Securities & Exchange Commission v. Levine et al

Filing 163

FINAL JUDGMENT as to Defendant Mary Ann Metz. Signed by Judge Lloyd D. George on 7/8/11. (Copies have been distributed pursuant to the NEF - ECS)

UN I
TED STA TES DI
STR I T C O URT
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FOR THE DI
STRI OF NEVADA
CT

SECURI ES AN D EX CHANG E COM M I ON ,
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Pl n if
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2: CV07- 0050 LDG/ J
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v.

GERALD HA ROLD LEV m E,
M A RI A .
E LEVm E,
M ARY ANN M ETZS
D ARm SCO TT M ETZ,
A LAN BRUCE COPELAN D ,
I
SAAC BARRE'T M ORLEY,
I
'
BRU CE CH ET ROTL EN BERG a d
I
n
NU STA R H OLD I GS, NC.
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Def
endant
s,
-

and-

W I TO W I I C.
RE
RE, N ,
PUBLI H I
C GHW A Y,I C.
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RON M EN TAL SYSTEM S, N C .
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Rele Def nda t .
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A S TO DEFEND AN T M ARY A NN M ETZ

TheSe urte a dExc ng Commison(s
c iis n
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si i
commison' ha ngtldaCompl nta
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)
ai nd
t Ma.
y
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De
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f nd t r

a p aa c ; o s ne t t eCo r'j rs cino e Dee d n a dtes be t t ro ti
p e rn e c n e td o h uts u idito v r fn a t n h u jc mat f hs
e
a ton;c e ed t e r o t sFi lJ
c i ons nt o nty f hi na udgm e tw ih tad itng ord nyi t ale tons of
n t ou m ti
e ng he l ga i

t Compli (xc ptast urs ci ;waie fndi offc a c ncl insoflw;a
he
ant e e
oj iditon) v d i ngs a t nd o uso
a nd
w ai d a r g t a alfom t s Fi J m e :
ve ny i ht o ppe r hi nal udg nt

1.

I I HEREBY FU RTH ER ORD ERED ,ADJ GED,AN D D ECREED t tD e e da
T S
UD
ha f n nt
a Def da ' a en s s r n s e pl e sa t r ys a a lpe s ns i a tve c e tor
nd en nt g t , e va t , m oye s to ne , nd 1 r o n c i onc r
s
pa tc pa i n w ih t m who r ce ve a t n i e oft sFi lJ dgm e by pe s
r l i t o t he
e i c ual otc
hi na u
nt
r onals r c or
e vi e

oh r s aep r n n l rsrie a de j n dfo voaigS cin5o teSe u ie Ac
te wie r ema e t etan d n noie r m ilt e to f h c rt s t
y
n
i
of1 3(ç c ii Ac' (5U. C.j77e b die tyo idie ty,i t a e eofa
93 t urtes t' 1 S.
se
)
) y, rcl r n rcl n he bsnc ny
a i a e e m pto
pplc bl xe i n:

I

()
a

!

unls argitai sae nti i er c ast asc is ma ngus ofa
e s e srton ttme s n te t o e urt ki e ny

me n o isrme t o ta s o tt no c mmu c t ni itrut c mmec
a s r n tu n s f rn p rai r o niai n nes e o re
o
o

!
!

o oft m a l t s l s h s c iy t ough t us orm e u o a pr pe t
r he is o e l uc e urt hr
he e
di m f ny os c us
orot w ie;
hel s

()
b

Unl sargitai sae ti i efc a t ascurt c ngorc usn t
es e srton ttmen s n fe t s o e iy, anyi
a ig o
b ca e t ough t e m alsori i t r t t c
e ni d hr
h
l n n e sa e omm e ce b a y m ea s or
r ,y n
n
i t u e t oft a pora i n, ny s h s c iy f t e pur e ofs e orf
ns r m n s r ns t to a uc e urt or h
pos
al
or
d i r a t rs l o
elve y f e a e; r

()
c

Ma ngus ofa me nso i tume softa porai orc
ki e ny a r nsr nt rns tton ommuniai i
c ton n
i er t t c m mer e oroft m aist of e t s l orof e t buy t o h t us
nt sa e o
c
he l o f r o e l
fr o
hr ug he e
orm e um ofa y pr pec usorot nvi e a s c iy, e sa r gi ta i n
di
n os t
he s ny e urt unl s e sr to
s a em e thm be n tl d wih t Com m is on a t s c s c iy, whie t
t t n s e ie t he
s i s o u h e urt or l he

rgsrt nsae n i tes b e t farf a o d r rso o d ro ( ro t te
e itai ttme t s h u j c o eusl r e o tp r e r p ir o h
o
e f c i d t oft er ita i sae e )a y publcpr e di ore mi ton
fe tve a e h eg sr ton ttm nt n
i oc e ng xa na i

unde Se urte Ac Seci 8( 5U. C.977h)
r c iis t ton 1 S.
.

II
.

I I HEREBY FURTHER O RD ERED,ADJ DG ED,AN D DECREED t a De e n
T S
U
h t f nda t
a d Def a ' a nt ss r nt , m pl e , tor e ,a d a lpe s i a tvecon e to
n
end nts ge s e va s e oye s a t n ys n 1 r ons n c l
cr r
pa tcpa i w ih t m who r c i a t aln i e oît s Fi J dgme b p r o s z c o
r i i tt
m t he
e e ve c u otc
hi nal u
nt y e s nal e vi e r

ot nvleaepema ntyrsl ne a e j nedfom vi ai Se urte Ac Se on1 a
he s r r ne l e tai d nd n oi r oltng c iis t di 7()
(5U. C.j77 a) i t ofe o s l ofa s c iybyt us ofan me nsori tu nt of
1 S.
q( 1 n he fr r ae ny e urt he e y a
nsrme s
ta pora i n orc m uni a i i i e sa e o m e c orb us oft m ais die ty o
r ns t to
om
c ton n nt r t t om r e y e he l , r c l r
i r l.
ndiecty'

()
a

t e oya yd c ,she s atfc t deru
o mpl n evie c me or riie o fa d;

(
b)

t obti mone orpr ryb me nsofa u r sae ntofamaera fc
o an
y ope t y a
ny ntue ttme
t il a t
orany om i s o ofa ma e i f ctne e s r i or rt m a t s a e e s
s in
t ral a
c s a y n de o ke he t t m nt
m a i Ig o t c r um s nc sunde w h c t e we e m a ,notm i l a ngde, n i ht f he ic l e
r i h h y r de
s e di ,
or

()
c

t e gei a ta aton,prcie, c s ofbu i s whihopeae o
o nga n ny rns ci a tc or oure
sne s c rts r
w oul ope a e asa f-ud orde e tupon t p ch s r
d rt
l
a
ci
he ur a e .
11
1.

I I HER EB Y ORDERED,ADJUDG ED, N D DECREED t a De e nta
T S
A
h t f nda nd
De e n ' a nt ss r a s e pl e ,a t r y ,a a ipe s ns i ac i c e tor
f nda ts ge s e v nt , m oy es to ne s nd l r o n tve onc r
pa tc pa i w ih t m w h r c v a t lnotc oft sFi l udgmen b pe s ls r c or
ri i ton t he
o e ei e c ua i e hi na J
t y r ona e vi e

ote vs aep r n nl rsrie a de j n dfo voaig drcl e idrcl, e to
h n ie r ema e t e tan d n noie r m iltn , ie ty r n ie t S cln
y
y
l b ofteSe rte Ex ha eAc of1 (h GEx an Ac' ( 5U. C.j78( )a
0() h cu iis c ng t 934 te ch ge t' 1 S.
)
jb) nd
Rul l b- prmul tdterunde ( 7C. R.j2 .0b-J byusnga me nsor
e 0 5 o gae h e r l F. 40 l 5, i ny a

l s r m e a iy ofi er t t com m e o ,oroft m ais orofa f iiy ofa na i l
n t u nt lt
nt sa e
re
he l,
ny ac lt
ny tona
s c ii sex ha ,i c e i wih t pu c s ors l ofa s c r t
e urte c nge n onn d on t he r ha e a e ny e u i
y:

()
a

t empl a yde c she ,ora ttc t derud;
o
oy n vie, c me riie o fa

()
b

t mak a u r esae tofamaera fc ort omit saeamaera fc
o e ny ntu ttmen
t il a t o to tt
t il a t
n c s r i or ert m a e t s a e e sm a ,i t lgh oft e c r um s a c
e es a y n d o k he t t m nt de n he i t h ic t n es
u rwhih t y we e m a notm i l ad n ,or
nde
c he
r de,
se i g-

()
c

t e a i a ac,p atc orc s ofbusne swhihopeae o woul
o ng ge n ny t r cie, oure
is c
rts r
d
o at a a fa ord c tup a pe s n.
per e s r ud
e ei on ny r o
IV.

I I HEREBY FU RTHER ORDERED , DJ GED , D D ECREED t t pu s nt
T S
A UD
AN
ha , r ua

t Sec rte Ac Se ton20()( 5U. C.j77te1a dExo ngeAc Se ton21d)2)( 5
o u iis t ci
e 1 S.
() n
ha
t ci ( ( 1
U. C.j78ud)2J Def dan i prhiie fom a tnga a ofi rordie t ofan is r
S.
( (), en t s o btd r ci s n fce
rcor y sue
t th sacas ofs urte r see purua t Exc ngeAc Se to 1 ( 5U. C.j781 or
ha a l s ec iis egitrd s nto ha
t cin 2 1 S.
)
t ti rquie t fl rporspurua t Exc ngeAc Se ton l d)(5U. C.j78 d).
ha s e rd o ie e t s nto ha
t ci 5( 1 S.
o( q
V.

I I HEREBY FU RTHER ORDERED,AD J DGED , ND DECREED t a , s nt
T S
U
A
h t pur ua

t Se urtesAc Se ton2 g)( 5U. C.977() a Exc ng Ac Se i 21d)6)(5
o c ii t ci 0( 1 S.
tg1 nd ha e t cton ( ( l
U. C.j7 d ( ) Dee n i p r ne l bardfom patci tngi anofeigofpe y
S.
8u()6), fnda t s ema nty re r
ri pai n
frn
nn
s oc i l ng e ga ng i ac i te w ih a br e , al r ori s rf rpum os s ofi s ng,
t k, nc udi n gi n tvii s t
ok r de e , s ue o
e
s ui
tad ng, i uci ora t m ptng t i e t pu c s o s l ofa pe ny soc A pe y
r i or nd ng te i o nduc he r ha e r a e ny n t k.
nn
s oc i a y e t s cu iy t th s aprc ofI s t n fv dol r ,e e ta pr de i
t k s n quiy e rt ha a
ie e s ha i e l s xc p s ovi d n
a

Ex han Ac Rul 3 - g 7C. R.240. -1
c ge t e a51l l F.
3a51 1.
4

l
l
i

IV.

I I H EREBY FU RTH ER ORD ERED ,ADJ GED , D D ECREED t tD e e da
T S
UD
AN
ha f n nt

i I befrds o g me to $l ,0 , lsp eu g n itr s i tea u to $ ,8 , o a
s i l o ig r e n f 310 0 pu rj d me t neet n h mo n f 410 8 fr
a
t a of$1 0 Ba e ont e s
ot l
72,88. s d h wom r p e e a i c ai d i t St tme ofFia a
e r s nttons ont ne n he ae nt
n ncil

Con tono Dai andM ayAn Mezd tdMac 1 2 1(s aeme ofFi ncal
dii f rn
r n t ae rh 4, 01 tstt nt na i
Con ton' , andot docum ent and i or ai s itdt t Comm isi however t e
dii '
)
her
s
nf m ton ubm te o he
s on,
,h
Cou ti notor erng D e e n t pa a ci lp naly a pa m en ofaI o t digo ge e a
r s
d i
f nda t o y vi e t nd y t
l f he s r m nt nd

prj dgme ti ees i wai d.Thedeemi tonn t i eacvipe t a t wai
eu n ntr ts ve
tr nai oto mpos i l naly nd o ve
'
pa me ofaloftedigore an prj
y nt 1 h s g ment d eudgme i ee ti c tng ntu t a c ac an
ntntrs s oni e pon he c ur y d
compl t ne soft Slt m e ofFi nc alCondii n. l a a tme f lowi t e t y oft s
ee s
he e nt
na i
to f t ny i o l ng he n r
hi
Fl J dgme t Com m i son ob a nsi or a i l c tn t tD e e an ' r pr e a i
nal u
nt he
si
t i nf m ton ndi a i g ha f nd t s e es nt tons
t t Com m is on co e ni t as e s i om e labiii s orne worh ofD a i a d M a y Ann
o he
si
nc r ng he s t , nc , i lte ,
t t
rn n
r
M e z w e e H u e ,m i l di i c r t , i c pl t i a y m a e i lr s c a oft
t r
dulnt sea ng, na cu a e or n om e e n n
t ra e pe t s he
tm e s h r pr s nt tonswe e m a ,t Comm i son m a i is s e dicr i a w ihout
i uc e e e a i
r de he
si
y, n t ol s eton nd t
prorno i e t D e e nt pd ii n t Cour f a o de r quii D e e n t pa t
i
tc o f nda , to he
t or n r r e rng f nda t o y he

ma m um cvi pe lya l bl und rt e lw.I c
xi
i l nat lowa e e h a n onne to wih a s c pe ii t o y
c in t ny u h tton, he nl
i s s lbe whe he t tna ali or a i pr de b De e ntwa f a dul t
s ue hal
t r he i nci nf m ton ovi d y f nda
s r u en ,
m i l a ng,i c ur e, i om plt i a ma e i lr pe ta oft e tm e s h r pr s nt tons
s e di na c at or nc
e e n ny t ra es c s h i uc e e e a i
we e m a I ispe ii t Co m is on m a m ove t sCou t o c s de aI a ia e
r de. n t tton, he m s i
y
hi
r t on i r l va l bl
r m e e ,i l ng, tno lm ie t o de i Def nda tt pa f
e di s nc udi bu t î t d o, r rng e n o y undsorm s t , r c i t
s e s die tng he
f r eiu e o a as e s ors n tonsf c e p oft sFi lJ
o f t r f ny s t , a c i or ont m t hi na udgm e t n e Co m i son m a
n.
m si
y
alo r que ta tonal s ove y. Def nda m a not by w a ofde e e t s c pe ii
s e s ddii dic r
e nt y ,
y
f ns o u h tton:

()c le getevaldiyoft sCon e ort Fi lJ me t ()co es t ale ai i te
1 haln h i t hi s nt he na udg n; 2 nt the lg tons n h

Co ait ( asett tpa n ofdigoge ntprjudgme torpos-u nti er tora
mpl n; 3) s r ha yme t s r me , e
n
tj dgme nt es,
ci lp nalys oul notbeor rd;( c ett a tofdig ge ntorpe-udgme or
vi e t h d
'
dee 4) onts he moun
s or me
rj
nt

p s-u g n itrs;5 c net h i o io o tema i m cvl e at alwa l u d r
o t d me tnee t () o ts t e mp st n f h xmu iip n l l be n e
j
i
y o
t Iw;or()a sr a dee et labiiyorrme i l ngbutnotImie t a saut o
he a
6 se t ny fns o i lt e dy,ncudi
i td o ny tt e f
lm ia i d f ns
i t tons e e e.
V.

I I FURTHER O RDERED,AD J
T S
UDGED,Ar DECREED t att Con e i
h he
s nt s
i r a e h r i wih t e s m e f c a d efe ta i f l s tf r h he e n,a t tDef nda
nco por t d e e n t h a or e n f c s f uly e o t r i nd ha
e nt
s l c pl w ih al oft un ra ngsa a e m e s s tf t t r i
ha l om y t I he de t ki
nd gr e nt e orh he e n.
VI
.

I I FUR TH ER O RDERED, DJ GED , D DECR EED t tt sCou t ha lr t n
T S
A UD
AN
ha hi
r s l e ai

j rs cinoft smatrf t pu e ofe ori t tr o t sFi J
uidito hi te or he mos s nf cng he ems f hi nal udgne t
n.

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