Steinhauer v. McDaniel et al
Filing
78
ORDER DISMISSING CASE. IT IS HEREBY ORDERED that the 12 petition for a writ of habeas corpus is DENIED IN ITS ENTIRETY. FURTHER ORDERED that the clerk SHALL ENTER JUDGMENT ACCORDINGLY. FURTHER ORDERED that petitioner is DENIED A CERTIFICATE OF APPEALABILITY. Signed by Judge Larry R. Hicks on 3/28/2012. (Copies have been distributed pursuant to the NEF - KO)
1
2
3
4
5
6
UNITED STATES DISTRICT COURT
7
DISTRICT OF NEVADA
8
9
DAVID MICHAEL STEINHAUER,
10
Petitioner,
11
vs.
12
E. K. McDANIEL, et al.,
13
Respondents.
)
)
)
)
)
)
)
)
)
/
3:08-cv-00619-LRH-VPC
ORDER
14
15
This is a petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254 in which petitioner, a
16
state prisoner, is proceeding pro se. The case proceeds on the petition filed on March 31, 2009. (ECF
17
No. 12.) The case is before the court for resolution on the merits.
18
I. Jurisdiction
19
Before turning to the merits of the petition, the court addresses whether it retains jurisdiction to
20
decide the merits of the petition because of petitioner’s notice of appeal filed April 22, 2011. On April
21
6, 2011, this court issued an order denying petitioner’s motions for stay and counsel. (ECF No. 69.) The
22
court denied petitioner’s motion for stay because petitioner failed to show that the discovery that he
23
wished to pursue was related to his own criminal conviction or sentence. (Id.) Additionally, the court
24
denied petitioner’s motion for counsel to assist in facilitating discovery. (Id.) Petitioner appealed this
25
decision (ECF No. 70), and the case remains pending with the Ninth Circuit Court of Appeals.
26
Generally, the filing of a notice of appeal divests a district court of jurisdiction over those aspects
27
of the case involved in the appeal. See Griggs v. Provident Consumer Discount Co., 459 U.S. 56, 58
28
(1982) (per curiam) (“The filing of a notice of appeal . . . confers jurisdiction on the court of appeals and
1
divests the district court of its control over those aspects of the case involved in the appeal.”). However,
2
when a notice of appeal “is defective in that it refers to a non-appealable interlocutory order, it does not
3
transfer jurisdiction to the appellate court, and so the ordinary rule that the district court cannot act until
4
the mandate has issued on the appeal does not apply.” Nascimento v. Dummer, 508 F.3d 905, 908 (9th
5
Cir. 2007) (citation omitted). Thus, where the deficiency in a notice of appeal “is clear to the district
6
court, it may disregard the purported notice of appeal and proceed with the case, knowing that it has not
7
been deprived of jurisdiction.” Ruby v. Secretary of the Navy, 365 F.2d 385, 388-89 (9th Cir. 1996).
8
In short, “[f]iling an appeal from an unappealable decision does not divest the district court of
9
jurisdiction.” U.S. v. Hickey, 580 F.3d 922, 928 (9th Cir. 2009).
10
In this case, it is clear that the court’s order denying petitioner’s motions for stay and counsel is
11
not an appealable order, and thus, petitioner’s notice of appeal is defective. See In re Subpoena served
12
on California Public Utilities Com., 813 F.2d 1473, 1476 (9th Cir. Cal. 1987) (“The general rule is that
13
orders regarding discovery . . . are normally deemed interlocutory and reviewable only on appeal from
14
a final judgment.”); see Weygandt v. Look, 718 F.2d 952, 953-54 (1983) (denial of counsel in a habeas
15
corpus proceeding is not an appealable interlocutory order). Because petitioner’s notice of appeal is
16
clearly defective, this court retains jurisdiction to consider his petition on the merits.
17
II. Background and Procedural History
18
On May 18, 2001, Taunya Owens left the Club Cal-Neva some time before midnight after
19
finishing her shift as a cocktail waitress. (Exhibits to Answer Ex. 85 at 56-57.)1 According to Owens,
20
she and a coworker gambled for a short time, and she consumed approximately two alcoholic beverages.
21
(Id.) Owens had recently moved out of a residence she shared with her partner and was staying with
22
friends at the Olympic Motel. (Id. Ex. 85 at 51-52.) After leaving, Owens and her coworker walked
23
together in the same direction but then parted ways. (Id. Ex. 85 at 57.) After arriving at the Olympic
24
Motel at some time after midnight, Owens found herself locked out of her room and without a key, so
25
she made a telephone call to her partner while waiting for her friends to arrive and let her into the room.
26
(Id. Ex. 85 at 58-59.) While on the telephone, Owens was approached by petitioner, David Michael
27
28
1
The exhibits referenced in this order are found in the court’s record at ECF Nos. 38, 56-62.
2
1
Steinhauer. (Id. Ex. 85 at 59.) Owens told petitioner she was locked out of her room, and petitioner
2
offered to drive her in his truck to get some cigarettes while he purchased some beer. (Id. Ex. 85 at 60.)
3
Owens recognized petitioner from having served him on one occasion at the Cal-Neva and agreed to go
4
with him. (Id. Ex. 85 at 61-62.) Petitioner drove to a mini-mart and purchased beer while Owens used
5
the restroom. (Id. Ex. 85 at 61-65.) Owens testified that petitioner then drove in the opposite direction
6
of the Olympic Motel stating the he was driving around to give Owens’ friends more time to return. (Id.
7
Ex. 85 at 65-66.) Owens testified that after driving in several different directions, petitioner drove to a
8
secluded road off of Mayberry Drive. (Id. Ex. 85 at 66-72.) During the drive, Owens asked to be taken
9
home several times as she became increasingly uncomfortable. (Id.) At one point during the drive,
10
petitioner inquired if Owens would have sex with him. (Id.) According to Owens, she told petitioner
11
that his chances were slim to none because she was in a lesbian relationship, and she didn’t want to have
12
sex with him. (Id.) According to Owens, after arriving at the secluded road, she asked to be taken home,
13
and petitioner told her he would take her home after going to the bathroom. (Id. Ex. 85 at 72.) Owens
14
testified that petitioner walked away from the truck and returned a couple of minutes later. (Id. Ex. 85
15
at 73.) Owens testified that after returning to the truck, petitioner grabbed her, spun her around, pinned
16
her to the bench seat of the truck, and placed his hand over her throat. (Id. Ex. 85 at 74-75.) Owens
17
testified that she feared for her life and asked petitioner to stop, but that petitioner told her that “all
18
women are prick teasers and deserved it.” (Id. Ex. 85 at 75-76.) According to Owens, petitioner
19
sexually assaulted her. (Id. Ex. 85 at 76-80.)
20
Owens testified that she feared for her life after the assault because petitioner told her he would
21
rather do life in prison for murder than do time for rape. (Id. Ex. 85 at 80.) After convincing petitioner
22
that she would not tell anyone what happened, Owens testified that petitioner drove her back to the
23
Olympic Motel, apologized to her, gave her his number, and said he wanted to take her out the next day.
24
( Id. Ex. at 80-83.) According to Owens, she got out of petitioner’s truck, took down his license plate
25
number, and went to her room, which was now unlocked. (Id. Ex. 85 at 83-84.) Owens stated that she
26
entered the room at approximately 3:00 a.m. and that no one else was there. (Id. Ex. 85 at 85.) At some
27
point, Owens called a crisis center, told them what had happened, and in response to their advice, went
28
to the Northern Nevada Medical Center for an examination. (Id. Ex. 85 at 86-93.)
3
1
At trial, in support of his defense that he and Owens had engaged in consensual sex, petitioner
2
testified that he had met Owens at the Cal-Neva and had spoken with her several times. (Id. Ex. 87 at
3
8-9.) Petitioner testified that Owens led him to believe she was a prostitute. (Id. Ex. 87 at 9.)
4
According to petitioner, he exchanged drugs for sex with Owens on several occasions. (Id. Ex. 87 at 10.)
5
Petitioner testified that on the night of May 18, 2001, he went to the Olympic Motel to meet Owens at
6
an agreed upon time of 1:00 a.m. (Id. Ex. 87 at 11.) Petitioner testified that he and Owens went in his
7
truck to purchase beer and then drove to Idlewild Park where they had consensual sex in his truck. (Id.
8
Ex. 87 at 11-13.) According to petitioner, he had told Owens that he had some drugs for her before they
9
had sex, but afterward, he told her he did not have any. (Id. Ex. 87 at 14.) Petitioner stated that Owens
10
had a fit in response and that she threatened him by saying she would go to the police. (Id. Ex. 87 at 14.)
11
Petitioner testified that after Owens calmed down, he offered to go get her drugs, but that he didn’t have
12
any money to do so. (Id. Ex. 87 at 16.) Petitioner testified that Owens gave him her tip money and that
13
he drove off and did not come back. (Id.)
14
Following a jury trial in the Second Judicial District Court for the State of Nevada, petitioner was
15
convicted on June 6, 2002, of first-degree kidnaping and sexual assault. (Exhibits to Answer Ex. 88,
16
89, 90.) The district court adjudicated petitioner a habitual criminal and sentenced him to serve a term
17
of life in the Nevada State Prison without possibility of parole. (Id. Ex. 99.) Petitioner filed a direct
18
appeal. (Id. Ex. 101.) The Nevada Supreme Court affirmed petitioner’s judgment and sentence on June
19
5, 2003. (Exhibits to Mot. to Dismiss Ex. 6.) Remittitur issued on July 1, 2003. (Id. Ex. 8.)
20
On July 21, 2003, petitioner filed a pro se post-conviction petition for writ of habeas corpus in
21
the Second Judicial District Court. (Exhibits to Answer Ex. 109.) On November 2, 2005, petitioner
22
filed a supplemental post-conviction petition through counsel. (Id. Ex. 133.) The district court denied
23
post-conviction relief on October 13, 2006. (Id. Ex. 137.)
24
Petitioner appealed from the denial of his petition. (Exhibits to Mot. to Dismiss Ex. 9.) On
25
March 6, 2008, the Nevada Supreme Court affirmed the denial of post-conviction relief and remanded
26
the matter for a new sentencing hearing because the state court had failed to impose a sentence for both
27
crimes of which petitioner had been convicted. (Id. Ex. 12.)
28
On November 20, 2007, petitioner filed a second post-conviction petition. (Exhibits to Answer
4
1
Ex. 155, Ex. 156.) The district court denied the petition on February 5, 2008. (Id. Ex. 158.) Petitioner
2
appealed from the denial of his second state petition. (Exhibits to Mot. to Dismiss Ex. 15.) On October
3
28, 2008, the Nevada Supreme Court affirmed the denial of the petition. (Id. Ex. 16.) Remittitur issued
4
November 25, 2008. (Id. Ex. 18.)
5
Petitioner filed his federal petition for writ of habeas corpus in this court on November 21, 2008.
6
(ECF No. 1.) On July 20, 2010, this court issued an order concluding that: (1) ground one is
7
unexhausted; (2) ground two is unexhausted; (3) ground three is unexhausted to the extent that is based
8
on the Fifth Amendment and to the extent that the“relevant sexual history of the victim” can be
9
construed to be broader than the claim considered by the Nevada Supreme Court that “trial counsel was
10
ineffective for failing to present evidence of the victim’s bisexuality or evidence pertaining to the
11
identity of the biological father of the child the victim delivered two months before trial;”(4) ground
12
four is unexhausted to the extent that it is based on the Fifth Amendment; (5) ground five is unexhausted
13
to the extent that it is based on Fifth or Eighth Amendments or on claims that a conflict of interest
14
existed because petitioner reported his counsel to the state bar or that his counsel harbored animosity
15
which caused him to remain quiet on crucial matters; (6) ground six is unexhausted; and (7) ground
16
seven is procedurally barred. (ECF No. 51.) The court dismissed ground seven with prejudice. (Id.)
17
On August 9, 2010, petitioner filed a declaration of election to abandon his unexhausted claims. (ECF
18
No. 52.) Respondents filed an answer to the remaining grounds on September 15, 2010. (ECF No. 55.)
19
III.
20
21
22
23
Federal Habeas Corpus Standards
The Antiterrorism and Effective Death Penalty Act (“AEDPA”), at 28 U.S.C. § 2254(d), provides
the legal standard for the court’s consideration of this habeas petition:
An application for a writ of habeas corpus on behalf of a person in
custody pursuant to the judgment of a State court shall not be
granted with respect to any claim that was adjudicated on the merits
in State court proceedings unless the adjudication of the claim –
24
25
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
26
27
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28
5
1
The AEDPA “modified a federal habeas court’s role in reviewing state prisoner applications in
2
order to prevent federal habeas ‘retrials’ and to ensure that state-court convictions are given effect to the
3
extent possible under law.” Bell v. Cone, 535 U.S. 685, 693-694 (2002). A state court decision is
4
contrary to clearly established Supreme Court precedent, within the meaning of 28 U.S.C. § 2254, “if
5
the state court applies a rule that contradicts the governing law set forth in [the Supreme Court’s] cases”
6
or “if the state court confronts a set of facts that are materially indistinguishable from a decision of [the
7
Supreme Court] and nevertheless arrives at a result different from [the Supreme Court’s] precedent.”
8
Lockyer v. Andrade, 538 U.S. 63, 73 (2003) (quoting Williams v. Taylor, 529 U.S. 362, 405-406 (2000)
9
and citing Bell, 535 U.S. at 694 (2002)).
10
A state court decision is an unreasonable application of clearly established Supreme Court
11
precedent, within the meaning of 28 U.S.C. § 2254(d), “if the state court identifies the correct governing
12
legal principle from [the Supreme Court’s] decisions but unreasonably applies that principle to the facts
13
of the prisoner’s case.” Lockyer v. Andrade, 538 U.S. at 75 (quoting Williams, 529 U.S. at 413). The
14
“unreasonable application” clause requires the state court decision to be more than merely incorrect or
15
erroneous; the state court’s application of clearly established federal law must be objectively
16
unreasonable. Id. (quoting Williams, 529 U.S. at 409).
17
In determining whether a state court decision is contrary to, or an unreasonable application of
18
federal law, this court looks to the state courts’ last reasoned decision. See Ylst v.Nunnemaker, 501 U.S.
19
797, 803-04 (1991); Shackleford v. Hubbard, 234 F.3d 1072, 1079 n.2 (9th Cir. 2000), cert. denied, 534
20
U.S. 944 (2001). Moreover, “a determination of a factual issue made by a State court shall be presumed
21
to be correct,” and the petitioner “shall have the burden of rebutting the presumption of correctness by
22
clear and convincing evidence.” 28 U.S.C. § 2254(e)(1).
23
IV. Discussion
24
A. Ground Three
25
In ground three, petitioner claims that his trial counsel was ineffective in violation of his rights
26
under the Sixth and Fourteenth Amendments to the United States Constitution for failing to present
27
evidence of the victim’s bisexuality or evidence pertaining to the identity of the biological father of the
28
child of the victim delivered two months before trial.
6
1
Respondents argue that trial counsel’s performance did not fall below an objective standard of
2
reasonableness because: (1) petitioner fails to point to specific evidence of the victim’s sexual history
3
that counsel should have introduced; and (2) the paternal status of the victim’s child was not material
4
to petitioner’s defense that the sexual encounter between him and the victim was consensual.
5
Ineffective assistance of counsel claims are governed by the two-part test announced in
6
Strickland v. Washington, 466 U.S. 668 (1984). In Strickland, the Supreme Court held that a petitioner
7
claiming ineffective assistance of counsel has the burden of demonstrating that (1) the attorney made
8
errors so serious that he or she was not functioning as the “counsel” guaranteed by the Sixth
9
Amendment, and (2) that the deficient performance prejudiced the defense. Williams v. Taylor, 529 U.S.
10
362, 390-91 (2000) (citing Strickland, 466 U.S. at 687). To establish ineffectiveness, the defendant must
11
show that counsel’s representation fell below an objective standard of reasonableness. Id. To establish
12
prejudice, the defendant must show that there is a reasonable probability that, but for counsel’s
13
unprofessional errors, the result of the proceeding would have been different. Id. A reasonable
14
probability is “probability sufficient to undermine confidence in the outcome.” Id. Additionally, any
15
review of the attorney’s performance must be “highly deferential” and must adopt counsel’s perspective
16
at the time of the challenged conduct, in order to avoid the distorting effects of hindsight. Strickland,
17
466 U.S. at 689. It is the petitioner’s burden to overcome the presumption that counsel’s actions might
18
be considered sound trial strategy. Id.
19
Ineffective assistance of counsel under Strickland requires a showing of deficient performance
20
of counsel resulting in prejudice, “with performance being measured against an objective standard of
21
reasonableness, . . . under prevailing professional norms.” Rompilla v. Beard, 545 U.S. 374, 380 (2005)
22
(internal quotations and citations omitted). If the state court has already rejected an ineffective
23
assistance claim, a federal habeas court may only grant relief if that decision was contrary to, or an
24
unreasonable application of, the Strickland standard. See Yarborough v. Gentry, 540 U.S. 1, 5 (2003).
25
There is a strong presumption that counsel’s conduct falls within the wide range of reasonable
26
professional assistance. Id.
27
The United States Supreme Court recently described federal review of a state supreme court’s
28
decision on a claim of ineffective assistance of counsel as “doubly deferential.” Cullen v. Pinholster,
7
1
131 S.Ct. 1388, 1403 (2011) (quoting Knowles v. Mirzayance, 129 S.Ct. 1411, 1413 (2009)). The
2
Supreme Court emphasized that: “We take a ‘highly deferential’ look at counsel’s performance . . . .
3
through the ‘deferential lens of § 2254(d).’” Id. at 1403 (internal citations omitted). Moreover, federal
4
habeas review of an ineffective assistance of counsel claim is limited to the record before the state court
5
that adjudicated the claim on the merits. Cullen, 131 S.Ct. at 1398-1401.
6
In addressing petitioner’s claim at issue here, the Nevada Supreme Court stated:
7
In his petition, Steinhauer also claimed he received ineffective
assistance of trial and appellate counsel. The question of whether a defendant
received ineffective assistance of counsel is a mixed question of law and fact
and is subject to independent review. A petitioner alleging ineffective
assistance of counsel “must establish the factual allegations which form the
basis for his claim of ineffective assistance by a preponderance of the
evidence.”
First, Steinhauer claimed that trial counsel was ineffective for failing to
present evidence of the victim’s bisexuality or evidence pertaining to the
identity of the biological father of the child the victim delivered two months
before trial. The district court dismissed this claim on the basis that the claim
was insufficiently pled. The district court specifically found that Steinhauer
failed to provide the evidentiary or factual support necessary to grant an
evidentiary hearing on this claim. We conclude that the district court correctly
determined that this claim was not sufficiently pled, and therefore, the district
court did not err by dismissing this claim without conducting an evidentiary
hearing.
8
9
10
11
12
13
14
15
16
(Exhibits to Mot. to Dismiss Ex. 12. at 3.)
17
Assuming without deciding that counsel performed below an objective standard of
18
reasonableness, petitioner fails to show that he suffered prejudice. Petitioner claims that counsel was
19
ineffective for failing to bring out the fact that the victim, who delivered a child two months before trial,
20
was not impregnated by petitioner, but by someone else, and that this refuted her testimony that she
21
would not have sex with petitioner because she was gay. Petitioner claims that his counsel was
22
ineffective for failing to expose the victim’s bisexuality, or “impeachment evidence,” or to test her
23
credibility or to expose her bias. Petitioner’s defense at trial was that he and Owens engaged in
24
consensual sex. Although petitioner appears to argue that only Owens’ testimony supported the
25
conclusion that they did not engage in consensual sex, the state produced other evidence at trial, beyond
26
Owens’ testimony, to support this conclusion both directly and circumstantially. First, the nurse who
27
examined Owens at the hospital testified at trial that Owens’ account of the assault was consistent with
28
her medical findings during the examination. (Exhibits to Answer Ex. 85 at 189.) The nurse testified
8
1
that in her professional opinion, her findings were consistent with forcible sexual penetration. (Id. Ex.
2
85 at 190.) Additionally, a friend of Owens testified that she received a hysterical message in the middle
3
of the night from Owens after the assault and a co-worker testified that Owens’ behavior was altered and
4
that she was upset after the assault. (Id. Ex. 85 at 45-47, 158.) The testimony of these two individuals
5
circumstantially shows that Owens endured a traumatic event. Finally, one of petitioner’s prior
6
cellmates from the Washoe County Jail testified that petitioner admitted to committing the sexual
7
assault. (Id. Ex. 85 at 245-53.) In sum, even if petitioner’s counsel had offered evidence of Owens’
8
bisexuality and the paternity of her child, to call into question Owens’ credibility, other evidence
9
substantiates petitioner’s conviction for sexual assault. Petitioner fails to show that there is a reasonable
10
probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been
11
different, as required by Strickland. Accordingly, the Nevada Supreme Court’s rejection of petitioner’s
12
claim of ineffective assistance of counsel was neither contrary to nor an unreasonable application of
13
clearly established federal law. Because petitioner has failed to meet his burden of proving that the state
14
court’s ruling was contrary to, or involved an unreasonable application of, clearly established federal
15
law, as determined by the United States Supreme Court, or that the ruling was based on an unreasonable
16
determination of the facts in light of the evidence presented in the state court proceeding, this court
17
denies relief on ground three.
18
B. Ground Four
19
In ground four, petitioner contends that his rights under the Sixth, Eighth, and Fourteenth
20
Amendments were violated because trial counsel lost a valuable piece of evidence. The alleged evidence
21
in question is a card with the victim’s phone number on it. Petitioner claims that this evidence would
22
have demonstrated, contrary to the victim’s testimony, that they were not strangers.
23
Respondents argue that petitioner is unable to show who was responsible for the lost card and
24
that even if he could make that showing, he cannot show prejudice because the evidence supporting his
25
convictions is overwhelming.
26
27
28
In addressing this claim, the Nevada Supreme Court stated:
Second, Steinhauer claimed that trial counsel was ineffective because
counsel lost a card with the victim’s phone number on it. He asserted that this
piece of evidence would have contradicted the victim’s testimony that she was
9
1
2
3
4
5
6
7
8
not acquainted with Steinhauer. The district court dismissed this claim finding
that it could not find any improper conduct by his counsel because Steinhauer
was unable to identify the party responsible for the loss of the card [footnote 6:
Steinhauer was represented by different counsel at the preliminary hearing and
at trial, and he could not identify which attorney allegedly lost the card.] and
that Steinhauer failed to demonstrate that but for the loss of the card the
outcome of his trial would have been different. The record reveals that
overwhelming evidence supported Steinhauer’s convictions. Thus, even if
counsel lost the card with the victim’s phone number, Steinhauer would not
have been entitled to relief because the loss of the card would not have altered
the outcome of the trial. [footnote 7: See Strickland v. Washington, 466 U.S.
668, 690, 693 (1984) (holding that to establish ineffective assistance of counsel
a petitioner must demonstrate that his counsel’s performance was deficient and
he was prejudiced, such that the reliability of the verdict was undermined as a
result of counsel’s errors); Warden v. Lyons, 100 Nev. 430, 432, 683 P.2d 504,
505 (1984) (adopting Strickland).]
9
10
(Exhibits to Mot. to Dismiss Ex. 12. at 3-4.)
11
As discussed above with respect to ground three, in Strickland, the United States Supreme Court
12
held that a petitioner claiming ineffective assistance of counsel has the burden of demonstrating that (1)
13
the attorney made errors so serious that he or she was not functioning as the “counsel” guaranteed by
14
the Sixth Amendment, and (2) that the deficient performance prejudiced the defense. Williams v. Taylor,
15
529 U.S. 362, 390-91 (2000) (citing Strickland, 466 U.S. at 687). In addressing petitioner’s argument
16
in ground four, the Nevada Supreme Court correctly identified the governing legal principle from
17
Strickland. As the Nevada Supreme Court noted, petitioner’s convictions are supported by substantial
18
evidence, and therefore, even if counsel had lost the card, its loss would not have altered the outcome
19
of the trial. Thus, petitioner failed to demonstrate prejudice. This court concludes that the Nevada
20
Supreme Court reasonably applied Strickland. 28 U.S.C. § 2254(d)(1). Petitioner has failed to meet his
21
burden of proving that the state court’s ruling was contrary to, or involved an unreasonable application
22
of, clearly established federal law, as determined by the United States Supreme Court, or that the ruling
23
was based on an unreasonable determination of the facts in light of the evidence presented in the state
24
court proceeding. This court denies relief on ground four.
25
C. Ground Five
26
In ground five, petitioner claims that the trial court erred when it refused to allow counsel to
27
withdraw. Petitioner contends that he was denied his right to conflict-free counsel in violation of the
28
Sixth and Fourteenth Amendments.
10
1
Respondents argue that this claim is procedurally defaulted because the Nevada Supreme Court
2
relied on Nev. Rev. Stat. § 34.810(1)(b) in concluding that petitioner had waived the claim by failing
3
to raise it on direct appeal.2
4
“Procedural default” refers to the situation where a petitioner in fact presented a claim to the state
5
courts but the state courts disposed of the claim on procedural grounds, instead of on the merits. A
6
federal court will not review a claim for habeas corpus relief if the decision of the state court regarding
7
that claim rested on a state law ground that is independent of the federal question and adequate to
8
support the judgment. Coleman v. Thompson, 501 U.S. 722, 730-31 (1991).
The Coleman Court stated the effect of a procedural default, as follows:
9
10
In all cases in which a state prisoner has defaulted his federal claims in
state court pursuant to an independent and adequate state procedural rule,
federal habeas review of the claims is barred unless the prisoner can
demonstrate cause for the default and actual prejudice as a result of the
alleged violation of federal law, or demonstrate that failure to consider
the claims will result in a fundamental miscarriage of justice.
11
12
13
14
Coleman, 501 U.S. at 750; see also Murray v. Carrier, 477 U.S. 478, 485 (1986). The procedural
15
default doctrine ensures that the state’s interest in correcting its own mistakes is respected in all federal
16
habeas cases. See Koerner v. Grigas, 328 F.3d 1039, 1046 (9th Cir. 2003).
17
To demonstrate cause for a procedural default, the petitioner must be able to “show that some
18
objective factor external to the defense impeded” his efforts to comply with the state procedural rule.
19
Murray, 477 U.S. at 488 (emphasis added). For cause to exist, the external impediment must have
20
prevented the petitioner from raising the claim. See McCleskey v. Zant, 499 U.S. 467, 497 (1991).
21
Ineffective assistance of counsel may satisfy the cause requirement to overcome a procedural default.
22
Murray, 477 U.S. at 488. With respect to the prejudice prong of cause and prejudice, the petitioner
23
bears:
24
the burden of showing not merely that the errors [complained of]
constituted a possibility of prejudice, but that they worked to his actual
and substantial disadvantage, infecting his entire [proceeding] with errors
of constitutional dimension.
25
26
27
28
2
Respondents also address this claim as an ineffective assistance of counsel claim. In reviewing
the petition, the court finds no basis to construe ground five as asserting a claim of ineffective assistance
of counsel. Accordingly, the court addresses ground five as only stating a claim of trial court error.
11
1
White v. Lewis, 874 F.2d 599, 603 (9th Cir. 1989) (citing United States v. Frady, 456 U.S. 152, 170
2
(1982)). If the petitioner fails to show cause, the court need not consider whether the petitioner suffered
3
actual prejudice. Engle v. Isaac, 456 U.S. 107, 134 n.43 (1982); Roberts v. Arave, 847 F.2d 528, 530
4
n.3 (9th Cir. 1988).
5
In this case, petitioner raised the argument that the trial court erred when it did not allow counsel
6
to withdraw due to a conflict of interest in his post-conviction proceedings in state court. In affirming
7
the district court’s denial of petitioner’s post-conviction petition on this ground, the Nevada Supreme
8
Court stated:
9
10
11
12
13
To the extent that Steinhauer raised this claim outside the context
of his ineffective assistance of appellate counsel claim, we conclude that
the district court did not err in dismissing the claim. The claim was
appropriate for direct appeal and was thus waived absent a showing of good
cause for failing to raise the claim earlier and actual prejudice. See NRS
34.810(1)(b), (3). Steinhauer failed to demonstrate good cause or actual
prejudice.
(Exhibits to Mot. to Dismiss Ex. 12 at 4-5 n.8.)
14
The Nevada Supreme Court explicitly relied on Nev. Rev. Stat. § 34.810 as a procedural bar
15
when it declined to review ground five (Id.). The Ninth Circuit Court of Appeals has held that, at least
16
in non-capital cases, application of the procedural bar at issue in this case – Nev. Rev. Stat. § 34.810 –
17
is an independent and adequate state ground. Vang v. Nevada, 329 F.3d 1069, 1073-75 (9th Cir. 2003);
18
see also Bargas v. Burns, 179 F.3d 1207, 1210-12 (9th Cir. 1999). Therefore, this court finds that the
19
Nevada Supreme Court’s holding that ground five is procedurally barred under Nev. Rev. Stat. §
20
34.810(1)(b) and Nev. Rev. Stat. § 34.810(3) was an independent and adequate ground for the court’s
21
dismissal. Petitioner does not argue otherwise, and does not present any argument concerning cause and
22
prejudice. Accordingly, the court dismisses ground five as procedurally barred.
23
V. Certificate of Appealability
24
In order to proceed with an appeal, petitioner must receive a certificate of appealability. 28
25
U.S.C. § 2253(c)(1); Fed. R. App. P. 22; 9th Cir. R. 22-1; Allen v. Ornoski, 435 F.3d 946, 950-51 (9th
26
Cir. 2006); see also United States v. Mikels, 236 F.3d 550, 551-52 (9th Cir. 2001). Generally, a
27
petitioner must make “a substantial showing of the denial of a constitutional right” to warrant a
28
certificate of appealability. Id.; 28 U.S.C. § 2253(c)(2); Slack v. McDaniel, 529 U.S. 473, 483-84
12
1
(2000). “The petitioner must demonstrate that reasonable jurists would find the district court’s
2
assessment of the constitutional claims debatable or wrong.” Id. (quoting Slack, 529 U.S. at 484). In
3
order to meet this threshold inquiry, the petitioner has the burden of demonstrating that the issues are
4
debatable among jurists of reason; that a court could resolve the issues differently; or that the questions
5
are adequate to deserve encouragement to proceed further. Id. This court has considered the issues
6
raised by petitioner, with respect to whether they satisfy the standard for issuance of a certificate of
7
appealability, and determines that none meet that standard. The court will therefore deny petitioner a
8
certificate of appealability.
9
VI. Conclusion
10
11
12
13
14
15
IT IS THEREFORE ORDERED that the petition for a writ of habeas corpus (ECF No. 12) is
DENIED IN ITS ENTIRETY.
IT IS FURTHER ORDERED that the clerk SHALL ENTER JUDGMENT
ACCORDINGLY.
IT IS FURTHER ORDERED that petitioner is DENIED A CERTIFICATE OF
APPEALABILITY.
16
17
DATED this 28th day of March, 2012.
18
19
20
LARRY R. HICKS
UNITED STATES DISTRICT JUDGE
21
22
23
24
25
26
27
28
13
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?