Debarr v. Carpentar et al
Filing
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REPORT AND RECOMMENDATION that Defendants' ECF No. 104 Renewed Motion for Summary Judgment be denied. Objections to R&R due by 6/2/2017. Signed by Magistrate Judge William G. Cobb on 5/19/2017. (Copies have been distributed pursuant to the NEF - KR)
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UNITED STATES DISTRICT COURT
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DISTRICT OF NEVADA
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BRIAN JOEL DEBARR,
Plaintiff,
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Case No. 3:12-cv-00039-LRH-WGC
REPORT & RECOMMENDATION OF
U.S. MAGISTRATE JUDGE
v.
STEPHAN CLARK, et al.,
Defendants.
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This Report and Recommendation is made to the Honorable Larry R. Hicks, Senior
United States District Judge. The action was referred to the undersigned Magistrate Judge
pursuant to 28 U.S.C. § 636(b)(1)(B) and the Local Rules of Practice, LR 1B 1-4.
Before the court is Defendants Renewed Motion for Summary Judgment Based on
Qualified Immunity. (ECF Nos. 104; exhibits at 105, 106, 107, 125; 1161; 1242.) Plaintiff filed a
response. (ECF No. 129, 130 (appendix of exhibits).) Defendants filed a reply. (ECF No. 131.)
After a thorough review, the court recommends that Defendants’ motion be denied.
I. BACKGROUND
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Plaintiff is an inmate in the custody of the Nevada Department of Corrections (NDOC),
who filed this action concerning events that took place while Plaintiff was housed at Lovelock
Correctional Center (LCC) in the Sixth Judicial District Court of the State of Nevada, in and for
the County of Pershing, on December 21, 2011. (ECF No. 1-1.) Defendants removed the action
to federal court on January 20, 2012. (ECF No. 1.)
Defendants are Tara Carpenter, Ellie Emmanuel, Don Helling, Jack Palmer, Kirk
Widmar, and Greg Cox. (See Screening Order, ECF No. 7.) Defendant Stephen Clark was
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ECF No. 116 is a notice of supplemental authority in support of Defendants’ motion.
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ECF No. 124 is a notice of the manual filing of two CDs containing audio recordings of disciplinary hearings.
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dismissed without prejudice pursuant to a stipulation between the parties. (ECF Nos. 102, 103.)3
In his complaint, Plaintiff alleges that he is a member of the Pagan faith group at LCC
and in January 2009, he and other Pagan faith group members were informed that part of the
land authorized for use by the Pagans at LCC would be flattened in connection with construction
projects on buildings, including housing units 3A and 3B. He claims that the area initially
identified by the LCC administration as being impacted did not include the sacred portions of the
Pagan grounds, so the Pagans made preparations to accommodate the construction project. He
claims that on October 21, 2009, instead of flattening only a portion of the grounds, the entirety
of the grounds behind units 3A and 3B were flattened.
After learning of the destruction of the grounds, he contends that he filed multiple
grievances, containing one issue per grievance, as is required under Administrative Regulation
(AR) 740. He subsequently received a notice of charges for abuse of the inmate grievance
process. He was convicted and sentenced to fifteen days in disciplinary segregation. He claims
that he was identified as one of a group of Pagan inmates who submitted multiple grievances
regarding destruction of the grounds and it was recommended that he be transferred to the
allegedly more secure and less desirable High Desert State Prison (HDSP). He was transferred to
HDSP on January 13, 2010, and was ultimately transferred back to LCC in July 2011.
On screening, Plaintiff was allowed to proceed with the following claims based on those
facts: (1) retaliation for filing grievances; (2) claims under the First Amendment’s Free Exercise
Clause and the Religious Land Use and Institutionalized Persons Act (RLUIPA),
42 U.S.C. § 2000-cc(1); (3) an Equal Protection Clause claim for alleged discrimination against
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Even though Clark was dismissed from the action without prejudice, Defendants state in two footnotes that he
nevertheless joins in their motion and reply. (ECF No. 104 at 1, n. 1, ECF No. 131 at 1, n. 1.) Mr. Clark cannot join in
a motion for summary judgment if he is not a party, and he was dismissed pursuant to stipulation. Defendants intent in
including Mr. Clark appears to be to preclude Plaintiff from renewing the action against Mr. Clark if the other
Defendants are found to be entitled to qualified immunity, as they argue that Mr. Clark would similarly be entitled to
qualified immunity. If Mr. Clark wanted to make the argument of qualified immunity, he should have remained a party.
As a practical matter, if the court were to find the current defendants are entitled to qualified immunity, it is unlikely
Plaintiff would reinitiate the action against Mr. Clark.
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those of the Pagan faith. (ECF No. 7.) The Screening Order did not address the viability of the
State law claims or the federal conspiracy claim brought pursuant to 42 U.S.C. §§ 1985, 1986.
On June 10, 2013, Defendants filed their initial motion for summary judgment, arguing
that the disciplinary action taken against Plaintiff and his transfer to HDSP were based on
legitimate penological reasons, and not because of Plaintiff was filing grievances or because of
his Pagan beliefs. (ECF No. 35.) On January 13, 2014, the undersigned recommended that
insofar as Plaintiff’s response to the motion contained a request under what is now Federal Rule
of Civil Procedure 56(d), there were insufficient grounds for allowing Plaintiff to conduct further
discovery. (ECF No. 48.) The undersigned further recommended that Defendants motion be
granted. (ECF No. 48.) On March 7, 2014, District Judge Larry R. Hicks adopted and accepted
the report and recommendation. (ECF No. 53, 64.4) Plaintiff appealed the order on March 14,
2014. (ECF Nos. 54, 65.)
On March 2, 2016, the Ninth Circuit Court of Appeals issued a memorandum reversing
and remanding the grant of summary judgment in favor of Defendants.5 The appellate court
concluded that the district court erred “by concluding that the evidence presented no genuine
issue of material fact as to whether Plaintiffs abused the prison grievance process.” (ECF No. 70
at 3.) The Ninth Circuit found that the “evidence, when viewed in the light most favorable to
Plaintiffs, shows that they had engaged in the prison’s informal resolution procedure before
filing their grievances, that their grievances were not frivolous, vexatious or duplicative, and that
the Defendants failed to follow their own mandated procedures in punishing Plaintiffs.” (Id.)
While Defendants argued that AR 740 forbids the filing of duplicative grievances, the Ninth
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In this order, Judge Hicks determined that the state law claims should not be remanded to state court, but
failed for the same reasons as Plaintiff’s federal law claims.
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The Ninth Circuit consolidated this case on appeal with Gadsden v. Carpenter, 3:12-cv-00098-RCJ-VPC (now
3:12-cv-00098-MMD-VPC). While Plaintiff’s counsel indicated at a post-remand status conference that he would likely
seek an order consolidating the cases at the district court level (see minutes at ECF No. 84), a motion to consolidate was
never filed. It should be noted that in Gadsden, District Judge Du denied the defendants’ motion to file a renewed motion
for summary judgment based on qualified immunity because they sought to file the motion after the expiration of the
dispositive motion deadline and did not establish good cause to justify an order allowing the untimely filing of the
motion. (See ECF No. 131 in 3:12-cv-00098-MMD-VPC.) Defendants’ motion in this case was timely filed.
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Circuit pointed out that “AR 740 only limits the number of ‘unfounded frivolous or vexatious
grievances,’ a disputed issue in this case.” (Id.) The Ninth Circuit also concluded that the district
court abused its discretion in denying the request for a continuance of summary judgment
pending further discovery under Federal Rule of Civil Procedure 56(d), and stated that on
remand Plaintiffs should be allowed to pursue discovery. (Id. at 4.)
On remand, consistent with the Ninth Circuit’s order, the undersigned directed the parties
to meet and confer concerning what discovery needed to be undertaken, and subsequently
reopened discovery and modified the scheduling order. (See ECF Nos. 84, 88.)
On December 12, 2016, Defendants filed their Renewed Motion for Summary Judgment
Based on Qualified Immunity. Defendants argue that they did not violate Plaintiff’s
constitutional rights, and even when considered in the light most favorable to Plaintiff, the facts
show no violation of a constitutional right clearly established in law at the time the conduct
occurred. Plaintiff, on the other hand, argues that Defendants are merely attempting to rehash
their motion for summary judgment on the merits, when the Ninth Circuit already determined
there was a genuine dispute of material fact precluding summary judgment in Defendants’ favor.
He further argues that Defendants were on clear notice that their conduct violated Plaintiff’s
constitutional rights.
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II. DISCUSSION
A. Qualified Immunity
“‘In determining whether an officer is entitled to qualified immunity, we consider
(1) whether there has been a violation of a constitutional right; and (2) whether that right was
clearly established at the time of the officer’s alleged misconduct.’” Ames v. King County,
Washington, 846 F.3d 340, 347 (9th Cir. 2017) (quoting Lal v. California, 746 F.3d 1112, 1116
(9th Cir. 2014)). The court may use its discretion to determine which of the prongs to address
first. Id.
“Qualified immunity attaches when an official’s conduct ‘does not violate clearly
established statutory or constitutional rights of which a reasonable person would have known.’”
White v. Pauly, 137 S.Ct. 548, 551 (2017) (quoting Mullenix v. Luna, 136 S.Ct. at 308). A case
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directly on point is not required for a right to be clearly established, but “‘existing precedent
must have placed the statutory or constitutional question beyond debate.’” Id. “In other words,
immunity protects ‘all but the plainly incompetent or those who knowingly violate the law.’” Id.
“‘[C]learly established law’ should not be defined ‘at a high level of generality.’” Id. at
552 (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 742 (2011)). “[T]he clearly established law must
be ‘particularized’ to the facts of the case.” Id. (citing Anderson v. Creighton, 483 U.S. 635, 640
(1987)). “Otherwise, ‘[p]laintiffs would be able to convert the rule of qualified immunity … into
a rule of virtually unqualified liability simply by alleging violation of extremely abstract rights.’”
Id. (quoting Anderson, 483 U.S. at 639).
B. Was There a Violation of a Constitutional Right?
First, the court will address whether there has been a violation of a constitutional right.
Preliminarily, Plaintiff claims that Defendants’ motion simply rehashes its earlier motion
for summary judgment on the merits, the granting of which was reversed by the Ninth Circuit. It
is true that many of Defendants’ arguments are similar to those raised in the original motion, but
in arguing they are entitled to qualified immunity, Defendants are permitted to argue that there
was no violation of a constitutional right. See Sorrels v. McKee, 290 F.3d 965, 969 (9th Cir.
2002) (explaining that the rights-violation prong of the qualified immunity analysis “mirrors the
substantive summary judgment decision on the merits”). Therefore, the court does not find
Defendants’ motion should be denied on this basis.
As will be discussed in detail below, even after discovery was reopened pursuant to the
Ninth Circuit’s direction, factual disputes still remain concerning whether there was a violation
of Plaintiff’s constitutional rights, and viewing the facts in the light most favorable to Plaintiff, a
reasonable fact-finder could conclude his constitutional rights were violated. See Chappell v.
Mandeville, 706 F.3d 1052, 1057 (9th Cir. 2013) (citations omitted) (when the court conducts a
qualified immunity analysis, it must view the facts in the light most favorable to the plaintiff).
Preliminarily, the following general facts are undisputed: during the relevant time period,
Plaintiff was an inmate housed in LCC’s protective custody (PC) unit, and designated his faith
group as Pagan. The Pagan inmates utilized an area outside the buildings that housed the PC
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inmates for worship. At some point in 2009, the Pagans were informed that the prison would
need to do some work to the exterior of the housing units adjacent to the Pagan grounds.
On October 20, 2009, the exterior work was performed and resulted in the flattening of
the Pagan grounds.
After they observed the flattening of the grounds, Plaintiff and fourteen other Pagan
inmates each submitted twenty-one grievances about various issues concerning the PC Pagan
inmates. Emmanuel consulted with Palmer, and prepared a memorandum for Helling,
recommending that the inmates be served with a notice of charges for abuse of the prison
grievance process. Helling agreed with the recommendation and the inmates, including Plaintiff,
were served with the notice of charges. A disciplinary hearing was held with Widmar serving as
the assigned disciplinary hearing officer. Plaintiff pled not guilty to the charge. Plaintiff gave a
statement explaining that his intent in filing the grievances in that manner was to exhaust his
administrative remedies prior to filing a lawsuit. He was ultimately convicted of the charge and
sentenced to fifteen days in disciplinary segregation. He was also transferred to HDSP.
1. Retaliation
“Section 1983 provides a cause of action for prison inmates whose constitutionally
protected activity has resulted in retaliatory action by prison officials.” Jones v. Williams, 791
F.3d 1023, 1035 (9th Cir. 2015). Such a claim consists of the following elements: (1) an
assertion that a state actor took some adverse action against an inmate; (2) because of; (3) that
prisoner’s protected conduct, and that such action (4) chilled the inmate’s exercise of his First
Amendment rights, and (5) the action did not reasonably advance a legitimate correctional goal.
Jones, 791 F.3d at 1035 (quoting Rhodes v. Robinson, 408 F.3d 559, 567-68 (9th Cir.
2005)). “The First Amendment guarantees a prisoner a right to seek redress of grievances from
prison authorities as well as a right of meaningful access to the courts.” Id. (citation omitted).
An inmate must submit evidence, either direct or circumstantial, to establish a link
between the exercise of constitutional rights and the allegedly retaliatory action. Pratt v.
Rowland, 65 F.3d 802, 806-07 (9th Cir. 1995). The plaintiff “need only ‘put forth evidence of
retaliatory motive, that, taken in the light most favorable to him, presents a genuine issue of
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material fact as to [the defendant’s] intent[.]’” Brodheim v. Cry, 584 F.3d 1262, 1271 (9th Cir.
2009) (quoting Bruce v. Ylst, 351 F.3d 1283, 1289 (9th Cir. 2003)). Restated, in order to raise a
triable issue as to motive, the plaintiff must offer “either direct evidence of retaliatory motive or
at least one of three general types of circumstantial evidence [of that motive].” McCollum v. Ca.
Dep’t of Corr. and Rehab., 647 F.3d 870, 882 (9th Cir. 2011) (citation and quotation marks
omitted). Circumstantial evidence may include: “(1) proximity in time between protected
[activity] and the alleged retaliation; (2) [that] the [defendant] expressed opposition to the
speech; [or] (3) other evidence that the reasons proffered by [the defendant] for the adverse …
action were false and pretextual.” Id. (internal citation and quotation marks omitted).
Defendants do not contest that adverse action was taken against Plaintiff. Nor do they
make an argument concerning the chilling of Plaintiff’s First Amendment rights. Instead, they
argue that Plaintiff cannot establish he was retaliated against when he was subject to disciplinary
sanctions following the grievance incident because he cannot demonstrate he was punished
because he engaging in protected activity. They maintain that he was disciplined for conspiring
with other inmates in an organized, group protest. In addition, they contend that Plaintiff cannot
establish that Defendants’ conduct did not reasonably advance the legitimate correctional goals
of safety and security of the institution when faced with this coordinated effort among the
fourteen inmates. Plaintiff, on the other hand, argues that the evidence reveals that he was
punished not for conspiring to create an organized group protest, but for filing grievances.
Insofar as Defendants argue that Plaintiff was not punished for engaging in First
Amendment activity, but for conspiring with other inmates in an organized group protest, they
contend that Plaintiff admits that NDOC prohibits the filing of a petition.
The court notes, however, that Plaintiff was not charged with filing a petition, but with
abuse of the grievance process. While Plaintiff admits that he knew inmates were not allowed to
file a petition, he went on to testify that is not what he and the other inmates were doing. (Pl.
Decl., ECF No. 129 at ¶¶ 13, 14.) He insists they were following the rules by filing one issue per
grievance so they could exhaust their administrative remedies before filing a lawsuit. (See Pl.’s
Depo., ECF No. 105 at 19, pp. 60:8-12, 60:21-25; Pl.’s Decl., ECF No. 129 at 19 ¶ 14.) Plaintiff
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explains that they did not want to have an issue with an inmate who was part of the group not
being able to pursue a claim in the lawsuit for failure to exhaust administrative remedies;
therefore, they exchanged a document between themselves where each person wrote out the
issues they thought should be included (in the lawsuit), and using that document agreed on
twenty-one issues for which each inmate needed to file a grievance. (Pl.’s Decl., ECF No. 129 at
19 ¶ 15.) Plaintiff states that the issues were mainly about the treatment of the PC Pagan inmates
that had been raised informally previously with the chaplain and caseworkers, and the inmates
doubted the issues would be resolved through the prison grievance process. (Id.)
Defendants rely on May v. Libby, 256 Fed.Appx. 825 (7th Cir. 2007) and Peck v. Nevin,
2:13-cv-0782-GMN-CWH, 2014 WL 4829621 (D. Nev. Sept. 29, 2014) to support their
argument that inmates may be punished for this sort of conduct.
Preliminarily, the court is not bound by an unpublished Seventh Circuit decision. Insofar
as it may serve as persuasive authority, May is distinguishable from this case. May involved the
internal affairs department of the prison receiving ten grievances about prison conditions that
purported to be from ten different inmates, but were in the same handwriting and nearly identical
in content, and each asked that May act as their representative. May, 256 Fed.Appx. at 827. The
prison interpreted the grievances to be a petition, in violation of the prison’s regulations. Id.
Prison officials searched May’s cell, and confiscated the grievance form and removed legal
documents. Id. May alleged that confiscating the grievance form was done in retaliation for
using the grievance process. Id. The district court granted the defendants’ motion for judgment
as a matter of law at trial, finding that the search of the cell and confiscation of the grievance
form was reasonably related to penological interests. Id. at 827-28. The Seventh Circuit
concluded that the undisputed evidence that the documents were in the same handwriting,
worded identically, and designated May as the representative, supported the defendants’
explanation that the cell was searched not because May filed grievances concerning prison
conditions but because he circulated a petition. Id. The court stated that “[b]anning petitions to
maintain control over group activity by prisoners is a reasonable response to a legitimate
penological concern.” Id. (citations omitted).
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Here, the grievances were not in the same handwriting, and while they had the same
content, none of the inmates asked for Plaintiff to be their representative. In addition, there was
no finding by prison officials here that the grievances constituted a petition. Instead, Emmanuel
wrote a memorandum to Helling that described the action as intending to harass and an abuse of
the prison grievance process. The memorandum does not make reference to a petition. She
recommended that a notice of charges be issued for abuse of the grievance procedure, not for
filing a petition, and Helling accepted this recommendation. Plaintiff was charged with abuse of
the prison grievance procedure, not for filing a petition. Moreover, the appellate court in May
found that May had not submitted evidence to dispute the evidence proffered by the defendants
that their action was in response to a legitimate penological concern. Here, Plaintiff has
submitted evidence to dispute Defendants’ claim that their action was in response to the safety
and security concerns posed by the coordinated effort of Plaintiff and the fourteen other inmates
in filing the grievances.
Peck is also distinguishable. In Peck, the plaintiff alleged he was retaliated against for
filing a grievance against the law library supervisor at HDSP. Peck, 2014 WL 4829621, at * 1. In
that case, a cell search was conducted and nine boxes containing legal files were removed from
Peck’s cell and not returned until the next day. Id. In the motion to dismiss, the defendants
asserted that the cell was searched as part of an effort to prevent a security brief after they had
received identical grievances from ten inmates, including Peck. Id. at * 3. In the complaint, Peck
claimed this was just a ruse. Id. The court found that it was “undisputed” that a valid security
risk existed in Peck’s unit at the time of the search, regardless of whether Peck was involved in
the submission of the set of grievances. Id. As a result, the court found Plaintiff did not
adequately allege that the action taken did not reasonably advance a legitimate correctional goal.
Peck was decided in the context of a motion to dismiss, where apparently the facts were
undisputed. Here, there are competing versions of the facts on summary judgment specifically
concerning whether Plaintiff was retaliated against because of his protected activity and whether
the conduct advanced a legitimate correctional goal.
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Next, in support of his claim that he was punished for filing grievances, Plaintiff states
that he was aware of AR 740’s prohibition on the filing of “vexatious grievances”—those
submitted “to agitate, harass or irritate by petty provocations” and “not designed to lead to any
practical result.” (Pl.’s Decl., ECF No. 130 at 9 ¶ 17.) In light of this, Plaintiff submitted kites to
Mr. Harkreader and Ms. Emmanuel, informing them that he was filing multiple grievances
concerning his faith, and that he did not intend the grievances to be malicious or vexatious, but
was filing them in this manner to comply with AR 740’s requirement that each grievance of an
issue be filed separately, and to exhaust administrative remedies before filing a lawsuit. (Id. ¶ 18;
ECF No. 130 at 21-22.) Plaintiff noted in the kites that he had to go through each stage of the
grievance process to exhaust his administrative remedies unless the prison would agree to waive
any claims against exhaustion. (Id.)
While Ms. Emmanuel and others testified in connection with this litigation that this was a
manipulative effort to try to justify the abusive grievance process, taking the facts in the light
most favorable to Plaintiff, his testimony on this issue creates a dispute of fact as to whether
Plaintiff was punished for filing grievances in order to exhaust his administrative remedies or for
abusing the grievance process by harassing staff with a coordinated filing of hundreds of
grievances.
As evidence of the harassing nature of the filing of the grievances, Defendants point to
testimony that there was a group of inmates laughing when Caseworker Belanger picked up the
stack of grievances. In response, Plaintiff indicates that he was not one of those inmates, and
there is no evidence that any of the Pagan inmates involved in filing the grievances were present.
(Pl. Decl., ECF No. 130 at 14 ¶ 31.) He also asserts that there is no actual evidence that Plaintiff
or any of the other inmates involved in filing the grievances informed the group of inmates who
were purportedly laughing about the submission of the grievances. Therefore, there is a dispute
of fact here as well.
Defendants also rely on the fact that the grievances pertained to issues that occurred
much earlier and should have been resolved through kites or religious accommodation processes
as evidence of Plaintiff’s and the other inmates’ improper motive in filing the grievances.
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Plaintiff, on the other hand, asserts that the issues raised in the grievances (with the exception of
destruction of the Pagan grounds) had been previously addressed in kites or through the religious
accommodation process, including discussions with the chaplain and caseworkers, and written
requests to the religious accommodations committee. (Pl. Decl., ECF No. 130 at 14 ¶ 32.)
Plaintiff also points to a kite he sent to Director Skolnik requesting assistance in resolving an
issue regarding the treatment of Pagan inmates at LCC, to which he received a response advising
him to utilize the prison grievance procedure to resolve issues, and if unsuccessful, for the
exhaustion of administrative remedies as a predicate to litigation. (Pl. Decl., ECF No. 130 at 11
¶ 21.)
While Defendants argue that Plaintiff was not disciplined because he filed grievances,
but for the manner in which the grievances were filed which constituted an abuse of the
grievance process, Plaintiff points out that AR 740 provides that an inmate who is found to abuse
the prison grievance process is to be given NDOC Form 3098 as a sort of warning or safe harbor
prior to being disciplined, and it is undisputed he never received this form. (Pl.’s Decl., ECF No.
129 at 10 ¶¶ 19, 20; ECF No. 35-28 at 10; ECF No. 104 at 9.) Defendants contend that under
AR 707, the failure to follow a regulation does not mean an inmate may not still be given a
notice of charges for a disciplinary regulation. In addition, Emmanuel testified that the improper
grievance form was not generally used at LCC because Warden LeGrand preferred for
grievances to be answered. (Emmanuel Depo., ECF No. 105 at 145, depo. pp. 52:15-20, 53:1,
76:1-18, 79:13-16.) Plaintiff disputes this was the case, indicating that he received the Form
3098 for unrelated grievances on October 21, 2009 and December 21, 2009, with the latter being
sent to him by Ms. Emmanuel. (Pl. Decl., ECF No. 130 at 10 ¶ 20; ECF No. 130 at 24-25.)
Defendants then argue that the evidence establishes that the inmates’ actions resulted in
harassing the staff at LCC, and given the coordinated effort of the inmates, NDOC was rightfully
concerned about safety and security of the institution. Defendants maintain that the filing of
hundreds of grievances at once overwhelmed staff, and was evidence of a concerted effort
among these inmates which had the potential to develop into a security issue.
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Again, Plaintiff presents evidence that he and the other Pagan inmates involved informed
Ms. Emmanuel and others that they did not intend to harass or be vexatious, but were trying to
exhaust their administrative remedies before filing suit, which raises a factual dispute as to
whether the action taken against Plaintiff was in response to a legitimate correctional goal of
safety and security or to punish for filing grievances.
Plaintiff also points out that Widmar told him he would not be able to present witnesses
at his disciplinary hearing. Instead, Widmar said he could pose questions to defendant Helling,
which he did, but received no responses. Instead, he was merely given a copy of
Ms. Emmanuel’s November 3, 2009 memorandum to Helling, which recommended that the
inmates be served with a notice of charges for abuse of the prison grievance process. (Pl. Decl.,
ECF No. 130 at 12-13 ¶¶ 25, 26.) Plaintiff maintains that this memorandum did not answer the
questions he had posed to Helling. (Pl. Decl., ECF No. 130 at 13 ¶ 27.) Plaintiff also takes issue
with some of the statements made in Ms. Emmanuel’s memorandum. (Pl. Decl., ECF No. 130 at
13-14 ¶ ¶ 27-33.) This is additional circumstantial evidence sufficient to create a disputed issue
of fact regarding whether Defendants punished Plaintiff for filing grievances or related to
legitimate safety concerns.
Plaintiff further contends that he was sentenced to punishment for abuse of the grievance
procedure without a basis for such punishment in the governing regulation, AR 740.
Plaintiff claims that on the morning of his disciplinary hearing, December 15, 2009,
prison staff told him, before the hearing had even taken place, that he would be sent to
disciplinary segregation after the hearing. (Pl. Decl., ECF No. 130 at 15 ¶ 34.) When he arrived
for the hearing, security staff were already there waiting to take him to disciplinary segregation.
(Id.) In addition, he advised Widmar that his intent in filing the grievances was not to harass, but
to exhaust his administrative remedies before filing a lawsuit, and that he had advised
Ms. Emmanuel and Mr. Harkreader of this. (Pl. Decl., ECF No. 130 at 15 ¶ 36.) He also advised
Widmar of his position that if prison officials thought he was abusing the grievance process by
filing the grievances in that manner, that he should have been provided with Form 3098, but he
never received that form. (Pl. Decl., ECF No. 130 at 15 ¶ 36.) Plaintiff contends that Widmar
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told him he was issued the notice of charges not for filing the grievances, but because they were
filed as a group, and that Form 3098 is only required when an individual files a grievance
violating AR 740, not when inmates file grievances as a group. Plaintiff points out that Widmar
but did not refer to any provision in AR 740 that supported his position that Plaintiff did not
have to be provided with Form 3098 when he was being served with a notice of charges for
abuse of the grievance process. (Pl. Decl., ECF No. 130 at 15-16 ¶ 37.) Despite Plaintiff’s
explanation, Widmar found Plaintiff guilty and sentenced him to fifteen days of disciplinary
segregation. (Pl. Decl., ECF No. 130 at 16 ¶ 38.)
Defendants maintain that Plaintiff’s transfer was justified because of the safety and
security concerns associated with the Pagan inmates’ coordinated effort in filing the grievances.
They assert that the filing of hundreds of grievances in a short period of time overwhelmed staff
and took them away from their other duties. Plaintiff points out that if the grievances were
indeed identical, a single response could have been made to one set of grievances and that
response could have been copied and sent to all of the inmates. Alternatively, if the prison had
issued Form 3098 to the inmates for abuse of the prison grievance procedure, that could have
stopped short the influx of grievances as well as the need to provide a substantive response.
Finally, Plaintiff states that the prison could have adopted his suggestion to waive the exhaustion
defense, thereby obviating the need of the inmates to continue through the grievance process.
These statements all serve as evidence to create a genuine dispute of material fact as to why
Plaintiff was disciplined.
Plaintiff raises the fact that one of the fifteen Pagan inmates involved was not sentenced
to disciplinary segregation. (ECF No. 129 at 15.) That inmate did not deny that he filed the
grievances, but advised Widmar that he would withdraw them, stating he no longer wanted
anything to do with it, and Widmar dismissed the charges. (Id.; ECF No. 130 at 31-35.) Plaintiff
argues that this is evidence that the inmates were being punished for filing grievances, since this
inmate admitted to filing the grievances, but the charges were dismissed when he agreed to
withdraw them.
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Plaintiff also claims that he was retaliated against when he was transferred to HDSP. At
the end of Plaintiff’s fifteen days in disciplinary segregation, he asserts that he was taken to a
classification hearing to determine if he could return to his prior unit. (Pl. Decl., ECF No. 130 at
16 ¶ 40.) He says that at that time it was determined he was not a safety and security threat, and
was approved for transfer back to his unit. (Pl. Decl., ECF No. 130 at 16 ¶ 40; ECF No. 40 at
82.) That same day, case notes were entered stating: “Inmate is part of a group of P/S inmates
who engaged in disruptive behavior at LCC and is completing DS time for this. For the
continued safety and security of LCC’s P/S units as well as these inmates adjustment, it is best to
split up the group. This is not an adverse classification, they are going to the same custody level,
PS, at HDSP.” (ECF No. 40 at 82.) Plaintiff asserts that the foregoing is evidence that he was
transferred for filing grievances. While the notes state that it was not an adverse classification,
Plaintiff retorts that he feared being transferred to HDSP because he had past violent incidents
with Aryan Warriors, a known prison gang with a substantial presence at HDSP. (Pl. Decl.,
ECF No. 130 at 17 ¶ 43.)
Ms. Carpenter testified that she participated in making the recommendation that Plaintiff
could be safely transferred to HDSP because he would be in protective segregation. Plaintiff
states, however, that general population inmates, which include gang members, do have
occasional access to protective segregation inmates. (Pl. Decl., ECF No. 130 at 18 ¶ 44.) He
states that they became aware of his arrival to HDSP and threatened him several times, causing
him to live in fear while he resided at HDSP. (Pl. Decl., ECF No. 130 at 18 ¶ 44.)
This evidence reveals additional disputed facts concerning whether Plaintiff’s transfer to
HDSP was retaliatory.
While Defendants claim that the coordinated effort of fifteen inmates filing twenty-one
grievances presented a safety risk because their conduct could potentially escalate to violence,
Plaintiff points out that there was no actual evidence of that happening. Viewed in the light most
favorable to Plaintiff, he and the other inmates were upset about the flattening of the Pagan
grounds, but acted civilly and according to regulations when they raised their concerns through
the grievance procedure in order to exhaust their administrative remedies to file a lawsuit.
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In sum, Plaintiff has presented evidence that establishes a genuine dispute of material
fact as to whether he was punished for filing grievances, and whether Defendants’ conduct was
reasonably related to legitimate correctional goals of safety. Therefore, Defendants’ motion
should be denied insofar as they assert they are entitled to qualified immunity on the retaliation
claim because no constitutional violation occurred.6
2. First Amendment Free Exercise/RLUIPA
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a. The Free Exercise Clause
“The First Amendment, applicable to state action by incorporation through the
Fourteenth Amendment, … prohibits government from making a law prohibiting the free
exercise [of religion].” Hartmann v. Cal. Dep’t of Corr. & Rehab., 707 F.3d 1114, 1122 (9th Cir.
2013) (citations and quotation marks omitted, alteration original). “Inmates retain the protections
afforded by the First Amendment, ‘including its directive that no law shall prohibit the free
exercise of religion.’” Shakur v. Schriro, 514 F.3d 878, 883-84 (9th Cir. 2008) (quoting O’Lone
v. Estate of Shabazz, 482 U.S. 342, 348 (1987)).
To implicate the Free Exercise Clause, a prisoner must establish his belief is both
sincerely held and rooted in religious belief. See Shakur, 514 F.3d at 884-85. The inquiry is not
whether a belief is a central tenet of the inmate’s religion. See id. at 885. Then, “[a] person
asserting a free exercise claim must show that the government action in question substantially
burdens the person’s practice of her religion.” Jones v. Williams, 791 F.3d 1023, 1031 (9th Cir.
2015) (citation omitted). “‘A substantial burden … place[s] more than an inconvenience on
religious exercise; it must have tendency to coerce individuals into acting contrary to their
religious beliefs or exert substantial pressure on an adherent to modify his behavior and to
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Defendants’ argue in their reply brief that Plaintiff has not raised a triable issue because his opposition relies
on his own self-serving declaration. This argument is unavailing. The Ninth Circuit has acknowledged “that declarations
are often self-serving, and this is properly so because the party submitting it would use the declaration to support his or
her position.” See Nigro v. Sears, Roebuck and Co., 784 F.3d 495, 497 (9th Cir. 2015) (citing S.E.C. v. Phan, 500 F.3d
895, 909 (9th Cir. 2007) (holding that district court erred in disregarding declarations as “uncorroborated and selfserving”). “Although the source of the evidence may have some bearing on its credibility, and thus on the weight it may
be given by a trier of fact, the district court may not disregard a piece of evidence at the summary judgment stage solely
based on its self-serving nature.” Id.
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violate his beliefs.’” Id. (quoting Ohno v. Yasuma, 723 F.3d 984, 1011 (9th Cir. 2013)).
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“The right to exercise religious practices and beliefs does not terminate at the prison
door. The free exercise right, however, is necessarily limited by the fact of incarceration, and
may be curtailed in order to achieve legitimate correctional goals or to maintain prison security.”
McElyea v. Babbit, 833 F.3d 196, 197 (9th Cir. 1987) (per curiam); see also O’Lone, 482 U.S. at
348; Cruz v. Beto, 405 U.S. 319, 322 (1972); Hartmann, 707 F.3d at 1122; Shakur, 515 F.3d at
883-84. The challenged conduct is “valid if it is reasonably related to legitimate penological
interests.” O’Lone, 482 U.S. at 348 (quoting Turner v. Safley, 482 U.S. 78, 89 (1987)).
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In analyzing the legitimacy of regulation of a prisoner’s religious expression, the court is
instructed to utilize the reasonableness factors set forth in Turner v. Safley. O’Lone, 482 U.S. at
349. The Turner factors are: (1) “there must be a ‘valid, rational connection’ between the prison
regulation and the legitimate governmental interest put forward to justify it”; (2) “whether there
are alternative means of exercising the right that remain open to prison inmates”; (3) “the impact
accommodation of the asserted constitutional right will have on guards and other inmates, and on
the allocation of prison resources generally”; (4) the “absence of ready alternatives” and the
“existence of obvious, easy alternatives.” Turner, 482 U.S. at 89-91.
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b. RLUIPA
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Section 3 of RLUIPA provides:
No government shall impose a substantial burden on the religious
exercise of a person residing in or confined to an institution …
even if the burden results from a rule of general applicability,
unless the government demonstrates that imposition of the burden
on that person -- (1) is in furtherance of a compelling
governmental interest; and (2) is the least restrictive means of
furthering that compelling governmental interest.
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42 U.S.C. § 2000cc-1(a). “The Supreme Court has recognized RLUIPA as … [a] ‘congressional
effort[ ] to accord religious exercise heightened protection from government-imposed
burdens[.]” Greene v. Solano County Jail, 513 F.3d 982, 986 (9th Cir. 2008) (quoting Cutter v.
Wilkinson, 544 U.S. 709, 714 (2005)).
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“Under RLUIPA, the challenging party bears the initial burden of proving that his
religious exercise is grounded in a sincerely held religious belief …, and that the government’s
action substantially burdens his religious exercise.” Holt v. Hobbs, 135 S.Ct. 853, 857 (2015)
(citations omitted). “Religious exercise” under RLUIPA is “any exercise of religion, whether or
not compelled by, or central to, a system of religious belief.” 42 U.S.C. § 2000cc-5(7)(A). Under
RLUIPA, the concept of religious exercise “shall be construed in favor of a broad protection of
religious exercise, to the maximum extent permitted by the terms of this chapter and the
Constitution.”
c. Analysis
Defendants do not argue that Plaintiff’s claim fails for lack of a sincerely held religious
belief for purposes of the Free Exercise Clause or RLUIPA. Instead, they argue: (1) Plaintiff
failed to provide evidence as to how NDOC’s actions of charging him with abusing the
grievance process, sentencing him to disciplinary segregation or transferring him to HDSP
created a substantial burden to his religious practices; and (2) prison security is a compelling
government interest. (ECF No. 104 at 23-24.)
In support of their argument they state that
Plaintiff conceded he can exercise his religion indoors and has access to the chapel.
Plaintiff contends that because he was kept in disciplinary segregation for fifteen days
starting December 16, 2009, he was unable to participate in any ceremonies for the Solstice
holiday celebrated by Pagans. (Pl. Decl., ECF No. 130 at 16 ¶ 39.) In addition, Plaintiff asserts
that while he was at HDSP, he was denied access to any outdoor area for the practice of his
pagan faith. (Pl. Decl., ECF No. 130 at 18 ¶ 45.)
This evidence is sufficient to raise a triable issue as to whether Plaintiff’s practice of
religion was substantially burdened under the Free Exercise Clause and RLUIPA.
Insofar as Defendants argue that their conduct furthered a compelling government
interest, Defendants generally refer to safety and security, presumably referencing the safety and
security arguments they made with respect to the retaliation claim, but the court has found that
there are factual disputes concerning whether their action was supported by a legitimate
correctional goal. Moreover, they do not address whether their conduct was the least restrictive
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means of furthering a compelling government interest under RLUIPA. “‘The least-restrictivemeans standard is exceptionally demanding,’ and it requires the government to ‘sho[w] that it
lacks other means of achieving its desired goal without imposing a substantial burden on the
exercise of religion by the objecting part[y.]” Holt, 135 S.Ct. at 864 (quoting Hobby Lobby, 134
S.Ct. at 2780). Plaintiff has provided evidence that Defendants could have issued a Form 3098,
responded to the grievances “en masse” or waived the exhaustion requirement in order to quell
what they thought was a coordinated effort resulting in a security threat. This is sufficient to
defeat summary judgment on this issue.
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Therefore, insofar as Defendants argue there was no constitutional violation for qualified
immunity purposes as to Plaintiff’s free exercise and RLUIPA claims, their motion should be
denied.
3. Equal Protection
“The Equal Protection Clause requires the State to treat all similarly situated people
equally.” Hartmann, 707 F.3d at 1123 (citing City of Cleburne v. Cleburne Living Ctr., 473 U.S.
432, 439 (1985)). “This does not mean, however, that all prisoners must receive identical
treatment and resources.” Hartmann, 707 F.3d at 1123 (citations omitted). The plaintiff must
establish that “the defendants acted with an intent or purpose to discriminate against [him] based
upon membership in a protected class.” Id. (citations and internal quotation marks omitted).
Defendants argue that Plaintiff has no evidence that he was singled out because of his
religion. (ECF No. 104 at 25-26.) Instead, they contend that he was disciplined and transferred
because for abusing the grievance process.
As with the other claims, Plaintiff has produced evidence sufficient to raise a genuine
dispute of material fact as to whether he was disciplined and transferred because of his religion.
Plaintiff states in his declaration that after the destruction of the Pagan grounds, he and the other
inmates were upset and tried to discuss the matter with staff, but were essentially told that
nothing could be done. (Pl. Decl., ECF No. 130 at 7 ¶¶ 9-11.) This led to the inmates deciding to
file a lawsuit and initiating the filing of grievances to exhaust their administrative remedies
concerning what they believed to be unfair treatment of Pagan inmates at LCC. (Pl. Decl.,
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ECF No. 130 at 8 ¶ 13.) He contends that Ms. Emmanuel immediately responded by preparing a
memorandum to Mr. Helling, which Plaintiff maintains did not accurately reflect the situation
and left out critical details. (Pl. Decl., ECF No. 130 at 13-14 ¶¶ 27-33.) In addition, Plaintiff
points to the fact that he did not receive Form 3098 when Emmanuel herself issued the form to
Plaintiff in other instances, as well as the disciplinary hearing, where he was not allowed to call
witnesses, his questions to Mr. Helling were not answered, and he believes that his guilt was
determined before the hearing. (Pl. Decl., ECF No. 130 at 10 ¶¶ 20, 34, 35.) Finally, he points
out that he was transferred to HDSP despite knowledge that there was a gang hostile to him
there. (Pl. Decl., ECF No. 130 at 18 ¶ 44.) While Ms. Carpenter testified she did not believe
Plaintiff would be in danger because he would be in protective segregation at HDSP, Plaintiff
maintains that in reality general population inmates do have occasion access to protective
segregation inmates. (Id.)
These are disputed facts, and viewed in the light most favorable to Plaintiff, a fact-finder
could determine that Plaintiff was treated differently because of his Pagan faith. As a result,
insofar as Defendants argue they are entitled to qualified immunity because there was no equal
protection violation, their motion should be denied.
C. Were Plaintiff’s Constitutional Rights Clearly Established?
Defendants argue that even if there is a factual question as to whether constitutional
violations occurred (as the court has concluded here), they are still entitled to qualified immunity
because the constitutional violations of which Plaintiff complained were not clearly established
in 2009. They claim that there was no case law in existence in 2009 that would have put them on
notice that their actions violated the Constitution. Plaintiff, on the other hand, argues that the law
was sufficiently clear to put Defendants on notice that they were violating his rights.
Defendants supplemented their motion with reference to a recent Supreme Court case,
White v. Pauly, 137 S.Ct. 548 (2017), which addressed the qualified immunity defense in the
context of a Fourth Amendment excessive force claim. (ECF No. 116.)
White reaffirmed that “[q]ualified immunity attaches when an official’s conduct ‘does not
violate clearly established statutory or constitutional rights of which a reasonable person would
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have known.’” White, 137 S.Ct. at 551 (quoting Mullenix v. Luna, 136 S.Ct. at 308).). A case
directly on point is not required, but “‘existing precedent must have placed the statutory or
constitutional question beyond debate.’” Id. The court took occasion to reiterate that “‘clearly
established law’ should not be defined ‘at a high level of generality.’” Id. at 552 (quoting
Ashcroft v. al-Kidd, 563 U.S. 731, 742 (2011). “[T]he clearly established law must be
‘particularized’ to the facts of the case.” Id. (citing Anderson v. Creighton, 483 U.S. 635, 640
(1987)). “Otherwise, ‘[p]laintiffs would be able to convert the rule of qualified immunity … into
a rule of virtually unqualified liability simply by alleging violation of extremely abstract rights.’”
Id.
In White, the Supreme Court held that general statements of law concerning excessive
force set forth in Graham v. Connor, 490 U.S. 386 (1989) and Tennessee v. Garner, 471 U.S. 1
(1985), and relied upon by the appellate court in denying qualified immunity, “d[id] not by
themselves create clearly established law outside ‘an obvious case.’” Id. (quoting Brosseau v.
Haugen, 543 U.S. 194, 199 (2004) (per curiam); Plumhoff v. Rickard, 134 S.Ct. 2012, 2023
(2014)). That being said, “general statements of the law are not inherently incapable of giving
fair and clear warning to officers, …, but in light of pre-existing law the unlawfulness must be
apparent[.]” Id. (internal citations and quotation marks omitted).
The Supreme Court concluded that White was “not a case where it [wa]s obvious that
there was a violation of clearly established law under Garner and Graham,” intimating that the
case did not involve a “run-of-the-mill Fourth Amendment violation.” Id. Instead, the case
presented a “unique set of circumstances” as it involved a police officer who arrived late to the
scene of ongoing police activity and witnessed shots fired by one of many persons in a house
surrounded by officers and then shot and killed an armed occupant of the house without giving a
warning first. The Supreme Court noted that clearly established federal law did not “prohibit a
reasonable officer who arrives late to an ongoing police action in circumstances like this from
assuming that proper procedures, such as officer identification, have already been followed” or
requires the officer “to second-guess the earlier steps already taken by his or her fellow officers.”
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The Ninth Circuit very recently discussed qualified immunity, and specifically the clearly
established law component of the defense, post-White, in S.B. v. County of San Diego, -- F.3d---,
2017 WL 1959984 (9th Cir. May 12, 2017). S.B. also involved a Fourth Amendment excessive
force claim. There the Ninth Circuit concluded, as the court has here, that taking the facts in the
light most favorable to the plaintiff, the district court properly determined that a reasonable juror
could find a constitutional violation. It then turned to the second prong of the qualified immunity
analysis—the clearly established law prong. Id. at * 5. The court reiterated that this inquiry
“‘must be undertaken in light of the specific context of the case, not as a broad general
proposition,’” and this is especially the case in the Fourth Amendment context, “where ‘[i]t is
sometimes difficult for an officer to determine how the relevant legal doctrine, here excessive
force, will apply to the factual situation the officer confronts.” Id. (quoting Mullenix, 136 S.Ct. at
308).
The Ninth Circuit went on to specifically note “the Supreme Court’s recent frustration”
with the appellate courts, and the Ninth Circuit in particular, in defining clearly established law
“at a high level of generality.” Id. (citing City & County of San Francisco v. Sheehan, 135 S.Ct.
1765, 1775-76 (2015)). In S.B., the Ninth Circuit stated that it “hear[d] the Supreme Court loud
and clear,” indicating that to impose liability on the defendant it had to identify precedent as of
the time of the conduct in question that put the defendant on notice that his conduct in the
particular circumstances present violated the Constitution (in that case, constituted excessive
force). Id. at * 6. The Ninth Circuit described White’s clearly established law standard as
“exacting.” Id. at *7.
Neither the Supreme Court nor the Ninth Circuit has specifically discussed what level of
factual similarity is required in the context of an inmate action asserting a retaliation claim,
particularly post-White. Therefore, the court is left with little guidance other than the Supreme
Court’s instruction that clearly established law should not be defined at a high level of
generality, but that liability may still attach if pre-existing law makes the violation apparent.
Here, neither the parties nor the court is not aware of a case that is directly factually
similar to the retaliation issues presented here; therefore, the court must decide whether existing
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law nevertheless was sufficiently clear so as to put Defendants on notice that their conduct
violated the Constitution.
It was well established at the time of the events giving rise to this action that prisoners
had a First Amendment right to file prison grievances. Rhodes v. Robinson, 408 F.3d 559, 567
(9th Cir. 2005) (citing Bruce v. Ylst, 351 F.3d 1283, 1288 (9th Cir. 2003)). Without this “bedrock
constitutional guarantee[ ], inmates would be left with no viable mechanism to remedy prison
injustices.” Id. It was also clearly established that “purely retaliatory actions taken against a
prisoner for having exercised [that right] necessarily undermine[s] th[at] protection[ ]” and “such
actions violate the Constitution quite apart from any underlying misconduct they are designed to
shield.” Id. (citing Pratt v. Rowland, 65 F.3d 802, 806 & n. 4 (9th Cir. 1995) (“[T]he prohibition
against retaliatory punishment is ‘clearly established law’ in the Ninth Circuit, for qualified
immunity purposes.”). Rhodes involved a prisoner who alleged that officers confiscated,
withheld and destroyed his property, threatened to transfer him to another institution and
assaulted him because he exercised his right to file grievances. Id. at 568. In addition, in Rizzo v.
Dawson, 778 F.2d 527 (9th Cir. 1985), the Ninth Circuit clearly held that prison officials could
not transfer an inmate to another prison in retaliation for exercising his First Amendment rights.
In Rhodes, which was decided in 2005, the Ninth Circuit specifically stated that “‘the
prohibition against retaliatory punishment is clearly established law in the Ninth Circuit, for
qualified immunity purposes.’” Rhodes, 408 F.3d at 569 (citing Pratt, 65 F.3d at 806).
The court must address whether this statement by the Ninth Circuit squares with the
“exacting” clearly established law standard of White. The court finds that it does under these
circumstances.
Defendants argue that Rhodes did not deal with an “organized, concerted effort of over a
dozen inmates abusing the grievance procedure in an attempt to circumvent the petition
prohibition” (ECF No. 131 at 2:21-23) and the conduct of charging these inmates with abuse of
the grievance process (ECF No. 131 at 8:19-20). They contend that Rhodes did not address the
“unique set of facts and circumstances” present here where “fifteen (15) inmates acted in
lockstep to draft and submit hundreds of identical grievances.” (ECF No. 131 at 15-16.)
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While mindful of the Supreme Court’s admonition in White, reiterated by the Ninth
Circuit in S.B., the court does not find that it needs to define the clearly established law from
Rhodes and Rizzo any more narrowly. Defendants’ argument that the law was not clearly
established relies on the court accepting Defendants’ version of the facts (that Plaintiff and the
other inmates filed a host of grievances with the intent to harass in order to get back at prison
officials for flattening the pagan grounds). In analyzing qualified immunity, however, the court
must take the facts in the light most favorable to Plaintiff. See e.g. S.B. v. County of San Diego, -- F.3d. ---, 2017 WL 1959984, at *6 (9th Cir. May 12, 2017).
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Under Plaintiff’s version of the facts, after the Pagan grounds were flattened he and other
inmates filed a multitude of grievances concerning various issues they wanted to raise in a
lawsuit and Plaintiff advised defendant Emmanuel that he did not intend to be vexatious, but was
trying to exhaust his administrative remedies as AR 740 required him to do before he could file a
lawsuit. In addition, under Plaintiff’s version of the facts, Defendants ignored his justification for
filing the grievances, and proceeded to punish him with disciplinary segregation and a transfer to
HDSP.
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Whether the incident involved Plaintiff filing twenty grievances, or Plaintiff and other
inmates each filing twenty grievances, the court is of the opinion that Defendants were on notice
that subjecting Plaintiff to disciplinary action and transfer for filing grievances in order to
exhaust his administrative remedies (as he asserts here) violates the Constitution via Rhodes and
Rizzo.
The court does not find this version of facts to be so unusual such that Defendants would
not have realized their conduct could violate the Constitution under Rhodes. See Hope v. Pelzer,
520 U.S. 730, 741 (2002) (“officials can be on notice that their conduct violates established law
even in novel factual circumstances.”).
Therefore, the court finds that viewing the facts in the light most favorable to Plaintiff,
the contours of Plaintiff’s right against retaliation were sufficiently clear so that reasonable
persons in Defendants’ positions would have understood that what they did violated the
Constitution. As such, Defendants’ renewed motion for summary judgment on qualified
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immunity grounds should be denied as to the retaliation claim.
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Insofar as the Free Exercise Clause, RLUIPA and Equal Protection claims are concerned,
Defendants’ motion generally states that there was no case prior to 2009 that would have put
them on notice that their conduct violated Plaintiff’s constitutional rights. (ECF No. 104 at 26,
28, 29.) Plaintiff’s response focuses only on the retaliation claim in the discussion of whether the
law was clearly established. (ECF No. 129 at 30-34.) Defendants’ reply brief similarly focuses
only on the retaliation claim. (ECF No. 131 at 14-18.)
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Since none of the parties specifically briefed the issue of whether the law was clearly
established with respect to the Free Exercise Clause, RLUIPA or Equal Protection claims, the
court will not take up the issue sua sponte. Defendants’ motion should remain denied as to these
claims because they did not establish there was no violation of these constitutional rights under
the first prong of the qualified immunity analysis.
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III. RECOMMENDATION
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IT IS HEREBY RECOMMENDED that the District Judge enter an order DENYING
Defendants’ Renewed Motion for Summary Judgment Based on Qualified Immunity (ECF No.
104).
The parties should be aware of the following:
1. That they may file, pursuant to 28 U.S.C. § 636(b)(1)(C), specific written objections to
this Report and Recommendation within fourteen days of receipt. These objections should be
titled "Objections to Magistrate Judge's Report and Recommendation" and should be
accompanied by points and authorities for consideration by the district judge.
2. That this Report and Recommendation is not an appealable order and that any notice of
appeal pursuant to Rule 4(a)(1) of the Federal Rules of Appellate Procedure should not be filed
until entry of judgment by the district court.
DATED: May 19, 2017.
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__________________________________________
WILLIAM G. COBB
UNITED STATES MAGISTRATE JUDGE
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