Vap et al v. Big Iron, Inc.
Filing
34
PROTECTIVE ORDER granting 33 Motion for Protective Order. Ordered by Magistrate Judge Thomas D. Thalken. (TRL)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEBRASKA
ROY VAP and CON MUELLER,
Plaintiffs,
v.
4:16CV3008
PROTECTIVE ORDER
BIG IRON, INC.,
Defendant.
The matter comes before the court on the defendant’s Unopposed Motion for
Protective Order (Filing No. 33).
The parties in this action agree, and it is hereby
ordered, that this Protective Order shall govern the use and dissemination of all
information, documents, or materials that are produced by the parties and designated
as Confidential.
1.
Materials Deemed Confidential. If a party or an attorney for a party has a
good faith belief that certain documents, transcripts, or other materials or information
(including digital information) subject to disclosure pursuant to a discovery request or
other request are confidential and should not be disclosed other than in connection with
this action pursuant to Rule 26(c) of the Federal Rules of Civil Procedure, the party or
attorney shall mark each such document or other materials as “CONFIDENTIAL.”
Documents marked as “CONFIDENTIAL” shall mean documents which contain
personal information regarding employees and ISRs other than Plaintiffs, customer
information, confidential or proprietary business information and/or trade secrets. A
party may designate as “CONFIDENTIAL” materials produced or disclosed by any other
party or third party. Nothing in this section shall be construed as an agreement by the
receiving party that any designation of material as “CONFIDENTIAL” is appropriate and
nothing herein shall prevent a receiving party from challenging any such designation.
2.
Materials For Attorneys’ Eyes Only. Counsel for a producing party may
further designate such “CONFIDENTIAL” materials as for “ATTORNEYS’ EYES ONLY”
if such counsel concludes that the material constitutes or contains non-public
information that is highly personal in nature or is competitively sensitive and proprietary
and/or constitutes Trade Secrets (as defined by Nebraska Law) of the producing party,
or from which competitively sensitive and proprietary and or Trade Secret information
belonging to a producing party could be derived. Material designated as “ATTORNEYS’
EYES ONLY” may not be disclosed to anyone other than counsel of record for the
parties, and in all other respects shall be treated as “CONFIDENTIAL” material under
this Protective Order. Nothing in this section shall be construed as an agreement by the
receiving party that any designation of material as “ATTORNEYS’ EYES ONLY” is
appropriate and nothing herein shall prevent a receiving party from challenging any
such designation.
3.
Designation by Third Parties. A copy of this Protective Order shall be
served with any subpoena on a third party. A third party may designate a document as
“CONFIDENTIAL” pursuant to this Order by stamping it with such notice prior to
production or so identifying it on the record during the deposition of that third party.
Either party may also designate documents produced by a third party as being
“Confidential” pursuant to the terms of this Order within thirty (30) days of being made
aware of the content of such documents. Any document produced by a third party shall
be treated as “CONFIDENTIAL” pursuant to the terms of this Order for such thirty (30)
day period and thereafter if designated as “CONFIDENTIAL” by either party or by the
third party who produces it. The “CONFIDENTIAL” restrictions of this Order shall no
longer apply to any document produced by a third party that has not been designated as
“CONFIDENTIAL” by the third party or by a party within such thirty (30) day period.
Nothing in this section shall be construed as an agreement by the receiving party that
any designation of material as “CONFIDENTIAL” is appropriate and nothing herein shall
prevent a receiving party from challenging any such designation.
4.
Re-designation of Materials as Confidential or for Attorney’s Eyes Only. In
the event a producing party inadvertently omits to designate materials as
“CONFIDENTIAL” and/or for “ATTORNEYS’ EYES ONLY,” such omission shall not be
deemed a waiver of its entitlement to do so if the producing party notifies all other
parties of the omission promptly after discovering the omission and provides the
receiving party with replacement copies of the documents or things bearing the
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appropriate designation. Upon receipt of the replacement copies, the receiving party
shall retrieve and return or destroy all copies of the previously produced documents or
materials.
5.
Inadvertent Disclosure. The following procedures shall govern instances
in which a party or third-party has inadvertently produced or disclosed materials for
which any privilege or protection is claimed, including but not limited to the attorneyclient privilege or work-product protection:
a.
The producing party must notify the receiving party promptly, in
writing or on the record, upon discovery that a document has been inadvertently
produced. Upon receiving written notice from the producing party that privileged
and/or work-product material has been inadvertently produced, all such
information, and all copies thereof, shall be returned to the producing party or
destroyed within five business days of receipt of such notice and the receiving
party shall not use such information for any purpose, until further order of the
Court. The receiving party shall also attempt, in good faith, to retrieve and return
or destroy all copies of the document in electronic format, and shall provide the
producing party with written notice that all copies of the document have been
returned or destroyed.
If the receiving party intends to file a motion under
paragraph 5(b), below, it may maintain a copy of the document for purposes of
filing such a motion.
b.
If the receiving party, after notice of such inadvertent disclosure as
set forth above in paragraph 5a, contests the privilege or work-product
designation by the producing party, it shall file a motion to compel production of
the document or information. The receiving party shall not assert the disclosure
as a ground for compelling production unless it is asserted that any such
privilege was knowingly and intentionally waived.
c.
The producing party retains the burden of establishing the
privileged or protected nature of any document or information that is claimed as
privileged or otherwise protected. Nothing in this paragraph shall limit the right of
any party to petition the Court for an in camera review of such documents or
information.
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d.
Upon notification of inadvertent disclosure from the producing party,
the receiving party shall place any analyses, memoranda, or notes which were
internally generated based upon such inadvertently-produced information in
sealed envelopes if in hard copy form or shall segregate such analyses,
memoranda, or notes if in electronic form.
e.
Absent a ruling by the Court that the disclosed information is not
privileged or otherwise protected, the inadvertent disclosure of the information
shall not be deemed a waiver or impairment of any claim of privilege or
protection, including, but not limited to, the attorney-client privilege or the
protection afforded to work-product materials or the subject matter thereof, as to
the inadvertently disclosed document or information and any related material,
and such documents and information shall be destroyed or returned to the
producing party.
6.
Challenging Designation of Confidentiality or Attorney Eyes Only.
If a
party or an attorney for a party disputes the propriety of a “CONFIDENTIAL” or
“ATTORNEY EYES ONLY” designation, the parties and/or attorneys shall attempt to
resolve the dispute between themselves by written or verbal means.
If they are
unsuccessful, the challenging party may file an appropriate motion. The challenging
party and its attorneys shall nevertheless treat the documents or information as
“CONFIDENTIAL” or “ATTORNEY EYES ONLY,” as the case may be, until such time
as this Court rules on the motion. Any use of a document or information by either party
in connection with this lawsuit prior to the filing of such a motion will not be deemed a
waiver of the right to request designation of the document as “CONFIDENTIAL” or
“ATTORNEY EYES ONLY.” In addition, a party does not waive its right to challenge a
“CONFIDENTIAL” or “ATTORNEY EYES ONLY” designation by electing not to mount a
challenge at the time a designation is made and is not precluded from making a
subsequent challenge thereto during the pendency of this litigation.
7.
Distribution of Confidential Materials. No party or attorney or other person
subject to this Protective Order shall distribute, transmit, or otherwise divulge any
document or other material marked “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY”
or the contents thereof, except in accordance with this Protective Order.
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8.
Persons Entitled to View Confidential Materials. Any document or other
material which is marked “CONFIDENTIAL,” or the contents thereof, may only be
disclosed to the following individuals:
a.
counsel of record for the parties to this action, together with the
partners, associates, secretaries, paralegals, assistants, agents and employees
of such counsel who are directly involved in the conduct of this action;
b.
court officials involved in this action (including persons such as
court reporters and persons operating video recording equipment at depositions);
c.
the parties and corporate counsel of the parties (excluding their
agents and/or representatives except those identified in subparagraph (a) above)
who are directly working on this case and who have been informed as to the
existence and requirements of this Protective Order (except that, per paragraph 2
supra, materials marked “ATTORNEYS’ EYES ONLY” may not be disclosed to
the parties);
d.
any person designated by the Court in the interest of justice, upon
such terms as the Court may deem proper;
e.
persons noticed for depositions or designated as trial witnesses,
but only to the extent reasonably necessary to prepare them to testify or when
reasonably necessary during their testimony;
f.
outside consultants or experts retained for the purpose of assisting
counsel in this action, but only to the extent reasonably necessary for them to
provide such services in this action;
g.
any person or entity who created or previously received the
document; and
h.
designating
any other person with the prior written consent of the party
the
document
or
other
material
as
“CONFIDENTIAL”
or
“ATTORNEYS’ EYES ONLY.”
Prior to receiving or being shown “CONFIDENTIAL” documents or material, persons
falling in the categories listed above in subparagraphs (e) (except when shown a
“CONFIDENTIAL” document during a deposition or other testimony), (f), (g), and (h)
shall sign a copy of the “Acknowledgment and Agreement to be Bound,” attached as
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Exhibit A, agreeing to abide by the terms of this order and to submit to the jurisdiction of
this Court for enforcement of the terms of this order. Any signed Acknowledgement and
Agreement to Be Bound shall be produced to counsel of record for the parties.
9.
Use of “CONFIDENTIAL” Materials.
Any document or other material
marked “CONFIDENTIAL,” or the contents thereof, may be used by a recipient only in
connection with this action. Nothing contained in this Protective Order shall prevent the
use of any document or other material marked “CONFIDENTIAL,” or the contents
thereof, as evidence at trial or at any deposition taken in this action. The parties,
attorneys, and other persons to whom disclosure is made shall take appropriate
measures at trial, at depositions, and in the filing of any documents or materials with the
Court to protect the confidentiality of any document or other material marked
“CONFIDENTIAL” or the contents thereof. For example, the party who received the
“CONFIDENTIAL” material and wishes to introduce such materials in a court filing or at
trial must seek the Court’s leave to file such documents as “Restricted” pursuant to
NECivR 5.3 In addition, nothing in this order shall preclude the receiving party from
using “CONFIDENTIAL” material to make reports, create simulations, etc., but such
work product shall itself be designated “CONFIDENTIAL.”
10.
Use of “ATTORNEY EYES ONLY” Materials.
Any document or other
material marked “ATTORNEY EYES ONLY” shall have the same limitations as those
marked “CONFIDENTIAL” and, in addition, shall not be disclosed to anyone other than
counsel of record for the parties. Counsel of record for the parties may discuss the
content of documents marked “ATTORNEY EYES ONLY” with their clients in order to
prepare or defend their case but cannot provide copies of any such documents to their
clients. The parties may not take notes regarding or otherwise record the content of
documents marked “ATTORNEY EYES ONLY.”
Documents marked “ATTORNEY
EYES ONLY” may be used during depositions only with a producing party. With respect
to the use at trial of documents or information marked “ATTORNEY EYES ONLY,” the
parties will identify on their respective trial exhibit lists which exhibits have been so
marked, and counsel for the parties will discuss with the court during the pretrial
conference the manner in which such exhibits will be handled during trial. In addition,
nothing in this order shall preclude the receiving party from using “CONFIDENTIAL”
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material to make reports, create simulations, etc., but such work product itself shall be
designated as “ATTORNEY EYES ONLY.”
11.
Return or Destruction of Confidential Materials After Litigation.
At the
conclusion of the proceedings in this action, all documents and materials marked
“CONFIDENTIAL,” including any copies, extracts, or summaries thereof, or documents
containing or derived from information taken therefrom, shall be promptly returned to
producing counsel or destroyed, and each party’s counsel shall certify that this has
been done in compliance with this paragraph. Notwithstanding the other provisions of
this paragraph, counsel for each party may retain one (1) complete set of the pleadings,
trial transcripts, exhibits admitted in any deposition, documents filed with the court,
deposition transcripts (including deposition exhibits), and discovery responses.
All
persons subject to this Protective Order shall remain bound to preserve the
confidentiality of such documents in accordance with the provisions of this Protective
Order.
Nothing herein shall require counsel for any party to return or destroy
correspondence,
including
electronic
email
correspondence,
which
has
“CONFIDENTIAL” materials attached thereto but legal counsel shall remain bound to
preserve the confidentiality of such materials.
12.
Subpoenas and Legal Process. In the event that any party is subpoenaed
or served with any other legal process by a person not a party to this litigation and is
thereby requested to produce or otherwise disclose “CONFIDENTIAL” information that
was so designated by another party, the party subpoenaed or served as referred to in
this paragraph shall object to the production of the “CONFIDENTIAL” information by
setting forth the existence of this Protective Order and shall give prompt and immediate
written notice to the party who produced the “CONFIDENTIAL” information in this
litigation and its attorneys.
Nothing in this Protective Order shall be construed as
requiring the party from whom “CONFIDENTIAL” information was requested to
challenge or appeal any order requiring production of “CONFIDENTIAL” information
covered by this Protective Order, to subject itself to any penalties for noncompliance
with any legal process or order, or to seek any relief from this Court. Notwithstanding
the other provisions of this paragraph, a party from whom “CONFIDENTIAL” documents
or information are subpoenaed or otherwise required by a governmental agency must
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notify the entity requesting the documents or information of its “CONFIDENTIAL” status,
and may ultimately produce the documents or information to that agency without itself
making objections, but shall provide prompt and immediate written notice of any such
subpoena to the party who disclosed the “CONFIDENTIAL” information and its
attorneys.
13.
Privileged Documents.
No privilege logs shall be required for written
communications between the Plaintiffs and their counsel at Olson, Zalewski & Wynner
from January 2015 to the present, written communications between Defendant and its
counsel at Baird Holm from January 2015 to the present, or case files generated by the
parties’ counsel to defend this lawsuit, including counsels’ investigation materials
prepared to respond to the litigation, regardless of when such communications / files /
materials were created, provided such communications/files/materials were not
provided or divulged to any third parties.
If any other document is withheld from
production or disclosure on the grounds of privilege or work product, upon request, the
producing party shall, for each document, disclose a description of the document
withheld with as much specificity as is practicable without disclosing its contents,
including (a) the general nature of the document; (b) the identity and position of its
author; (c) the date it was written; (d) the identity and position of its addressee; (e) the
identities and positions of all persons who were given or have received copies of it and
the dates copies were received by them; (f) the document's present location and the
identity and position of its custodian; and (g) the specific reason or reasons why it has
been withheld from production or disclosure. The receiving party may move to compel
documents identified on the privilege log.
The producing party may also seek a
protective order to preserve the privilege or confidentiality of the documents identified.
14.
No Effect on Other Issues. Nothing contained in this Protective Order and
no action taken pursuant to it shall prejudice the right of any party to contest the alleged
relevancy, admissibility, or discoverability of the documents or other materials marked
“CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” and disclosed pursuant to this
Protective Order.
15.
Use of Confidential Documents in Business. This Protective Order does
not affect the right of the parties to use their own “CONFIDENTIAL” or “ATTORNEYS’
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EYES ONLY” documents or information in the ordinary course of business.
16.
Waiver. Any waiver under this Protective Order must be made in writing
or, if at a deposition or in Court, on the record.
17.
Legal Advice Concerning CONFIDENTIAL AND ATTORNEYS-EYES-
ONLY Documents. Nothing in this Protective Order shall bar or otherwise restrict any
counsel representing a party in this action from rendering advice to his or her client with
respect to this litigation. In the course of doing so, said attorney may generally refer to
or rely upon his or her conclusions or opinion formed upon examination of documents
marked CONFIDENTIAL or ATTORNEYS-EYES-ONLY, but shall not disclose the
specific contents of such documents to persons not authorized to receive such material
pursuant to this Protective Order.
18.
Non-Exclusivity. This Order does not affect the right of a party to seek to
compel disclosure or production of a document or to seek an order modifying or limiting
this Order, or any reliance upon it, in any aspect. The parties reserve the right to apply to
the Court for an Order modifying the terms of this Protective Order, either upon consent of
the parties, or upon a showing of good cause under the particular circumstances. The
obligations and prohibitions under this Order are not exclusive. All other ethical, legal and
equitable obligations are unaffected by this agreement.
Dated this 25th day of August, 2016.
BY THE COURT:
s/ Thomas D. Thalken
United States Magistrate Judge
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