Risinger v. SOC LLC et al

Filing 281

ORDER that Plaintiff's motion for clarification ECF No. 246 is granted; parties are instructed to include the Reclassified Guards on the class list and give the Reclassified Guards notice of this action; Plaintiff's motion to sea l ECF No. 247 is granted; Defendant's first motion to strike ECF No. 243 is denied as moot; Defendant's second motion to strike ECF No. 268 is granted in part and denied in part, without prejudice to reargument at trial. Signed by Judge Miranda M. Du on 9/5/2018. (Copies have been distributed pursuant to the NEF - KW)

Download PDF
1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 DISTRICT OF NEVADA 8 *** 9 KARL E. RISINGER, Case No. 2:12-cv-00063-MMD-PAL Plaintiff, 10 ORDER v. 11 SOC LLC, et al., 12 Defendants. 13 14 I. SUMMARY 15 This is a class action involving a dispute over the terms of employment for armed 16 guards hired to work in Iraq. Before the Court is Plaintiff Karl. E. Risinger’s Motion for 17 Clarification Regarding Class Definition (“Motion for Clarification”) (ECF No. 246). The 18 Court has reviewed Defendants SOC LLC, SOC-SMG, Inc., and Day & Zimmermann, 19 Inc.’s (collectively, “Defendants”) response (ECF No. 254), and Plaintiff’s reply (ECF No. 20 256). 21 Additionally before the Court are two of Defendants’ motions: (1) Motion to Strike 22 Expert Testimony of William Buckley Regarding Asserted Damages for Persons Outside 23 the Class (“First Motion to Strike”) (ECF No. 243); and (2) Motion to Strike Expert 24 Testimony of William Buckley under Daubert and Fed. R. Evid. 702 (“Second Motion to 25 Strike”) (ECF No. 268). The Court has reviewed Plaintiff’s responses (ECF Nos. 252, 279), 26 and Defendants’ replies (ECF Nos. 256, 280) relating to these two motions. 27 /// 28 /// 1 For the following reasons, the Court grants Plaintiff’s Motion for Clarification, denies 2 Defendants’ First Motion to Strike as moot, and grants in part and denies in part 3 Defendants’ Second Motion to Strike. 4 II. BACKGROUND The Court incorporates herein the facts as described in previous orders. (ECF Nos. 5 6 155, 263.) 7 III. PLAINTIFF’S MOTION FOR CLARIFICATION (ECF NO. 246) 8 The Court certified a class consisting “of armed guards who worked for SOC in Iraq 9 between 2006 and 2012.” (ECF No. 254 at 7 (citing ECF No. 155 at 19, 27).) In his Motion 10 for Clarification, Plaintiff seeks an order clarifying that “armed guards” encompasses 11 individuals Plaintiff refers to as “Reclassified Guards.” (ECF No. 246 at 3.) Reclassified 12 Guards held job titles other than “Guard” during their employment with Defendants 13 because Defendants changed their job title and/or salaries upon, or shortly after, their 14 arrival in Iraq. (Id. at 2.) Nevertheless, Plaintiff argues, these individuals are “armed 15 guards” within the meaning of the Class definition because they “were recruited as armed 16 guards, received the same representations as the other Class members, were hired as 17 armed guards, signed the standardized armed contracts, performed armed guard duties 18 and had the same 72-hour work restriction under the TWISS-II contract.” (Id.) 19 Defendants argue (1) that Plaintiff’s request is untimely as he already agreed to a 20 class list that excluded the Reclassified Guards; (2) that granting Plaintiff’s request would 21 violate the Reclassified Guards’ due process rights; (3) that the Rule 23 certification 22 requirements are not satisfied for a class that includes the Reclassified Guards; and (4) 23 that Plaintiff’s alternative request for a subclass of Reclassified Guards is precluded 24 because Plaintiff is not a Reclassified Guard himself. (ECF No. 254 at 13-21.) 25 Plaintiff disputes Defendants’ first point—that Plaintiff already agreed to a class list 26 that excluded the Reclassified Guards—on the ground that Plaintiff’s agreement was 27 based on misleading representations by Defendants. (ECF No. 259 at 7.) According to 28 Plaintiff, Defendants represented that the class list included all individuals who were hired 2 1 or employed as guards and that the Reclassified Guards entered into non-Guard 2 employment contracts. (Id.) Plaintiff agrees that individuals are not part of the class if they 3 entered into non-Guard employment contracts or entered employment contracts offering 4 annual salaries greater than $65,000. (Id. at 8.) However, Plaintiff contends that the 5 Reclassified Guards entered the same employment agreement as other members of the 6 Class and never signed new contracts when Defendants changed their titles and/or 7 salaries. (Id.) 8 Setting aside whether Defendants misrepresented material information regarding 9 the class list, the Court certified a class consisting “of armed guards who worked for SOC 10 in Iraq between 2006 and 2012.” (ECF No. 254 at 7 (citing ECF No. 155 at 19, 27).) In the 11 context of that order, the word “guards” carries its ordinary, everyday meaning. It does not 12 refer specifically to individuals whose titles in Defendants’ personnel files happened to be 13 “Guard.” (See id. at 14.) Moreover, the Court certified the class to efficiently resolve 14 common questions of fact and law: “whether SOC promised recruits a 72-hour workweek 15 in order to induce them to accept a job offer, whether SOC knew that guards would in fact 16 be required to consistently work longer hours due to a preventable understaffing practice, 17 and whether class members are entitled to damages for regularly working beyond 72 18 hours.” (ECF No. 155 at 22.) The claims of the Reclassified Guards turn on the answers 19 to these very same questions. Accordingly, the Court clarifies that Reclassified Guards 20 are members of the class. 21 Defendants have not persuaded the Court that Plaintiff’s request is untimely. 22 Defendants’ characterization of Plaintiff’s request as untimely is pegged to Plaintiff’s 23 agreement “months ago” to the class list. (See ECF No. 254 at 13.) However, Plaintiff’s 24 agreement was apparently based on a misunderstanding between counsel. Consequently, 25 Plaintiff’s agreement cannot serve as the point at which some time limit for seeking 26 clarification began to run. 27 Defendants further argue that granting Plaintiff’s motion will violate the Reclassified 28 Guards’ due process rights. (ECF No. 254 at 17.) Defendants contend that granting 3 1 Plaintiff’s motion will require the Court to “decertify the existing class, recertify a new one, 2 and approve a notice plan and opt-out period to protect the new members’ due process 3 rights.” (Id.) Plaintiff counters that the existing class action notice may be distributed to the 4 Reclassified Guards with a new opt-out period. (ECF No. 259 at 6.) Plaintiff represents 5 that providing this additional notice will not delay this matter any further because a trial 6 date has not yet been set. (Id.) The Court agrees with Plaintiff that the Reclassified Guards’ 7 due process rights will be adequately protected by distributing the existing class action 8 notice to the Reclassified Guards with a revised opt-out period. 9 Defendants make further arguments based on their perception of Plaintiff’s filing as 10 a motion to amend the class. (See ECF No. 254 at 13 (arguing that there are no new 11 factual or legal developments to ground amendment and that Plaintiff has had ample time 12 and opportunity to discover facts that would ground amendment); id. at 17-19 (arguing that 13 Plaintiff has not satisfied Rule 23 with respect to the Reclassified Guards).) The Court will 14 not consider these arguments because the Court agrees with Plaintiff that the motion is 15 one for clarification rather than amendment. In addition, Defendants’ argument regarding 16 Plaintiff’s request for a subclass (id. at 19-21) is moot in light of the foregoing analysis. Accordingly, the Court will grant Plaintiff’s Motion for Clarification. 17 18 IV. DEFENDANTS’ FIRST MOTION TO STRIKE (ECF NO. 243) 19 Plaintiff seeks to introduce the expert testimony of William Buckley at trial regarding 20 the class’s damages. In their First Motion to Strike, Defendants seek to strike the portions 21 of Mr. Buckley’s report that opine on liability and damages regarding the Reclassified 22 Guards. (ECF No. 243 at 5.) The Court will deny Defendants’ motion as moot in light of 23 the Court’s ruling that the class includes the Reclassified Guards. 24 V. DEFENDANTS’ SECOND MOTION TO STRIKE (ECF NO. 268) 25 Mr. Buckley’s testimony is based on the results of a survey that he and class 26 counsel sent to 935 individuals on a class list provided by Defendants (that does not 27 include the Reclassified Guards). (ECF No. 268 at 9; ECF No. 279 at 24.) The survey 28 asked for “(1) name of respondent, (2) dates of employment, (3) time spent at each base 4 1 while in Iraq, (4) acknowledgement of whether respondent was ever required to work 7- 2 days per week, (5) an estimate of what percent of the time with SOC that respondent 3 worked 7-days per week, (6) acknowledgment of whether respondent ever worked greater 4 than 12-hours per day, (7) an estimate of percent of shifts respondent worked more than 5 12-hours in a day, and (8) for the days greater than 12-hours an estimate of the amount 6 of time actually worked, i.e. length of the workday.” (ECF No. 268-7 at 7-8.) Mr. Buckley 7 and class counsel received about 159 responses. (ECF No. 268 at 9; ECF No. 268-7 at 8 8.) In their Second Motion to Strike, Defendants seek to strike the entirety of William 9 Buckley’s expert report for failure to comply with the requirements of Fed. R. Evid. 702. 10 (ECF No. 268 at 11.) 11 A. LEGAL STANDARD 12 “A witness who is qualified as an expert by knowledge, skill, experience, training, 13 or education may testify in the form of an opinion or otherwise if: (a) the expert’s scientific, 14 technical, or other specialized knowledge will help the trier of fact to understand the 15 evidence or to determine a fact in issue; (b) the testimony is based on sufficient facts or 16 data; (c) the testimony is the product of reliable principles and methods; and (d) the expert 17 has reliably applied the principles and methods to the facts of the case.” Fed. R. Evid. 702. 18 The Supreme Court provided additional guidance on Rule 702 and its application 19 in Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579 (1993), and Kumho Tire Co., Ltd. v. 20 Carmichael, 526 U.S. 137 (1999). In Daubert, the Court held that scientific testimony must 21 be reliable and relevant to be admissible. Daubert, 509 U.S. at 589. Kumho Tire clarified 22 that Daubert’s principles also apply to technical and specialized knowledge. See Kumho, 23 526 U.S. at 141. The trial court has “considerable leeway” in deciding how to determine 24 the reliability of an expert’s testimony and whether the testimony is in fact reliable. Id. at 25 152. The “test of reliability is ‘flexible,’ and Daubert’s list of specific factors neither 26 necessarily nor exclusively applies to all experts or in every case.” Id. at 141. 27 The Ninth Circuit has emphasized that “Rule 702 is applied consistent with the 28 liberal thrust of the Federal Rules and their general approach of relaxing the traditional 5 1 barriers to opinion testimony.” Jinro Am. Inc. v. Secure Invs., Inc., 266 F.3d 993, 1004 (9th 2 Cir.), opinion amended on denial of reh’g, 272 F.3d 1289 (9th Cir. 2001) (citations and 3 internal quotation marks omitted). “An expert witness—unlike other witnesses—is 4 permitted wide latitude to offer opinions, including those that are not based on firsthand 5 knowledge or observation, so long as the expert’s opinion has a reliable basis in the 6 knowledge and experience of his discipline.” Id. (citations and internal quotation marks 7 omitted). Shaky but admissible evidence should not be excluded but instead attacked by 8 cross-examination, contrary evidence, and attention to the burden of proof. Primiano v. 9 Cook, 598 F.3d 558, 564 (9th Cir.), as amended (Apr. 27, 2010). 10 B. 11 Defendants argue that Mr. Buckley’s report should be stricken because it is not the 12 product of a qualified expert in survey design and statistical analysis; it relies on insufficient 13 data because the surveys introduce egregious bias and ambiguity; and it does not comport 14 with statistical principles. (ECF No. 268 at 11.) 15 DISCUSSION 1. Qualifications 16 Defendants argue that Mr. Buckley is not qualified to provide expert testimony on 17 “survey design and sampling” because Mr. Buckley does not have any educational or 18 professional background in survey design or sampling. (Id.) In support of their argument, 19 Defendants cite to a recent case in which Mr. Buckley was not qualified as an expert, Wolf 20 v. Hewlett Packard Co., No. 5:15-cv-01221-BRO-GJS (C.D. Cal. September 1, 2016). (Id.) 21 In his deposition in that case, Mr. Buckley responded in the negative when asked whether 22 he had an educational or professional background in survey design or sampling. (Id.) 23 Defendants contend that Mr. Buckley never designed a survey as an expert until this 24 matter, has not taken any classes on survey design or sampling, and does not understand 25 basic concepts of survey research or statistical extrapolation. (Id. at 12-15.) 26 Plaintiff argues that Mr. Buckley has been offered as a “damages expert”—not an 27 expert in “survey design and sampling”—and that Mr. Buckley is qualified as such. (ECF 28 No. 279 at 11.) Plaintiff further argues that the questionnaire Mr. Buckley used “was not a 6 1 scientific survey requiring specialized expertise in survey design or sampling, as the 2 Questionnaire was sent to all Class members seeking information regarding their own 3 personal work experience, as opposed to a consumer research study.” (Id.) In support of 4 Mr. Buckley’s quantitative expertise and experience, Plaintiff cites to Mr. Buckley’s more 5 than thirty years’ experience providing financial analysis and quantitative support in 6 litigation; his MBA in finance; his graduate-level coursework, including marketing classes 7 in survey design and utilizing survey data; his experience as an adjunct professor teaching 8 financial analysis to professionals; and his on-the-job training and experience with 9 questionnaires, surveys, sample statistics, wage-and-hour class work, and calculating 10 damages. (Id.) 11 In response to Defendants’ citation to Wolf, Plaintiff asserts that Mr. Buckley’s 12 deposition testimony was taken out of context—Mr. Buckley merely testified that he is not 13 an expert in survey design or sampling following a line of questioning regarding consumer 14 psychology and behavior and conjoint analysis, a survey-based statistical technique not 15 at issue in this case. (Id. at 12.) While the court in Wolf found that Mr. Buckley lacked 16 “educational or professional background in survey design or sampling,” the court’s ultimate 17 finding was that Mr. Buckley “was not qualified to testify as an expert on consumer 18 behavior prediction and conjoint analysis.” (ECF No. 268-6 at 11.) Given that these two 19 areas of expertise are not at issue in this case, the court’s finding regarding Mr. Buckley’s 20 background in survey design and sampling—extraneous to its ultimate finding—is only 21 marginally persuasive. Moreover, the court in that case found that Mr. Buckley has a “fairly 22 strong statistical background” outside of consumer behavior. (Id.) 23 The Court agrees with Plaintiff that Mr. Buckley’s experience shows he has strong 24 quantitative skills. (See ECF No. 279 at 11.) While Defendants contend that Mr. Buckley 25 is unable to explain core statistical concepts such as what makes a sample representative 26 or biased, these are issues to explore on cross-examination. These purported 27 insufficiencies bear on the weight of Mr. Buckley’s testimony rather than its admissibility. 28 /// 7 2. 1 Survey Design 2 Defendants further argue that Mr. Buckley’s testimony is inadmissible because it is 3 based on a flawed survey. (ECF No. 268 at 15.) Plaintiff argues that the survey was 4 conducted according to generally accepted principles. (ECF No. 279 at 14.) 5 Surveys are admissible if they are relevant, conducted according to accepted 6 principles, and set upon a proper foundation for admissibility. Clicks Billiards, Inc. v. 7 Sixshooters, Inc., 251 F.3d 1252, 1263 (9th Cir. 2001). As long as surveys “‘are conducted 8 according to accepted principles,’ survey evidence should ordinarily be found sufficiently 9 reliable under [Daubert, 509 U.S. 579].” Southland Sod Farms v. Stover Seed Co., 108 10 F.3d 1134, 1143 n.8 (9th Cir. 1997) (quoting E. & J. Gallo Winery v. Gallo Cattle Co., 967 11 F.2d 1280, 1292 (9th Cir. 1992)). The proponent bears the burden of showing “that the 12 survey was conducted in accordance with generally accepted survey principles and that 13 the results were used in a statistically correct manner.” Keith v. Volpe, 858 F.2d 467, 480 14 (9th Cir. 1988). In the absence of evidence that the surveys were conducted in accordance 15 with generally accepted principles, surveys have been inadmissible when their creators 16 were not qualified to design or interpret surveys, Elliott v. Google, Inc., 860 F.3d 1151, 17 1160 (9th Cir. 2017); M2 Software, Inc. v. Madacy Entm’t, 421 F.3d 1073, 1087 (9th Cir. 18 2005); see also United States v. 0.59 Acres of Land, 109 F.3d 1493, 1496 (9th Cir. 1997) 19 (noting that an “unscientific” survey “prepared by a non-witness of unknown qualifications” 20 violated Fed. R. Evid. 703 and would not meet the Daubert standards for scientific 21 evidence), and when the experts introducing the surveys did not actually conduct them, 22 F.T.C. v. Commerce Planet, Inc., 642 F. App’x 680, 682 (9th Cir. 2016). 23 “Once the survey is admitted, however, follow-on issues of 24 methodology, survey design, reliability, the experience and reputation of the expert, 25 critique of conclusions, and the like go to the weight of the survey rather than its 26 admissibility.” Clicks Billiards, Inc., 251 F.3d at 1263. “Unlike novel scientific theories, a 27 jury should be able to determine whether asserted technical deficiencies undermine a 28 survey’s probative value.” Southland Sod Farms, 108 F.3d at 1143 n.8. “Technical 8 1 inadequacies in the survey, including the format of the questions or the manner in which 2 it was taken, bear on the weight of the evidence, not its admissibility.” Keith, 858 F.2d at 3 480. Thus, even surveys with technical problems such as improper participant pools, 4 biased questions, Southland Sod Farms, 108 F.3d at 1143, or flawed coding of responses, 5 E. & J. Gallo Winery, 967 F.2d at 1292, are admissible. 6 Defendants first argue that the survey is inadmissible because it was administered 7 by class counsel, not by Mr. Buckley himself. (ECF No. 268 at 16.) Plaintiff counters that 8 Mr. Buckley designed all the questions and that counsel simply transcribed them. (ECF 9 No. 279 at 19.) Plaintiff additionally argues that class counsel’s involvement was merely 10 ministerial (e.g., mailing and collecting the surveys) and does not render the survey 11 responses unreliable. (Id.) The Court agrees with Plaintiff that counsel’s involvement in 12 mailing and collecting the surveys does not render the data unreliable. Nor does counsel’s 13 mere transcription of Mr. Buckley’s survey questions. Mr. Buckley testified that he—not 14 class counsel—drafted the questions and that class counsel reviewed the questions and 15 put them on a form. (ECF No. 268-2 at 102.) To the extent that class counsel’s involvement 16 might have introduced bias, Defendants may choose to attack the survey’s probative value 17 on that basis at trial. See Southland Sod Farms, 108 F.3d at 1143. 18 Defendants cite several cases in support of their first argument that are 19 unpersuasive or distinguishable. Defendants’ citation to Gibson v. County of Riverside, 20 181 F. Supp. 2d 1057, 1068 (C.D. Cal. 2002), is unpersuasive because the court based 21 its opinion on a Third Circuit case, Pittsburgh Press Club v. United States, 579 F.2d 751, 22 758 (3d Cir.1978), that predated the Ninth Circuit’s decision in Southland Sod Farms, 108 23 F.3d 1134. In Southland Sod Farms, the Ninth Circuit expressly contemplated “leading 24 questions” and determined that such bias bears on “the weight, and not the admissibility, 25 of the survey.” 108 F.3d at 1143 (citing E. & J. Gallo Winery, 967 F.2d at 1292). Two other 26 cases Defendants cite, Sirko v. Int’l Bus. Machines Corp., No. CV 13-03192 DMG SSX, 27 2014 WL 4452699 (C.D. Cal. Sept. 3, 2014), and Marlo v. United Parcel Serv., Inc., 251 28 F.R.D. 476, 485 (C.D. Cal. 2008), aff’d, 639 F.3d 942 (9th Cir. 2011), are distinguishable 9 1 because counsel in those cases designed the surveys at issue entirely themselves and 2 without the assistance of an expert. Sirko, 2014 WL 4452699, at *4; Marlo, 251 F.R.D. at 3 485. Defendants have produced no evidence to rebut Plaintiff’s contention that Mr. 4 Buckley designed the survey. Rather, Defendants’ citations to Mr. Buckley’s deposition 5 transcript demonstrate that Mr. Buckley orally prescribed the questions to be included in 6 the survey, and class counsel wrote them down. (See ECF No. 268 at 16-17; ECF No. 7 268-2 at 101-07.) A fourth case Defendants cite, Geo. M. Martin Co. v. All. Mach. Sys. 8 Int’l, LLC, No. C 07-00692 WHA, 2008 WL 2008638 (N.D. Cal. May 6, 2008), is 9 distinguishable because the survey in that case was “spoon-fed to expert by counsel and 10 client.” 2008 WL 2008638, at *1. Class counsel’s transcription of Mr. Buckley’s survey 11 questions does not constitute “spoon-feeding” given that Mr. Buckley formulated the 12 questions. 13 Defendants further argue that the survey is inadmissible because class members 14 received the survey with a cover letter that purportedly emphasized the recipients’ financial 15 interest in the survey. (ECF No. 268 at 17-18.) Plaintiff argues that the cover letter merely 16 informed the respondents of the survey’s purpose. (ECF No. 279 at 19-20.) Plaintiff further 17 argues that questions about bias bear on the weight rather than the admissibility of the 18 survey. (Id. at 20.) The Court agrees with Plaintiff that the cover letter did not introduce 19 undue bias, particularly when the class members were already aware of their financial 20 stake in the litigation. Even without the cover letter, respondents would have been aware 21 of an incentive to inflate the hours they worked. In addition, even if the cover letter 22 introduced bias, the Court agrees with Plaintiff that the issue would bear on the weight 23 rather than the admissibility of the survey. See Southland Sod Farms, 108 F.3d at 1143. 24 Defendants’ citation to Gibson, 181 F. Supp. 2d 1057, is unpersuasive for the reason 25 discussed supra, as is Defendants’ citation to Senne v. Kansas City Royals Baseball 26 Corp., 315 F.R.D. 523, 589 (N.D. Cal. 2016), which bases its reasoning on Gibson and 27 the Third Circuit case discussed supra, Pittsburgh Press Club, 579 F.2d 751. 28 /// 10 1 Defendants further argue that the survey is inadmissible because the survey 2 questions were not pretested and created confusion. (ECF No. 268 at 18.) Plaintiff 3 responds that Mr. Buckley did pretest the questions and designed them to avoid confusion. 4 (ECF No. 279 at 21.) Plaintiff argues that Buckely pretested the questions by (1) reviewing 5 Risinger’s deposition testimony and the affidavits of certain Class members to craft 6 questions with similar language that would be used and understood by the Class 7 members; (2) reviewing the Class notice for clarity on language regarding the six-twelve 8 attribute; and (3) considering hypothetical answers from the respondents to the questions 9 for quantitative purposes. (Id. at 20-21.) Plaintiff further argues that the questions were not 10 confusing because there were very few unclear responses. (Id. at 21.) Finally, Plaintiff 11 argues that Defendants’ criticisms of the questions and any resulting inaccurate data bear 12 on the weight rather than the admissibility of the evidence. (Id.) The Court does not find 13 Defendants’ argument persuasive. Defendants’ evidence that the survey was confusing is 14 trivial—two respondents (of 159) provided data outside the relevant time period, “several” 15 respondents included data on their work experiences outside of Iraq, and one respondent 16 provided data about his work in jobs other than “Guard.” (ECF No. 268 at 19.) The 17 relatively small number of improper responses actually suggests that the survey worked 18 fairly well. Moreover, “[t]echnical inadequacies in the survey, including the format of the 19 questions or the manner in which it was taken, bear on the weight of the evidence, not its 20 admissibility.” Keith, 858 F.2d at 480. 21 Defendants further argue that the survey is inadmissible because Mr. Buckley 22 admitted that he was “not able to use the best practice approach to the administration.” 23 (ECF No. 268 at 20.) Plaintiff argues that Defendants take Mr. Buckley’s deposition 24 testimony out of context. (ECF No. 279 at 22.) The Court agrees with Plaintiff. Mr. Buckley 25 testified that he believed the “overall accepted survey research methodology” and the 26 “elements of best practices in survey methodology” were incorporated into the survey. 27 (ECF No. 268-2 at 154, 156.) Mr. Buckley only noted that he was not able to use the best 28 approach to the administration of the survey “all the way through,” meaning that he was 11 1 unable to include data from those individuals who did not respond. (See ECF No. 279 at 2 22.) In sum, Defendants have not persuaded the Court that the survey data is 3 4 inadmissible for any of their cited reasons. 3. 5 Compliance with Statistical Principles 6 Defendants further argue that Mr. Buckley’s opinion is inadmissible because it is 7 based on a non-representative sample of the class. (ECF No. 268 at 21.) Defendants 8 contend that Mr. Buckley intends to opine on damages for all class members (roughly 9 1,000) based on responses to the survey even though he only received 159 responses. 10 (Id.) Plaintiff argues that the responses are sufficiently numerous to make generalizations 11 about the entire class, even though more than eighty percent of the class’s damages are 12 unknown. (See ECF No. 279 at 24-25.) 13 The Court finds that Defendants’ argument is persuasive in part. It would be 14 inappropriate for Mr. Buckley to testify about class-wide damages based on the responses 15 of seventeen percent of the class members because (1) the respondents were not chosen 16 by probability sampling and (2) the responses that were received are likely infected with 17 self-selection bias. (See ECF No. 268 at 21-22.) However, Defendants have not presented 18 any argument that would prevent Mr. Buckley from testifying in a more limited capacity 19 about the responses he did receive. Accordingly, the Court will limit Mr. Buckley’s 20 testimony to that involving the damages incurred by the 159 individuals who responded 21 and not impute their responses to the entire Class, though this limitation is without 22 prejudice to reargument at trial. 23 VI. CONCLUSION 24 The Court notes that the parties made several arguments and cited to several cases 25 not discussed above. The Court has reviewed these arguments and cases and determines 26 that they do not warrant discussion as they do not affect the outcome of the parties’ 27 motions. 28 /// 12 1 It is therefore ordered that Plaintiff’s motion for clarification (ECF No. 246) is granted 2 consistent with this order. The parties are instructed to include the Reclassified Guards on 3 the class list and give the Reclassified Guards notice of this action. 4 It is further ordered that Plaintiff’s motion to seal (ECF No. 247) is granted. 5 It is further ordered that Defendant’s first motion to strike (ECF No. 243) is denied 6 as moot. 7 It is further ordered that Defendant’s second motion to strike (ECF No. 268) is 8 granted in part and denied in part, without prejudice to reargument at trial. Mr. Buckley 9 may testify about responses to the survey but will not be permitted to impute those 10 11 responses to the entire class. DATED THIS 5th day of September 2018. 12 13 MIRANDA M. DU UNITED STATES DISTRICT JUDGE 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 13

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?