Carley v. Warden Neven et al
Filing
104
ORDER - It is therefore ordered that Plaintiff's objection (ECF No. 102 ) to the Report and Recommendation of U.S. Magistrate Judge Carla L. Baldwin is overruled in part and sustained in part, as described herein. It is further ordered that Judge Baldwin's Report and Recommendation (ECF No. 101 ) is rejected. It is further ordered that Defendants' motion for summary judgment (ECF No. 88 ) is granted in part and denied in part. The motion is granted as to Defendants Dwight Neven, James Cox, James Dzurenda, Jo Gentry, Leilani Flores, and Beebe Clark; the motion is denied as to Defendant Aranas. It is further ordered that under LR 16-5, the Court finds that it is appropriate to refer this case to Judge Baldwin to conduct a settlement conference. If the parties do not settle, the Joint Pretrial Order is due within 30 days of the date the settlement conference is held. Signed by Chief Judge Miranda M. Du on 1/25/2023. (Copies have been distributed pursuant to the NEF - CJS)
Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 1 of 13
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2
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UNITED STATES DISTRICT COURT
4
DISTRICT OF NEVADA
5
***
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ELIZABETH CARLEY,
7
8
9
Plaintiff,
v.
ORDER
WARDEN NEVEN, et al.,
Defendants.
10
11
Case No. 2:17-cv-02346-MMD-CLB
I.
SUMMARY
12
Plaintiff Elizabeth Carley, who is an inmate at Florence McClure Women’s
13
Correctional Center (“FMWCC”) and represented by counsel, brings this action under 42
14
U.S.C. § 1983 against Defendants Romeo Aranas, Beebe Clark, James Cox, James
15
Dzurenda, Leilani Flores, Jo Gentry, and Dwight Neven. (ECF No. 20.) Before the Court
16
is the Report and Recommendation (“R&R”) of United States Magistrate Judge Carla L.
17
Baldwin (ECF No. 101), recommending the Court grant Defendants’ motion for summary
18
judgment (ECF No. 88 (“Motion”)) 1 and close the case. Plaintiff filed an objection to the
19
R&R. 2 (ECF No. 102 (“Objection”).) As further explained below, the Court will reject the
20
R&R because there is a genuine dispute of material fact as to whether Defendants were
21
deliberately indifferent to Plaintiff’s serious medical needs by delaying her Hepatitis C
22
(“Hep-C”) treatment. However, the Court will dismiss most Defendants, as detailed herein,
23
because they undisputedly lack personal participation in the alleged Eighth Amendment
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27
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1Plaintiff
responded (ECF No. 95) and Defendants replied (ECF No. 99) to the
Motion. Each party also submitted sealed medical records as exhibits to their briefs (ECF
Nos. 90, 97).
2Defendants
responded to Plaintiff’s Objection. (ECF No. 103.)
Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 2 of 13
1
violation. 3 Accordingly, the Court will overrule in part and sustain in part Plaintiff’s
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Objection and grant in part and deny in part Defendants’ Motion.
3
II.
BACKGROUND
4
The Court incorporates by reference and adopts Judge Baldwin’s description of
5
the case’s factual background and procedural history provided in the R&R. (ECF No. 101
6
at 1-7.)
7
III.
DISCUSSION
8
The Court will first reject the R&R because there is a genuine dispute of material
9
fact as to whether Defendants were deliberately indifferent in treating Plaintiff’s Hep-C.
10
The Court will then dismiss specific Defendants because they did not personally
11
participate in the alleged Eighth Amendment violation. Finally, the Court will deny
12
Defendants’ Motion as to the qualified immunity issue because there is still a genuine
13
dispute regarding whether the remaining Defendant, Romeo Aranas, was deliberately
14
indifferent to Plaintiff’s serious medical needs.
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A.
Eighth Amendment Deliberate Indifference Analysis
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To start, Plaintiff objects to Judge Baldwin’s recommendation that the Motion
17
should be granted for Plaintiff’s Eighth Amendment deliberate indifference claim. (ECF
18
No. 102 at 5.) In the R&R, Judge Baldwin found that Plaintiff was ultimately treated for
19
her Hep-C and failed to show that the alleged treatment delay caused any damage. (ECF
20
No. 101 at 13-14.) Plaintiff argues that the denial and delay of treatment was medically
21
unacceptable, caused her fibrosis to progress, and caused her to suffer worsening Hep-
22
C symptoms. (ECF No. 102 at 5-13.) The Court agrees with Plaintiff and rejects Judge
23
Baldwin’s R&R.
24
To establish an Eighth Amendment violation for deliberate indifference to an
25
inmate’s serious medical needs, a plaintiff must satisfy both an objective standard—that
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27
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3In
the R&R, Judge Baldwin declined to address Defendants’ personal participation
and qualified immunity arguments Motion because she found that Plaintiff’s claim failed
on the merits. (ECF No. 101 at 14 n.4.) However, Plaintiff addresses the personal
participation issue in her Objection. (ECF No. 102 at 14.)
2
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the deprivation was serious enough to constitute cruel and unusual punishment—and a
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subjective standard—deliberate indifference.”4 Snow v. McDaniel, 681 F.3d 978, 985 (9th
3
Cir. 2012), overruled on other grounds by Peralta v. Dillard, 744 F.3d 1076 (9th Cir. 2014).
4
To satisfy the subjective prong, the prison official must be “both be aware of facts from
5
which the inference could be drawn that a substantial risk of serious harm exists . . . [and]
6
also draw the inference.” Peralta, 744 F.3d at 1086 (citation omitted). The prison official
7
is not liable if he knew of the substantial risk and acted reasonably, which is contingent
8
on the circumstances that “normally constrain what actions a state official can take.” Id.
9
at 1082 (citation omitted).
10
When a prisoner alleges that delay of medical treatment evinces deliberate
11
indifference, the prisoner must show that the delay led to further injury. See Shapley v.
12
Nev. Bd. of State Prison Comm’rs, 766 F.2d 404, 407 (9th Cir. 1985). Moreover, “[a]
13
difference of opinion between a prisoner-patient and prison medical authorities regarding
14
treatment” is insufficient. Franklin v. State of Or., State Welfare Div., 662 F.2d 1337, 1344
15
(9th Cir. 1981) (citations omitted). Instead, the plaintiff must show that the treatment
16
course “was medically unacceptable under the circumstances” and chosen “in conscious
17
disregard of an excessive risk to plaintiff’s health.” Toguchi v. Chung, 391 F.3d 1051,
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1058 (9th Cir. 2004) (citing Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996),
19
overruled in part on other grounds by Peralta, 744 F.3d 1076).
20
Although Defendants submitted some evidence of normal or “unremarkable” test
21
results, Plaintiff has presented other evidence that raises a genuine dispute as to whether
22
Defendants were deliberately indifferent and whether she was further harmed by the
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treatment delay. First and foremost, Plaintiff’s medical records and clinical symptoms
24
suggest that she suffered liver damage because of the treatment delay. According to Dr.
25
Minev, the current NDOC Medical Director, an APRI score above .5 “likely indicates some
26
liver damage (fibrosis)” but “[i]f the APRI score is above 1.5, the patient likely has, or is
27
28
4The
Court will focus its analysis on the subjective prong since the parties agree
that Hep-C constitutes a serious medical need.
3
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quickly approaching, cirrhosis of the liver.”5 (ECF No. 88-9 at 3.) The NDOC’s Medical
2
Directive (“MD”) 219 6 provides that an APRI score of greater than .7 is “[e]vidence for
3
progressive fibrosis.” 7 (ECF No. 88-2 at 20.) Notably, Plaintiff had an APRI score of 1.9
4
in May 2016, which surpassed the 1.5 threshold, and her other scores were very close to
5
this figure—1.4 in November 2016, and 1.3 in January 2017. (ECF Nos. 90-1 at 10, 97-1
6
at 33, 97-2 at 7.) Most of Plaintiff’s APRI scores from 2013, when she was first diagnosed
7
with Hep-C, to 2021, when she finally received the direct acting anti-viral (“DAA”) drugs, 8
8
ranged from .7 to 1.9—which supports that Plaintiff was suffering from progressive fibrosis
9
and was approaching or close to cirrhosis. (ECF Nos. 90-1 at 4-12, 97-1 at 33, 97-2 at 4-
10
7, 97-7 at 2.) When viewed in the light most favorable to Plaintiff, a reasonable jury could
11
find that Plaintiff suffered liver damage and was approaching cirrhosis by the time she
12
finally received DAA treatment. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248-
13
51 (1986) (Summary judgment is not appropriate where reasonable minds could differ on
14
15
16
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18
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20
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5Dr.
Minev explains that the Aspartate Aminotransferase Platelet Ratio Index
(“APRI”) Formula is a “non-invasive method of procuring a patient’s Chronic Hepatitis-C
progression, in addition to the clinical signs.” (ECF No. 88-9 at 3.)
6MD
219 was the protocol that governed NDOC’s treatment of Hep-C for inmates
at the time of Plaintiff’s grievance. According to Defendants, a “committee made up of at
least three senior member[s] of the medical department reviewed each HCV positive
inmate and evaluated treatment options” and the “NDOC prioritized treatment based on
an inmates APRI score.” (ECF No. 88 at 5.) Inmates with a APRI score below 2.0 did not
receive priority for DAA treatment. (Id. at 8.) MD 219 has since been updated, following
a consent decree, where inmates with Hep-C “who do not make the voluntary choice to
opt out of treatment, will be treated with DAAs. This applies to all inmates unless there
are medical issues that would make doing so cause more harm.” (Id. at 5-6.)
7According
to Dr. Minev, fibrosis is liver scarring and as chronic Hep-C “builds up
fibrosis (scar tissue) in the afflicted person’s liver” and as “fibrosis increases, it can lead
to cirrhosis of the liver, a liver disease that forestalls common liver function.” (ECF No.
88-9 at 2.)
8Dr.
Robert Gish, Plaintiff’s expert, explains that the “goal of treating an HCV
infection with Direct Acting Antivirals (“DAAs”) is to cure HCV disease and address any
effect the HCV infection has already had on the liver, as well as to relieve extrahepatic
manifestations of the disease, mitigate the risk of future adverse health outcomes such
as cirrhosis, liver cancer, liver transplant and extrahepatic disease, and prevent
transmission and reinfection.” (ECF No. 95-4 at 7.) FDA-approved DAA treatment for
Hep-C “may include, without limitation, Epclusa (sofosbuvir/velpatasvir) or Mavyret
(glecaprevir/pibrentasvir).” (ECF No. 88-2 at 17.)
4
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the material facts at issue); Kaiser Cement Corp. v. Fishbach & Moore, Inc., 793 F.2d
2
1100, 1103 (9th Cir. 1986) (citation omitted) (In evaluating a summary judgment motion,
3
a court views all facts and draws all inferences in the light most favorable to the
4
nonmoving party).
5
Next, there is a genuine dispute regarding Plaintiff’s stage of fibrosis when she
6
finally received DAA treatment. According to Dr. Robert Gish, 9 Plaintiff’s expert, a F0 or
7
Fl score indicates a lack of or minimal scarring, F2 indicates an intermediate stage of
8
fibrosis or liver scarring, F3 indicates severe/bridging fibrosis, and F4 indicates cirrhosis
9
or advanced liver scarring. (ECF No. 95-4 at 6.) By August 2020, Plaintiff’s medical
10
records indicate that she was at the F2 stage or intermediate scarring. (ECF Nos. 90-1 at
11
3.) By 2021, Dr. Gish opines that Plaintiff reached F3 fibrosis or severe scarring because
12
her ultrasound showed an enlarged portal vein or portal vein dilation which is consistent
13
with F3 scarring. (ECF Nos. 90-3 at 2, 95-4 at 21.) Hence, a reasonable jury could find
14
that Plaintiff progressed to the F3 stage and suffered severe liver scarring by the time she
15
received DAA treatment. See Anderson, 477 U.S. at 248-51; Kaiser, 793 F.2d at 1103.
16
Additionally, Plaintiff contends that the treatment delay caused her to endure
17
painful Hep-C symptoms that affected her quality of life. (ECF No. 95 at 8-10.) Plaintiff’s
18
argument is supported by her medical records, where she repeatedly complained of
19
jaundice, nausea, frequent abdominal pain, night sweats, weakness, depression, severe
20
fatigue, and insomnia. (ECF Nos. 97-2 at 7, 97-3 at 4, 14-15, 23, 97-6 at 25.) Dr. Gish
21
confirmed that Plaintiff’s symptoms are common in individuals with chronic Hep-C. (ECF
22
No. 95-4 at 4.) Plaintiff’s years-long medical records also revealed that her Hep-C
23
symptoms were getting worse, and her condition was deteriorating. By 2021, Plaintiff
24
reported that she was so fatigued that she “could barely get out of bed.” (ECF No. 97-3
25
at 4, 14-15.) Despite Plaintiff’s worsening Hep-C symptoms, she did not receive DAA
26
treatment until 2021—eight years after her initial Hep-C diagnosis. (ECF Nos. 90-1 at 12,
27
28
9Dr.
Robert Gish is a medical doctor and researcher who specializes in the field of
viral hepatitis, and the diagnosis and treatment of liver disease. (ECF No. 95-4 at 2.)
5
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97-7 at 2.) When viewed in the light most favorable to Plaintiff, a reasonable jury could
2
find that Defendants knew of the substantial risks to Plaintiff’s health and failed to act
3
reasonably. See Anderson, 477 U.S. at 248-51; Kaiser, 793 F.2d at 1103; see also
4
Peralta, 744 F.3d at 1086. A reasonable jury could conclude that the years-long delay in
5
Hep-C treatment caused Plaintiff to suffer severe liver scarring/damage and painful
6
symptoms. See Shapley, 766 F.2d at 407.
7
The fact that Plaintiff finally received DAA treatment in 2021 and has no detectable
8
HCV in her blood does not change the Court’s analysis. (ECF Nos. 88 at 3, 90-7 at 2.)
9
There remains a genuine dispute as to whether the harm Plaintiff sustained during the
10
years-long delay is reversible or permanent. Plaintiff describes her Hep-C symptoms as
11
“ongoing,” despite receiving DAA treatment. (ECF No. 95 at 12.) Dr. Gish explained that
12
the risk of liver cancer “is so significant” once a person reaches F3 or F4 fibrosis that even
13
after he or she receives DAA treatment, the individual still needs to undergo annual liver
14
imaging for surveillance. (ECF No. 95-4 at 18.) Most importantly, it is not the role of the
15
Court to determine the truth of whether Plaintiff incurred lasting harm at summary
16
judgment—the Court need only decide whether reasonable minds could differ as to an
17
issue when interpreting the record. See Anderson, 477 U.S. at 249, 255 (citation omitted);
18
see also Melnik v. Aranas, Case No. 20-15471, 2021 WL 5768468, at *1 (9th Cir. Dec. 6,
19
2021) (finding that “the extent of the harm caused by the delay is a disputed question of
20
fact not appropriately answered at [the summary judgment] stage”). Here, in viewing the
21
evidence, reasonable minds could differ as to whether Plaintiff sustained irreversible liver
22
damage.
23
Finally, the Court is unpersuaded by Defendants’ argument that Plaintiff’s Hep-C
24
treatment constituted a mere difference in opinion between Plaintiff and medical staff.
25
(ECF No. 88 at 8.) See Franklin, 662 F.2d at 1344. Plaintiff provides sufficient evidence,
26
where a reasonable jury could find that the treatment was “medically unacceptable under
27
the circumstances,” and in violation of the Eighth Amendment. See Toguchi, 391 F.3d at
28
1058 (citation omitted). As explained above, Plaintiff’s test results indicated that she had
6
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severe liver scarring and was quickly approaching cirrhosis; her medical records also
2
illustrate her painful and worsening Hep-C symptoms. (ECF Nos. 90-1 at 10, 97-1 at 33,
3
97-2 at 7, 97-3 a 4, 14-15.) Dr. Gish explained that NDOC’s policy of prioritizing DAA
4
treatment based on inmates’ APRI scores contravened national and community
5
guidelines, dating back to 2015, which recommended that “all patients with chronic HCV
6
infection except those with short life expectancies” received DAA treatment. (ECF No. 95-
7
4 at 10 (emphasis added).) Because the community standard of care outside the prison
8
context is “highly relevant” in determining “what care is medically acceptable and
9
unacceptable,” a reasonable jury could find that Defendants’ policy of delaying care was
10
medically unacceptable and in conscious disregard of an excessive risk to Plaintiff’s
11
health, violating the Eighth Amendment. See Balla v. Idaho, 29 F.4th 1019, 1026 (9th Cir.
12
2022) (emphasis added, citations omitted); Toguchi, 391 F.3d at 1058 (citation omitted).
13
Accordingly, the Court rejects Judge Baldwin’s R&R, denies Defendants’ Motion
14
in part as to Plaintiff’s Eighth Amendment deliberate indifference claim, and sustains
15
Plaintiff’s Objection as to this claim.
16
B.
§ 1983 Personal Participation 10
17
Next, Defendants argue that they did not personally participate in the alleged
18
Eighth Amendment violation and did not have the authority to direct Plaintiff’s medical
19
treatment. (ECF No. 88 at 8-9.) Plaintiff counters that Defendants are liable because they
20
either responded to her grievances or made and implemented harmful Hep-C policies
21
that denied her care. (ECF No. 95 at 25-28.) The Court agrees that summary judgment
22
should be granted as to most Defendants for lack of personal participation.
23
A defendant is liable under 42 U.S.C. § 1983 “only upon a showing of personal
24
participation by the defendant.” Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989) (citation
25
omitted). A person deprives another “of a constitutional right, within the meaning of
26
27
28
10As
noted above, the Court will independently address Defendants’ personal
participation and qualified immunity arguments, as Judge Baldwin declined to address
these issues in the R&R because she found that Plaintiff’s claim failed on the merits. (ECF
No. 101 at 14 n.4.)
7
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section 1983, if he does an affirmative act, participates in another’s affirmative acts, or
2
omits to perform an act which he is legally required to do that causes the deprivation of
3
which [the plaintiff complains].” Leer v. Murphy, 844 F.2d 628, 633 (9th Cir. 1988)
4
(emphasis in original, citation omitted). A supervisor is liable under § 1983 “if there exists
5
either (1) his or her personal involvement in the constitutional deprivation, or (2) a
6
sufficient causal connection between the supervisor's wrongful conduct and the
7
constitutional violation.” Starr v. Baca, 652 F.3d 1202, 1207 (9th Cir. 2011) (citation
8
omitted); see also Melnik, 2021 WL 5768468, at *1 (citations omitted). A defendant is also
9
liable if he or she personally reviewed and responded to the plaintiff’s grievance about
10
the alleged constitutional deprivation, was aware of the plaintiff’s condition and alternative
11
recommendations, but still failed to prevent further harm. See Colwell v. Bannister, 763
12
F.3d 1060, 1070 (9th Cir. 2014); Snow, 681 F.3d at 989. However, “merely denying a
13
grievance without some decision-making authority or ability to resolve the underlying
14
issue grieved is not enough to establish personal participation.” Countryman v. Sherman,
15
Case No. C19-01767-JCC-SKV, 2022 WL 17406341, at *10 (W.D. Wash. Oct. 21, 2022)
16
(citations omitted).
17
To start, Plaintiff argues that Cox, Dzurenda, Gentry, and Neven personally
18
participated based on their positions as former NDOC directors or FMWCC wardens who
19
are broadly responsible for accepting, implementing, and furthering NDOC policies. (ECF
20
No. 95 at 5-6, 26-28.) The Court disagrees. In their declarations, Defendants state that
21
they were not responsible for formulating any medical directives or directing treatment for
22
Plaintiff’s Hep-C. (ECF Nos. 88-4, 88-5, 88-6, 88-7.) See Starr, 652 F.3d at 1207 (citation
23
omitted). Plaintiff fails to provide any evidence that Cox, Dzurenda, and Gentry personally
24
reviewed or responded to her grievances for Hep-C treatment, were aware of her specific
25
condition, and aware that she needed additional treatment. (ECF No. 95.) See Colwell,
26
763 F.3d at 1070; Snow, 681 F.3d at 989. The mere fact that these Defendants were
27
former Directors or Wardens at NDOC, without more, does not suffice for § 1983 personal
28
participation. As to Neven, Plaintiff points to a one-sentence allegation in her verified
8
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1
Complaint that during a September 28, 2018, mediation conference for this case, Neven
2
refused to provide Hep-C treatment “unless [Plaintiff] became sicker.” (ECF Nos. 20 at 7,
3
95 at 6.) Plaintiff’s terse, conclusory statement about Neven, without more, does not
4
suffice for personal participation. See Anderson, 477 U.S. at 252 (“The mere existence of
5
a scintilla of evidence in support of the plaintiff’s position will be insufficient”).
6
Unlike in Colwell and Snow, Plaintiff does not provide any information regarding
7
what Neven knew as to the specific details of Plaintiff’s disease, his knowledge about the
8
seriousness or progression of her disease, his knowledge about alternative
9
recommendations for DAA treatment, and whether he even reviewed any of Plaintiff’s
10
grievances regarding the inappropriate medical treatment. See Colwell, 763 F.3d at 1070
11
(finding that summary judgment was not appropriate because the NDOC Medical Director
12
“personally denied Colwell’s second-level grievance even though he was aware that an
13
optometrist had recommended surgery and that Colwell's lower-level grievances had
14
been denied despite that recommendation”); Snow, 681 F.3d at 989 (finding that the
15
warden and associate warden were not entitled to summary judgment because they were
16
aware of Snow’s serious hip condition, aware that Snow needed surgery because they
17
personally reviewed a “no-kneel” order which explicitly stated that he needed hip surgery,
18
and still failed to act to prevent further harm). Accordingly, the Court grants summary
19
judgment in favor of Defendants Cox, Dzurenda, Gentry, and Neven based on their lack
20
of personal participation. 11
21
Second, Plaintiff argues that Defendants Flores, the Chief of Nursing Services at
22
NDOC, and Clark, a Correctional Nurse at NDOC, should remain in this lawsuit because
23
they denied her grievances for Hep-C treatment. (ECF No. 95 at 2-4, 26.) The Court
24
25
26
27
28
11The
Ninth Circuit has held that a current warden or NDOC director are
appropriate defendants in a plaintiff’s claim for injunctive relief because they “would be
responsible for ensuring that injunctive relief was carried out,” even when they were not
personally involved. See Colwell, 763 F.3d at 1070 (citation omitted). The current
FMWCC Warden and NDOC Director do not appear to be named Defendants in this
lawsuit. (ECF No. 20.) However, even if they were, that in and of itself is insufficient for
them to remain as Defendants since Plaintiff has already received her requested
injunctive relief and was treated with DAA drugs in 2021. (ECF Nos. 20 at 12, 90-7 at 3.)
The present case is only proceeding on monetary damages.
9
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1
disagrees. Although Flores denied Plaintiff’s grievance in 2016 because her lab values
2
did not meet the criteria for further treatment or medication, Flores was merely following
3
NDOC protocol under the prior version of MD 219. (ECF Nos. 88-1 at 8, 88-8 at 2-3.)
4
Similarly, Clark also denied Plaintiff’s grievance because her lab values did not meet the
5
criteria for further action. (ECF No. 88-1 at 5.) As nurses, there is no evidence to suggest
6
that Flores and Clark sat on the committee that made treatment decisions for inmates,
7
had any decision-making power to dictate Plaintiff’s treatment, could change NDOC policy
8
for Hep-C treatment, and could actually remedy the underlying issue. (ECF Nos. 88-3,
9
88-8.) See Stewart v. Warner, Case No. C15-5243 RBL-KLS, 2016 WL 1104893, at *5
10
(W.D. Wash. Feb. 29, 2016), report and recommendation adopted by 2016 WL 1089974
11
(W.D. Wash. Mar. 21, 2016) (finding an absence of personal participation for nurses who
12
denied the plaintiff’s grievances because “none of these defendants served on the CRC
13
which made the determination regarding [the plaintiff’s] neurology consultation request”
14
and “none of the defendants had any medical decision making authority over [the
15
plaintiff’s] care”); see also Countryman, 2022 WL 17406341, at *10 (citations omitted).
16
Thus, Flores and Clark’s mere denial of Plaintiff’s grievances, without any decision-
17
making authority to resolve the underlying issue, does not suffice for personal
18
participation.
19
Finally, Plaintiff argues that Defendant Aranas, the former NDOC Medical Director
20
appointed in 2013, personally participated in the alleged Eighth Amendment violation. 12
21
(ECF No. 95 at 26.) The Court agrees. Aranas was responsible for “the formulation of
22
health policy” which included “developing and monitoring standards and procedures for
23
24
25
26
27
28
12In
her response, Plaintiff presents arguments that Dr. Minev, the current NDOC
Medical Director, participated in the alleged constitutional violation. (ECF No. 95 at 26.)
However, Dr. Minev is not a named Defendant in this lawsuit and Plaintiff did not make
any specific allegations against Dr. Minev in her Amended Complaint, filed January 2019.
(ECF Nos. 20, 88, 99, 103.) Dr. Minev’s personal participation was raised for the first time
by Plaintiff in her opposition to the Motion. (ECF No. 95.) The Court denies any request
to replace Defendant Aranas with Dr. Minev in his official capacity since, as explained
below, this case is only proceeding against Aranas in his individual capacity because
Plaintiff already received her requested injunctive relief. (ECF Nos. 20, 88-2.)
10
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1
health care services” for all NDOC inmates. (ECF No. 88-10 at 2.) In his declaration,
2
Aranas represents that he did not deny medical care or medical treatment to Plaintiff and
3
other inmates. (Id. at 3.) Aranas’s statement is directly contradicted by the record. First,
4
Aranas personally denied Plaintiff’s grievance in 2017 because her APRI score of 1.3
5
“d[id] not require treatment” under the guidelines—guidelines that he created or helped
6
create. (ECF No. 88-1 at 10.) Second, Defendants admit that a committee of three senior
7
members of the medical department reviewed each Hep-C inmate and evaluated their
8
treatment options. (ECF No. 88 at 5.) Plaintiff specifically points to a 2016 version of MD
9
219, which Aranas personally signed and approved, where one of those senior committee
10
members was the NDOC Medical Director, i.e., Aranas himself since he served as NDOC
11
Medical Director from 2013 to 2018. 13 (ECF No. 88-9 at 2, 88-10 at 2, 95-2 at 22-23.)
12
When viewed in the light most favorable to Plaintiff, a reasonable jury could find
13
that Aranas was aware of Plaintiff’s serious Hep-C condition, aware that she needed DAA
14
drugs, and aware of national or community guidelines that recommended DAA treatment
15
for all inmates, but still failed to provide Plaintiff with necessary treatment and prevent
16
further harm. (ECF No. 95-4 at 10.) See Kaiser, 793 F.2d at 1103; Colwell, 763 F.3d at
17
1070; Snow, 681 F.3d at 989; see also Melnik, 2021 WL 5768468, at *1 (finding there
18
was “significant evidence of Dr. Aranas’s personal involvement” because he was “chair
19
of the two-person committee making approvals and handing down denials” and
20
responded to one of the plaintiff’s grievances for treatment). A reasonable jury could also
21
find that Aranas was personally responsible for the delay because he formulated or
22
helped formulate NDOC directives that deprived Plaintiff of DAA drugs for years and
23
caused her Hep-C symptoms to worsen. (ECF No. 88-10 at 2.) See Starr, 652 F.3d at
24
1207. The Court therefore denies summary judgment in favor of Aranas.
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13According
to Dr. Minev, he has served as the NDOC Medical Director since
October 1, 2018. (ECF No. 88-9 at 2.)
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Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 12 of 13
1
In sum, Defendants’ Motion is granted as to Cox, Dzurenda, Gentry, Neven,
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Flores, and Clark for lack of personal participation, and denied as to Aranas. 14 Plaintiff’s
3
Objection is overruled as to Cox, Dzurenda, Gentry, Neven, Flores, and Clark, and
4
sustained as to Aranas.
5
C.
6
Finally, Defendants argue that they are entitled to qualified immunity because other
7
circuit courts have found that the failure to promptly provide inmates with specific
8
treatment does not violate the Eighth Amendment, and Defendants had no authority to
9
order medications or medical treatment for Plaintiff. (ECF No. 88 at 11.) The Court
10
Qualified Immunity
disagrees.
11
The doctrine of qualified immunity “balances two important interests—the need to
12
hold public officials accountable when they exercise power irresponsibly and the need to
13
shield officials from harassment, distraction, and liability when they perform their duties
14
reasonably.” Pearson v. Callahan, 555 U.S. 223, 231 (2009). In deciding whether a
15
government official is entitled to qualified immunity, the Court asks “(1) whether the
16
official's conduct violated a constitutional right; and (2) whether that right was ‘clearly
17
established’ at the time of the violation.” Hines v. Youseff, 914 F.3d 1218, 1228 (9th Cir.
18
2019) (citing Castro v. Cnty. of L.A., 833 F.3d 1060, 1066 (9th Cir. 2016) (en banc)).
19
However, the Court has discretion “in deciding which of the two prongs of the qualified
20
immunity analysis should be addressed first in light of the circumstances in the particular
21
case at hand.” Pearson, 555 U.S. at 236.
22
Since Aranas is the sole remaining Defendant, the Court will exercise its discretion
23
and first address whether Aranas’s conduct violated a constitutional right. See id. As
24
stated above, there is still a genuine dispute of material fact as to whether Aranas was
25
deliberately indifferent to Plaintiff’s serious medical needs under the Eighth Amendment.
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28
14The
Court clarifies that the case will only proceed against Aranas in his individual
capacity. Plaintiff has already received her requested injunctive relief (DAA treatment),
and a claim for monetary damages against an official sued in his official capacity is barred
by the Eleventh Amendment. See Doe v. Lawrence Livermore Nat'l Lab., 131 F.3d 836,
839 (9th Cir. 1997).
12
Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 13 of 13
1
Therefore, it is uncertain at this point whether he violated a constitutional right, and Aranas
2
is not entitled to qualified immunity at this time. Defendants’ Motion is therefore denied as
3
to qualified immunity.
4
IV.
CONCLUSION
5
The Court notes that the parties made several arguments and cited to several
6
cases not discussed above. The Court has reviewed these arguments and cases and
7
determines that they do not warrant discussion as they do not affect the outcome of the
8
issues before the Court.
9
It is therefore ordered that Plaintiff’s objection (ECF No. 102) to the Report and
10
Recommendation of U.S. Magistrate Judge Carla L. Baldwin is overruled in part and
11
sustained in part, as described herein.
It is further ordered that Judge Baldwin’s Report and Recommendation (ECF No.
12
13
101) is rejected.
14
It is further ordered that Defendants’ motion for summary judgment (ECF No. 88)
15
is granted in part and denied in part. The motion is granted as to Defendants Dwight
16
Neven, James Cox, James Dzurenda, Jo Gentry, Leilani Flores, and Beebe Clark; the
17
motion is denied as to Defendant Aranas.
18
It is further ordered that under LR 16-5, the Court finds that it is appropriate to refer
19
this case to Judge Baldwin to conduct a settlement conference. If the parties do not settle,
20
the Joint Pretrial Order is due within 30 days of the date the settlement conference is
21
held.
22
DATED THIS 25th Day of January 2023.
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25
MIRANDA M. DU
CHIEF UNITED STATES DISTRICT JUDGE
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