Turner v. Colvin
Filing
26
MEMORANDUM AND ORDER - IT IS HEREBY ORDERED that the decision of the Commissioner is affirmed. A separate judgment in accord with this Memorandum and Order is entered this date. Signed by District Judge Catherine D. Perry on August 14, 2014. (MCB)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
EASTERN DIVISION
LAVORIS TURNER,
Plaintiff,
v.
CAROLYN W. COLVIN,
Commissioner of Social Security,
Defendant.
)
)
)
)
)
)
)
)
)
)
Case No. 4:13 CV 868 CDP
MEMORANDUM AND ORDER
This is an action under 42 U.S.C. § 405(g) for judicial review of the
Commissioner's final decision denying Lavoris Turner’s application for a period of
disability and disability insurance benefits under Title II of the Social Security Act,
42 U.S.C. §§ 401 et seq., and her application for supplemental security income
under Title XVI, 42 U.S.C. §§ 1381 et seq. Turner claims she is disabled because
she suffers from diabetes, asthma, back pain, and ―falling out.‖ After a hearing,
the Administrative Law Judge concluded that Turner was not disabled. Because I
find that the ALJ's decision was based on substantial evidence on the record as a
whole, I affirm.
I.
Procedural History
On December 23, 2010, Turner protectively filed an application for a period
of disability and disability insurance benefits and an application for supplemental
security income.1 In both applications, Turner alleged an onset date of November
1, 2010. After her claims were denied on April 15, 2011, Turner filed an untimely
written request for a hearing before an administrative law judge. The
Commissioner allowed the late filing upon her showing of good cause, and on
March 22, 2012, Turner appeared with counsel at an administrative hearing.
Turner and a vocational expert testified at the hearing.
After the hearing, the ALJ denied Turner’s applications, and she appealed to
the Appeals Council. On March 4, 2013, the Appeals Council denied Turner’s
request for review. The ALJ’s decision thereby became the final decision of the
Commissioner. Van Vickle v. Astrue, 539 F.3d 825, 828 (8th Cir. 2008).
Turner now appeals to this court. She argues that the ALJ’s finding of nondisability is not supported by substantial evidence because it resulted from an
improper analysis of the record. She also alleges that the ALJ erred by failing to
consider evidence of her depression and by improperly assessing her credibility.
II.
Evidence Before the Administrative Law Judge
Medical Records Before Period of Alleged Disability
Turner had filed for benefits on four previous occasions and was denied each
time. (Tr., pp. 126, 148–49.) Because of these previous filings, the record before
1
Turner previously filed for benefits in January 2002, April 2006, January 2009, and October
2009. Her applications were denied initially and were not pursued further. (Tr., pp. 126, 148–
49.) Turner raises no claim that her previous applications should be reopened.
-2-
the ALJ contained medical records from well before Turner’s alleged onset date of
November 1, 2010. I have summarized that evidence because it may be relevant
―in helping to elucidate‖ Turner’s conditions. See Pyland v. Apfel, 149 F.3d 873,
877 (8th Cir. 1998).
According to the medical records before the ALJ, Turner visited Saint
Louis ConnectCare multiple times in 2004 and 2005, often complaining of
epigastric pain. Turner occasionally reported trouble with asthma, fatigue, back
and chest pain, and urinary incontinence. Throughout this period, Turner
underwent multiple tests, including an abdominal sonogram, chest exam, and
pelvic ultrasound, though each test reported unremarkable findings. (Tr., pp. 301–
05, 308–11, 372, 376–77, 379, 386–88.)
Turner was also hospitalized at Barnes-Jewish Hospital five times between
2005 and 2007 for epigastric pain, resulting in a diagnosis of pancreatitis. (Tr., pp.
214–19, 220–221, 227–31, 222–26, 235, 244.)
On November 29, 2005, Turner visited the emergency room at BarnesJewish Hospital, complaining of pain in her right shoulder. She was given
medication for her pain and was discharged. (Tr., pp. 263–65.)
Turner saw Dr. Qalbani at Saint Louis ConnectCare on October 31, 2006,
complaining of a cough, congestion, and an irritated right eye. The treatment
records noted that Turner had previously been diagnosed with asthma but that
-3-
Turner had been out of her asthma medication for two weeks. The physician’s
assessment was acute bronchitis, conjunctivitis, and a corneal abrasion. (Tr., pp.
295–99.)
Turner also visited Myrtle Hilliard Davis Comprehensive Health Centers,
Inc. on multiple occasions in 2006 and 2007. Records reveal a past diagnosis of
asthma, though she often reported that her asthma was stable. On one occasion in
2007, Turner complained of chest pains and acid reflux. (Tr., p. 350–51, 353,
367.)
Turner saw Dr. Devitre on December 15, 2008. She complained that she
was easily fatigued, had a decreased appetite, and that she coughed when she got
too hot or upset. She reported crying spells and insomnia. Dr. Devitre’s
assessment included abdominal pain, depression, tobacco abuse and asthma. (Tr.,
pp. 329–31). Turner also underwent a chest x-ray on December 15, 2008. The xray showed minimal hyperinflation of the lungs but was ―otherwise unremarkable.‖
(Tr., p. 348.)
On December 30, 2008, Turner saw Dr. Devitre because lab results indicated
blood and protein in her urine. She complained of abdominal pain and requested
medicine. Dr. Devitre assessed hematuria and chronic abdominal pain and
prescribed Tramadol as needed for her pain. (Tr., p. 328.)
-4-
Turner saw Dr. Devitre again on February 10, 2009. She reported that her
abdominal pain had improved. Her depression was better controlled—she had less
anhedonia and no suicidal ideations. She also denied insomnia. She reported that
she was not using Albuterol, though she did have a dry cough. (Tr., pp. 325–227.)
On June 10, 2009, Turner followed up with Dr. Devitre. Turner complained
of bladder spasms and frequent urination. She denied depression and reported that
she had stopped taking medication for her depression because she did not think she
needed it anymore. She had insomnia and acid reflux while sleeping. She had no
dyspnea and rarely used Albuterol. She had no other complaints. The doctor’s
assessment included COPD, GERD, insomnia, and urge incontinence, and Turner
was prescribed Ditropan for her bladder and Trazodone for insomnia. (Tr., pp.
322–24.)
Turner saw Dr. Devitre on September 2, 2009, for a follow-up visit. Turner
stated that she still had some insomnia but that she had not been taking her
Trazodone medication. She reported using Albuterol for her asthma and saw
improvement, as she had no dyspnea and no cough. She also reported that
medicine was helping with her bladder and that her depression was stable. (Tr.,
pp. 319–21.)
On November 25, 2009, Turner saw Dr. Nicole Delsoin. Turner reported that
she had depression but that she had no sleep disturbances. She further reported
-5-
that she had a cough but had no wheezing or dyspnea, and she had abdominal pain
but no joint paint or muscle aches. She also denied an increase in urine frequency.
The physician’s assessment was a working diagnosis of abdominal pain, COPD,
esophageal reflux, nicotine dependence, and mild depression. (Tr., pp. 315–18.)
At an April 2010 visit, Turner denied having abdominal pain, muscle aches,
joint pain, dyspnea, wheezing, urinary incontinence, depression, and sleep
disturbances. Dr. Delsoin’s physical findings highlighted no specific medical
issues with Turner, but her assessment included COPD, esophageal reflux,
osteoarthritis, and nicotine dependence. Dr. Delsoin reported that Turner showed
no signs and complained of no symptoms of depression, and she ―urged [Turner] to
stop smoking and make her meds her priority.‖ (Tr., pp. 393–96.)
Medical Records During Period of Alleged Disability
Turner alleged a disability onset date of November 1, 2010. On November
16, 2010, Turner visited Dr. Delsoin, complaining that she was ―breaking out‖ with
a rash. Turner’s current medications included Advair, Albuterol, Ibuprofen,
ProAir HFA, Ranitidine, and Tramadol. Dr. Delsoin’s assessment was COPD,
esophageal reflux, nicotine dependence, and scabies. Dr. Delsoin refilled Turner’s
medications and prescribed other medication for scabies. (Tr., pp. 391–92.)
On February 9, 2011, Turner followed up with Drs. Owan Nwanodi and
Dielson due to a missed mammogram and elevated glucose level. She reported
-6-
that she was working in a factory. She denied having dyspnea, wheezing,
abdominal pain, joint pain, dizziness, fainting, and depression. She reported
waking up in the middle of the night and complained of acid reflux. The
assessment was essential hypertension, COPD, esophageal reflux, nicotine
dependence, and secondary insomnia. Dr. Dielson prescribed Trazodone and
Amlodipine Besylate. (Tr., pp. 426–31.) Laboratory tests conducted on the same
day showed Turner had an A1C level of 6.1. (Tr., p. 463.)
On February 17, 2011, Turner followed up with Dr. Delsoin. Dr. Delsoin
discussed Turner’s diabetes diagnosis and prescribed Metformin. (Tr., pp. 423–
25.)
At a March 2011 visit, Turned denied that she was in any pain or discomfort,
and she indicated that she was still working in the factory. Dr. Delsoin noted that
Turner’s hypertension appeared controlled. Dr. Delsoin talked with Turner about
her continued tobacco use and counseled Turner to take her medications. (Tr., pp.
420–22.)
Turned saw Dr. Leslie McCrary-Etuk on February 22, 2012, complaining of
―generalized diffuse body aches for the past 1 year relieved with Tylenol or
NSAIDS.‖ She denied dyspnea, wheezing, dizziness, and fainting. Turner was
ordered to continue on her medications. (Tr., pp. 415–17.)
-7-
On March 7, 2012, Turner followed up with Dr. McCrary-Etuk for a routine
visit and denied that she was in any pain. She denied having dyspnea, wheezing,
dizziness, or fainting. Dr. McCrary-Etuk discussed concerns about Turner’s
continued tobacco use and prescribed nicotine patches. Her A1C level was 5.7,
and she was ordered to continue her current diabetes regimen. (Tr., pp. 412–14.)
Function Report
According to Turner’s function report, completed February 8, 2011, she
lived with her family. She described her day as getting ready, cleaning, eating,
watching television, reading, playing games, sewing clothes, and talking on the
phone. She cooked every day, though sometimes she would get drowsy and feel
sick. She ate sandwiches, greens, corn bread, and on occasion fast food. She
could dress, bathe, and otherwise care for herself but would have to take her time.
She cleaned her house and worked in the yard every day without the help or
encouragement of others. She used a pager as a reminder to take care of personal
needs and to take her medication. Turner stated that she cared for her children,
grandchildren, and a friend, though she sometimes received help from others.
Turner reported that she went out every day to take care of her business or
pay bills. She would walk, use public transportation, or get a ride with someone.
She could not go out alone, however, because she would feel drowsy and sick. She
-8-
also shopped twice a month for three hours each time. She went to church on a
regular basis and did not need anyone to accompany her.
Turner reported that she could no longer work over eight hours because she
would get sick or become drowsy and she did not want to fall out. She also
reported that she could not get around like she used to because of her illness and
because she had ―seezing.‖ She reported that her conditions affected her ability to
lift, squat, bend, stand, reach, walk, kneel, climb stairs, and use her hands. The
conditions also affected her memory and sometimes her ability to talk, hear, see,
understand, and follow directions. She stated that she had trouble sleeping. She
could walk about a half a block before needing to rest for thirty to forty minutes.
She could not write sometimes due to pain and would have to wait about an hour
for the pain to subside. Turner wrote that she could pay attention for seven to eight
hours and could follow written and spoken instructions. She did not have any
problems with authority figures and had never been fired or laid off because of
problems getting along with others. She reported that she was able to handle stress
and changes in routine.
Turner also filled out a supplemental questionnaire on February 8, 2011.
She stated that she was not working. She had not received any treatment since she
filed her claim, but she did have an upcoming appointment. She had a valid
driver’s license and was able to drive. (Tr., pp. 174–76.)
-9-
Consultative Examination
On April 12, 2011, Dr. Arjun Bhattacharya performed a consultative
examination on Turner. During the examination, Turner reported that she had
diabetes accompanied by polyuria, polyphagia, and some nocturia, but she
otherwise had no symptoms. She monitored her blood glucose frequently. Turner
also reported that she had suffered from generalized back pain for about six years,
though she could not identify any specific location of the pain or describe any
radiation. She did not take any specific medication for her back, and she denied
having joint pain. Moreover, she reported that she was able to walk about four to
five blocks, stand for about thirty minutes, sit for about two hours, and lift up to
fifty pounds. She could bend and stoop, and she did not use any assistive devices.
She also reported that she was able to write, hold a coffee cup, and open a jar top.
(Tr., p. 405.)
Turner also stated that she had been diagnosed with COPD but that she did
not have any discomfort or shortness of breath at that time. Turned denied having
asthma or pneumonia. She could climb about one to two flights of stairs and
smoked a pack of cigarettes a day. She had no history of headaches or a stroke.
She reported having a seizure in 2000, but she had not had any seizures since then
and did not take any specific medicine for it. (Tr., p. 406.)
- 10 -
Regarding her medications, Turner reported that she used a Proair inhaler
and Advair twice a day. She also took Trazodone, Metformin, Naproxen,
Amlodipine, and Ranitidine. Id.
Dr. Bhattacharya’s physical examination noted that Turner had poor air
intake but that her chest wall was symmetrical. He also noted that she had sibilant
rhonchi. Dr. Bhattacharya found that Turner had normal alignment of the spine
and that there was no significant spasm of the cervical, thoracic, or lumbar areas.
He also noted that her range of movement was within normal limits. Turner had
normal gait and station, and she had no problem getting on and off the examining
table and moving around the room without any assistive devices. He noted that
Turner had fine and dexterous finger control movements. Moreover, her motor
and sensory systems were within normal limits and the Romberg test was negative.
(Tr., pp. 406–07.)
Dr. Bhattacharya’s clinical impression included diabetes mellitus on no
medications; GERD, though it was controlled with medication; and a history of
COPD with occasional shortness of breath and the use of medication. Dr.
Bhattacharya reported that there were no objective physical findings of back
discomfort. Moreover, he noted that Turner had a history of seizures but that
details regarding the seizures were not made available and she had no neurological
findings. (Tr., p. 407.)
- 11 -
Disability Reports
Turner’s reported conditions in her initial disability report were asthma, back
pains, and ―falling out.‖ She complained that her conditions caused her to stop
working. (Tr., p. 153.) In a subsequent disability report dated July 1, 2011, Turner
reported that since she last completed a disability report, her conditions had
worsened because she had a ―seza‖ and ―fill out‖ and could not pay for her
medication. She also reported that she could not walk as much or stand for a long
time, she had sickness in the morning, and she had high blood pressure. The
approximate date these changes occurred was April 12, 2011. (Tr., pp. 177–78.)
Testimony at the March 22, 2012 Administrative Hearing
Turner testified at the hearing before the ALJ. She stated that she was 49
years old and went to the twelfth grade, but she did not graduate high school and
did not have her GED. Additionally, she testified that she had not received any
additional education or job training since high school. (Tr., p. 31.)
Turner stated that she last worked in October 2010 on an assembly line
making washing powder. At that job, she would lift boxes weighing between
twenty to thirty pounds every twenty minutes. Turner worked there for two
months until she was fired for not calling or showing up to work. Before her work
on the assembly line, Turner worked in housekeeping at a department store for five
years and at a nursing home for two years. (Tr., pp. 31–35.)
- 12 -
When examined by her attorney, Turner stated that she was single and did
not have any children under the age of 18 living with her. She testified that she
was currently receiving medical treatment at Myrtle Hilliard for diabetes,
insomnia, body aches, and back pain. She took medication for the diabetes which
caused her to feel tired during the day. She also stated that she was in the
bathroom for more than an hour or two a day due to the diabetes medication and a
stool softener she was taking. Turner also described her sleeping patterns, stating
that she only slept two to three hours a night and would likely need a nap during
the day. (Tr., pp. 36–39.)
When asked about her body aches, she testified that she had migraine
headaches, chest pain, back pain, arm pain, and stomach problems. She described
her pain as ―[a]ll the way from the top to the bottom [of her body].‖ (Tr., p. 39.)
She testified that three times a week, her migraine headaches were severe enough
to put her in bed for an entire day. She also stated that she had problems with her
vision. Moreover, Turner stated that she had shortness of breath due to her asthma
and that she used an inhaler. She could only walk about a half a block and avoided
going up or down steps. She could lift under fifty pounds. She also stated that she
would sometimes modify her posture during the day because of physical
discomfort. If her pain worsened, she would lay down for two to three hours. (Tr.,
pp. 39–41.)
- 13 -
The ALJ asked Turner about the medications she took for her pain, and she
stated that she had been taking Tylenol but now took Trazodone for pain and sleep.
(Tr., p. 41.)
Vocational expert Dale Thomas also testified before the ALJ. He first
testified regarding her combination job of motel mail and laundry worker, stating
that the Dictionary of Occupation Titles classified each of those occupations at a
light, unskilled level with a SVP level of 2. He stated that based on the record,
however, both of the jobs as performed would have been medium. He also stated
that the janitorial position was medium, unskilled work with a SVP level of 2. The
hand packager job was light, unskilled work with an SVP level of 2. (Tr., pp. 42–
43.)
III.
Standard for Determining Disability Under the Social Security Act
Social security regulations define disability as the inability to engage in any
substantial gainful activity by reason of any medically determinable physical or
mental impairment which can be expected to result in death or which has lasted or
can be expected to last for a continuous period of not less than twelve months. 42
U.S.C. § 416(i)(1); 42 U.S.C. § 1382c(a)(3)(A); 20 C.F.R. § 404.1505(a); 20
C.F.R. § 416.905(a).
Determining whether a claimant is disabled requires the Commissioner to
evaluate the claim based on a five-step procedure. 20 C.F.R. § 404.1520(a),
- 14 -
416.920(a); see also McCoy v. Astrue, 648 F.3d 605, 611 (8th Cir. 2011)
(discussing the five-step process).
First, the Commissioner must decide whether the claimant is engaging in
substantial gainful activity. If so, she is not disabled.
Second, the Commissioner determines if the claimant has a severe
impairment which significantly limits her physical or mental ability to do basic
work activities. If the impairment is not severe, the claimant is not disabled.
Third, if the claimant has a severe impairment, the Commissioner evaluates
whether it meets or exceeds a listed impairment found in 20 C.F.R. Part 404,
Subpart P, Appendix 1. If the impairment satisfies a listing in Appendix 1, the
Commissioner will find the claimant disabled.
Fourth, if the claimant has a severe impairment and the Commissioner
cannot make a decision based on the claimant’s current work activity or on medical
facts alone, the Commissioner determines whether the claimant can perform past
relevant work. If so, she is not disabled.
Fifth, if the claimant cannot perform past relevant work, the Commissioner
must evaluate whether the claimant can perform other work in the national
economy. If not, she is declared disabled. 20 C.F.R. § 404.1520; § 416.920.
- 15 -
IV.
The ALJ’s Decision
The ALJ first determined that Turner met the insured status requirement
through June 30, 2012 and that she had not engaged in substantial gainful activity
since the onset date.2
At the second step, the ALJ determined that Turner had medically
determinable impairments of diabetes mellitus and asthma but that there was no
evidence of a medically determinable impairment related to back pain or ―falling
out.‖ He further found, however, that her diabetes and asthma did not significantly
limit her ability to perform basic work-related activities. Thus, the ALJ concluded
that Turner did not have a severe impairment or combination of impairments.
In support of his finding, the ALJ noted that Turner’s diabetes mellitus
appeared to be controlled on oral medication and that her physical exams were
unremarkable. Moreover, there was no evidence of complications from the
diabetes. The ALJ further noted that while asthma was never a specific diagnosis
by any physician, Turner had frequently been diagnosed with chronic obstructive
pulmonary disease. However, treatment notes showed that Turner denied
shortness of breath or wheezing. Turner also denied having asthma or pneumonia
at her consultative examination, and the medical treatment record did not include
any pulmonary function studies or chest x-rays.
2
The ALJ noted that Turner did work after her alleged onset date, but he stated that such work
was not at the substantial gainful activity level.
- 16 -
In regards to her alleged back pain and ―falling out,‖ the ALJ noted that the
medical treatment record did not reveal any abnormalities. Osteoarthritis was
mentioned in one assessment, but the ALJ stated that the basis for it was unclear in
the record. Moreover, though she complained of body aches for the past year on a
February 2012, she stated that they were relieved with Tylenol or NSAIDs and
there were no references to the body aches in the doctor’s assessment. In March
2012, she denied having any pain. During the 2011 consultative examination, she
reported having back pains for the last six years but she was unable to identify any
specific location or radiating pain. Moreover, the consulting physician determined
that she had normal alignment of the spine, normal gait and station, and normal
range of motion. His clinical impression was back discomfort with no objective
physical findings. The ALJ also noted that Turner told the consulting physician
that she had a seizure in 2000 but had not had one since. The medical treatment
record did not contain imaging studies of the spine or other joints or any brain
activity studies. Therefore, the ALJ found that there was no evidence of a
medically determinable impairment related to back pain or ―falling out.‖
The ALJ stated that the inconsistencies in the record did not enhance her
credibility and cast doubt on her other allegations.
The ALJ also pointed out that Turner reported receiving unemployment
compensation in her application for disability. Moreover, her earnings were at the
- 17 -
substantial gainful activity level only twice since 1996. Finally, the ALJ stated that
she worked for a period after the alleged onset date.
The ALJ further noted that the medical treatment record contained numerous
references to nicotine dependence since the alleged onset date. At her consultative
examination, Turner admitted to smoking one pack of cigarettes per day. The ALJ
determined that ―[s]uch activity is inconsistent with her allegations of debilitating
asthma symptoms.‖ (Tr., p. 20.) He also noted that Turner’s daily activities were
inconsistent with the presence of disabling impairments. For example, she
watched television, talked on the phone, read, played games, did house and yard
work, went grocery shopping, prepared meals, did laundry, took care of business,
paid bills, and managed her money. She took care of children, grandchildren, and
a friend. She rode the bus or called transportation to medical appointments, and
she went to church.
The ALJ also accepted the conclusions of the state agency counselor, which
he found to be ―consistent with the medical treatment record.‖ (Tr., p. 20.)
In all, the ALJ did not find Turner’s allegations credible, citing both her
daily activities that were greater than her claimed functioning and her work after
the alleged onset date. Moreover, the ALJ noted that the consulting physician did
not find an impairment that was significantly limiting or that was not controlled by
medication. The ALJ determined that the records ―showed variable symptoms—
- 18 -
sometimes reporting no pain, sometimes with some breathing issues, but nothing
consistent over a year’s time.‖ (Tr., p. 20).
V.
Standard of Review
This court’s role on review is to determine whether the Commissioner’s
decision is supported by substantial evidence on the record as a whole. Rucker v.
Apfel, 141 F.3d 1256, 1259 (8th Cir. 1998). ―Substantial evidence‖ is less than a
preponderance but enough for a reasonable mind to find adequate support for the
ALJ’s conclusion. Id. When substantial evidence exists to support the
Commissioner’s decision, a court may not reverse simply because evidence also
supports a contrary conclusion, Clay v. Barnhart, 417 F.3d 922, 928 (8th Cir.
2005), or because the court would have weighed the evidence differently.
Browning v. Sullivan, 958 F.2d 817, 822 (8th Cir. 1992).
To determine whether substantial evidence supports the decision, the court
must review the administrative record as a whole and consider:
(1) the credibility findings made by the ALJ;
(2) the education, background, work history, and age of the claimant;
(3) the medical evidence from treating and consulting physicians;
(4) the plaintiff’s subjective complaints relating to exertional and
nonexertional impairments;
(5) any corroboration by third parties of the plaintiff’s impairments; and
- 19 -
(6) the testimony of vocational experts, when required, which is based upon
a proper hypothetical question.
Stewart v. Sec’y of Health & Human Servs., 957 F.2d 581, 585–86 (8th Cr. 1992).
VI.
Discussion
Turner argues that the ALJ’s finding of non-disability is not supported by
substantial evidence because it resulted from an improper analysis of the record.
She also alleges that the ALJ erred by failing to consider evidence of her
depression. Finally, Turner argues that the ALJ improperly assessed her
credibility.
A.
The ALJ’s Decision is Supported by Substantial Evidence
Turner first alleges that the ALJ erred in finding that she had no severe
impairment or combination of impairments. At step two of the sequential
evaluation process, an ALJ determines the medical severity of a claimant's
impairments. See 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). A severe
impairment is one which significantly limits a claimant's physical or mental ability
to perform basic work activities. 20 C.F.R. § 404.1520(c). ―The impairment must
result from anatomical, physiological, or psychological abnormalities which can be
shown by medically acceptable clinical and laboratory diagnostic techniques. A
physical . . . impairment must be established by medical evidence consisting of
signs, symptoms, and laboratory findings, not only by the claimant's statement of
- 20 -
symptoms.‖ Martise v. Astrue, 641 F.3d 909, 923 (8th Cir. 2011) (quoting 20
C.F.R. § 404.1508).
Although Turner has ―the burden of showing a severe impairment that
significantly limited her physical or mental ability to perform basic work activities,
. . . the burden of a claimant at this stage of the analysis is not great.‖ Caviness v.
Massanari, 250 F.3d 603, 605 (8th Cir. 2001). ―The sequential evaluation process
may be terminated at step two only when the claimant's impairment or combination
of impairments would have no more than a minimal impact on her ability to work.‖
Page v. Astrue, 484 F.3d 1040, 1043 (8th Cir. 2007) (internal quotation marks and
citations omitted).
Here, the ALJ’s determination that Turner did not suffer from a severe
impairment or combination of impairments is supported by substantial evidence on
the record as a whole.
The ALJ found that Turner had medically determinable impairments of
diabetes and asthma, but her determined that such impairments were not severe
impairments. The ALJ noted that Turner’s diabetes was controlled by
medication—her A1C level dropped from 6.1 to 5.7, which was within the normal
range. See Nguyen v. Chater, 75 F.3d 429, 431 (8th Cir. 1996) (conditions that can
be treated with medication are not disabling). Turner reported no problems or
symptoms regarding her diabetes to her treating doctors. Though Turner argues
- 21 -
that her own testimony shows that her diabetes was not controlled, as noted below,
the ALJ gave good reason to discredit her allegations.
Moreover, while the consulting physician found that Turner had poor air
intake and sibilant rhonchi, he also found that she had symmetrical chest walls. At
a physical examination in March 2011, the treating doctor reported hearing no
rhonchi, rales, or crackles. Physical examinations in September 2009, November
2009, April 2010, February 2011, March 2011, and February 2012 showed normal
breathing sounds and no wheezing. Moreover, at the consultative examination,
Turner denied having asthma and reported that she did not have shortness of
breath. In fact, Turner denied shortness of breath at visits to her treating doctors in
November 2009, April 2010, February 2011, February 2012, and March 2012. In
September 2009, she reported using Albuterol and saw improvement, as she had no
shortness of breath or cough.
The ALJ also determined that Turner did not have medically determinable
impairments related to back pain or ―falling out.‖ Turner complained of body
aches for the past year on February 2012, but she stated that the aches were
relieved with Tylenol or NSAIDs. See Goodale v. Halter, 257 F.3d 771, 774 (8th
Cir. 2001) (ALJ properly discounted reports of disabling pain when the pain was
alleviated by over-the-counter pain medication). While she reported having back
pain for the last six years at her consultative examination, she could not identify
- 22 -
any location of the pain. Moreover, the consulting physician determined that she
had normal alignment of the spine, normal gait and station, and normal range of
motion. While Turner alleges that the ALJ mischaracterized the consulting
physician’s report as to its assessment of her back pain, Turner is incorrect. The
consulting physician’s clinical impression was back discomfort with no objective
physical findings. (emphasis added). The ALJ’s statement that the consultative
examination did not reveal any significant limiting impairment is consistent with
the physician’s assessment. Finally, though osteoarthritis was included in her
treating doctor’s assessment on April 2010, Turner denied pain during that visit
and the doctor’s physical findings highlighted no specific issues. Moreover,
Turner denied having any pain in February and March 2011 and March 2012.
As to her ―falling out,‖ Turner told the consulting physician that she had had
a seizure in 2000. She also stated, however, that she had not had a seizure since
then and did not take medication for it. The consulting physician found no
neurological findings. The medical record did not contain brain activity studies or
any other objective findings regarding ―falling out.‖
When considered altogether, this constitutes substantial evidence on the
record as a whole to support the ALJ’s finding that Turner’s impairments were not
severe. Turner consistently points to her testimony to show that the ALJ’s
determination was not supported by substantial evidence, but as noted below, the
- 23 -
ALJ properly discredited her testimony and found it to be inconsistent with the
evidence on a whole.
Turner also argues that the ALJ erred in not considering evidence of her
depression in determining whether or not she was disabled. Specifically, she
argues that the ALJ should have at least ordered a consultative examination to
address Turner’s mental issues. The ALJ was under no such duty. To begin with,
Turner did not allege depression in her applications for benefits, her disability
reports, or her function report. See Dunahoo v. Apfel, 241 F.3d 1033, 1039 (8th
Cir. 2001) (―The fact that [claimant] did not allege depression in her application
for disability benefits is significant, even if the evidence of depression was later
developed.‖).
Moreover, Turner did not mention depression when she testified before the
ALJ or during her consultative examination. The only reference to depression in
the medical records after her alleged onset date was from a February 9, 2011 visit
to Dr. Dielson when Turner denied having depression. Moreover, in April 2010,
Dr. Dielson noted that Turner showed no signs and complained of no symptoms of
depression. Thus, the ALJ did not err in failing to order a consultative examination
or otherwise address evidence of depression. See Pena v. Chater, 76 F.3d 906, 909
(8th Cir. 1996) (The administrative law judge is under no ―obligation to investigate
a claim not presented at the time of the application for benefits and not offered at
- 24 -
the hearing as a basis for disability.‖ (citing Brockman v. Sullivan, 987 F.2d 1344,
1348 (8th Cir. 1993)).
B.
The ALJ’s Credibility Analysis is Supported by Substantial Evidence
Turner also argues that the ALJ did not properly assess her credibility
according to Polaski v. Heckler, 739 F.2d 1320, 1322 (8th Cir. 1984). In making a
credibility determination, the ALJ must take into account: 1) the claimant's daily
activities; 2) the duration, frequency, and intensity of the pain; 3) precipitating and
aggravating factors; 4) the dosage, effectiveness, and side effects of medication;
and 5) functional restrictions. Id. The absence of objective medical evidence may
also be considered, and the ―ALJ may discount subjective complaints of pain if
inconsistencies are apparent in the evidence as a whole.‖ Choate v. Barnhart, 457
F.3d 865, 871 (8th Cir. 2006) (citing Wheeler v. Apfel, 224 F.3d 891, 895 (8th Cir.
2000)).
An ALJ is not required to explicitly discuss each Polaski factor. Buckner v.
Astrue, 646 F.3d 549, 558 (8th Cir. 2011). Further, the ―credibility of a claimant's
subjective testimony is primarily for the ALJ to decide, not the courts.‖
Holmostrom v. Massanari, 270 F.3d 715, 721 (8th Cir. 2001). Consequently,
courts should defer to the ALJ's credibility finding when the ALJ explicitly
discredits a claimant's testimony and gives good reason to do so. Buckner, 646
F.3d at 558.
- 25 -
Here, the ALJ explicitly discredited Turner’s testimony and gave many good
reasons for doing so. The ALJ discussed the medical records and the lack of
objective medical evidence, finding that the ―inconsistencies in the record do not
enhance the claimant’s credibility and cast doubt on her other allegations.‖ (Tr., p.
19.) For example, the ALJ noted that during the February 2012 visit to her doctor,
Turner denied shortness of breath or wheezing. Moreover, at the 2011 consultative
examination, she denied having asthma. Though she reported having back pain for
six years, the consulting physician noted that she had normal alignment of the
spine, no significant spasms, normal range of motion, and normal gain and station.
She had no problem getting on or off the exam table or moving around the room.
Further, she told the consulting physician that she could walk about four to five
blocks, stand for thirty minutes, sit about two hours, and lift fifty pounds. Just two
months prior, however, Turner wrote in her function report that she could only
walk about a half a block before needing to rest for thirty to forty minutes.
Moreover, the ALJ noted that the records showed ―variable symptoms.‖
Sometimes Turner would report breathing issues, but often she would deny
breathing issues. Moreover, she frequently denied having pain or body aches when
she visited her treating doctors. The ALJ determined that none of her symptoms
were consistent over a year’s time. Further, though Turner claimed drowsiness and
sickness in her Function Report, she failed to make any corresponding complaints
- 26 -
to her treating doctors. In her function report, she said that she had trouble with
―seezing,‖ yet two months later, she told the consulting physician that she had not
had a seizure since 2000. Such inconsistencies support the ALJ’s credibility
determination.
The ALJ also considered Turner’s work history in discrediting her
credibility. He determined that her earnings had been at the substantial gainful
activity level on an annual basis only twice since 1996. Moreover, she worked for
a period after her alleged onset date. See 20 CFR §§ 404.1571, 416.971(―Even if
the work you have done was not substantial gainful activity, it may show that you
are able to do more work than you actually did.‖).
Further, Turner continued to smoke a pack of cigarettes a day even though
her treating doctors continually advised her to stop. The ALJ determined that
―such activity is inconsistent with her allegations of debilitating asthma
symptoms.‖ (Tr., p. 20.) See Choate v. Barnhart, 457 F.3d 865 (8th Cir. 2006)
(finding that in determining a claimant’s credibility, an ALJ may properly consider
evidence that the claimant refused to quit smoking after being advised to stop).
The ALJ also considered Turner’s daily activities, finding them to be
inconsistent with her allegations of disabling impairments. For example, Turner
cooked, cleaned her house, worked in the yard, watched TV, talked on the phone,
read, and played games. She went grocery shopping, went out to take care of her
- 27 -
business, paid bills, and went to church on a regular basis. She also cared for her
children, grandchildren, and a friend. See Johnson v. Apfel, 240 F.3d 1145, 1148
(8th Cir. 2001) (―Acts which are inconsistent with a claimant's assertion of
disability reflect negatively upon that claimant's credibility.‖); Medhaug v. Astrue,
578 F.3d 805, 817 (8th Cir. 2009) (―[A]cts such as cooking, vacuuming, washing
dishes, doing laundry, [and] shopping . . . are inconsistent with subjective
complaints of disabling pain.‖).
Despite the reasons the ALJ gave for discrediting her allegations, Turner
claims that the ALJ erred because he failed to sufficiently address specific
statements she made during the hearing about needing to use the restroom for an
hour or two a day. The ALJ did not err by failing to expressly address this
statement. The ALJ stated that inconsistencies in the record cast doubt on her
other allegations, which demonstrated his disbelief in her subjective complaints
about her limitations and symptoms. As discussed above, given the inconsistencies
in the evidence as a whole, the ALJ could properly discredit Turner’s subjective
statements. See Goff v. Barnhart, 421 F.3d 785,792 (8th Cir. 2005) (explaining
that ―[t]he ALJ may disbelieve subjective complaints if there are inconsistencies in
the evidence as a whole‖ (quotation and citation omitted)). As a result, the ALJ
did not err in evaluating Turner's credibility. See also Wildman v. Astrue, 599 F.3d
959, 966 (8th Cir. 2010) (explaining that the ALJ is not required to discuss every
- 28 -
piece of evidence, and the failure to cite specific evidence does not indicate that it
was not considered).
Based on the foregoing, I conclude that the ALJ properly discredited Tuner's
allegations of disabling pain and limitations, and there are good reasons for doing
so. Therefore, I defer to his finding of non-credibility.
VII. Conclusion
Based on the foregoing, I conclude that there is substantial evidence on the
record to support the Commissioner’s decision to deny benefits.
Accordingly,
IT IS HEREBY ORDERED that the decision of the Commissioner is
affirmed.
A separate judgment in accord with this Memorandum and Order is entered
this date.
CATHERINE D. PERRY
UNITED STATES DISTRICT JUDGE
Dated this 14th day of August, 2014.
- 29 -
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?