Shahid v. U.S. Bank N.A. et al
MEMORANDUM AND ORDER. (See Full Order.) IT IS HEREBY ORDERED that defendants' motions for summary judgment [ 29 , 35 ] are denied. Signed by District Judge Catherine D. Perry on 7/10/2017. (CBL)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MISSOURI
U.S. BANK, N.A., et al.,
Case No. 4: 16 CV 1662 CDP
MEMORANDUM AND ORDER
This removed case is before me on defendants’ motions for summary
judgment. Defendants argue that plaintiff filed her case one day too late and that it
is therefore barred by the statute of limitations. Plaintiff opposes summary
judgment and insists that she timely filed her case using the state court’s electronic
filing system. There are no undisputed facts relating to this issue. Because
plaintiff timely filed her case in state court, defendants’ motions for summary
judgment will be denied.
Standards Governing Summary Judgment
The standards for summary judgment are well settled. In ruling on summary
judgment, the Court views the facts and inferences therefrom in the light most
favorable to the nonmoving party. Matsushita Elec. Indus. Co., Ltd. v. Zenith
Radio Corp., 475 U .S. 574, 587 (1986). The moving party has the burden to
establish both the absence of a genuine issue of material fact and that it is entitled
to judgment as a matter of law. Fed. R. Civ. P. 56(c); Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 247 (1986); Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986).
Once the moving party has met this burden, the nonmoving party may not rest on
the allegations in its pleadings but must set forth by affidavit or other evidence
specific facts showing that a genuine issue of material fact exists. Fed. R. Civ. P.
56(e). At the summary judgment stage, I will not weigh the evidence and decide
the truth of the matter, but rather I need only determine if there is a genuine issue
for trial. Anderson, 477 U.S. at 249; ASi Industries GmbH v. MEMC Electronic
Materials, Inc., 2008 WL 413819, *1 (E.D. Mo. Feb. 13, 2008).
Plaintiff filed her petition electronically in the Circuit Court for St. Louis
County on the evening of September 22, 2016. The state court’s electronic filing
system received the pleading and emailed a confirmation to plaintiff’s counsel
confirming receipt of the pleading on September 22, 2016. That email states that
plaintiff “will receive notice from the court when the filing is either accepted, on
hold or returned with the reason for the hold or return.” Early in the morning of
September 23, 2016, plaintiff used the e-filing system to “recall” the pleading and
change her waiver of a jury trial to a jury demand. Plaintiff electronically
resubmitted her petition five minutes later, and the state court’s e-filing system
again emailed plaintiff’s counsel to confirm that the pleading was received. This
time, however, the email states that the pleading was received on September 23,
For purposes of summary judgment, the parties agree that Missouri’s fiveyear statute of limitations applies to plaintiff’s claims and that the limitations
period ran on September 22, 2016.1 To make sure that her case was deemed filed
on September 22, 2016 (and therefore, within the limitations period), on September
23, 2016, plaintiff filed a “Motion for Order Reflecting Original Date of Filing”
with the state court. The motion set out the following facts: the “claims are in the
nature of personal injury and the corresponding statute of limitations period is five
(5) years ending on September 22, 2016;” plaintiff originally filed her petition and
paid the filing fee on September 22, 2016, and received an email confirmation of
that fact reflecting a received date of September 22, 2016; plaintiff subsequently
recalled and then resubmitted the petition on September 23, 2016, to request a jury
trial; and, the filing date reflected on the recalled and resubmitted petition was
September 23, 2016, not September 22, 2016. Therefore, plaintiff asked the state
court for an “order reflecting the date of the filing of the petition requesting a jury
Defendant East makes the alternative argument, without any discussion in her summary
judgment motion, that Count IV (Deprivation of Contractual Rights as Enjoyed by White
Citizens) asserted against her is subject to a four-year statute of limitations. She refers the Court
to her motion to dismiss for a discussion of this issue. Because this argument is raised and
briefed in East’s motion to dismiss, the Court will address it when ruling on the motion to
dismiss. Therefore, this Memorandum and Order does not decide whether Count IV of
plaintiff’s petition should be dismissed as barred by a four-year statute of limitations.
trial as September 22, 2016 . . . .” That motion was granted by the state court on
September 23, 2016.
Because plaintiff’s petition includes claims brought under 42 U.S.C. § 1983,
defendants removed the case to this court on October 25, 2016, citing federal
question jurisdiction. Defendants now move for summary judgment on the ground
that all of plaintiff’s remaining claims2 are barred by the governing five-year
statute of limitations.
Missouri Rule of Civil Procedure 53.01 provides that a civil action is
commenced “by filing a petition with the court.” To decide whether plaintiff
timely commenced her civil action within the limitations period, I must decide
whether plaintiff “filed” her case on September 22 or September 23, 2016.
Missouri Rule of Civil Procedure 103 sets out the procedures for electronically
filing documents in Missouri state courts. Rule 103.06(e) provides that “[a]
document is submitted for filing when the electronic filing system receives the
document and sends a confirmation receipt to the filer.” Rule 103.06(f) states that
“[i]f the clerk accepts a document for filing, the date and time of filing entered into
Plaintiff’s claims against two defendants (U.S. Bank and U.S. Bancorp) were dismissed by my
Order dated November 22, 2016. . Plaintiff’s claims against unknown defendant police
dispatcher, unknown defendant jailer, and unknown defendant prosecuting attorney were
dismissed for failure to obtain timely service by my Order dated February 17, 2017. .
the case management system shall be the date and time the electronic filing system
received the document.”
Here, there is no dispute that plaintiff submitted her petition and received a
confirmation email from the state court’s e-filing system on September 22, 2016.
However, defendants argue that by recalling her petition filed on September 22,
2016, it was never “accepted for filing” by the court clerk as required by Rule
103.06(f). According to defendants, the petition which was resubmitted on
September 23, 2016, and included a jury demand, was the only document that was
ever “accepted for filing” by the court clerk. As it bears a filing date of September
23, 2016, and a different e-filing confirmation number from the one generated on
September 22, 2016, defendants argue that the petition was filed on September 23,
2016, one day outside the limitations period.
Rule 103.06 does not address “recalled” pleadings, and defendants have not
provided the Court with any cases discussing them, either. A section entitled
“Frequently Asked Questions” on the state court’s electronic filing system explains
that counsel may resubmit a recalled pleading within 30 days after filing. The
website does not, however, address the significance of “recalling” or
“resubmitting” a pleading or the operative filing date of the resubmitted pleading.
In connection with the summary judgment motion, plaintiff deposed the state’s
deputy clerk responsible for coordinating e-filing within the St. Louis County
Courts. The deputy clerk, who was familiar with this case, explained that when the
St. Louis County Circuit Court is faced with this type of situation – ie., when a
pleading is filed on the last day of the limitations period and recalled the next day
by the attorney – it is the court’s procedure to direct the attorney to file a motion
asking the court to deem the pleading filed within the limitations period. The
deputy clerk testified that this procedure was followed in this case and the state
court deemed the case filed on September 22, 2016. .
Both sides rely on State ex rel. Isselhard v. Dolan, 465 S.W.3d 496 (Mo. Ct.
App. 2015), to support their respective positions. In Dolan, plaintiff used the state
court’s e-filing system to file her petition on January 13, 2015, the last day of the
limitations period. Id. at 497. The e-filing system confirmed that the pleading was
submitted for filing on that day, but two days later the petition was returned to
plaintiff because all the parties were not added into the electronic filing system
prior to submission. Id. Plaintiff then resubmitted the same petition along with the
requested party information on January 15, 2015. Id. The petition on file
contained an electronic filing stamp of January 15, 2015. Id. After the defendant
moved to dismiss the petition as barred by the statute of limitations, the state
circuit court denied the motion and deemed the petition timely filed on January 13,
2015. Id. at 498.
Defendant then sought a writ of mandamus from the Missouri Court of
Appeals directing the state court judge to enter an order accepting January 15,
2015, as the filing date and dismissing the petition as untimely filed. Dolan, 465
S.W.3d at 498. The Court of Appealsw denied the writ and concluded that the
petition was, in fact, filed on January 13, 2015. Id. The appellate court found that
the petition was in proper form when it was submitted and the court clerk was not
authorized to reject the filing for a technical deficiency such as entering the party
name correctly in the e-filing system. Id. at 499. The court held as follows:
A pleading is deemed filed when it is received by the clerk of a circuit
court. In electronic filing, the circuit clerk does not actually receive the
filing in the same way it receives a paper pleading. Instead, the clerk
receives an electronic document when the filing is received by the electronic
filing system. Rule 103.06(e). The petition was received by the electronic
filing system on January 13, 2015. The petition should have been accepted
as of that date. Had the petition been accepted as required, the electronic
filing system would have created an electronic filing stamp of January 13,
2015 . . . . One of the advantages of the electronic filing system is that it
creates and maintains a clear record of the documents as they are submitted,
even if not accepted. It is not questioned that the petition at issue in the
lawsuit was submitted and received through the electronic filing system on
January 13, 2015. Given the facts before us . . . the trial court properly
exercised its discretion when ordering the record to reflect that plaintiff’s
petition was filed on January 13, 2015.
Id. at 499.
Applying Dolan, I must deny summary judgment on this issue. As in Dolan,
here plaintiff electronically filed her petition on the last day of the limitations
period and received an e-mail confirmation from the e-filing system on September
22, 2016. Under the reasoning in Dolan, the case was timely filed as of that date
because “[a] pleading is deemed filed when it is received by the clerk” and “the
clerk receives an electronic document when the filing is received by the electronic
filing system.” 465 S.W.3d at 499. This ruling is supported by the plain language
of Rule 103.06. Defendants do not dispute that the petition was in proper form
when submitted on that date. Accordingly, the petition “should have been
accepted as of that date.” Id. Although defendants attempt to distinguish
plaintiff’s action in this case by pointing out the voluntary nature of plaintiff’s
recalling the petition, the court’s holding in Dolan makes no such distinction.
Moreover, as in Dolan, the state court deemed plaintiff’s petition filed on
September 22, 2016. Defendants complain that the state court cannot make such a
determination because to do so would be to impermissibly toll the statute of
limitations. Defendants mischaracterize the state court’s action. While the court
may not have been empowered to toll the statute of limitations, it certainly could
(as it did in Dolan) properly determine the filing date of a document filed by a
party using its electronic case filing system. That the effect of that determination
may be to render a plaintiff’s petition filed within the limitations period does not
mean that the state court impermissibly tolled the statute of limitations. See Dolan,
465 S.W.3d at 499 (trial court properly exercised its discretion when ordering the
record to reflect a filing date within limitations period).
Defendants could have challenged the state court’s determination in state
court by seeking a writ of mandamus as the defendant did in Dolan. Instead, they
chose to remove the case to this Court. They should not be heard to complain,
then, when I decline to disturb the state court’s determination as to the filing date
of a document submitted to it under its e-filing system, particularly in light of
Dolan and the absence of any contrary authority. Because this case was filed
within the limitations period, I will deny defendants’ motions for summary
IT IS HEREBY ORDERED that defendants’ motions for summary
judgment [29, 35] are denied.
CATHERINE D. PERRY
UNITED STATES DISTRICT JUDGE
Dated this 10th day of July, 2017.
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