Macias v. Baker et al
Filing
74
ORDER - IT IS THEREFORE ORDERED that the petition (ECF No. 6 ) is DENIED in its entirety.IT IS FURTHER ORDERED that a COA is DENIED.IT IS FURTHER ORDERED the Clerk of Court is directed to substitute Calvin Johnson for Respondent Renee Baker.IT IS FURTHER ORDERED that the Clerk shall enter judgment and close this case. Signed by Judge Robert C. Jones on 5/9/2022. (Copies have been distributed pursuant to the NEF - CJD)
Case 3:15-cv-00461-RCJ-CLB Document 74 Filed 05/09/22 Page 1 of 17
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UNITED STATES DISTRICT COURT
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DISTRICT OF NEVADA
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***
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FRANK MACIAS,
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Case No. 3:15-cv-00461-RCJ-CLB
Petitioner
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CALVIN JOHNSON, 1 et al.,
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ORDER
v.
Respondents
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Petitioner, Frank Macias (“Petitioner” or “Macias”), filed a petition for writ of habeas
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corpus under 28 U.S.C. § 2254 (“petition”). (ECF No. 6.) Macias challenges his convictions for
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robbery and attempted murder, each with the use of a deadly weapon, and possession of a firearm
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by an ex-felon, on the grounds trial counsel was ineffective. (ECF No. 6 at 3.) This matter is before
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the Court for adjudication on the merits of the remaining grounds of the petition. 2 As discussed
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below the petition and a certificate of appealability are denied.
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According to the state corrections department’s inmate locator page, Macias is incarcerated at High Desert
State Prison. The department’s website reflects Calvin Johnson is the warden for that facility. At the end of this order,
the Court directs the Clerk of Court to substitute Calvin Johnson for respondent Renee Baker, under, inter alia, Federal
Rule of Civil Procedure 25(d).
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The Court previously dismissed grounds 2 and 5 as conclusory. (ECF No. 32 at 2–3, 7.) The Court further
determined grounds 1(a), 1(b), 1(c), 3 and 6 are unexhausted and Macias submitted an affidavit abandoning these
unexhausted claims. (ECF Nos. 32 at 3–7; 44 at 4; 46.) There does not appear to be a ground 4 in the petition. (ECF
No. 6.) Thus, the remaining grounds of the petition are 1(d), 1(e), and 1(f). (ECF No. 6 at 3.)
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I.
Background 3
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A.
Macias shot Carlos Acosta
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Carlos Acosta testified that on February 3, 2007, he returned home from a family gathering
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around one or two in the morning and took a stroll around the block near his house to smoke a
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cigarette. (Exhibit 41 at 26–27; ECF No. 24-23 at 26–27.) Acosta had a methamphetamine pipe in
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his possession, and although he admitted he smoked methamphetamine prior to the family
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gathering that started around 8:30 p.m., he denied consuming drugs or alcohol at the gathering.
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(Id. at 27, 32.)
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Acosta said he knew Macias as “Demon” and “Frank” and interacted with him at parties.
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(Id. at 27–28.) As Acosta was walking, he saw Macias drive up in a red Cadillac. (Id.) Acosta said
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Macias got out of the vehicle, put a gun in his face, told him, “Pocket check” and “wanted
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everything in [his] pockets.” (Id.) Acosta told Macias he could have “30 bucks” but wished to keep
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$20 to buy diapers. (Id. at 28–29.) Macias told Acosta he wanted it all and held the gun in Acosta’s
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face while he took $50 from Acosta’s pockets. (Id.) Acosta called Macias a “piece of shit,” and
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started walking away, and Macias replied, “Yeah, piece of shit,” and shot Acosta in the back. (Id.)
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Acosta saw Macias drive away, and then ran home and called 911. (Id.) Acosta told the 911
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dispatcher the shooter was in a red vehicle. (Id. at 30.) Acosta said he went into shock when he
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saw his own blood and passed out when he saw the ambulance. (Id.)
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On cross-examination, Acosta admitted he told the dispatcher he did know the color of the
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gun, but at trial claimed the gun was chrome. (Id. at 33–34.) He admitted he told the dispatcher he
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knew the person who shot him, he did not really know the shooter, and did not know who shot
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him. (Id. at 34, 36.) Acosta accounted for these conflicting statements by explaining he was in
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shock and didn’t know what he was saying at the time. (Id. at 36.) He agreed he was uncooperative
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with police just after he was shot but denied telling family members not to cooperate with
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The Court makes no credibility findings or other factual findings regarding the truth or falsity of the
evidence from the state court. The Court’s summary is merely a backdrop to its consideration of the issues presented
in the case. Any absence of mention of a specific piece of evidence does not signify the Court overlooked it in
considering Macias’s claims.
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authorities. (Id. at 35–36.) He also denied telling police anything about the phrase “You done a
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girl dirty.” (Id.)
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University Medical Center trauma physician Jay Coates performed surgery on Acosta’s
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gunshot wound. (Id. at 40–41.) Coates said when Acosta arrived at the hospital, he exhibited a
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gunshot wound to his back and early signs of shock. (Id. at 42.) Coates removed the bullet and
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repaired Acosta’s transected colon. (Id. at 42–43.)
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B.
Macias made incriminating statements to James McKay. 4
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James McKay testified Macias, whom he also knew as “Demon,” showed up at his house
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at 5:30 a.m., on February 3, 2007, and they went to a casino. (Exhibit 44 at 26–27: ECF No. 24-
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26 at 26–27.) McKay did not see Macias with a gun that day but admitted he told police that Macias
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told him he had an altercation earlier that morning, used his gun to shoot at someone, and “got real
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sloppy.” (Id. at 27–28.) McKay also admitted he told police that Macias “waves” a small silver
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gun “around all the time.” (Id.)
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After they departed the casino, McKay drove Macias’s red Cadillac to McKay’s cul-de-sac
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but kept driving when they spotted police. (Id.) Although Macias asked McKay to drive the
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vehicle, it was not uncommon for them to drive each other’s vehicles. (Id. at 27, 30–31.) McKay
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said the police stopped their vehicle and searched his house as part of a separate investigation into
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vehicle thefts that included stolen vehicles parked near McKay’s home. (Id. at 26, 28–30.) He
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admitted he had three prior felony convictions, including grand larceny and attempted burglary,
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and believed something might have tied him to the stolen vehicles. (Id. at 29.) He said he was led
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to believe he would go to prison if he was charged with another theft-related crime, but such
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charges would not materialize if he gave a statement concerning Macias. (Id. at 29–30.) He said
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he was told that if he did not cooperate, something bad might happen to him or they might call
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Senior Services to take away his grandmother; however, police did not find any evidence with
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which to charge him. (Id.)
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A material witness warrant issued for McKay’s arrest because he did not wish to testify and previously
refused the State’s subpoena for trial. (Exhibit 44 at 26; ECF No. 24-26 at 26; Exhibit 44 at 5; ECF No. 24-27 at 5.)
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Las Vegas Metropolitan Police Department (“Metro”) officer Randy Stamps testified he
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and his partner stopped McKay and Macias in the red Cadillac, arrested Macias on outstanding
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warrants, and although they found no firearm, they found Winchester bullets in the center console
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of the vehicle during an inventory search. (Exhibit 44 at 6–8, 10; ECF No. 24-27 at 6–8, 10.) Metro
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detective Jeffrey Swanbeck testified he went to the scene of the traffic stop and discovered the red
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Cadillac had no license plates and neither Macias nor McKay had proof of insurance or
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registration. (Exhibit 44 at 5–6; ECF No. 24-26 at 5–6.) Swanbeck said Macias denied having a
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gun that day and denied everything about the shooting of Acosta. (Id.)
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C.
Acosta positively identified Macias as the shooter.
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Detective Swanbeck testified he discovered from Acosta’s 911 call that the shooting
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involved a red vehicle, so he prepared a six-photo lineup that included Macias’s photograph (but
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not McKay’s photograph) and showed the lineup to Acosta after surgery. (Exhibit 44 at 6–7, 10;
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ECF No. 24-26 at 6–7, 10.) Swanbeck testified he read an admonition to Acosta that the shooter
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may or may not be in the lineup, showed Acosta the lineup photos without corresponding names,
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and Acosta immediately identified Macias and initialed his identification. (Id. at 7.) Swanbeck said
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although Acosta was fresh out of surgery, he “pointed directly” to the photo of Macias, “seemed
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to know what he was doing,” and said that was not his first encounter with Macias. (Id. at 9–10.)
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Acosta testified he identified “Demon” as the shooter when he viewed the photo lineup at
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the hospital. (Exhibit 41 at 31–32; ECF No. 24-23 at 31–32.) Acosta testified he had difficulty
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writing after surgery but confirmed the accuracy of his statement (in Swanbeck’s handwriting):
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Demon was the person who robbed and shot him. Acosta has known Demon
for a while and has known him to drive a red four-door Cadillac with no plates for
two to three weeks. Although . . . Acosta was in the hospital bed, as he was shot in
the back, he was still able to immediately recognize and positively identify Macias
as Demon and the person, who robbed and shot him. Acosta pointed to Number 2
and initialized him.
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(Exhibit 41 at 31–32; ECF No. 24-23 at 31–32; see also Exhibit 44 at 7–8; ECF No. 24-26 at 7–
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8.) Acosta testified he had no doubt Macias was the man who shot him. (Id. at 32.)
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Swanbeck said Acosta led him to believe the shooter told Acosta “You did a girl dirty,”
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pulled out a gun, demanded money, and Acosta tossed $30 at the shooter. (Exhibit 44 at 9; ECF
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No. 24-26 at Id. at 9.) Swanbeck said Acosta did not appear to be under the influence of drugs,
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although he looked like he was in pain. (Id.) Swanbeck did not ask Acosta whether he partook in
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any illegal narcotics or was intoxicated but agreed it was important to do so when asking an
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individual to identify someone involved in a crucial incident. (Id. at 9–10.)
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D. Police found circumstantial evidence connecting Macias to the shooting.
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Forensic scientists Crystina Vachon analyzed gunshot residue particles taken from the front
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and back of the portions of Macias’s hands associated with shooting a handgun, and opined Macias
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“may have discharged a firearm, handled a discharged firearm, or was in close proximity to a
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discharged firearm.” (Exhibit 44 at 18–19; ECF No. 24-26 at 18–19.) Vachon said the gunshot
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residue kit manufacturer recommends taking samples within four hours of a shooting. (Id.)
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Although Macias’s residue samples were taken 9.5 hours after Acosta was shot, it did not change
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Vachon’s conclusions and opinions. (Id.) Vachon admitted she could not say Macias “definitely”
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discharged, handled, or was in proximity to, a firearm. (Id.)
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Forensic scientist Matthew Noedel compared the Winchester bullet cartridges found in the
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red Cadillac to the bullet retrieved from Acosta during his surgery and concluded they were
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consistent in design features, including crimping and the zinc/copper ratio. (Exhibit 44 at 14–17;
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ECF No. 24-27 at 14–17; Exhibit 48 at 16–18; ECF No. 24-31 at 16–18.) In response to a juror’s
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question, however, Noedel acknowledged the zinc to copper ratio is approximately identical for
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all Winchester bullets except for small variations. (Exhibit 48 at 18; ECF No. 24-31 at 18.)
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D.
The defense presented potential alibi witnesses.
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Norma Kelley testified that around the first of February 2007—and possibly February 2—
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between 9:00 p.m. and 10:30 p.m., she pulled into her neighbor’s driveway and backed into
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Macias’s red Cadillac which was parked across the street. (Exhibit 48 at 4–9, 11; ECF No. 24-31
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at 4–6, 9, 11.) Kelley never met Macias before the accident, and he gave her a piece of paper with
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his phone number and the name “Frank.” (Id. at 5, 7.) Based on a photograph, she identified the
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dent she caused to the rear quarter panel of Macias’s vehicle. (Id. at 9–10.) She said she left after
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the accident, returned home around 1:00 a.m., and Macias’s vehicle was still parked where she hit
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it. (Id. at 6.) District Attorney investigator, John Nicolan, testified that during his interview with
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Kelley, she did not recall the precise date of the accident and initially told him the accident
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occurred at 8:00 p.m., later told him it occurred at 10:00 p.m., but never told him it occurred at
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11:00 or 11:30 p.m. (Exhibit 49 at 5; ECF No. 24-32 at 5.)
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Kelley’s neighbor, Angel Barajas, testified he had known Macias for about fifteen years as
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of February of 2007 and never heard anybody refer to Macias as “Demon.” (Exhibit 48 at 19, 25;
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ECF No. 24-31 at 19, 25.) He said that on a Friday night in February of 2007, Macias “showed up
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in a [red] Cadillac that his parents had just got him” that still had a dealer sticker on it and no
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license plates. (Id. at 20, 28.) After visiting inside his house for several hours, they hung out in the
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garage drinking beers and talking until around 10:30 or 11:00 p.m., when they heard a “crash”,
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and realized Barajas’s neighbor hit Macias’s vehicle. (Id. at 21–23, 25.) Barajas said the neighbor
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apologized and agreed to pay for the repair, and then he and Macias continued to hang out until
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Macias left. (Id. at 22.) Barajas initially said Macias left around 2:30 or 3:00 a.m., but admitted he
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told an investigator Macias left around 1:00 or 2:00 a.m., and on cross-examination stated Macias
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left at “2, 2:30, somewhere around there.” (Id. at 22–24.)
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The jury convicted Macias as charged of (1) robbery with use of a deadly weapon, (2)
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attempted murder with use of a deadly weapon, and (3) possession of a firearm by an ex-felon, and
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the state district court sentenced him to inter alia 24 to 60 years imprisonment. (Exhibit 4 at 2–3;
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ECF No. 11-4 at 2–3.) Macias unsuccessfully sought direct and postconviction review. (Exhibits
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62, 113; ECF Nos. 25-13, 26-23.)
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II.
Governing Standards of Review
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A.
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The Antiterrorism and Effective Death Penalty Act (AEDPA) provides the legal standards
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for consideration of the petition:
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(d) An application for a writ of habeas corpus on behalf of a person in custody
pursuant to the judgment of a State court shall not be granted with respect to any
claim that was adjudicated on the merits in State court proceedings unless the
adjudication of the claim—
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Antiterrorism and Effective Death Penalty Act (AEDPA)
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(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
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(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d).
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A state court decision is contrary to clearly established Supreme Court precedent, within
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the meaning of 28 U.S.C. § 2254, “if the state court applies a rule that contradicts the governing
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law set forth in [the Supreme Court’s] cases” or “if the state court confronts a set of facts that are
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materially indistinguishable from a decision of [the Supreme Court] and nevertheless arrives at a
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result different from [the Supreme Court’s] precedent.” Lockyer v. Andrade, 538 U.S. 63, 73
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(2003) (quoting Williams v. Taylor, 529 U.S. 362, 405–06 (2000), and citing Bell v. Cone, 535
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U.S. 685, 694 (2002)). A state court decision is an unreasonable application of clearly established
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Supreme Court precedent, within the meaning of 28 U.S.C. § 2254(d), “if the state court identifies
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the correct governing legal principle from [the Supreme Court’s] decisions but unreasonably
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applies that principle to the facts of the prisoner’s case.” Id. at 75 (quoting Williams, 529 U.S. at
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413). “The ‘unreasonable application’ clause requires the state court decision to be more than
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incorrect or erroneous . . . [rather] [t]he state court’s application of clearly established law must be
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objectively unreasonable.” Id. (quoting Williams, 529 U.S. at 409) (internal citation omitted).
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Where there is no clearly established federal law, i.e., no holding from the Supreme Court,
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stating a particular standard or rule at the time of the state court’s decision, then, by definition, a
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petitioner cannot establish under AEDPA that the state court’s decision was either contrary to or
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an unreasonable application of clearly established federal law. See, e.g., Carey v. Musladin, 549
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U.S. 70, 76–77 (2006); see also Williams, 529 U.S. at 390, 412 (interpreting “[t]he meaning of the
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phrase ‘clearly established Federal law, as determined by the Supreme Court of the United States’”
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contained in 28 U.S.C. § 2254(d)(1) as referring to “the holdings, as opposed to the dicta, of the
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[Supreme] Court’s decisions as of the time of the time of the relevant state-court decision.”).
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The Supreme Court has held, “[a] state court’s determination that a claim lacks merit
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precludes federal habeas relief so long as ‘fairminded jurists could disagree’ on the correctness of
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the state court’s decision.” Harrington v. Richter, 562 U.S. 86, 101 (2011) (citing Yarborough v.
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Alvarado, 541 U.S. 652, 664 (2004)). The Supreme Court has stated “that even a strong case for
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relief does not mean the state court’s contrary conclusion was unreasonable.” Id. at 102
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(citing Lockyer, 538 U.S. at 75); see also Cullen v. Pinholster, 563 U.S. 170, 181 (2011)
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(describing the standard as a “difficult-to-meet” and “highly deferential standard for evaluating
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state-court rulings, which demands state-court decisions be given the benefit of the doubt.”
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(internal quotation marks and citations omitted)).
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B.
Standards for Effective-Assistance-of-Counsel
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On petitioner’s claims of ineffective assistance of counsel, he must demonstrate (1) the
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attorney’s “representation fell below an objective standard of reasonableness[;]” and (2) the
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attorney’s deficient performance prejudiced the petitioner such that “there is a reasonable
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probability that, but for counsel’s unprofessional errors, the result of the proceeding would have
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been different.” Strickland v. Washington, 466 U.S. 668, 687–88, 694 (1984). “A reasonable
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probability is a probability sufficient to undermine confidence in the outcome.” Id. at 694. It is a
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petitioner’s burden to show “counsel made errors so serious that counsel was not functioning as
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the ‘counsel’ guaranteed . . . by the Sixth Amendment.” Id. at 687.
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“[T]he Sixth Amendment does not guarantee the right to perfect counsel; it promises only
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the right to effective assistance.” Burt v. Titlow, 571 U.S. 12, 24 (2013). When considering an
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ineffective assistance of counsel claim, a court “must indulge a strong presumption that counsel’s
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conduct falls within the wide range of reasonable professional assistance.” Strickland, 466 U.S. at
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689 (citation omitted). On the performance prong, the issue is not what counsel might have done
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differently but whether counsel’s decisions were reasonable from his or her perspective at the time.
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Id. at 689–90. A petitioner making an ineffective assistance claim “must identify the acts or
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omissions of counsel that are alleged not to have been the result of reasonable professional
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judgment.” Id. at 690. In considering such claims, a court is obligated to “determine whether, in
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light of all the circumstances, the identified acts or omissions were outside the wide range of
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professionally competent assistance.” Id. Under Strickland, strategic choices made “after thorough
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investigation of law and facts relevant to plausible options are virtually unchallengeable.” Id. On
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the other hand, “strategic choices made after less than complete investigation are reasonable
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precisely to the extent that reasonable professional judgments support the limitations on
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investigation.” Id. at 690–91.
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“Establishing that a state court’s application of Strickland was unreasonable under §
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2254(d) is all the more difficult” because “[t]he standards created by Strickland and § 2254(d) are
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both ‘highly deferential,’” and when applied in tandem, “review is ‘doubly so.’” See Richter, 562
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U.S at 105 (internal citations omitted); see also Cheney v. Washington, 614 F.3d 987, 995 (9th Cir.
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2010) (“When a federal court reviews a state court’s Strickland determination under AEDPA, both
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AEDPA and Strickland’s deferential standards apply; hence, the Supreme Court’s description of
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the standard as ‘doubly deferential.’”) (citing Yarborough v. Gentry, 540 U.S. 1, 6 (2003)).
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III.
Discussion
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A.
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In ground 1, Esquivel claims trial counsel provided ineffective assistance in violation of
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Ground 1
the Sixth and Fourteenth Amendments. (ECF No. 6 at 3.)
1.
Ground 1(d)—Failure to Object to Testimony about Felony Warrants
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In ground 1(d), Macias claims trial counsel provided ineffective assistance by failing to
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object or move for mistrial when Detective Swanbeck mentioned Macias had prior “felony”
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warrants. (ECF No. 6 at 3.)
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Prior to the presentation of testimony, the parties agreed witnesses could indicate Macias
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was taken into custody on outstanding warrants. (Exhibit 41 at 22; ECF No. 24-23 at 22.) In
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opening remarks, the State prosecutor stated “Mr. Macias [was] arrested for some warrants that he
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has at the time, that’s why he’s picked up.” (Exhibit 41 at 24; ECF No. 24-23 at 24.) In his
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testimony, however, Detective Swanbeck testified he discovered Macias “had felony warrants.”
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(Exhibit 44; ECF No. 24-26 at 5.) Defense counsel did not immediately object to Swanbeck’s
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characterization of the warrants as felonious, but objected during a trial break:
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[DEFENSE COUNSEL]: One thing to which I do have an objection, I did not lodge
at the time simply because I did not want to draw attention to it. The officer who
had testified earlier—bear with me—Officer Swinebeck [sic]. He had—Swanbeck,
excuse me. We had discussed, we meaning Your Honor and [the prosecutor] had
discussed in chambers the fact that Mr. Macias was placed in custody because he
had warrants, period. And then we put that on the record. Mr. Swanbeck either
accidentally or otherwise stated felony warrants. I did not want to jump up and crow
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at that point in time. We had already admonished all the parties. That frustrated me
quite a great deal, but again, I did not highlight the fact, we cannot unring the bell
at that point in time.
Obviously I have an objection to that particular characterization of those
warrants which may have been felony in nature, they may have been traffic
warrants. It’s my understanding they were going to leave it just at warrants, he did
not testify accordingly. If [the prosecutor] is going to speak to Mr. McKay or any
future witnesses, I would greatly appreciate it if he could admonish them
specifically to adhere to what we have agreed to both off and on the record, that
being Mr. Macias was placed into custody because of outstanding warrants period.
[THE STATE]: That’s fine, Your Honor. I don’t think there was any malicious
action on the part of the detective testifying. It’s not certainly something that I told
him to do in court nor do I think it’s really an issue. There were four felony warrants
at the time that Mr. Macias was arrested that he was—that he was picked up on, so
it was accurate to that degree. And I would admonish all future witnesses to
specifically just say warrants and not felony warrants.
[DEFENSE COUNSEL]: And my contention was not about the inaccuracy, it was
about all parties’ agreement.
THE COURT: I understand what you’re saying. Is there a curative instruction you
want me to give or anything like that or do you think that will draw more attention
to it?
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[DEFENSE COUNSEL]: It very well may, Your Honor, I do not have a curative
instruction prepared at this point in time. I’ll—
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THE COURT: All right. You think about it over lunch—
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[DEFENSE COUNSEL]: I will.
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THE COURT: —and if you think you want a curative instruction, I’ll write it down
on my list of things to ask you about.
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[DEFENSE COUNSEL]: Thank you, Your Honor.
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(Id. at 15–16.) Later that day, the state district court asked if the defense wished a curative
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instruction and defense counsel stated, “If I do, I’ll prepare one and submit it to . . . your clerk.”
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(Exhibit 44 at 23; ECF No. 24-27 at 23.) The jury instructions do not contain a curative instruction.
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(Exhibit 50; ECF No. 25-1.)
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On direct appeal, the Nevada Supreme Court rejected Macias’s claim that the state district
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court improperly admitted Swanbeck’s testimony about Macias’s prior felony warrants as other
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bad act evidence:
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[M]acias argues that the district court improperly permitted the introduction
of other bad act evidence. At trial, Detective Jeffrey Swanbeck testified that while
Macias was detained on the day of the shooting, he discovered that Macias had
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felony warrants, and Detective Douglas Bishop testified that Macias’ companion,
James McKay, had information regarding stolen vehicles. Macias objected to both
comments.
Evidence of uncharged bad acts is presumed to be inadmissible. Tavares v.
State, 117 Nev. 725, 731, 30 P.3d 1128, 1131 (2001), modified on other grounds
by Mclellan v. State, 124 Nev. ___, ___, 182 P.3d 106, 111 (2008). Before
admitting prior bad acts evidence, the district court must conduct a hearing outside
the presence of the jury and determine whether “‘(1) the incident is relevant to the
crime charged; (2) the act is proven by clear and convincing evidence; and (3) the
probative value of the [other act] is not substantially outweighed by the danger of
unfair prejudice.’” Rhymes v. State, 121 Nev. 17, 21, 107 P.3d 1278, 1281 (2005)
(quoting Tinch v. State, 113 Nev. 1170, 1176, 946 P.2d 1061, 1064-65 (1997)).
Failure to conduct this hearing is “reversible error unless ‘(1) the record is sufficient
for this court to determine that the evidence is admissible under the test for
admissibility of bad acts evidence . . .; [sic] or (2) where the result would have been
the same if the trial court had not admitted the evidence.’” Id. at 22, 107 P.3d at
1281 (quoting Qualls v. State, 114 Nev. 900, 903-04, 961 P.2d 765, 767 (1998)).
The testimony about Macias’ arrest based on felony warrants and McKay
providing information related to stolen vehicles alluded to prior bad acts involving
Macias and his companion. While Macias had stipulated that Detective Swanbeck
could testify that Macias was arrested based on outstanding warrants, Macias did
not stipulate to felony description of those warrants. Therefore, the challenged
testimony was inadmissible. See NRS 48.045(1).
Nevertheless, we conclude that the result of the trial would have been the
same if the district court had not admitted the evidence. At trial, the victim
identified Macias as the man who robbed and shot him. The victim had also
identified Macias in a photographic lineup after the crime, as he had met him in the
previous weeks. A search of Macias’ car revealed ammunition consistent with the
bullet retrieved from the victim, and a gunshot residue test revealed that Macias
may have discharged a firearm. In addition, McKay told police that morning that
Macias had come to his home and stated that “he had had an altercation where he
had to use the gun.” Based on this evidence, we conclude that any error in admitting
the challenged testimony was harmless.
(Exhibit 62 at 4–6; ECF No. 25-13 at 4–6.)
20
In postconviction proceedings, the Nevada Court of Appeals rejected Macias’s claim that
21
counsel was ineffective in failing to request a mistrial based on Swanbeck’s testimony about
22
Macias’s “felony” warrants:
23
24
25
26
27
28
[M]acias argues the district court erred in denying claims of ineffective
assistance of counsel raised in his January 19, 2010, petition and supplements. To
prove ineffective assistance of counsel, a petitioner must demonstrate counsel’s
performance was deficient in that it fell below an objective standard of
reasonableness, and resulting prejudice such that there is a reasonable probability,
but for counsel’s errors, the outcome of the proceedings would have been different.
Strickland v. Washington, 466 U.S. 668, 687-88 (1984); Warden v. Lyons, 100 Nev.
430, 432-33, 683 P.2d 504, 505 (1984) (adopting the test in Strickland). Both
components of the inquiry must be shown, Strickland, 466 U.S. at 697, and the
petitioner must demonstrate the underlying facts by a preponderance of the
evidence, Means v. State, 120 Nev. 1001, 1012, 103 P.3d 25, 33 (2004).
11
Case 3:15-cv-00461-RCJ-CLB Document 74 Filed 05/09/22 Page 12 of 17
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2
3
4
5
6
7
8
....
[M]acias argued trial counsel was ineffective for failing to object or move
for a mistrial when a police officer testified he discovered Macias had felony
warrants. Macias failed to demonstrate his counsel’s performance was deficient or
resulting prejudice. Macias’ counsel objected to this testimony and the trial court
overruled the objection. In light of the trial court’s ruling, Macias failed to
demonstrate objectively reasonable trial counsel would have raised further
arguments regarding this testimony. In addition, on direct appeal the Nevada
Supreme Court concluded admission of testimony regarding Macias’ felony
warrants was error, but the error was harmless. Macias v. State, Docket No. 52332
(Order of Affirmance, November 4, 2009), and accordingly, Macias failed to
demonstrate a reasonable probability of a different outcome had counsel raised
further arguments regarding this issue. Therefore, we conclude the district court did
not err in denying this claim.
9
(Exhibit 113 at 2, 5; ECF No. 26-23 at 2, 5.) The state appellate court’s rejection of this claim was
10
neither contrary to, nor an unreasonable application of Strickland and does not constitute an
11
unreasonable determination on the facts in the state court record.
12
The state appellate court reasonably determined counsel’s conduct fell within the wide
13
range of reasonable professionally competent assistance. Strickland, 466 U.S. at 690. The record
14
demonstrates defense counsel made a tactical decision not to object to Swanbeck’s testimony in
15
front of the jury. Counsel indicated he did not wish to “jump up” and “crow” about it when
16
Swanbeck testified. In accordance with state law, the state district court offered to read the jury a
17
curative instruction to atone for the error. 5 Counsel thought a curative instruction might “very
18
well” draw more attention to testimony but agreed to think about that option and subsequently
19
stated a proposed curative instruction would be submitted if the defense desired one. Counsel’s
20
performance was not deficient because an objectively reasonable attorney could determine, as a
21
tactical matter, that a curative instruction might remind the jury about the prejudicial testimony
22
and emphasize the felonious nature of the warrants. Because a curative instruction is the proper
23
remedy under state law, the state appellate court reasonably determined there was no reasonable
24
probability the result of the proceedings would have been different had counsel pursued further
25
argument on the matter, i.e., a mistrial. There is also no reasonable probability the outcome of the
26
27
28
According to the Nevada Supreme Court, “[a] witness's spontaneous or inadvertent references to
inadmissible material, not solicited by the prosecution, can be cured by an immediate admonishment directing the jury
to disregard the statement.” See Ledbetter v. State, 122 Nev. 252, 264, 129 P.3d 671, 680 (2006) (citing Carter v.
State, 121 Nev. 759, 770, 121 P.3d 592, 599 (2005)).
5
12
Case 3:15-cv-00461-RCJ-CLB Document 74 Filed 05/09/22 Page 13 of 17
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proceedings would have been different had counsel obtained a curative instruction as there was
2
overwhelming evidence of guilt. See supra, pp. 10–11.
3
4
5
6
For the foregoing reasons, Macias is not entitled to federal habeas relief for ground 1(d).
2.
Ground 1(e)—Failure to Object to References to Macias as “Demon.”
In ground 1(e), Macias alleges trial counsel provided ineffective assistance by failing to
object to references to him as “Demon.” (ECF No. 6 at 3.)
7
The identity of Acosta’s shooter was at issue at trial as Macias presented evidence
8
ostensibly in support of an alibi defense. See supra, p. 6. During opening statements, the State
9
contended “[C]arlos Acosta – knew Frank Macias as Demon. That was his street name. That’s the
10
name he knew him by. Or Frank, I think he knew both, but Demon was the main name.” (Exhibit
11
41 at 24; ECF No. 24-23 at 24.) The prosecutor further argued the evidence would show that
12
Acosta told police “It was Demon that did this to him.” (Id.) Acosta and McKay each testified they
13
knew Macias by the names “Frank” and “Demon” and identified Macias as the individual they
14
knew by the name “Demon.” The State’s use of the nickname or moniker “Demon” during
15
testimony was used in the context of questions verifying the identity of Macias as “Demon” and
16
references to Macias by the name “Demon” in closing arguments were, in the main, accompanied
17
by argument concerning identifications of Macias and “Demon” as the same person. (Exhibits 41
18
at 24, 28, 32; 44 at 10, 27; 48 at 25; 49 at 6, 7, 8, 9, 14; ECF Nos. 24-26 at 10, 27; 24-31 at 25; 24-
19
32 at 6, 7, 8, 9, 14.)
20
The state appellate court rejected this claim in postconviction proceedings:
21
[M]acias argued trial counsel was ineffective for failing to object when
witnesses and the State used Macias’ “Demon” moniker during the trial. Macias
failed to demonstrate his trial counsel’s performance was deficient or resulting
prejudice. The victim and another witness testified that they and others referred to
Macias as Demon and the State posed follow-up questions regarding their
relationship with Macias. The victim later testified he recognized Macias as the
person who robbed and shot him because of his prior dealings with Macias. Under
the circumstances in this matter, Macias’ “Demon” moniker was relevant to
demonstrate how the victim identified Macias and the probative value of this
evidence did not substantially outweigh its prejudicial nature. See NRS 48.015;
NRS 48.035(1). Accordingly, Macias failed to demonstrate his counsel acted in an
unreasonable manner by failing to object to introduction of this information or a
reasonable probability of a different outcome had counsel raised objections.
Therefore, we conclude the district court did not err in denying this claim.
22
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25
26
27
28
13
Case 3:15-cv-00461-RCJ-CLB Document 74 Filed 05/09/22 Page 14 of 17
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(Exhibit 113 at 4; ECF No. 26-23 at 4.) The state appellate court’s rejection of this claim was
2
neither contrary to, nor an unreasonable application of Strickland and does not constitute an
3
unreasonable determination of the facts in the state court record.
4
The identification of the shooter was a critical issue in the case and the two most crucial
5
witnesses, Acosta and McKay, knew Macias by the name “Demon,” as well as by the name
6
“Frank.” As such, a reasonable defense attorney could determine it was futile to object to the
7
State’s use of the name “Demon” in the context of testimony and argument about the identification
8
of Macias. Moreover, given the overwhelming evidence of guilt, i.e., Acosta’s identification,
9
McKay’s testimony about Macias’s statements, and the circumstantial forensic evidence, there was
10
no reasonable probability the result of the proceeding would have been different had counsel
11
objected to references to Macias’s moniker or nickname. See supra, pp. 3–5.
12
The state appellate court reasonably determined counsel’s failure to object to references to
13
Macias’s nickname, “Demon,” did not fall outside the wide range of reasonable professionally
14
competent assistance and does not constitute deficient or prejudicial performance. Strickland, 466
15
U.S. at 690. Macias is not entitled to federal habeas relief for ground 1(e).
16
3.
17
Ground 1(f)—Failure to Investigate and Obtain Acosta’s Medical
Records Before Trial.
18
In ground 1(f), Macias alleges trial counsel provided ineffective assistance by failing to
19
investigate and obtain Acosta’s medical records, including a toxicology report, before trial. (ECF
20
No. 6 at 3.)
21
Following the testimony of Acosta’s surgeon, Dr. Coates, defense counsel objected to
22
admission of Acosta’s medical records because some of them were not previously provided to
23
counsel and counsel needed additional time to review them:
24
THE STATE: [I] would move for admission of the records that he’s got in front of
him in his file. They are a COR production.
25
THE COURT: The records as he has them are Exhibit 49. [Defense counsel], do
you have concerns regarding that?
26
27
28
///
DEFENSE COUNSEL: Your Honor, my concern is that I haven’t seen these
records as of yet. Evidently there is a COR attached. I was not provided with these.
14
Case 3:15-cv-00461-RCJ-CLB Document 74 Filed 05/09/22 Page 15 of 17
1
I have maybe half inch of meds, this is about two inches. I’m not sure who brought
it, but I haven’t had a chance to go through it.
2
THE STATE: That’s fine, he can review them and—
3
DEFENSE COUNSEL: If we could hold off, if I could have a copy of that, review
it this evening.
4
5
THE COURT: We’ll look at them at the evening [sic] when you don’t get to go
home, but the jury does. Do you have any cross-examination?
6
DEFENSE COUNSEL: I do, Your Honor.
7
THE COURT: Okay.
8
DEFENSE COUNSEL: Unfortunately, some of it might be predicated upon the
information contained in those documents.
9
10
THE COURT: He said he reviewed the operative report. Although that stack of
documents may be pretty high, he said he looked at the operative report.
11
DEFENSE COUNSEL: That’s correct. Maybe I can clear things—
12
THE COURT: Which is like four pages.
13
DEFENSE COUNSEL: Maybe they’ll clear some things up.
14
THE STATE: Which counsel has, Your Honor. So.
15
DEFENSE COUNSEL: I do—I did receive the operative report this morning, Your
Honor, but. [sic]
16
17
(Exhibit 41 at 44; ECF No. 24-23 at 44.)
18
Defense counsel thereafter cross-examined Dr. Coates, who stated a toxicology report, if
19
any, would be contained in Acosta’s three-inch-thick stack of medical records. (Id. at 44, 46.) The
20
state district court subsequently arranged to provide a complete copy of the medical records to
21
defense counsel and defense counsel reserved the right to recall Acosta “depending upon what’s
22
in the med [sic] records.” (Id. at 46–47.) The next day, counsel stated the defense did not object to
23
the admission of Acosta’s medical records into evidence. (Exhibit 44 at 2; ECF No. 24-27 at 2.)
24
25
26
27
28
In closing remarks, defense counsel argued the medical records, which the jury could
review because they were admitted into evidence, contained no toxicology report:
[I]’ll submit to you that [Acosta] was strolling around the neighborhood at
1 or 2 in the morning, smoking his meth pipe.
And now someone had asked if there was a toxicology report or any drug
reports or analysis performed. You can go through Exhibit—I believe it’s 48 [sic],
15
Case 3:15-cv-00461-RCJ-CLB Document 74 Filed 05/09/22 Page 16 of 17
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2
3
4
5
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which is the med records. They’re about three inches thick. I went through them
when I received them on Monday; I couldn’t find a toxicology report. Trust me, I
looked; I checked and double checked. No toxicology report was run. So, we don’t
know what kind of meds [Acosta] had in his system.
We do, however, know a little bit about Mr. Acosta. He admitted on the
stand that he only uses—or at least close in time to this incident, only used meth.
However, on his intake services report . . . he was asked: Any recreational drugs . .
. and he wrote something here but then the words marijuana are written right there.
So, now at least he’s admitting to the doctors that he does do some recreational
drugs . . . [a]t least we know he used the meth day of and he admitted in his intake
report that he had used marijuana. And it states here: approximately one week ago,
doesn’t reference the meth that he did that preference [sic] 12 hours. And if you
want to look at this sheet, it’s about two-thirds of the way down that entire stack.
(Exhibit 49 at 10–11; ECF No. 24-32 at 10–11.)
The Nevada Court of Appeals rejected this claim:
16
[M]acias argued trial counsel was ineffective for failing to file a pretrial
motion requesting the victim’s toxicology report. Macias failed to demonstrate his
trial counsel’s performance was deficient or resulting prejudice. During the trial,
counsel questioned a doctor regarding a possible toxicology report for the victim
and the doctor responded such a report would be contained in the victim’s medical
records if such a report existed. Counsel later asserted the medical records did not
contain a toxicology report. Macias did not provide a toxicology report during the
postconviction proceedings, and therefore, he failed to demonstrate counsel could
have obtained such a report through reasonably diligent efforts. Macias also failed
to demonstrate a reasonable probability of a different outcome had counsel sought
a toxicology report because he did not demonstrate such efforts would have
produced favorable evidence. Therefore, we conclude the district court did not err
in denying this claim.
17
(Exhibit 113 at 2–3; ECF No. 26-23 at 2–3.) The state appellate court’s rejection of this claim was
18
neither contrary to, nor an unreasonable application of Strickland’s performance prong and does
19
not constitute an unreasonable determination of the facts in the state court record.
11
12
13
14
15
20
The state court record demonstrates counsel had adequate time to analyze the additional
21
medical records received during trial and reserved the right to recall Acosta to testify should
22
counsel discover an advantage in doing so. The record further demonstrates Dr. Coates testified a
23
toxicology report, if any, would be contained in Acosta’s medical records and counsel confirmed
24
in closing remarks that no toxicology report was found in those records. Because counsel had
25
sufficient time to analyze the relevant medical records, and Macias presented no evidence that a
26
toxicology report exists, the state appellate court reasonably concluded counsel’s failure to seek
27
the medical records and a toxicology report before trial did not fall below the wide range of
28
reasonable professionally competent assistance under Strickland.
16
Case 3:15-cv-00461-RCJ-CLB Document 74 Filed 05/09/22 Page 17 of 17
For the foregoing reasons, Macias is not entitled to federal habeas relief on ground 1(f).
1
2
IV.
Certificate of Appealability
3
This is a final order adverse to Macias. Rule 11 of the Rules Governing Section 2254 Cases
4
requires this Court to issue or deny a certificate of appealability (“COA”). This Court therefore
5
has sua sponte evaluated the claims within the petition for suitability for the issuance of a
6
COA. See 28 U.S.C. § 2253(c); Turner v. Calderon, 281 F.3d 851, 864–65 (9th Cir. 2002). Under
7
§ 2253(c)(2), a COA may issue only when the petitioner “has made a substantial showing of the
8
denial of a constitutional right.” With respect to claims rejected on the merits, a petitioner “must
9
demonstrate that reasonable jurists would find the district court’s assessment of the constitutional
10
claims debatable or wrong.” Slack, 529 U.S. at 484 (citing Barefoot v. Estelle, 463 U.S. 880, 893
11
& n.4 (1983)). Applying this standard, the Court finds a COA is unwarranted. See Slack, 529 U.S.
12
at 484.
13
V.
Conclusion
14
IT IS THEREFORE ORDERED that the petition (ECF No. 6) is DENIED in its entirety.
15
IT IS FURTHER ORDERED that a COA is DENIED. Reasonable jurists would not find
16
the Court’s procedural ruling dismissing grounds 2 and 5 as conclusory debatable or wrong and
17
reasonable jurists would not find it debatable whether this Court was correct in its procedural ruling
18
that grounds 1(a), 1(b), 1(c), 3 and 6 are unexhausted. (ECF Nos. 32 at 7; 46.)
19
20
21
22
IT IS FURTHER ORDERED the Clerk of Court is directed to substitute Calvin
Johnson for Respondent Renee Baker.
IT IS FURTHER ORDERED that the Clerk shall enter judgment and close this case.
Dated: May 9, 2022.
_______________________________
ROBERT C. JONES
UNITED STATES DISTRICT JUDGE
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