Dotson v. Donohoe et al
Filing
19
MEMORANDUM AND ORDER re: 18 13 ORDERED that Defendant's First Motion to Dismiss is GRANTED in part and DENIED in part. The Court GRANTS Defendant's Motion to Dismiss Plaintiff's punitive damages claim. The Court DENIES the remai nder of Defendant's first Motion to Dismiss. [Doc. 13] FURTHER ORDERED that Defendant's Motion for Summary Judgment is GRANTED. [Doc. 13] FURTHER ORDERED that Defendant's Second Motion to Dismiss pursuant to Rule 41(b) is DENIED as moot. [Doc. 18] FURTHER ORDERED that the claims against the United States Postal Service are DISMISSED. A separate Judgment will accompany this Memorandum and Order. Signed by Magistrate Judge Nannette A. Baker on 1/16/13. (CEL)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
CAROLYN S. DOTSON,
Plaintiff,
v.
PATRICK R. DONOHOE,
POSTMASTER GENERAL, et al.1,
Defendants.
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Case No. 4:11-CV-1820 NAB
MEMORANDUM AND ORDER
This matter is before the Court on Defendant Patrick R. Donohoe’s (“Postmaster
General”) Motion to Dismiss, or Alternatively, for Summary Judgment.
Plaintiff Carolyn
Dotson (“Dotson”) did not file a response and the time period to respond has passed. The parties
consented to the jurisdiction of the undersigned United States Magistrate Judge pursuant to 28
U.S.C. § 636(c)(1).
For the reasons set forth below, the Court will grant the Postmaster
General’s motion.
I.
Procedural History
Dotson filed this action against her employer, the Postmaster General, alleging that she
was subject to a hostile work environment, discrimination, harassment, and retaliation based on
1
In this action, Plaintiff has sued the Postmaster General and the United States Postal Service (“USPS”).
Title VII provides that “the head of the department, agency, or unit, as appropriate, shall be the defendant” in a civil
action against a government agency arising under the Act. 42 U.S.C. § 2000e-16. See also Warren v. Dep’t. of
Army, 867 F.2d 1156, 1158 (8th Cir. 1989) (failure to name the head of the department bars plaintiff’s action unless
plaintiff amends complaint to add proper defendant), see also Soto v. U.S. Postal Service, 905 F.2d 537, 539 (1st
Cir. 1990) (“In cases brought against the Postal Service, the Postmaster General is the only properly named
defendant. A district court should dismiss claims brought against all other defendants, including the U.S. Postal
Service and the local postmaster.” (internal citations omitted)). Because the United States Postal Service is not a
proper party, pursuant to 42 U.S.C. § 2000e-16 the Court will sua sponte dismiss the United States Postal Service as
a defendant from this action. Plaintiff’s suit against the Postmaster General may proceed.
her gender in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e, et seq.
(“Title VII”). Specifically, Dotson alleges that she (1) was “discriminatorily” assigned to office
space that was unclean and unsuitable for use in a professional environment; (2) received threats
from management that her papers and records would be confiscated; (3) received a downgraded
2009 performance evaluation; and (4) was retaliated against for previous equal employment
opportunity activity. Compl. ¶¶ 10-13. Dotson also alleges that the aforementioned conduct
violated a Settlement Agreement and Release between Dotson and the Postmaster General.
Compl. ¶ 14, Ex. A.
The Postmaster General filed a Motion to Dismiss or Alternatively for Summary
Judgment asserting that Dotson’s claims regarding her office space, her 2009 performance
evaluation, and punitive damages should be dismissed for failure to state a claim pursuant to Fed.
R. Civ. P. 12(b)(6). The Postmaster General is seeking summary judgment on the remainder of
Dotson’s claims.
II.
Motion to Dismiss
Defendants request that the Court dismiss Dotson’s claims regarding her office space, her
2009 performance evaluation, and punitive damages for failure to state a claim pursuant to Fed.
R. Civ. P. 12(b)(6).
A.
Standard
A defendant may file a motion to dismiss for failure to state a claim upon which relief
can be granted. Fed. R. Civ. P. 12(b)(6). “To survive a motion to dismiss, a complaint must
contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its
face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atlantic Corp. v. Twombly, 550
U.S. 544, 570 (2007)). “A claim has facial plausibility when the plaintiff pleads factual content
2
that allows the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged.” Iqbal, 556 U.S. at 678. “While a complaint attacked by a Rule 12(b)(6)
motion to dismiss does not need detailed factual allegations, a plaintiff’s obligation to provide
the grounds for entitlement to relief [as required in Fed. R. Civ. P 8(a)] require more than labels
and conclusions, and formulaic recitation of the elements of a cause of action will not do.”
Twombly, 550 U.S. at 555 (internal citations omitted). “Factual allegations must be enough to
raise a right to relief above the speculative level.” Id. Also, “while legal conclusions can
provide the framework of a complaint, they must be supported by factual allegations.” Iqbal,
556 U.S. at 679. “When there are well-pleaded factual allegations, a court should assume their
veracity and then determine whether they plausibly give rise to an entitlement to relief.” Id.
“Consideration on a motion under Rule 12(b)(6) is limited to initial pleadings, and if the
court considers matters outside the pleadings, the motion must be treated as one for summary
judgment under Rule 56.” Brooks v. Midwest Heart Group, 655 F.3d 796, 799-800 (8th Cir.
2011). The Eighth Circuit, with some exceptions, “requires strict compliance with the rule that a
motion to dismiss must be converted into a motion for summary judgment if a party and the
court rely on materials outside the pleadings. Id. at 800. The Court may consider materials that
are part of the public record on a motion to dismiss. Blakely v. Schlumberger Tech. Corp., 648
F.3d 921, 931 (8th Cir. 2011).
B.
Discussion
First, the Postmaster General seeks to dismiss Plaintiff’s claims regarding assignment to a
new office space, because office relocation does not constitute an adverse employment action
under Title VII. Second, he seeks dismissal of Plaintiff’s allegations that she was improperly
downgraded in her 2009 performance evaluation, because facts prove that Plaintiff was not
3
actually downgraded.
The Postmaster General relies on matters outside the pleadings,
specifically affidavits of Dotson’s supervisors and other postal service employees in support of
the motion to dismiss those claims. Also, the Postmaster General alternatively filed a motion for
summary judgment on these claims relying upon the same evidence. Because the Postmaster
General relied on matters outside the pleadings in its motion to dismiss and also filed a motion
for summary judgment seeking relief for the reasons outlined in the motion to dismiss, the Court
will deny the motions to dismiss regarding the office space and 2009 evaluation and consider
those claims as part of the Postmaster General’s motion for summary judgment.
The Postmaster General also seeks dismissal of Plaintiff’s punitive damages claim.
Defendant asserts that Plaintiff cannot obtain punitive damages against a government agency in a
Title VII action. Title VII claimants alleging unlawful intentional discrimination may recover
compensatory and punitive damages. 42 U.S.C. § 1981a(1) (action brought by a complaining
party under 42 U.S.C. § 2000e-5 or 2000e-16 who engaged in unlawful intentional
discrimination may recover compensatory and punitive damages as allowed by the statute).
Section 1981a also states that a complaining party may recover “punitive damages against a
respondent (other than a government, government agency, or political subdivision) if the
complaining party demonstrates the respondent engaged in a discriminatory practice or
discriminatory practices with malice or with reckless indifference to the federally protected
rights of an aggrieved individual.” 42 U.S.C. § 1981a(b)(1). Several courts have held in
accordance with Section 1981a that the United States Postal Service is a government entity;
therefore, punitive damages are not available against it in a Title VII action. See Baker v.
Runyon, 114 F.3d 668, 669-672 (7th Cir. 1997); Bailey v. Potter, No. 05-0294 CVWHFS, 2007
WL 892499 at *8, n. 9 (W.D. Mo. March 21, 2007); Prudencio v. Runyon, 3 F.Supp. 2d 703, 708
4
(W.D. Va. 1998). The Court agrees. The United States Postal Service is a government agency;
therefore it is not subject to punitive damages under Title VII. Plaintiff’s request for punitive
damages against the Postmaster General will be dismissed for failure to state a claim.
III.
A.
Summary Judgment
Standard
The standard applicable to summary judgment motions is well-settled.
Pursuant to
Federal Rule of Civil Procedure 56(c), a court may grant a motion for summary judgment if all
of the information before the court shows “there is no genuine issue of material fact and the
moving party is entitled to judgment as a matter of law.” See Celotex Corp. v. Catrett, 477 U.S.
317, 322 (1986). The initial burden is placed on the moving party. City of Mt. Pleasant, Iowa v.
Assoc. Elec. Co-op., Inc.,838 F.2d 268, 273 (8th Cir. 1988 ) (the moving party has the burden of
clearly establishing the non-existence of any genuine issue of fact that is material to a judgment
in its favor). Once this burden is discharged, if the record shows that no genuine dispute exists,
the burden then shifts to the non-moving party who must set forth affirmative evidence and
specific facts showing there is a genuine dispute on an issue of material fact. Anderson v.
Liberty Lobby, Inc. 477 U.S. 242, 249 (1986).
Once the burden shifts, the non-moving party may not rest on the allegations in its
pleadings, but by affidavit and other evidence, he or she must set forth specific facts showing
that a genuine issue of material fact exists. Fed. R. Civ. P. 56(e); Herring v. Can. Life Assur.
Co., 207 F.3d 1026, 1029 (8th Cir. 2000). The non-moving party “must do more than simply
show that there is some metaphysical doubt as to the material facts.” Matsushita Elec. Indus.
Co., v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). A dispute about a material fact is
“genuine” only “if the evidence is such that a reasonable jury could return a verdict for the
5
nonmoving party.” Herring, 207 F.3d at 1029 quoting Anderson, 477 U.S. at 248. A party
resisting summary judgment has the burden to designate the specific facts that create a triable
controversy. See Crossley v. Georgia-Pacific Corp., 355 F.3d 1112, 1114 (8th Cir. 2004). Selfserving, conclusory statements without support are not sufficient to defeat summary judgment.
Armour and Co., Inc. v. Inver Grove Heights, 2 F.3d 276, 279 (8th Cir. 1993).
In passing on a motion for summary judgment, it is not the court’s role to decide the
merits. The court should not weigh evidence or attempt to determine the truth of a matter.
Rather, the court must simply determine whether a genuine issue of material fact exists. Bassett
v. City of Minneapolis, 211 F.3d 1097, 1107 (8th Cir. 2000).
B.
Factual Findings
Local Rule 4.01(E) provides the following with respect to summary judgment motions:
A memorandum in support of a motion for summary judgment
shall have attached a statement of uncontroverted material facts,
set forth in a separately numbered paragraph for each fact,
indicating whether each fact is established by the record, and, if
so, the appropriate citations. Every memorandum in opposition
shall include a statement of material facts as to which the party
contends a genuine issue exists. Those matters in dispute shall
be set forth with specific references to portions of the record,
where available, upon which the opposing party relies. The
opposing party also shall note for all disputed facts the
paragraph number from movant’s listing of facts. All matters
set forth in the statement of the movant shall be deemed
admitted for purposes of summary judgment unless specifically
controverted by the opposing party.
E.D. Mo. L.R. 4.01(E).
In the Memorandum in Support of Summary Judgment, the Postmaster General submitted
facts with citations to the record.
In addition, affidavits and exhibits including payroll
examination records and copies of the Agreements at issue were attached to the memorandum.
Dotson however, has not met the requirements of Local Rule 4.01(E) because she did not
6
respond to the Postmaster General’s Statement of Facts. Dotson also failed to provide the Court
with a statement of material facts as to which she contends a genuine dispute exists.
As a result, for purposes of this motion, Dotson is deemed to have admitted all facts
which were not specifically controverted. See Reasonover v. St. Louis County, Mo., 447 F.3d
569, 579 (8th Cir. 2006) (district court did not abuse its discretion in deeming facts set forth in
moving party's summary judgment motion admitted under E.D. Mo. Local Rule 4.01(E) where
no timely response was filed); Ridpath v. Pederson, 407 F.3d 934, 936 (8th Cir. 2005) (where
plaintiff did not controvert defendant's statement of material fact, it was deemed admitted under
E.D. Mo. Local Rule 4.01(E)). Therefore, the Court makes the following findings of fact2:
Dotson is currently a full-time Database Administrator with Database Services of the
USPS in Raleigh, North Carolina. Dotson works, however, in the St. Louis Solutions Center in
St. Louis, Missouri. On July 13, 2000, Dotson initiated contact with a USPS Equal Employment
Opportunity (“EEO”) Counselor alleging sexual harassment. On September 21, 2001, Dotson
filed a formal EEO Complaint alleging discrimination based on sex, specifically sexual
harassment. On July 21, 2003, Dotson, along with all other relevant parties, entered into a
settlement of the case by signing a “Settlement Agreement and Release of All Claims” contract
on said date, thereby closing the file.
On August 15, 2003, however, Dotson, without her attorney, filed a motion to Void
Settlement Agreement with the Equal Employment Opportunity Commission (“EEOC”)
Administrative Judge. On August 19, 2003, Administrative Judge Niehoff issued an Order
denying the Motion to Void Settlement Agreement.
In response to Administrative Judge
Niehoff’s decision, Dotson filed a “Request to Set Aside Settlement Agreement” with the EEOC
2
The facts listed are supported by appropriate citations to the record as required by Local Rule 4.01(E).
7
Office of Federal Operations (“OFO”) on September 9, 2003.
The EEOC OFO issued a
Decision on May 18, 2004, denying Dotson’s “Request to Set Aside Settlement Agreement.”
On August 19, 2004, Dotson filed suit in the United States District Court for the Eastern
District of Missouri, seeking to set aside the settlement agreement. Judge Catherine Perry issued
an Order of Dismissal with an accompanying Memorandum, upholding the settlement agreement
on January 20, 2005. Plaintiff appealed Judge Perry’s decision to the United States Court of
Appeals for the Eighth Circuit and on May 12, 2006, the Court issued a per curiam order,
affirming Judge Perry’s decision.
Dotson initiated her second EEO complaint (6F-000-0003-10) on February 3, 2010,
alleging that Kathleen A. Warnaar (“Warnaar”), her prior manager, retaliated against her
regarding her previous EEO activity by allegedly assigning Plaintiff excessive and complex
work.
Dotson alleged that Warnaar said, “I am going to keep you so busy; you will not have
time to file [another EEO complaint]…" Id. Dotson also alleged that she received an inadequate
and unfair performance evaluation in 2009.
Warnaar, manager for Information Technology Performance Accounts in Raleigh, North
Carolina, had limited contact with Plaintiff because of the geographic location of her worksite
Plaintiff works in St. Louis, MO and Warnaar works in Raleigh, NC. Warnaar stated that she did
not task or assign Plaintiff any work during her assignment as manager of Database Support
Services. Warnaar further stated that she never said, “I am going to keep [Ms. Dotson] so busy;
that she would not have time file [an EEO complaint] again.”
Warnaar had two specific encounters with Dotson, both prior to 2009, involving
plaintiff’s work area. The first time, St. Louis facilities personnel and Neal Holliday informed
Warnaar that Dotson’s work area was unacceptable. After several failed attempts by Warnaar
8
asking Dotson to comply with St. Louis facilities personnel, Warnaar informed Dotson that she
would be flying to St. Louis to assist in the cleanup of her work area. When Warnaar arrived to
the postal facility to clean Dotson’s work area, Dotson was on sick leave. Warnaar then placed
Dotson’s excess paper, used plates, eating utensils, scraps of food wrapping paper, personal mail
addressed to Dotson’s home address, small articles of apparel, empty and partially empty food
containers, as well as outdated manuals into three cardboard boxes. Warnaar left instructions for
Dotson, informing her that she could request help to move the boxes to her car. Warnaar also
left instructions for Dotson with her co-workers, explaining that the boxes could not be stored at
the St. Louis facility.
Warnaar’s stated that her second encounter with Dotson occurred approximately one year
later, involving Dotson’s work area. Warnaar was informed by St. Louis facility personnel that
Dotson’s work area was approaching an unsafe level again. Warnaar asked Dotson to clean her
work area and after receiving reports of non-compliance from the St. Louis facilities personnel,
Warnaar traveled to the St. Louis site to inspect and discuss the situation with Dotson. After
Warnaar inspected Dotson’s work area, she explained to Dotson that the postal facility could not
be used as a storage alternative and that the materials had to be removed. Warnaar stated she did
not carry out these actions for discriminatory purposes.
Warnaar stated that she did not downgrade Dotson on her 2009 performance evaluation.
Dotson reported directly to Gloria Allen (“Allen”), a Business Project Leader, whom reported to
Warnaar. Allen was responsible for the day-to-day assignments and performance evaluations
concerning Dotson.
In 2009, Allen was involved in Dotson’s 2009 performance evaluation from October 1,
2008 to September 30, 2009.
The rating system for the performance evaluation has four
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categories and each category has corresponding numerical values within each category. The first
category of “Non-contributor” has the numerical values of one, two, and three. The fourth and
final category of “Exceptional Contributor” has the numerical values of 13, 14, and 15. Dotson
was assigned the numerical value of “2” for her 2009 performance evaluation which would fall
into the category of “Non-contributor.” Due to the economy of the Postal Service, however, the
IT average rating of “3” was the number all managers had to work with for the 2009
performance evaluations. Dotson’s numerical value of “2” did not indicate that she was a “Noncontributor”; in fact, the category of “Non-contributor” was modified to be able to show that
Dotson was a “Contributor” in her 2009 performance evaluation. In the “Evaluator End-of-Year
Overall Comments” section for Dotson’s 2009 Performance Evaluation, Allen wrote, “Carolyn
continued to do a professional job with creating, staging, and executing Work Logs, handling the
calls and responds timely with the analysis and resolutions, and responding to Alerts. Carolyn
has continued to be an asset to the Deployment Team and a ‘go to’ for other members of the
Team.” Allen stated she did not carry out these actions for discriminatory purposes.
Mediation for the 2010 informal complaint (6F-000-0003-10) was scheduled on April 19,
2010. (Ex. P, p. 3). Dotson did not physically show up for mediation, but called in at the
scheduled mediation time to make her request for resolution; however, no resolution resulted.
Id.
On January 19, 2011, Dotson filed a formal EEO complaint (6F-000-0002-11) alleging
Neal Holliday and Dan Houston discriminated against her on the bases of her sex and reprisal.
In the 2011 formal EEO complaint (6F-000-0002-11), Dotson alleged she was moved into an
unused and unclean room that was used to store old equipment. Dotson alleged she had to
supply her own boxes to move and that local management told her to limit what she unpacked
10
because carpeting was about to be installed in the postal facility. Dotson alleged she requested to
remove the old equipment from her work area and the rest of the room, but she was told to keep
the old equipment. Doston also alleged that pictures were taken of only her work area and
nowhere else in the room that was used to store old equipment. Plaintiff alleged that Dan
Houston said he would board a plane and personally put everything in the trash.
Neal R. Holliday (“Holliday”), manager for the Solutions Center at the Integrated
Business Systems Solutions Center (“IBSSC”), St. Louis, Missouri, did not have direct
administrative responsibility for Plaintiff. His primary responsibility with respect to Plaintiff and
other Database Service employees was to provide office space. The original space occupied by
the Database Service staff was designed for 10 to 12 people. In prior years, the Database Service
staff required that much space. Due to attrition within the St. Louis Database Service staff,
however, there were only three to four people who occupied that office in 2010. In order to
make better use of the space, Holliday made the decision to move those three to four individuals,
which included Dotson, so that he could move another team with 10 employees into the space
occupied by the Database Service staff. These individuals were not moved to a closet; they were
moved to office space that was previously occupied by other employees. Holliday stated he did
not carry out these actions for discriminatory purposes.
In 2010, Terry W. Bernaix (“Bernaix”), a Business Project Leader at the IBSSC, in St.
Louis, Missouri, was tasked by Holliday to work with contractors who were installing new carpet
in the IBSSC facility as well as assign new workspace to the Database Service staff. Bernaix
would also survey each work area and then meet with an employee’s supervisor to report unsafe
and unclean areas, as part of his job. One of the employee work areas that Bernaix reported to be
unsafe and unclean was Plaintiff’s space.
Bernaix took pictures on multiple occasions of
11
Plaintiff’s work area and he stated that taking photographs and using them to report unsafe and
unclean work areas is a regular business practice of the Postal Serivce. Bernaix stated he did not
carry out these actions for discriminatory purposes.
Dan P. Houston (“Houston”), whom was promoted to the Manager of Database Support
Services in 2010, became responsible for the organization where Plaintiff works. After Houston
saw pictures of Plaintiff’s work area in 2010, he contacted her, making it clear it was her
immediate priority to clean up her area because it was a safety issue. If Plaintiff was unable to
do so, or if she did not have the proper materials needed to clean her work area, then Houston
would come to St. Louis to help. Houston stated that he did not tell Plaintiff “he would get a
dumpster and throw her things out;” however, he did state that he would “come to St. Louis to
clean around her area to correct the safety issue…” Houston stated he did not carry out these
actions for discriminatory purposes.
On February 2, 2011, the EEO dismissed Plaintiff’s 2011 formal EEO complaint (6F000-0002-11) for failure to state a claim. On February 28, 2011, Plaintiff appealed the dismissal
of her 2011 formal EEO complaint (6F-000-0002-11) to the EEOC OFO. On July 19, 2011, the
EEOC OFO reviewed Plaintiff’s appeal and found that her 2011 formal EEO complaint (6F-0000002-11) was properly dismissed. After the EEOC OFO denied Plaintiff’s appeal, Plaintiff filed
her federal lawsuit on October 19, 2011, alleging discrimination based on her sex (female), and
retaliation for her previous EEO activity in the United States District Court for the Eastern
District of Missouri.
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C.
Hostile Work Environment Regarding Office Space
Dotson asserts that the Postmaster created a hostile work environment for her by
(1) discriminatorily assigning her office space that was used as a storage area for discarded
equipment that was unclean and unsuitable for use and (2) threatened to confiscate and discard
her papers and records.
To establish a claim of hostile work environment, Dotson
must show (1) she belonged to a protected class; (2) she was
subjected to unwelcome harassment; (3) the harassment was
based on a protected characteristic under Title VII, (4) the
harassment affected a term, condition, or privilege of
employment, and (5) employer liability.
Al-Zubaidy v. TEK Industries, Inc., 406 F.3d 1030, 1038 (8th Cir. 2005). Conduct must be
extreme to amount to a change in the terms and conditions of employment. Id. “The Supreme
Court has made it abundantly clear that the standards for judging hostility are sufficiently
demanding to ensure that Title VII does not become a general civility code.” Id. citing Faragher
v. City of Boca Raton, 524 U.S. 775, 788 (1998) (internal quotation omitted). “Title VII is only
violated when the workplace is permeated with discriminatory intimidation, ridicule, and insult,
that is sufficiently severe or pervasive to alter the conditions of the victim’s employment and
create an abusive working environment.” Al-Zubaidy, 406 F.3d at 1038 (citing Harris v. Forklift
Sys., Inc., 510 U.S. 17, 21 (1993)). The Court determines whether a work environment is hostile
or abusive by looking at the totality of circumstances, including the “frequency of the
discriminatory conduct; its severity; whether it is physically threatening or humiliating or a mere
offensive utterance; and whether it unreasonably interferes with an employee’s work
performance.” Al-Zubaidy, 406 F.3d at 1038. “The Supreme Court has cautioned courts to be
alert for workplace behavior that does not rise to the level of actionable harassment.” Id.
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Dotson’s office relocation does not rise to the level of actionable harassment. The office
relocation is not a materially adverse employment action because “it is the kind of annoyance or
petty slight that the [Eighth Circuit] has held does not constitute actionable harm.” Fercello v.
County of Ramsey, 612 F.3d 1069, 1078 (8th Cir. 2010) (citing Gilbert v. Des Moines Area
Community College, 495 F.3d 906, 918 (8th Cir. 2007)). It is undisputed that Dotson was moved
along with at least three other employees in her department to the space during an office
reorganization, which also involved moving employees from other departments. Dotson has no
evidence that this office reorganization was done either wholly or in part to specifically harass
her. Moreover, Dotson “has offered no evidence that the relocation of her office rendered her
unable to complete her duties or that it otherwise interfered with her employment.” Id.
Next, Dotson’s supervisors asking her to clean her office or as described by Dotson in her
Complaint- “threatening” to discard her professional and personal records also fails to rise to the
level of actionable harassment. Although Dotson disagreed that she was the source of the
uncleanliness in the office, the disputes regarding cleaning her office clearly do not rise to the
level of objective and subjective pervasive sexual harassment that affected a term or condition of
her employment. Her supervisors’ comments “viewed collectively or individually . . . are merely
instances of a subordinate employee being subjected to the criticism and control of a supervisor.”
Hannoon v. Fawn Eng’g Corp., 324 F.3d 1041, 1048 (8th Cir. 2003). Therefore, Dotson has
failed to make a prima facie case for a hostile work environment claim and the Postmaster
General is entitled to summary judgment on this claim.
D.
Retaliation Claims
Dotson next alleges that the Postmaster General retaliated against her for filing a previous
EEO sexual harassment complaint in 2000 by (1) threatening to confiscate her professional and
14
personal papers; (2) improperly downgrading her in her 2009 performance evaluation, and
(3) moving her into unclean and unsuitable office space.
Title VII prohibits an employer from discriminating against any employee who has
opposed any practice made an unlawful employment practice by the statute or who has made a
charge, testified, assisted, or participated in any manner in an investigation, proceeding, or
hearing under Title VII. Barker v. Missouri Dep’t of Corrections, 513 F.3d 831, 834 (8th Cir.
2008) (citing 42 U.S.C. § 2000e-3(a)). To establish a prima facie case of retaliation, Dotson
must present evidence that (1) she engaged in a protected activity; (2) an adverse employment
action was taken against her; and (3) a causal connection exists between the two.” Barker, 513
F.3d at 835.
The Court finds that Dotson has failed to make a prima facie case of retaliation. As noted
in section C above, Dotson’s office relocation is not an adverse employment action. Fercello,
612 F.3d at 1078. Next, the Court finds that the reports by Neal Holliday and Terry Bernaix to
Dotson’s supervisors and Dotson’s supervisors’ communications to her about the cleanliness of
her desk were not adverse employment actions. “An adverse employment action is one that
causes a material change in the terms or conditions of employment.”
Fenney v. Dakota,
Minnesota & Eastern R. Co., 327 F.3d 707, 716 (8th Cir. 2003). “To be adverse, the action need
not always involve termination or even a decrease in benefits or pay. However, not everything
that makes an employee unhappy is an actionable adverse action.” Id. at 717 (internal citations
omitted). There is no evidence that the communications among the Postmaster employees and
with Dotson caused any material change in the terms or conditions of Dotson’s employment.
Also, there is no evidence whatsoever to suggest a causal connection between her EEO
complaint in 2000 and the disputes about the cleanliness of Dotson’s desk. While Dotson was
15
unhappy that her supervisors came from out of town to clean off her desk, this clearly does not
arise to an adverse employment action.
Finally, Dotson asserts that she received a downgraded performance evaluation in
retaliation for her prior EEO activity. The Postmaster General states he is entitled to summary
judgment as Dotson has failed to exhaust her administrative remedies regarding this claim. “In
order for a federal employee to sue for sex discrimination under Title VII, the employee must
initiate contact with an EEO counselor within 45 days of the date of the matter alleged to be
discriminatory.” Jenkins v. Mabus, 646 F.3d 1023, 1026 (8th Cir. 2011) (internal citations
omitted) (citing 29 C.F.R. § 1614.105(a)(1)). Employees must consult an EEO counselor prior
to filing a complaint with the purpose of informally resolving the matter.
§ 1614.105(a).
29 C.F.R.
If an employee chooses to participate in an alternative dispute resolution
procedure, the EEO pre-complaint counseling period is extended to 90 days.
29 C.F.R.
§ 1614.105(f). If the claim is not resolved before the 90th day, the employee is given notice
regarding the right to file a discrimination complaint. 29 C.F.R. § 1614.105(d)-(f). A complaint
must be filed within 15 days after the receipt of the notice. 29 C.F.R. § 1614.106(a)-(b). The
employee is “required to demonstrate good faith participation in the administrative process,
which includes making specific charges and providing information necessary to the
investigation.” Briley v. Carlin, 172 F.3d 567, 571 (8th Cir. 1999).
Dotson filed an informal complaint with the EEO on February 3, 2010 regarding an
“inadequate and unfair” 2009 performance review. Dotson participated in a mediation, but the
case was not resolved. According to the summary judgment record, the EEO office provided
Dotson with a Notice of Right to File a discrimination complaint.
Dotson did not file a
complaint regarding her 2009 performance review. Therefore, Dotson did not exhaust her
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administrative remedies and the Postmaster General is entitled to summary judgment regarding
Dotson’s retaliation claim about her 2009 performance review. Based on the foregoing, the
Postmaster General is entitled to summary judgment regarding all of Dotson’s retaliation claims.
E.
Breach of Contract
The Postmaster General also seeks summary judgment on Dotson’s claim that the USPS
breached a prior settlement agreement with her, because Dotson failed to exhaust her
administrative remedies. “A plaintiff alleging that the government failed to comply with the
terms of a Title VII Negotiated Settlement Agreement can request that the terms of the
settlement agreement be specifically implemented or alternatively, that the complaint be
reinstated.” Harris v. Brownlee, 477 F.3d 1043, 1047 (8th Cir. 2007). If a complainant “believes
that the agency has failed to comply with the terms of a settlement agreement or decision, the
complainant shall notify the EEO Director, in writing, of the alleged noncompliance within 30
days of when the complainant knew or should have known of the alleged noncompliance.” 29
C.F.R. § 1614.504(a).
The record does not reflect that Dotson ever contacted the EEO Director about a breach
of her settlement agreement with USPS.
Therefore, Dotson has failed to exhaust her
administrative remedies and the Defendant is entitled to summary judgment on this claim.
F.
Claims Previously Raised and Settled
Finally, the Postmaster General seeks summary judgment regarding allegations in
paragraphs 1, 13, and 16 of Dotson’s Complaint asserting that Dotson is attempting to re-litigate
claims raised or addressed in a previous court action. Upon review of the aforementioned
paragraphs, the Court finds that the allegations contained in them are referenced to support
Dotson’s retaliation claim for prior EEO activity. As Dotson’s retaliation claims have been fully
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addressed by the Court, the Court finds that Dotson does not have any other claims before the
Court.
IV.
Conclusion
Based on the foregoing, the Court grants in part and denies in part Defendant’s Motion to
Dismiss; grants Defendant’s motion for summary judgment in its entirety; denies Defendant’s
Second Motion to Dismiss as moot; and dismisses all claims against the United States Postal
Service.
Accordingly,
IT IS HEREBY ORDERED that Defendant’s First Motion to Dismiss is GRANTED in
part and DENIED in part. The Court GRANTS Defendant’s Motion to Dismiss Plaintiff’s
punitive damages claim. The Court DENIES the remainder of Defendant’s first Motion to
Dismiss. [Doc. 13]
IT IS FURTHER ORDERED that Defendant’s Motion for Summary Judgment is
GRANTED. [Doc. 13]
IT IS FURTHER ORDERED that Defendant’s Second Motion to Dismiss pursuant to
Rule 41(b) is DENIED as moot. [Doc. 18]
IT IS FURTHER ORDERED that the claims against the United States Postal Service
are DISMISSED.
A separate Judgment will accompany this Memorandum and Order.
Dated this 16th day of January, 2013.
/s/ Nannette A. Baker
NANNETTE A. BAKER
UNITED STATES MAGISTRATE JUDGE
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