficulties pertaining to his aggression and oppositional
behavior.” (Tr. 29.)
Ms. Cobb completed a “Teacher Questionnaire” on January 5, 2017, at which time she
indicated she had known Plaintiff for five months. (Tr. 311.) Plaintiff was still in first grade,
and Ms. Cobb rated his reading level as “average,” and his math level as “low.” Id. In the
domain of Acquiring and Using Information, Ms. Cobb found that Plaintiff had a “serious
problem” in the areas of reading and comprehending written material and expressing ideas in
written form; and an “obvious problem” in the areas of comprehending and doing math problems,
understanding and participating in class discussions, learning new material, and applying problem
solving skills in class discussions. (Tr. 312.) Ms. Cobb remarked that Plaintiff was “a very
attentive student.” Id. He was “eager to learn and is very compliant in class.” Id. (emphasis
in original). Plaintiff’s written expression was limited. Id. As to the domain of Attending and
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Completing Tasks, Ms. Cobb found that Plaintiff had a “serious problem” in his ability to organize
his own things or school materials, and work at a reasonable pace or finish on time; and an
“obvious problem” in his ability to focus long enough to finish assigned activities or tasks, refocus
on tasks when necessary, carry out multi-step instructions, complete class/homework assignments,
complete work accurately without careless mistakes, and work without distracting himself or
others. (Tr. 313.) Ms. Cobb commented that Plaintiff has trouble focusing and staying on task
“usually by late afternoon,” and especially has difficulty attending to tasks during writing
workshop at the end of the day. Id. In the domain of Interacting and Relating With Others, Ms.
Cobb found Plaintiff only had “a slight problem,” in the area of “seeking attention appropriately,”
which occurred approximately monthly. (Tr. 314.) She indicated that it had not been necessary
to implement any behavior modification strategies. Id. Ms. Cobb found that Plaintiff had no
problems in the domains of Moving About and Manipulating Objects and Caring for Himself.
(Tr. 315-16.) She noted that Plaintiff had recently started wearing glasses and was “very
responsible” with his glasses. (Tr. 317.) Finally, Ms. Cobb stated that Plaintiff remembers to
see the nurse for his medication on a daily basis, and that the medication “is effective and helps
[Plaintiff] attend to his classroom tasks.” Id.
The ALJ assigned “great weight” to Ms. Cobb’s assessment. (Tr. 30.) He stated that Ms.
Cobb is “well-suited to offer an opinion regarding the claimant’s functional status,” and her
findings are consistent with “objective findings in the record, as well as with psychiatric
evaluations and mental health treatment notes.” Id.
The school records also reveal a preschool teacher described Plaintiff as a “happy, friendly
student [who] plays well with his classmates” on a first quarter report for the 2014-2015 school
year. (Tr. 303.) The only disciplinary action in Plaintiff’s educational records occurred on
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November 30, 2016, when Plaintiff was observed climbing in the sink of the restroom as if he were
going to do a flip off the sink. (Tr. 321.) Plaintiff had a conference with the principal and lost his
recess as a result. Id.
In determining a child’s functioning in a domain, parents and teachers, as well as medical
providers, are important sources of information. 42 U.S.C. § 416.924a; Richardson ex rel.
Richardson v. Massanari, No. C00–2083 MJM, 2001 WL 34152093, *10 (N.D. Iowa Sept. 27,
2001) (explaining that under the regulations, “the observations and opinions of a child’s teachers
are particularly informative at [the functional equivalence] step due to the teachers’ regular,
ongoing interaction with, and observation of, the child over a sustained period of time”);cf.,
Spencer v. Barnhart, No. 4:05CV0408TCM, 2006 WL 568569, at *9 (E.D. Mo. Mar. 7, 2006)
(holding that the ALJ erred in giving significant weight to the plaintiff’s teacher, who had taught
the plaintiff for less than two months before completing the Teacher Questionnaire).
The ALJ’s finding of less than marked limitation in Interacting and Relating with Others is
supported not only by the school record, but also the medical evidence of record. Dr. Imam’s own
treatment notes reveal consistent findings of severe hyperactivity, impulsivity, and distractibility
on examination, but do not note similar findings of aggression or violence to support the presence
of an extreme limitation in Interacting and Relating with Others. (Tr. 358-425, 472-509.)
As to the other opinion evidence, Plaintiff saw David Peaco, Ph.D., for a psychological
evaluation at the request of the State agency, on November 3, 2016. (Tr. 467-69.) Upon
examination, Plaintiff had an exceptionally high level of motor activity, and was able to remain
seated for about thirty seconds. (Tr. 467.) He made frequent eye contact and often initiated
conversations, spoke at a rapid pace, and his speech articulation was normal for his age. (Tr.
468.) Plaintiff cooperated during the evaluation and answered all the questions that were asked of
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him. Id. His flow of thinking was extremely unfocused. Id. Dr. Peaco noted that Plaintiff was
very outgoing and very social, and “seems to enjoy the stimulation of spending time with other
children.” (Tr. 469.) Plaintiff’s mother reported that he had experienced a few conflicts with
other children, but she believed that “because these are so rare, that both the other child and
[Plaintiff] may have been at fault.” Id. Dr. Peaco found that Plaintiff’s concentration and
persistence in completing tasks was markedly impaired; his social functioning was “unimpaired;”
and his capacity to cope with and adapt to the world around him was moderately impaired due to
inattentiveness, hyperactivity, and “some very physically intense disruptive behaviors.” Id.
The ALJ assigned “partial weight” to Dr. Peaco’s opinions, in that he agreed Plaintiff’s
ADHD symptoms resulted in marked difficulty in attending and completing tasks. (Tr. 30.) The
ALJ explained that Dr. Peaco’s finding of unimpaired social functioning gave insufficient
consideration to Plaintiff’s oppositional and aggressive behavior. Id.
The other medical evidence also supports the ALJ’s determination. Plaintiff’s mother
requested a consultation regarding possible autism spectrum disorder (“ASD”) at Mercy Kids in
March 2016 due to Plaintiff’s temper tantrums, anger outbursts (primarily at home), and
oppositional/defiant behaviors. (Tr. 438.) It was found that Plaintiff did not exhibit symptoms
consistent with a diagnosis of ASD, such as significant deficits in social emotional reciprocity or
the use of nonverbal communication behavior. Id.
Plaintiff underwent another psychological evaluation to explore a diagnosis of ASD on
September 12, 2016, at the University of Missouri. (Tr. 451.) Plaintiff’s “predominant mood”
was identified as “happy go lucky.” Id. His social interactions at school “go well,” and he was
described as “outgoing and gets along with peers.” (Tr. 453.) Plaintiff did not meet the criteria
for ASD. (Tr. 456.) The examining psychologist noted that Plaintiff demonstrated “a number of
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strong social communication skills.” Id. The examiner stated that, although Plaintiff’s mother
reported tantrums and aggression toward others,
In contrast, [Plaintiff]’s teacher …did not endorse any clinically significant
concerns in any domain. More specifically, the teacher did not have any concerns
about [Plaintiff] and indicated that he was “very friendly and well mannered.”
Given that [Plaintiff]’s difficulties manifest primarily in the home a diagnosis of
Oppositional Defiant Disorder, Mild, is applied. [Plaintiff] and his caregivers
would benefit from engaging in intensive behavior therapy with the goal to modify
caregiver responses to [Plaintiff]’s challenging behaviors.
(Tr. 455.)
Finally, two State agency medical consultants—Aine Kresheck, Ph.D. and Despine Coulis,
M.D.—completed a Childhood Disability Evaluation form in April 2014. (Tr. 28, 97.) Drs.
Kresheck and Coulis expressed the opinion that Plaintiff had less than marked limitations in the
domain of Interacting and Relating with Others. Id. The ALJ expressed agreement with this
finding, “in light of the claimant’s behavioral problems and difficulty getting along with his sister,
in the context of his generally appropriate interactions in a school setting.” (Tr. 28.)
In sum, the ALJ properly weighed the medical opinion evidence and found that Dr.
Amam’s opinion of extreme limitations in the domain of Interacting and Relating with Others
domain was not supported by the record. As stated by the ALJ, Plaintiff’s academic records
suggest far less behavioral problems in the school setting than those reported by Plaintiff’s mother.
In her most recent assessment, Ms. Cobb described Plaintiff as “very compliant,” and indicated
that it had not been necessary to implement any behavior modification strategies. Id. Even
Plaintiff’s mother admitted that Plaintiff did not have difficulties with other children at school.
(Tr. 48.) Although the record shows Plaintiff to experience some limitations in this domain in
that Plaintiff is irritable and violent toward his sister at home, there nevertheless is substantial
evidence on the record as a whole to support the ALJ’s conclusion that such difficulties do not rise
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to a level to be considered “marked” limitations under the Regulations. See Neal ex rel. Walker v.
Barnhart, 405 F.3d 685, 688 (8th Cir. 2005).
The medical and school records reveal Plaintiff has significant problems with focus and
hyperactivity resulting from his ADHD, which the ALJ acknowledged in finding marked
limitation in the domain of Attending and Completing Tasks. Because Plaintiff does not have an
impairment or combination of impairments that result in either “marked” limitations in two
domains of functioning or “extreme” limitation in one domain of functioning, substantial evidence
supports the ALJ’s decision finding Plaintiff not disabled.
Accordingly, Judgment will be entered separately in favor of Defendant in accordance with
this Memorandum.
_____________________________________
ABBIE CRITES-LEONI
UNITED STATES MAGISTRATE JUDGE
Dated this 25th day of March, 2019.
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