Brady Industries, LLC v. Waxie's Enterprises, Inc.

Filing 42

PROTECTIVE ORDER Approving 41 Stipulated Confidentiality Agreement and Protective Order with the exception of language in paragraph 15. The deleted language in Paragraph 15 of the parties 41 Stipulated Confidentiality Agreement and Protectiv e Order is NOT APPROVED. The parties must comply with the requirements of Local Rule 10-5(b) and the Ninth Circuits decision in Kamakana, 447 F.3d 1172, with respect to any documents filed under seal or used at trial. The parties 41 Stipulated Confidentiality Agreement and Protective Order, as modified and signed by the court, is APPROVED. Signed by Magistrate Judge Cam Ferenbach on 08/02/2013. (Copies have been distributed pursuant to the NEF - AC)

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1 2 3 4 UNITED STATES DISTRICT COURT 5 DISTRICT OF NEVADA 6 BRADY INDUSTRIES, LLC, 7 8 9 10 11 ) ) Plaintiff, ) ) vs. ) ) WAXIE’S ENTERPRISES, INC, ) ) Defendant. ) __________________________________________) 2:12-cv-00777-PMP-VCF ORDER (Stipulated Confidentiality Agreement and Protective Order #41) 12 Before the court is the parties’ Stipulated Confidentiality Agreement and Protective Order (#41) 13 which the court approves, with the exception of language in paragraph 15. This order reminds counsel that 14 there is a presumption of public access to judicial files and records. Language in paragraph 15 of the 15 parties’ proposed stipulation was not approved and was deleted by the court. Paragraph 15 stated that “Any 16 pleading, paper or other document filed in this action which contains or discloses Designated Information 17 shall be filed under seal in an envelope or other container with a label identifying this action and the title 18 or nature of the enclosed material, and indicating that the material is confidential, for use by the Court only, 19 and to be maintained under seal pursuant to the terms of the Order on this Stipulation.” (#41). 20 Special Order 109 requires the Clerk of the Court to maintain the official files for all cases filed on 21 or after November 7, 2005, in electronic form. The electronic record constitutes the official record of the 22 court. Attorneys must file documents under seal using the court’s electronic filing procedures. See LR 10- 23 5(b). That rule provides: Unless otherwise permitted by statute, rule or prior Court order, papers filed with the Court under seal shall be accompanied by a motion for leave to file those documents under seal, and shall be filed in accordance with the Court's electronic filing procedures. If papers are filed under seal pursuant to prior Court order, the papers shall bear the following notation on the first page, directly under the case number: "FILED UNDER SEAL PURSUANT TO COURT ORDER DATED __________." All papers filed under seal will remain sealed until such time as the Court may deny the motion to seal or enter an order to unseal them, or the documents are unsealed pursuant to Local Rule. 24 25 26 27 28 Id. 1 2 A party seeking to file a confidential document or utilize a confidential document at trial must comply with the Ninth Circuit’s directives in Kamakana, 447 F.3d 1172: 10 Unless a particular court record is one “traditionally kept secret,” a “strong presumption in favor of access” is the starting point. ... A party seeking to seal a judicial record then bears the burden of overcoming this strong presumption by meeting the “compelling reasons” standard. ... that is, the party must “articulate[ ] compelling reasons supported by specific factual findings,” that outweigh the general history of access and the public policies favoring disclosure .... In general, “compelling reasons” sufficient to outweigh the public’s interest in disclosure and justify sealing court records exist when such “court files might have become a vehicle for improper purposes,” such as the use of records to gratify private spite, promote public scandal, circulate libelous statements, or release trade secrets. ... The mere fact that the production of records may lead to a litigant’s embarrassment, incrimination, or exposure to further litigation will not, without more, compel the court to seal its records. 11 Id. at 1178-79 (citations omitted). 3 4 5 6 7 8 9 12 To justify the sealing of discovery materials attached to non-dispositive motions, a particularized 13 showing of good cause is required. Id. at 1180. To justify the sealing of discovery materials attached to 14 dispositive motions or used at trial, however, a higher threshold is required: a particularized showing that 15 compelling reasons support secrecy. Id. “A ‘good cause’ showing will not, without more, satisfy a 16 ‘compelling reasons’ test.” Id. When private discovery materials are attached to a dispositive motion (or 17 response or reply) or used at trial, such materials become a part of a judicial record, and as such “are public 18 documents almost by definition, and the public is entitled to access by default.” Id. 19 Accordingly, and for good cause shown, 20 IT IS ORDERED that: 21 1. Deleted language in Paragraph 15 of the parties’ Stipulated Confidentiality Agreement and Protective Order (#41) is NOT APPROVED. 22 2. 23 The parties must comply with the requirements of Local Rule 10-5(b) and the Ninth 24 Circuit’s decision in Kamakana, 447 F.3d 1172, with respect to any documents filed under 25 seal or used at trial. 26 ... 27 ... 28 ... 2 1 2 3 3. The parties’ Stipulated Confidentiality Agreement and Protective Order (#41), as modified and signed by the court, is APPROVED. Dated this 2nd day of August, 2013. 4 5 6 CAM FERENBACH UNITED STATES MAGISTRATE JUDGE 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 3 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 1 of 11 1 6 Mark G. Tratos (Bar No. 1086) Peter H. Ajemian (Bar No. 9491) Tyler R. Andrews (Bar No.9499) GREENBERG TRAURIG, LLP 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 tratos@gtlaw.com ajemianp@gtlaw.com 7 Counsel for Plaintiff 2 3 4 5 8 9 UNITED STATES DISTRICT COURT 10 DISTRICT OF NEVADA 11 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 GREENBERG TRAURIG, LLP 12 BRADY INDUSTRIES, LLC. a Nevada limited liability company, 13 Case No. 2:12-cv-00777-PMP-VCF Plaintiff, 14 v. 15 STIPULATED CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER WAXIE’S ENTERPRISES, INC., a California corporation, 16 Defendant. 17 18 Pursuant to the Stipulation contained herein by and among counsel for Brady 19 Industries, LLC (“Plaintiff”) and counsel for Defendant, Waxie’s Enterprises, Inc. 20 (“Defendant”), the Court hereby finds as follows: 21 1. The “Litigation” shall mean the above-captioned case, Brady Industries, LLC 22 v. Waxie’s in the United States District Court, District of Nevada Case No. 2:12-cv-00777, 23 including all existing and potential claims and counterclaims between the Parties. 24 2. “Documents” or “Information” shall mean and include any documents 25 (whether in hard copy or electronic form), records, correspondence, analyses, 26 assessments, statements (financial or otherwise), responses to discovery, tangible articles 27 or things, whether documentary or oral, and other information provided, served, disclosed, 28 1 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 2 of 11 1 filed, or produced, whether voluntarily or through discovery or other means, in connection 2 with this Litigation. 3 meaning of these terms. 4 3. A draft or non-identical copy is a separate document within the “Party” (or “Parties”) shall mean one party (or all parties) in this Litigation, 5 and their in-house and outside counsel. “Producing Party” shall mean any person or entity 6 who provides, serves, discloses, files, or produces any Documents or Information. 7 “Receiving Party” shall mean any person or entity who receives any such Documents or 8 Information. 9 4. CONFIDENTIAL Documents shall be so designated by marking or stamping 10 each page of the Document produced to or received from a Party with the legend 11 “CONFIDENTIAL.” 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 GREENBERG TRAURIG, LLP 12 5. CONFIDENTIAL-ATTORNEYS EYES ONLY Documents shall be so 13 designated by marking or stamping each page of the Document produced to or received 14 from a Party with the legend “CONFIDENTIAL-ATTORNEYS EYES ONLY.” 15 6. As a general guideline, materials designated "Confidential" shall be those 16 confidential and sensitive matters that may be disclosed to the parties for the purpose of 17 the litigation, but which a producing or disclosing party contends must be protected against 18 disclosure to third parties. As a general guideline, materials designated "Confidential- 19 Attorney's Eyes Only'' shall be those confidential and sensitive matters of a proprietary 20 business or technical nature which might be of value to a potential competitor of the party 21 or non-party holding the proprietary rights thereto, and which a producing or disclosing 22 party contends must be protected from disclosure to such party and/or third parties. Absent 23 a specific order by this Court, information once designated as "Confidential" or 24 "Confidential-Attorneys Eyes Only" shall be used by parties solely in connection with this 25 litigation, 26 information shall not be disclosed to anyone except as provided herein. A designation of 27 any information as "Confidential" or "Confidential-Attorneys Eyes Only" constitutes 28 2 LV 420026481v1 and not for any business or competitive purpose or function and such Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 3 of 11 1 certification by the designating party that such person has reviewed the Designated 2 Information and has made a bona fide determination that: (1) such information contains 3 trade secrets, competitively sensitive information or other confidential information; 4 disclosure of such information without restriction would be detrimental to that party in the 5 conduct of its business and cause cognizable harm; and (3) there is good cause for 6 seeking the Court's protection. 7 designation of Designated Information to the lowest level of confidentiality protection 8 reasonably necessary to protect the interests of a producing and disclosing party as 9 provided herein. 10 7. 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 GREENBERG TRAURIG, LLP The following persons may have access to Designated Information marked in this action: a. 13 14 The parties are to exercise good faith in limiting Persons Permitted to Have Access to Designated Information 11 12 (2) For Designated Information marked "Confidential - Attorneys Eyes Only" 15 i. Trial counsel of record for the parties and all partners, associates, and 16 law firm staff thereof who are performing legal services in connection with 17 this action; ii. Judges, court personnel and stenographic reporters engaged in proceedings 18 incident to preparation for trial or trial; and 19 20 iii. Technical, trade, or financial experts or any other persons retained by trial 21 counsel who are reasonably necessary to assist trial counsel of record in 22 this action who execute a Protective Order Acknowledgement (in the form 23 of attached Exhibit A) under the procedure set out in Section 3. 24 25 b. For Designated Information marked "Confidential": i. All persons set out in Section 7(a); and 26 27 3 28 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 4 of 11 1 ii. Each party and their respective spouses, accountants, officers, directors, 2 managers, corporate representatives and in-house attorneys for each party, who 3 are necessary to the defense or prosecution of any issues in this matter. 4 Objections to Disclosure 5 8. The parties shall have the right to object to the disclosure of Designated 6 Information to persons executing an Acknowledgment Under Protective Order (Exhibit A), 7 as provided in Section 2(a)(iii) above, if such an objection to disclosure is made in writing 8 to counsel for all parties within seven (7) business days of receipt of the following: The name of the proposed person; b. The present employer and title of the proposed person: 11 c. The reason for disclosure to the proposed person; 12 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 a. 10 GREENBERG TRAURIG, LLP 9 d. In the case of an independent expert or consultant, an up-to-date curriculum 13 vitae; and 14 e. An executed Acknowledgement Under Protective Order (Exhibit A). 15 The objecting party shall have within seven (7) business days after making its 16 written objection to move the Court for an order prohibiting the disclosure at issue. If an 17 objection is made, no Designated Information shall be made available to the individual in 18 question until after the Court rules that such a disclosure can occur, so long as the written 19 objection to the disclosure is followed by a prompt filing of a motion with the Court. 20 Failure to object within seven (7) business days to the proposed recipient shall be 21 deemed approval, but shall not preclude a producing party from later objecting to 22 continued access by that person by later making a written objection and moving the Court 23 for an order prohibiting or further restricting continued access to the Designated 24 Information. 25 /// 26 /// 27 /// 4 28 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 5 of 11 1 Use of Designated Information For Trial Preparation Only: Same Restrictions Apply 2 to Derivative Documents 3 9. Designated Information shall be used only for the purpose of preparing for Eyes Only'' by the person or entity claiming confidentiality pursuant to the terms of the 6 Order hereon, at or before the time when such material is being provided (or at such later 7 time as provided below). Such notation shall be placed on every page of each document 8 so designated. Similarly, if a document, transcript, videotape, or exhibit attached to a 9 transcript contains information designated "Confidential-Attorneys Eyes Only" by a party, 10 such document, transcript, video or exhibit shall be marked with the legend "Confidential- 11 Attorneys Eyes Only."' Such notation shall be placed on every page of each document so 12 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 the trial of this action, and shall be marked as "Confidential" or "Confidential-Attorneys 5 GREENBERG TRAURIG, LLP 4 designated, and in the case of the videotape, the party so designating shall be responsible 13 for assuring that the court reporter labels the videotape or CD/DVD with a legend to the 14 effect that portions of the video are so designated. 15 10. Designated Information or the substance or context thereof, including any 16 notes, memoranda or other similar documents relating thereto, shall not be disclosed to 17 anyone other than a person qualified to have access. 18 19 No Waiver of Right to Object or Challenge Designation 11. The signing of the Order on this Stipulation, or failure of a party, at the time 20 he/it receives Designated Information, to challenge or object to the "Confidential" or 21 "Confidential-Attorneys Eyes Only"' designation shall not be deemed a waiver of its right to 22 challenge or object to the "Confidential" or "Confidential-Attorneys Eyes Only" 23 designation at any later time. The passage of time before challenge or objecting to such 24 designation shall not be a factor weighing against such challenge or objection. 25 Matters Otherwise Known Shall Not be Designated Information 26 12. Designated Information shall not include any document, information or other 27 materials which: 5 28 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 6 of 11 1 2 3 4 5 6 7 a. has been or becomes part of the public domain by publication or otherwise and not due to any unauthorized act or omission on the part of the receiving party; b. already known to or received by a receiving party, prior to the mutual execution of this Stipulation by all parties hereto by their counsel herein. c. was already known to a receiving party by lawful means prior to acquisition from, or disclosure by, the producing party; or d. is made available to a party by a third party who obtained the same by legal 8 means and without any obligation of confidence to the party claiming its confidential 9 nature. 10 11 Duty of Care and Dutv To Report Unauthorized Disclosure 13. Any person in possession of Designated Information shall exercise 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 GREENBERG TRAURIG, LLP 12 reasonable and appropriate care with regard to the storage, custody or use of Designated 13 Information In order to ensure that the confidential nature of the same is maintained. 14 14. If Designated Information is disclosed to anyone other than in a manner 15 authorized by this Order, the party responsible for such disclosure must immediately bring 16 all pertinent facts relating to such disclosure to the attention of the other party and make 17 every effort to prevent further disclosure. 20 Any pleading, paper or other document filed in this action which contains or in accordance with discloses Designated Information shall be filed under seal in an envelope or other Court Local Rules. container with a label identifying this action and the title or nature of the enclosed material, 21 and indicating that the material is confidential, for use by the Court only, and to be 22 maintained under seal pursuant to the terms of the Order on this Stipulation. 18 19 23 24 15. Designation of Information at Deposition: Subsequent Designation 16. Testimony taken at a deposition may be designated as CONFIDENTIAL or 25 CONFIDENTIAL-ATTORNEYS EYES ONLY by any Party making a statement to that 26 effect on the record at the deposition or within ten (10) business days of receipt of the 27 transcript. Arrangements shall be made with the court reporter taking and transcribing 6 28 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 7 of 11 1 such deposition to separately bind such portions of the transcript and deposition exhibits 2 containing Information designated as CONFIDENTIAL or CONFIDENTIAL-ATTORNEYS 3 EYES ONLY, and to label such portions appropriately. Counsel for the Parties may also 4 designate an entire deposition transcript as CONFIDENTIAL or CONFIDENTIAL- 5 ATTORNEYS EYES ONLY at the time of the deposition or within ten (10) business days of 6 receipt of the transcript. Documents produced by any party which contain Designated 7 Information shall be designated and marked by the producing party as "Confidential" or 8 "Confidential-Attorneys Eyes Only" at the time of production. Information disclosed at a 9 deposition or in a document that is not designated as "Confidential" or "Confidential- designated as Designated Information. However, if a party, through inadvertence, 12 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 Attorneys Eyes Only" under the procedure set forth above shall not thereafter be 11 GREENBERG TRAURIG, LLP 10 produces any Designated Information without labeling or marking or otherwise designating 13 it as such in accordance with the provisions of this Order, and consistent with provisions 14 and principles underpinning Federal Rule of Evidence 502, the producing party may give 15 written notice to the receiving party that the document or thing produced is deemed 16 "Confidential" or "Confidential-Attorneys Eyes Only" and should be treated as such in 17 accordance with the provisions of this Order. The receiving party shall treat such 18 documents and things as Designated Information from the date such notice is received. 19 Disclosure, prior to the receipt of such notice, of such Designated Information to persons 20 not authorized to receive Designated Information shall not be deemed a violation of the 21 Order on this Stipulation. 22 Disposition of Designated Information After Conclusion Of This Action 23 17. Within sixty (60) days of the later of the final conclusion of this action, 24 including any appeals or petitions for review or either of such actions, all Designated 25 Information, including all electronic and photocopies thereof, shall be destroyed by the 26 receiving party (or, upon request, returned to the producing party at the producing party's 27 expense). Provided, however, that attorneys of record for each party shall be entitled to 7 28 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 8 of 11 1 retain all exhibits admitted into evidence at trial, pleadings, motion papers, discovery 2 responses, deposition transcripts and exhibits, legal memoranda, correspondence and 3 work product. 4 This Stipulation and Order Thereon Not Dispositive Of All Issues Regarding 5 Designation Information 6 18. This Stipulation and Order thereon are not intended to deal with any or to preclude any party from seeking relief either from a provision of the Order on this 9 Stipulation or any other relief from this Court which may be appropriate under the Federal 10 Rules of Civil Procedure or under Federal Rule of Evidence 502. Inadvertent production of 11 documents subject to work product immunity or the attorney client privilege shall not 12 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 discovery objections on the grounds of attorney-client privilege or work product immunity, 8 GREENBERG TRAURIG, LLP 7 constitute a waiver of the immunity of privilege, provided that the producing party shall 13 promptly notify the receiving party in writing of such inadvertent production after the 14 producing party learns of such inadvertent production. If prompt notification is made and 15 the producing party establishes the circumstances surrounding the document's inadvertent 16 production, such inadvertently produced document and all copies thereof shall be returned 17 to the producing party or destroyed, upon request. 18 19 Procedure For Challenging Designation by Producing Party 19. If a party challenges the grounds or basis for the designation of any 20 document(s) or information as Designated Information (including a challenge to whether it 21 should be designated at the higher level of protection of "Confidential - Attorneys Eyes 22 Only" as opposed to merely "Confidential"), counsel for the affected parties shall meet and 23 confer expeditiously, including by personal consultation with a sincere effort to resolve the 24 disputed issues without court action. 25 26 20. Any party to this Stipulation may, at any time, request the modification of the Order entered on this Stipulation, upon a showing of good cause. 27 8 28 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 9 of 11 1 2 21. The obligations of this Order shall survive the termination of the action and continue to bind the parties. 3 IT IS SO STIPULATED. 4 Dated this 31st day of July, 2013. Dated this 31st day of July, 2013. GREENBERG TRAURIG, LLP SELTZER CAPLAN MCMAHON VITEK /s/ Peter H. Ajemian /s/ Michael A. Leone TYLER R. ANDREWS, ESQ. Nevada Bar No. 9499 PETER H. AJEMIAN, ESQ. Nevada Bar No. 9491 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Counsel for Plaintiff MICHAEL A. LEONE, ESQ. California Bar No. 151276 750 B Street, Suite 2100 San Diego, California 92101 Counsel for Defendant 5 6 7 8 9 10 11 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 GREENBERG TRAURIG, LLP 12 13 14 15 16 ORDER 17 18 19 IT IS HEREBY ORDERED. August 2nd DATED this ____ day of ______________, 2013. 20 21 _____________________________________________ 22 UNITED STATES DISTRICT COURT JUDGE Magistrate 23 24 25 26 27 9 28 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 10 of 11 1 CERTIFICATE OF SERVICE 2 I do hereby certify that on the 31st day of July, 2013, I served a copy of the 3 foregoing STIPULATED CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER 4 via the court’s CM/ECF electronic mail to the last known email address: 5 6 7 8 9 Michael A. Leone, Esq. Seltzer Caplan McMahon Vitek 750 B Street 2100 Symphony Towers San Diego, California 92101 Attorney for Defendant 10 11 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 GREENBERG TRAURIG, LLP 12 13 14 15 James P.C. Silvestri, Esq. PYATT SILVESTRI & HANLON 701 Bridger Avenue, Suite 600 Las Vegas, Nevada 89101 jsilvestri@psh-law.com Attorney for Defendant 16 17 /s/ Sara J. Haro________________ An employee of GREENBERG TRAURIG, LLP 18 19 20 21 22 23 24 25 26 27 10 28 LV 420026481v1 Case 2:12-cv-00777-PMP-VCF Document 41 Filed 07/31/13 Page 11 of 11 EXHIBIT A 1 2 UNITED STATES DISTRICT COURT 3 DISTRICT OF NEVADA 4 5 BRADY INDUSTRIES, LLC. a Nevada limited liability company, 6 Plaintiff, 7 WAXIE’S ENTERPRISES, INC., a California corporation, 9 Defendant. 10 ACKNOWLEDGMENT UNDER PROTECTIVE ORDER 11 12 3773 Howard Hughes Parkway Suite 400 North Las Vegas, Nevada 89169 Telephone: (702) 792-3773 Facsimile: (702) 792-9002 PROTECTIVE ORDER ACKNOWLEDGEMENT v. 8 GREENBERG TRAURIG, LLP Case No. 2:12-cv-00777-PMP-VCF I,__________________________ state as follows: 13 I hold the title of _________________ with the following responsibilities 14 _________________________ for _________________________ and I hereby 15 acknowledge that I have been furnished with a copy of the Protective Order in this action, 16 and that I have read and do understand it, and I agree to be bound by it. I agree to submit 17 to the jurisdiction of this Court in connection with any proceeding or hearing relating to 18 Confidential Information in this action, including any proceeding relating to enforcement of 19 the Protective Order for Confidential Information. 20 21 22 __________________ Date __________________________________ Signature 23 24 25 26 27 11 28 LV 420026481v1

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