Carley v. Warden Neven et al

Filing 104

ORDER - It is therefore ordered that Plaintiff's objection (ECF No. 102 ) to the Report and Recommendation of U.S. Magistrate Judge Carla L. Baldwin is overruled in part and sustained in part, as described herein. It is further ordered that Judge Baldwin's Report and Recommendation (ECF No. 101 ) is rejected. It is further ordered that Defendants' motion for summary judgment (ECF No. 88 ) is granted in part and denied in part. The motion is granted as to Defendants Dwight Neven, James Cox, James Dzurenda, Jo Gentry, Leilani Flores, and Beebe Clark; the motion is denied as to Defendant Aranas. It is further ordered that under LR 16-5, the Court finds that it is appropriate to refer this case to Judge Baldwin to conduct a settlement conference. If the parties do not settle, the Joint Pretrial Order is due within 30 days of the date the settlement conference is held. Signed by Chief Judge Miranda M. Du on 1/25/2023. (Copies have been distributed pursuant to the NEF - CJS)

Download PDF
Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 1 of 13 1 2 3 UNITED STATES DISTRICT COURT 4 DISTRICT OF NEVADA 5 *** 6 ELIZABETH CARLEY, 7 8 9 Plaintiff, v. ORDER WARDEN NEVEN, et al., Defendants. 10 11 Case No. 2:17-cv-02346-MMD-CLB I. SUMMARY 12 Plaintiff Elizabeth Carley, who is an inmate at Florence McClure Women’s 13 Correctional Center (“FMWCC”) and represented by counsel, brings this action under 42 14 U.S.C. § 1983 against Defendants Romeo Aranas, Beebe Clark, James Cox, James 15 Dzurenda, Leilani Flores, Jo Gentry, and Dwight Neven. (ECF No. 20.) Before the Court 16 is the Report and Recommendation (“R&R”) of United States Magistrate Judge Carla L. 17 Baldwin (ECF No. 101), recommending the Court grant Defendants’ motion for summary 18 judgment (ECF No. 88 (“Motion”)) 1 and close the case. Plaintiff filed an objection to the 19 R&R. 2 (ECF No. 102 (“Objection”).) As further explained below, the Court will reject the 20 R&R because there is a genuine dispute of material fact as to whether Defendants were 21 deliberately indifferent to Plaintiff’s serious medical needs by delaying her Hepatitis C 22 (“Hep-C”) treatment. However, the Court will dismiss most Defendants, as detailed herein, 23 because they undisputedly lack personal participation in the alleged Eighth Amendment 24 25 26 27 28 1Plaintiff responded (ECF No. 95) and Defendants replied (ECF No. 99) to the Motion. Each party also submitted sealed medical records as exhibits to their briefs (ECF Nos. 90, 97). 2Defendants responded to Plaintiff’s Objection. (ECF No. 103.) Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 2 of 13 1 violation. 3 Accordingly, the Court will overrule in part and sustain in part Plaintiff’s 2 Objection and grant in part and deny in part Defendants’ Motion. 3 II. BACKGROUND 4 The Court incorporates by reference and adopts Judge Baldwin’s description of 5 the case’s factual background and procedural history provided in the R&R. (ECF No. 101 6 at 1-7.) 7 III. DISCUSSION 8 The Court will first reject the R&R because there is a genuine dispute of material 9 fact as to whether Defendants were deliberately indifferent in treating Plaintiff’s Hep-C. 10 The Court will then dismiss specific Defendants because they did not personally 11 participate in the alleged Eighth Amendment violation. Finally, the Court will deny 12 Defendants’ Motion as to the qualified immunity issue because there is still a genuine 13 dispute regarding whether the remaining Defendant, Romeo Aranas, was deliberately 14 indifferent to Plaintiff’s serious medical needs. 15 A. Eighth Amendment Deliberate Indifference Analysis 16 To start, Plaintiff objects to Judge Baldwin’s recommendation that the Motion 17 should be granted for Plaintiff’s Eighth Amendment deliberate indifference claim. (ECF 18 No. 102 at 5.) In the R&R, Judge Baldwin found that Plaintiff was ultimately treated for 19 her Hep-C and failed to show that the alleged treatment delay caused any damage. (ECF 20 No. 101 at 13-14.) Plaintiff argues that the denial and delay of treatment was medically 21 unacceptable, caused her fibrosis to progress, and caused her to suffer worsening Hep- 22 C symptoms. (ECF No. 102 at 5-13.) The Court agrees with Plaintiff and rejects Judge 23 Baldwin’s R&R. 24 To establish an Eighth Amendment violation for deliberate indifference to an 25 inmate’s serious medical needs, a plaintiff must satisfy both an objective standard—that 26 27 28 3In the R&R, Judge Baldwin declined to address Defendants’ personal participation and qualified immunity arguments Motion because she found that Plaintiff’s claim failed on the merits. (ECF No. 101 at 14 n.4.) However, Plaintiff addresses the personal participation issue in her Objection. (ECF No. 102 at 14.) 2 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 3 of 13 1 the deprivation was serious enough to constitute cruel and unusual punishment—and a 2 subjective standard—deliberate indifference.”4 Snow v. McDaniel, 681 F.3d 978, 985 (9th 3 Cir. 2012), overruled on other grounds by Peralta v. Dillard, 744 F.3d 1076 (9th Cir. 2014). 4 To satisfy the subjective prong, the prison official must be “both be aware of facts from 5 which the inference could be drawn that a substantial risk of serious harm exists . . . [and] 6 also draw the inference.” Peralta, 744 F.3d at 1086 (citation omitted). The prison official 7 is not liable if he knew of the substantial risk and acted reasonably, which is contingent 8 on the circumstances that “normally constrain what actions a state official can take.” Id. 9 at 1082 (citation omitted). 10 When a prisoner alleges that delay of medical treatment evinces deliberate 11 indifference, the prisoner must show that the delay led to further injury. See Shapley v. 12 Nev. Bd. of State Prison Comm’rs, 766 F.2d 404, 407 (9th Cir. 1985). Moreover, “[a] 13 difference of opinion between a prisoner-patient and prison medical authorities regarding 14 treatment” is insufficient. Franklin v. State of Or., State Welfare Div., 662 F.2d 1337, 1344 15 (9th Cir. 1981) (citations omitted). Instead, the plaintiff must show that the treatment 16 course “was medically unacceptable under the circumstances” and chosen “in conscious 17 disregard of an excessive risk to plaintiff’s health.” Toguchi v. Chung, 391 F.3d 1051, 18 1058 (9th Cir. 2004) (citing Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996), 19 overruled in part on other grounds by Peralta, 744 F.3d 1076). 20 Although Defendants submitted some evidence of normal or “unremarkable” test 21 results, Plaintiff has presented other evidence that raises a genuine dispute as to whether 22 Defendants were deliberately indifferent and whether she was further harmed by the 23 treatment delay. First and foremost, Plaintiff’s medical records and clinical symptoms 24 suggest that she suffered liver damage because of the treatment delay. According to Dr. 25 Minev, the current NDOC Medical Director, an APRI score above .5 “likely indicates some 26 liver damage (fibrosis)” but “[i]f the APRI score is above 1.5, the patient likely has, or is 27 28 4The Court will focus its analysis on the subjective prong since the parties agree that Hep-C constitutes a serious medical need. 3 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 4 of 13 1 quickly approaching, cirrhosis of the liver.”5 (ECF No. 88-9 at 3.) The NDOC’s Medical 2 Directive (“MD”) 219 6 provides that an APRI score of greater than .7 is “[e]vidence for 3 progressive fibrosis.” 7 (ECF No. 88-2 at 20.) Notably, Plaintiff had an APRI score of 1.9 4 in May 2016, which surpassed the 1.5 threshold, and her other scores were very close to 5 this figure—1.4 in November 2016, and 1.3 in January 2017. (ECF Nos. 90-1 at 10, 97-1 6 at 33, 97-2 at 7.) Most of Plaintiff’s APRI scores from 2013, when she was first diagnosed 7 with Hep-C, to 2021, when she finally received the direct acting anti-viral (“DAA”) drugs, 8 8 ranged from .7 to 1.9—which supports that Plaintiff was suffering from progressive fibrosis 9 and was approaching or close to cirrhosis. (ECF Nos. 90-1 at 4-12, 97-1 at 33, 97-2 at 4- 10 7, 97-7 at 2.) When viewed in the light most favorable to Plaintiff, a reasonable jury could 11 find that Plaintiff suffered liver damage and was approaching cirrhosis by the time she 12 finally received DAA treatment. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248- 13 51 (1986) (Summary judgment is not appropriate where reasonable minds could differ on 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 5Dr. Minev explains that the Aspartate Aminotransferase Platelet Ratio Index (“APRI”) Formula is a “non-invasive method of procuring a patient’s Chronic Hepatitis-C progression, in addition to the clinical signs.” (ECF No. 88-9 at 3.) 6MD 219 was the protocol that governed NDOC’s treatment of Hep-C for inmates at the time of Plaintiff’s grievance. According to Defendants, a “committee made up of at least three senior member[s] of the medical department reviewed each HCV positive inmate and evaluated treatment options” and the “NDOC prioritized treatment based on an inmates APRI score.” (ECF No. 88 at 5.) Inmates with a APRI score below 2.0 did not receive priority for DAA treatment. (Id. at 8.) MD 219 has since been updated, following a consent decree, where inmates with Hep-C “who do not make the voluntary choice to opt out of treatment, will be treated with DAAs. This applies to all inmates unless there are medical issues that would make doing so cause more harm.” (Id. at 5-6.) 7According to Dr. Minev, fibrosis is liver scarring and as chronic Hep-C “builds up fibrosis (scar tissue) in the afflicted person’s liver” and as “fibrosis increases, it can lead to cirrhosis of the liver, a liver disease that forestalls common liver function.” (ECF No. 88-9 at 2.) 8Dr. Robert Gish, Plaintiff’s expert, explains that the “goal of treating an HCV infection with Direct Acting Antivirals (“DAAs”) is to cure HCV disease and address any effect the HCV infection has already had on the liver, as well as to relieve extrahepatic manifestations of the disease, mitigate the risk of future adverse health outcomes such as cirrhosis, liver cancer, liver transplant and extrahepatic disease, and prevent transmission and reinfection.” (ECF No. 95-4 at 7.) FDA-approved DAA treatment for Hep-C “may include, without limitation, Epclusa (sofosbuvir/velpatasvir) or Mavyret (glecaprevir/pibrentasvir).” (ECF No. 88-2 at 17.) 4 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 5 of 13 1 the material facts at issue); Kaiser Cement Corp. v. Fishbach & Moore, Inc., 793 F.2d 2 1100, 1103 (9th Cir. 1986) (citation omitted) (In evaluating a summary judgment motion, 3 a court views all facts and draws all inferences in the light most favorable to the 4 nonmoving party). 5 Next, there is a genuine dispute regarding Plaintiff’s stage of fibrosis when she 6 finally received DAA treatment. According to Dr. Robert Gish, 9 Plaintiff’s expert, a F0 or 7 Fl score indicates a lack of or minimal scarring, F2 indicates an intermediate stage of 8 fibrosis or liver scarring, F3 indicates severe/bridging fibrosis, and F4 indicates cirrhosis 9 or advanced liver scarring. (ECF No. 95-4 at 6.) By August 2020, Plaintiff’s medical 10 records indicate that she was at the F2 stage or intermediate scarring. (ECF Nos. 90-1 at 11 3.) By 2021, Dr. Gish opines that Plaintiff reached F3 fibrosis or severe scarring because 12 her ultrasound showed an enlarged portal vein or portal vein dilation which is consistent 13 with F3 scarring. (ECF Nos. 90-3 at 2, 95-4 at 21.) Hence, a reasonable jury could find 14 that Plaintiff progressed to the F3 stage and suffered severe liver scarring by the time she 15 received DAA treatment. See Anderson, 477 U.S. at 248-51; Kaiser, 793 F.2d at 1103. 16 Additionally, Plaintiff contends that the treatment delay caused her to endure 17 painful Hep-C symptoms that affected her quality of life. (ECF No. 95 at 8-10.) Plaintiff’s 18 argument is supported by her medical records, where she repeatedly complained of 19 jaundice, nausea, frequent abdominal pain, night sweats, weakness, depression, severe 20 fatigue, and insomnia. (ECF Nos. 97-2 at 7, 97-3 at 4, 14-15, 23, 97-6 at 25.) Dr. Gish 21 confirmed that Plaintiff’s symptoms are common in individuals with chronic Hep-C. (ECF 22 No. 95-4 at 4.) Plaintiff’s years-long medical records also revealed that her Hep-C 23 symptoms were getting worse, and her condition was deteriorating. By 2021, Plaintiff 24 reported that she was so fatigued that she “could barely get out of bed.” (ECF No. 97-3 25 at 4, 14-15.) Despite Plaintiff’s worsening Hep-C symptoms, she did not receive DAA 26 treatment until 2021—eight years after her initial Hep-C diagnosis. (ECF Nos. 90-1 at 12, 27 28 9Dr. Robert Gish is a medical doctor and researcher who specializes in the field of viral hepatitis, and the diagnosis and treatment of liver disease. (ECF No. 95-4 at 2.) 5 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 6 of 13 1 97-7 at 2.) When viewed in the light most favorable to Plaintiff, a reasonable jury could 2 find that Defendants knew of the substantial risks to Plaintiff’s health and failed to act 3 reasonably. See Anderson, 477 U.S. at 248-51; Kaiser, 793 F.2d at 1103; see also 4 Peralta, 744 F.3d at 1086. A reasonable jury could conclude that the years-long delay in 5 Hep-C treatment caused Plaintiff to suffer severe liver scarring/damage and painful 6 symptoms. See Shapley, 766 F.2d at 407. 7 The fact that Plaintiff finally received DAA treatment in 2021 and has no detectable 8 HCV in her blood does not change the Court’s analysis. (ECF Nos. 88 at 3, 90-7 at 2.) 9 There remains a genuine dispute as to whether the harm Plaintiff sustained during the 10 years-long delay is reversible or permanent. Plaintiff describes her Hep-C symptoms as 11 “ongoing,” despite receiving DAA treatment. (ECF No. 95 at 12.) Dr. Gish explained that 12 the risk of liver cancer “is so significant” once a person reaches F3 or F4 fibrosis that even 13 after he or she receives DAA treatment, the individual still needs to undergo annual liver 14 imaging for surveillance. (ECF No. 95-4 at 18.) Most importantly, it is not the role of the 15 Court to determine the truth of whether Plaintiff incurred lasting harm at summary 16 judgment—the Court need only decide whether reasonable minds could differ as to an 17 issue when interpreting the record. See Anderson, 477 U.S. at 249, 255 (citation omitted); 18 see also Melnik v. Aranas, Case No. 20-15471, 2021 WL 5768468, at *1 (9th Cir. Dec. 6, 19 2021) (finding that “the extent of the harm caused by the delay is a disputed question of 20 fact not appropriately answered at [the summary judgment] stage”). Here, in viewing the 21 evidence, reasonable minds could differ as to whether Plaintiff sustained irreversible liver 22 damage. 23 Finally, the Court is unpersuaded by Defendants’ argument that Plaintiff’s Hep-C 24 treatment constituted a mere difference in opinion between Plaintiff and medical staff. 25 (ECF No. 88 at 8.) See Franklin, 662 F.2d at 1344. Plaintiff provides sufficient evidence, 26 where a reasonable jury could find that the treatment was “medically unacceptable under 27 the circumstances,” and in violation of the Eighth Amendment. See Toguchi, 391 F.3d at 28 1058 (citation omitted). As explained above, Plaintiff’s test results indicated that she had 6 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 7 of 13 1 severe liver scarring and was quickly approaching cirrhosis; her medical records also 2 illustrate her painful and worsening Hep-C symptoms. (ECF Nos. 90-1 at 10, 97-1 at 33, 3 97-2 at 7, 97-3 a 4, 14-15.) Dr. Gish explained that NDOC’s policy of prioritizing DAA 4 treatment based on inmates’ APRI scores contravened national and community 5 guidelines, dating back to 2015, which recommended that “all patients with chronic HCV 6 infection except those with short life expectancies” received DAA treatment. (ECF No. 95- 7 4 at 10 (emphasis added).) Because the community standard of care outside the prison 8 context is “highly relevant” in determining “what care is medically acceptable and 9 unacceptable,” a reasonable jury could find that Defendants’ policy of delaying care was 10 medically unacceptable and in conscious disregard of an excessive risk to Plaintiff’s 11 health, violating the Eighth Amendment. See Balla v. Idaho, 29 F.4th 1019, 1026 (9th Cir. 12 2022) (emphasis added, citations omitted); Toguchi, 391 F.3d at 1058 (citation omitted). 13 Accordingly, the Court rejects Judge Baldwin’s R&R, denies Defendants’ Motion 14 in part as to Plaintiff’s Eighth Amendment deliberate indifference claim, and sustains 15 Plaintiff’s Objection as to this claim. 16 B. § 1983 Personal Participation 10 17 Next, Defendants argue that they did not personally participate in the alleged 18 Eighth Amendment violation and did not have the authority to direct Plaintiff’s medical 19 treatment. (ECF No. 88 at 8-9.) Plaintiff counters that Defendants are liable because they 20 either responded to her grievances or made and implemented harmful Hep-C policies 21 that denied her care. (ECF No. 95 at 25-28.) The Court agrees that summary judgment 22 should be granted as to most Defendants for lack of personal participation. 23 A defendant is liable under 42 U.S.C. § 1983 “only upon a showing of personal 24 participation by the defendant.” Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989) (citation 25 omitted). A person deprives another “of a constitutional right, within the meaning of 26 27 28 10As noted above, the Court will independently address Defendants’ personal participation and qualified immunity arguments, as Judge Baldwin declined to address these issues in the R&R because she found that Plaintiff’s claim failed on the merits. (ECF No. 101 at 14 n.4.) 7 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 8 of 13 1 section 1983, if he does an affirmative act, participates in another’s affirmative acts, or 2 omits to perform an act which he is legally required to do that causes the deprivation of 3 which [the plaintiff complains].” Leer v. Murphy, 844 F.2d 628, 633 (9th Cir. 1988) 4 (emphasis in original, citation omitted). A supervisor is liable under § 1983 “if there exists 5 either (1) his or her personal involvement in the constitutional deprivation, or (2) a 6 sufficient causal connection between the supervisor's wrongful conduct and the 7 constitutional violation.” Starr v. Baca, 652 F.3d 1202, 1207 (9th Cir. 2011) (citation 8 omitted); see also Melnik, 2021 WL 5768468, at *1 (citations omitted). A defendant is also 9 liable if he or she personally reviewed and responded to the plaintiff’s grievance about 10 the alleged constitutional deprivation, was aware of the plaintiff’s condition and alternative 11 recommendations, but still failed to prevent further harm. See Colwell v. Bannister, 763 12 F.3d 1060, 1070 (9th Cir. 2014); Snow, 681 F.3d at 989. However, “merely denying a 13 grievance without some decision-making authority or ability to resolve the underlying 14 issue grieved is not enough to establish personal participation.” Countryman v. Sherman, 15 Case No. C19-01767-JCC-SKV, 2022 WL 17406341, at *10 (W.D. Wash. Oct. 21, 2022) 16 (citations omitted). 17 To start, Plaintiff argues that Cox, Dzurenda, Gentry, and Neven personally 18 participated based on their positions as former NDOC directors or FMWCC wardens who 19 are broadly responsible for accepting, implementing, and furthering NDOC policies. (ECF 20 No. 95 at 5-6, 26-28.) The Court disagrees. In their declarations, Defendants state that 21 they were not responsible for formulating any medical directives or directing treatment for 22 Plaintiff’s Hep-C. (ECF Nos. 88-4, 88-5, 88-6, 88-7.) See Starr, 652 F.3d at 1207 (citation 23 omitted). Plaintiff fails to provide any evidence that Cox, Dzurenda, and Gentry personally 24 reviewed or responded to her grievances for Hep-C treatment, were aware of her specific 25 condition, and aware that she needed additional treatment. (ECF No. 95.) See Colwell, 26 763 F.3d at 1070; Snow, 681 F.3d at 989. The mere fact that these Defendants were 27 former Directors or Wardens at NDOC, without more, does not suffice for § 1983 personal 28 participation. As to Neven, Plaintiff points to a one-sentence allegation in her verified 8 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 9 of 13 1 Complaint that during a September 28, 2018, mediation conference for this case, Neven 2 refused to provide Hep-C treatment “unless [Plaintiff] became sicker.” (ECF Nos. 20 at 7, 3 95 at 6.) Plaintiff’s terse, conclusory statement about Neven, without more, does not 4 suffice for personal participation. See Anderson, 477 U.S. at 252 (“The mere existence of 5 a scintilla of evidence in support of the plaintiff’s position will be insufficient”). 6 Unlike in Colwell and Snow, Plaintiff does not provide any information regarding 7 what Neven knew as to the specific details of Plaintiff’s disease, his knowledge about the 8 seriousness or progression of her disease, his knowledge about alternative 9 recommendations for DAA treatment, and whether he even reviewed any of Plaintiff’s 10 grievances regarding the inappropriate medical treatment. See Colwell, 763 F.3d at 1070 11 (finding that summary judgment was not appropriate because the NDOC Medical Director 12 “personally denied Colwell’s second-level grievance even though he was aware that an 13 optometrist had recommended surgery and that Colwell's lower-level grievances had 14 been denied despite that recommendation”); Snow, 681 F.3d at 989 (finding that the 15 warden and associate warden were not entitled to summary judgment because they were 16 aware of Snow’s serious hip condition, aware that Snow needed surgery because they 17 personally reviewed a “no-kneel” order which explicitly stated that he needed hip surgery, 18 and still failed to act to prevent further harm). Accordingly, the Court grants summary 19 judgment in favor of Defendants Cox, Dzurenda, Gentry, and Neven based on their lack 20 of personal participation. 11 21 Second, Plaintiff argues that Defendants Flores, the Chief of Nursing Services at 22 NDOC, and Clark, a Correctional Nurse at NDOC, should remain in this lawsuit because 23 they denied her grievances for Hep-C treatment. (ECF No. 95 at 2-4, 26.) The Court 24 25 26 27 28 11The Ninth Circuit has held that a current warden or NDOC director are appropriate defendants in a plaintiff’s claim for injunctive relief because they “would be responsible for ensuring that injunctive relief was carried out,” even when they were not personally involved. See Colwell, 763 F.3d at 1070 (citation omitted). The current FMWCC Warden and NDOC Director do not appear to be named Defendants in this lawsuit. (ECF No. 20.) However, even if they were, that in and of itself is insufficient for them to remain as Defendants since Plaintiff has already received her requested injunctive relief and was treated with DAA drugs in 2021. (ECF Nos. 20 at 12, 90-7 at 3.) The present case is only proceeding on monetary damages. 9 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 10 of 13 1 disagrees. Although Flores denied Plaintiff’s grievance in 2016 because her lab values 2 did not meet the criteria for further treatment or medication, Flores was merely following 3 NDOC protocol under the prior version of MD 219. (ECF Nos. 88-1 at 8, 88-8 at 2-3.) 4 Similarly, Clark also denied Plaintiff’s grievance because her lab values did not meet the 5 criteria for further action. (ECF No. 88-1 at 5.) As nurses, there is no evidence to suggest 6 that Flores and Clark sat on the committee that made treatment decisions for inmates, 7 had any decision-making power to dictate Plaintiff’s treatment, could change NDOC policy 8 for Hep-C treatment, and could actually remedy the underlying issue. (ECF Nos. 88-3, 9 88-8.) See Stewart v. Warner, Case No. C15-5243 RBL-KLS, 2016 WL 1104893, at *5 10 (W.D. Wash. Feb. 29, 2016), report and recommendation adopted by 2016 WL 1089974 11 (W.D. Wash. Mar. 21, 2016) (finding an absence of personal participation for nurses who 12 denied the plaintiff’s grievances because “none of these defendants served on the CRC 13 which made the determination regarding [the plaintiff’s] neurology consultation request” 14 and “none of the defendants had any medical decision making authority over [the 15 plaintiff’s] care”); see also Countryman, 2022 WL 17406341, at *10 (citations omitted). 16 Thus, Flores and Clark’s mere denial of Plaintiff’s grievances, without any decision- 17 making authority to resolve the underlying issue, does not suffice for personal 18 participation. 19 Finally, Plaintiff argues that Defendant Aranas, the former NDOC Medical Director 20 appointed in 2013, personally participated in the alleged Eighth Amendment violation. 12 21 (ECF No. 95 at 26.) The Court agrees. Aranas was responsible for “the formulation of 22 health policy” which included “developing and monitoring standards and procedures for 23 24 25 26 27 28 12In her response, Plaintiff presents arguments that Dr. Minev, the current NDOC Medical Director, participated in the alleged constitutional violation. (ECF No. 95 at 26.) However, Dr. Minev is not a named Defendant in this lawsuit and Plaintiff did not make any specific allegations against Dr. Minev in her Amended Complaint, filed January 2019. (ECF Nos. 20, 88, 99, 103.) Dr. Minev’s personal participation was raised for the first time by Plaintiff in her opposition to the Motion. (ECF No. 95.) The Court denies any request to replace Defendant Aranas with Dr. Minev in his official capacity since, as explained below, this case is only proceeding against Aranas in his individual capacity because Plaintiff already received her requested injunctive relief. (ECF Nos. 20, 88-2.) 10 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 11 of 13 1 health care services” for all NDOC inmates. (ECF No. 88-10 at 2.) In his declaration, 2 Aranas represents that he did not deny medical care or medical treatment to Plaintiff and 3 other inmates. (Id. at 3.) Aranas’s statement is directly contradicted by the record. First, 4 Aranas personally denied Plaintiff’s grievance in 2017 because her APRI score of 1.3 5 “d[id] not require treatment” under the guidelines—guidelines that he created or helped 6 create. (ECF No. 88-1 at 10.) Second, Defendants admit that a committee of three senior 7 members of the medical department reviewed each Hep-C inmate and evaluated their 8 treatment options. (ECF No. 88 at 5.) Plaintiff specifically points to a 2016 version of MD 9 219, which Aranas personally signed and approved, where one of those senior committee 10 members was the NDOC Medical Director, i.e., Aranas himself since he served as NDOC 11 Medical Director from 2013 to 2018. 13 (ECF No. 88-9 at 2, 88-10 at 2, 95-2 at 22-23.) 12 When viewed in the light most favorable to Plaintiff, a reasonable jury could find 13 that Aranas was aware of Plaintiff’s serious Hep-C condition, aware that she needed DAA 14 drugs, and aware of national or community guidelines that recommended DAA treatment 15 for all inmates, but still failed to provide Plaintiff with necessary treatment and prevent 16 further harm. (ECF No. 95-4 at 10.) See Kaiser, 793 F.2d at 1103; Colwell, 763 F.3d at 17 1070; Snow, 681 F.3d at 989; see also Melnik, 2021 WL 5768468, at *1 (finding there 18 was “significant evidence of Dr. Aranas’s personal involvement” because he was “chair 19 of the two-person committee making approvals and handing down denials” and 20 responded to one of the plaintiff’s grievances for treatment). A reasonable jury could also 21 find that Aranas was personally responsible for the delay because he formulated or 22 helped formulate NDOC directives that deprived Plaintiff of DAA drugs for years and 23 caused her Hep-C symptoms to worsen. (ECF No. 88-10 at 2.) See Starr, 652 F.3d at 24 1207. The Court therefore denies summary judgment in favor of Aranas. 25 26 27 28 13According to Dr. Minev, he has served as the NDOC Medical Director since October 1, 2018. (ECF No. 88-9 at 2.) 11 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 12 of 13 1 In sum, Defendants’ Motion is granted as to Cox, Dzurenda, Gentry, Neven, 2 Flores, and Clark for lack of personal participation, and denied as to Aranas. 14 Plaintiff’s 3 Objection is overruled as to Cox, Dzurenda, Gentry, Neven, Flores, and Clark, and 4 sustained as to Aranas. 5 C. 6 Finally, Defendants argue that they are entitled to qualified immunity because other 7 circuit courts have found that the failure to promptly provide inmates with specific 8 treatment does not violate the Eighth Amendment, and Defendants had no authority to 9 order medications or medical treatment for Plaintiff. (ECF No. 88 at 11.) The Court 10 Qualified Immunity disagrees. 11 The doctrine of qualified immunity “balances two important interests—the need to 12 hold public officials accountable when they exercise power irresponsibly and the need to 13 shield officials from harassment, distraction, and liability when they perform their duties 14 reasonably.” Pearson v. Callahan, 555 U.S. 223, 231 (2009). In deciding whether a 15 government official is entitled to qualified immunity, the Court asks “(1) whether the 16 official's conduct violated a constitutional right; and (2) whether that right was ‘clearly 17 established’ at the time of the violation.” Hines v. Youseff, 914 F.3d 1218, 1228 (9th Cir. 18 2019) (citing Castro v. Cnty. of L.A., 833 F.3d 1060, 1066 (9th Cir. 2016) (en banc)). 19 However, the Court has discretion “in deciding which of the two prongs of the qualified 20 immunity analysis should be addressed first in light of the circumstances in the particular 21 case at hand.” Pearson, 555 U.S. at 236. 22 Since Aranas is the sole remaining Defendant, the Court will exercise its discretion 23 and first address whether Aranas’s conduct violated a constitutional right. See id. As 24 stated above, there is still a genuine dispute of material fact as to whether Aranas was 25 deliberately indifferent to Plaintiff’s serious medical needs under the Eighth Amendment. 26 27 28 14The Court clarifies that the case will only proceed against Aranas in his individual capacity. Plaintiff has already received her requested injunctive relief (DAA treatment), and a claim for monetary damages against an official sued in his official capacity is barred by the Eleventh Amendment. See Doe v. Lawrence Livermore Nat'l Lab., 131 F.3d 836, 839 (9th Cir. 1997). 12 Case 2:17-cv-02346-MMD-CLB Document 104 Filed 01/25/23 Page 13 of 13 1 Therefore, it is uncertain at this point whether he violated a constitutional right, and Aranas 2 is not entitled to qualified immunity at this time. Defendants’ Motion is therefore denied as 3 to qualified immunity. 4 IV. CONCLUSION 5 The Court notes that the parties made several arguments and cited to several 6 cases not discussed above. The Court has reviewed these arguments and cases and 7 determines that they do not warrant discussion as they do not affect the outcome of the 8 issues before the Court. 9 It is therefore ordered that Plaintiff’s objection (ECF No. 102) to the Report and 10 Recommendation of U.S. Magistrate Judge Carla L. Baldwin is overruled in part and 11 sustained in part, as described herein. It is further ordered that Judge Baldwin’s Report and Recommendation (ECF No. 12 13 101) is rejected. 14 It is further ordered that Defendants’ motion for summary judgment (ECF No. 88) 15 is granted in part and denied in part. The motion is granted as to Defendants Dwight 16 Neven, James Cox, James Dzurenda, Jo Gentry, Leilani Flores, and Beebe Clark; the 17 motion is denied as to Defendant Aranas. 18 It is further ordered that under LR 16-5, the Court finds that it is appropriate to refer 19 this case to Judge Baldwin to conduct a settlement conference. If the parties do not settle, 20 the Joint Pretrial Order is due within 30 days of the date the settlement conference is 21 held. 22 DATED THIS 25th Day of January 2023. 23 24 25 MIRANDA M. DU CHIEF UNITED STATES DISTRICT JUDGE 26 27 28 13

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?