Keller v. Baca

Filing 41

ORDER - Respondents' motion to dismiss the petition (ECF No. 14 ) is granted in part and denied in part as specified herein. (See pdf Order for specifics.) Petitioner will have until 3/15/2018 within which to mail to the Clerk for filing a motion to dismiss re exhaustion, or for stay and abeyance. Petitioner's motion for appointment of counsel (ECF No. 38 ) is denied. Petitioner's motion for an extension of time (ECF No. 37 ) is denied. Signed by Judge Miranda M. Du on 2/13/2018. (Copies have been distributed pursuant to the NEF - DRM)

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1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 DISTRICT OF NEVADA 8 *** 9 BRET KELLER, 10 11 12 Case No. 3:15-cv-00563-MMD-VPC Petitioner, v. ORDER ISIDRO BACA, et al., Respondents. 13 14 This pro se petition for a writ of habeas corpus comes before the Court on the 15 respondents’ motion to dismiss (ECF No. 14). Petitioner has opposed (ECF No. 31), and 16 respondents have replied (ECF No. 35). In addition, petitioner has moved for an extension 17 of time to file a response to the respondents’ reply (ECF No. 37). Finally, petitioner has 18 moved the Court for appointment of counsel (ECF No. 38). 19 I. BACKGROUND 20 In this action, petitioner challenges his conviction pursuant to a guilty plea of 21 attempted murder. (ECF No. 7; Exh. 10.1) 22 On September 14, 2011, petitioner signed a waiver of preliminary examination in 23 which he agreed to plead guilty to attempted murder. (Exh. 5.) The document provided 24 that the parties would be free to argue for his sentence, that certain other cases against 25 petitioner would be dismissed, that petitioner would also plead guilty to a separate charge 26 of domestic battery, second offense, and that no other charges or enhancements would 27 28 1 The exhibits cited in this order, which comprise the state court record, are located at ECF Nos. 16-20. 1 be filed. (Id.; see also Exh. 8 (Tr. at 3-4).) That same date, an information was filed in the 2 Second Judicial District Court charging petitioner with the attempted murder of Kimberly 3 Keller and Thomas A. on or about July 13, 2011. (Exh. 6.) 4 On September 27, 2011, petitioner appeared at his arraignment with counsel Scott 5 Edwards and entered a plea of guilty to the charge of attempted murder. (Exh. 8.) 6 Sentencing was initially scheduled for November 8, 2011, but on that date Edwards 7 appeared before the state trial court and represented that the petitioner’s presentence 8 investigation report had not yet been disclosed. (Exh. 9.) At counsel’s request, sentencing 9 was continued to November 22, 2011. (See id.) 10 On November 22, 2011, after hearing from the victim and her daughter, the court 11 sentenced petitioner to a term of 96 to 240 months’ imprisonment. (Exh. 9A.) Petitioner 12 appealed. (Exh. 12.) On appeal, petitioner — still represented by Edwards — argued that 13 the trial court improperly considered the victim’s daughter’s impact statement because 14 during it she (1) stated that she did not believe petitioner felt remorse and (2) referenced 15 prior uncharged acts of domestic violence. (Exh. 26.) On July 25, 2012, the Nevada 16 Supreme Court affirmed. (Exh. 28.) In particular, the court noted that petitioner had not 17 objected to the daughter’s impact statement and thus his claims were subject to review 18 only for plain error. (Id.) Remittitur on the direct appeal issued on August 21, 2012. (Exh. 19 29.) 20 On June 12, 2013, petitioner filed in state court a motion for a sixty-day extension 21 of time to file his petition for writ of habeas corpus and a motion for withdrawal of attorney 22 and transfer of records. (Exhs. 32 & 33.) In the motions, which were dated June 5, 2013, 23 petitioner represented that Edwards had not provided him with his opening brief on direct 24 appeal and asked the court to order Edwards to transfer petitioner his case file. (Exhs. 32 25 & 33.) 26 On July 15, 2013, petitioner filed a petition for writ of habeas corpus in state court. 27 (Exh. 38.) The petition asserted one ground: Sixth Amendment ineffective assistance of 28 counsel. Petitioner alleged counsel was ineffective based on: “(1) No time afforded for 2 1 investigation or preparation”; (2) “P.S.I. not received until morning of sentence”; (3) “Last 2 minute plea bargain with threat. Take it or leave it”; and (4) “Unprofessional conduct in 3 court on presentence 11/8/11 under the influence. Several witnesses.” (Exh. 38.) On July 4 16, 2013, the state court granted petitioner’s motion to withdraw and for the transfer of 5 his records. (Exh. 39.) 6 On September 4, 2013, petitioner filed a motion to compel Edwards to comply with 7 the court’s order directing transfer of his records and a motion for sanctions regarding the 8 failure to comply. (Exhs. 41 & 42.) On January 6, 2014, petitioner filed a document with 9 the state court indicating that Edwards still had not complied with the court’s order to 10 transfer petitioner’s files. (Exh. 43.) 11 On January 17, 2014, the state court appointed Karla Butko to represent petitioner 12 in his postconviction proceedings. (Exh. 44.) Butko thereafter filed a supplemental habeas 13 petition asserting further ineffective assistance of counsel claims. (Exh. 45.) After the trial 14 court denied the petition, petitioner appealed. (Exhs. 52 & 55.) The Nevada Supreme 15 Court affirmed on June 19, 2015, and remittitur issued on July 13, 2015. (Exhs. 68 & 69.) 16 On or about November 16, 2015, petitioner dispatched the instant federal habeas 17 petition for filing. (See ECF No. 1; ECF No. 7 at 29.) On that same date, petitioner filed a 18 second state habeas petition. (Exh. 72.) The state trial court denied the second state 19 habeas petition as untimely and successive, among other procedural bars, and the 20 Nevada Court of Appeals affirmed. (Exhs. 81 & 92). 21 Respondents move to dismiss the instant federal petition on several procedural 22 grounds, including timeliness, exhaustion, and procedural default. Respondents further 23 argue that several of petitioner’s claims are not cognizable in habeas. 24 II. ANALYSIS 25 A. Timeliness 26 The Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) established 27 a one-year period of limitations for federal habeas petitions filed by state prisoners. The 28 one-year limitation period begins to run after the date on which the judgment challenged 3 1 became final by the conclusion of direct review or the expiration of the time for seeking 2 such direct review, unless it is otherwise tolled or subject to delayed accrual.2 28 U.S.C. 3 § 2244(d)(1)(A). The limitations period is tolled while “a properly filed application for State 4 post-conviction or other collateral review” is pending. Id. § 2244(d)(2). An untimely state 5 habeas petition is not “properly filed” and thus does not toll the limitations period. Pace v. 6 DiGuglielmo, 544 U.S. 408, 413 (2005). In addition, a state habeas petition cannot toll a 7 federal limitations period that has already expired by the time the state petition is filed. 8 Laws v. Lamarque, 351 F.3d 919, 922 (9th Cir. 2003). 9 The Nevada Supreme Court affirmed petitioner’s conviction on July 25, 2012. 10 Petitioner’s judgment of conviction thus became final on October 23, 2012 — after the 11 90-day period to seek certiorari from the United States Supreme Court expired. 12 Accordingly, the time period for filing a federal habeas petition began to run on October 13 24, 2012. On July 15, 2013, petitioner filed his state postconviction habeas petition. The 14 time during which that petition was pending tolled the limitations period under the statute. 15 Two hundred and sixty-five (265) days elapsed between the date petitioner’s judgment 16 became final and the filing of his state postconviction petition. The Nevada Supreme 17 Court issued remittitur on its decision affirming the denial of the petition on July 13, 2015. 18 Absent a basis for tolling or other delayed accrual, then, the limitations period expired 100 19 days after July 13, 2015, on October 21, 2015. Petitioner filed his federal petition, at the 20 earliest, on November 16, 2015. Accordingly, unless petitioner establishes a basis for 21 tolling or other delayed accrual, the instant petition was filed twenty-six (26) days after the 22 expiration of the federal statute of limitations. 23 In his opposition, petitioner asserts that he is entitled to equitable tolling. A 24 petitioner can establish an entitlement to equitable tolling under certain, very limited 25 circumstances. Equitable tolling is appropriate only if the petitioner can show that: (1) he 26 /// 27 28 2While the statute of limitations may also begin to run from other events, petitioner does not claim, and it does not appear from the record, that any of the other events is applicable in this case. 4 1 has been pursuing his rights diligently, and (2) some extraordinary circumstance stood in 2 his way and prevented timely filing. Holland v. Florida, 560 U.S. 631, 649 (2010). 3 Equitable tolling is “unavailable in most cases,” Miles v. Prunty, 187 F.3d 1104, 1107 (9th 4 Cir. 1999), and “the threshold necessary to trigger equitable tolling is very high, lest the 5 exceptions swallow the rule,” Miranda v. Castro, 292 F.3d 1063, 1066 (9th Cir. 2002) 6 (quoting United States v. Marcello, 212 F.3d 1005, 1010 (7th Cir. 2000)). The petitioner 7 ultimately has the burden of proof on this “extraordinary exclusion.” Id. at 1065. He 8 accordingly must demonstrate a causal relationship between the extraordinary 9 circumstance and the lateness of his filing. E.g., Spitsyn v. Moore, 345 F.3d 796, 799 (9th 10 Cir. 2003). Accord Bryant v. Arizona Attorney General, 499 F.3d 1056, 1061 (9th Cir. 11 2007). 12 Construed liberally, petitioner’s opposition asserts that he is entitled to equitable 13 tolling because he did not have his case file when he was preparing to file his state 14 postconviction petition.3 (ECF No. 31 at 10-11.) While the complete lack of a case file 15 might, under some circumstances, justify equitable tolling, see Waldron-Ramsey v. 16 Pacholke, 556 F.3d 1008, 1013 (9th Cir. 2009); Lott v. Mueller, 304 F.3d 918, 924-25 (9th 17 Cir. 2002), petitioner’s allegation does not — standing alone — establish an entitlement 18 to tolling. Petitioner has not established his own diligence before June 5, 2013, when he 19 first decided to seek his file from his attorney, or “that the hardship caused by lack of 20 access to his materials was an extraordinary circumstance that caused” the untimely filing 21 of his federal petition. See Waldron-Ramsey, 556 F.3d at 1013. However, it is a non- 22 frivolous claim of equitable tolling and thus further factual development would be required 23 before the Court could rule on it. In the interests of judicial economy, the Court exercises 24 /// 25 26 27 28 3The Court notes that this argument was raised under the heading “Procedural Default” and not specifically in connection with petitioner’s “equitable tolling” assertion. However, in the “Procedural Default” section, petitioner blames the “20-“ or “29-day delay” in filing the federal petition on Edwards’ failure to timely provide him with his file. A fair reading of the opposition, thus, is that petitioner asserts an entitlement to equitable tolling of the federal limitations period based on Edwards’ failure to provide him with his case file. 5 1 its discretion to decline to decide the issue at this time. See Van Buskirk v. Baldwin, 265 2 F.3d 1080, 1083 (9th Cir. 2001) (Court may properly deny petition on merits rather than 3 reaching “the complex questions lurking in the time bar of the AEDPA.”), cert. denied, 535 4 U.S. 950 (2002); Cooper v. Calderon, 274 F.3d 1270, 1275 n. 3 (9th Cir. 2001) (per 5 curiam) (denying petition on merits rather than remanding to consider equitable tolling); 6 see also Day v. McDonough, 547 U.S. 198, 208–209 (2006) (“In lieu of an inflexible rule 7 requiring dismissal whenever AEDPA's one-year clock has run . . . the State reads the 8 statutes, Rules, and decisions in point to permit the exercise of discretion . . . to decide 9 whether the administration of justice is better served by dismissing the case on statute of 10 limitations grounds or by reaching the merits of the petition . . . . We agree.”). 11 Accordingly, respondents’ motion to dismiss the petition on the grounds that it is 12 untimely will be denied without prejudice to renew in the answer. Should respondents 13 choose to renew the timeliness argument in their answer, petitioner will — in his reply — 14 explain and provide any available factual support demonstrating when and how he tried 15 to obtain his file from Edwards and how the lack of his file prevented the timely filing of 16 the instant habeas petition. 17 18 B. Cognizable Claims 1. Grounds 2, 3, and 4 19 Respondents argue that Grounds 2, 3, and 4 are not cognizable in federal habeas 20 proceedings. Grounds 2, 3, and 4 include claims that postconviction counsel rendered 21 ineffective assistance and that the state court erred in denying an evidentiary hearing on 22 petitioner’s state postconviction petition. Such claims are not cognizable in habeas 23 proceedings. “[T]here is no federal constitutional right to the assistance of counsel in 24 connection with state collateral relief proceedings, even where those proceedings 25 constitute the first tier of review for an ineffective assistance of counsel claim.” Martinez 26 v. Schriro, 623 F.3d 731, 739–40 (9th Cir. 2010), rev’d on other grounds by Martinez v. 27 Ryan, 566 U.S. 1 (2012); see also 28 U.S.C. § 2254(i) (“The ineffectiveness or 28 incompetence of counsel during Federal or State collateral post-conviction proceedings 6 1 shall not be a ground for relief in a proceeding arising under section 2254.”); Franzen v. 2 Brinkman, 877 F.2d 26, 26 (9th Cir. 1989) (“[E]rrors in the state post-conviction review 3 process is not addressable through habeas corpus proceedings.”). Accordingly, Grounds 4 2, 3, and 4 are dismissed with prejudice to the extent they assert ineffective assistance 5 of postconviction counsel or errors in state postconviction proceedings. To the extent 6 Ground 8 asserts ineffective assistance of postconviction counsel, that claim will also be 7 dismissed. The Court notes that Grounds 2, 3, 4, and 8 all assert claims beyond 8 ineffective assistance of postconviction counsel or errors in postconviction proceedings, 9 and thus the grounds are not hereby dismissed in their entirety. 2. 10 Respondents assert that Ground 9 does not assert any factual allegations 11 12 Ground 9 supporting any claim. The Court agrees. Ground 9 will therefore be dismissed. 13 C. Exhaustion 14 Under 28 U.S.C. ' 2254(b)(1)(A), a habeas petitioner first must exhaust state court 15 remedies on a claim before presenting that claim to the federal courts. To satisfy this 16 exhaustion requirement, the claim must have been fairly presented to the state courts 17 completely through to the highest state court level of review available. E.g., Peterson v. 18 Lampert, 319 F.3d 1153, 1156 (9th Cir. 2003) (en banc); Vang v. Nevada, 329 F.3d 1069, 19 1075 (9th Cir. 2003). In the state courts, the petitioner must refer to the specific federal 20 constitutional guarantee upon which she relies and must also state the facts that entitle 21 her to relief on that federal claim. E.g., Shumway v. Payne, 223 F.3d 983, 987 (9th Cir. 22 2000). That is, fair presentation requires that the petitioner present the state courts with 23 both the operative facts and the federal legal theory upon which the claim is based. E.g., 24 Castillo v. McFadden, 399 F.3d 993, 999 (9th Cir. 2005). The exhaustion requirement 25 insures that the state courts, as a matter of federal-state comity, will have the first 26 opportunity to pass upon and correct alleged violations of federal constitutional 27 guarantees. See, e.g., Coleman v. Thompson, 501 U.S. 722, 731 (1991). 28 /// 7 1 Respondents argue that Grounds 1 and 2 are unexhausted.4 1. 2 Ground 1 3 Ground 1 asserts that the Nevada Supreme Court deprived him of his right to 4 conflict-free appellate counsel by ignoring that appellate counsel was also trial counsel 5 and thus was hindered by his own self-interest in hiding his trial errors and ignoring that 6 his counsel was incompetent due to “an alcohol-addled brain.” (ECF No. 7 at 3.) Petitioner 7 asserts that these actions were taken pursuant to a government policy of treating victims 8 better than tortfeasors by precluding presentation of mitigating evidence. (Id.) Neither the 9 allegation regarding the Nevada Supreme Court’s failures nor the allegation about a 10 government policy appears anywhere in any of petitioner’s appeals to the Nevada 11 Supreme Court. To this extent, then, Ground 1 is unexhausted. 12 Ground 1 may also be read to assert a claim that Edwards rendered ineffective 13 assistance of counsel due to a conflict of interest on appeal — specifically, because 14 Edwards was trial counsel he was motivated to hide his own mistakes when appealing 15 petitioner’s conviction. To the extent this is one of petitioner’s claims, it is unexhausted. 16 This allegation does not appear in any of petitioner’s appeals to the Nevada Supreme 17 Court.5 18 2. Ground 2 19 Respondents also argue that Ground 2 is unexhausted. As previously discussed, 20 Ground 2 is dismissed to the extent that it alleges postconviction counsel was ineffective 21 and the state court erred in denying an evidentiary hearing on postconviction review. 22 However, Ground 2 can also be read to assert claims that Edwards was ineffective for 23 failing to: (1) prepare for sentencing; (2) provide mitigating evidence at sentencing, 24 specifically the testimony of petitioner’s family; (3) object to the victim impact statement; 25 26 27 28 4Respondents had initially argued that Grounds 3-8 were also unexhausted but effectively concede in their reply that petitioner has now exhausted those claims by way of his second state habeas petition. 5It is possible to read Ground 1 as also asserting that Edwards was ineffective due to substance abuse. However, as this claim appears elsewhere in the petition, including Grounds 3 and 8, the Court will not consider this claim part of Ground 1. 8 1 (4) attack the sentence as constitutionally disproportionate; and (5) argue on appeal that 2 the plea was involuntary.6 (ECF No. 7 at 5-6.) 3 The first three allegations are exhausted as they were properly presented to the 4 Nevada Supreme Court in the appeal of petitioner’s first state postconviction petition. 5 However, the claim that Edwards failed to object to the sentence as constitutionally 6 disproportionate is not exhausted. In the first postconviction appeal, petitioner argued that 7 the sentence was constitutionally disproportionate but not that Edwards was ineffective 8 for failing to make that argument. This argument further does not appear in the second 9 postconviction habeas petition. The claim is therefore unexhausted. 10 In addition, the claim that Edwards failed to argue on appeal that the plea was 11 involuntary is not exhausted. A claim must be presented in a posture that is acceptable 12 under state procedural rules. See Sweet v. Cupp, 640 F.2d 233 (9th Cir. 1981). 13 Exhaustion cannot be achieved by a procedurally deficient or improper means. Castille v. 14 Peoples, 489 U.S. 346, 351 (1989). Although the first postconviction appeal asserted 15 Edwards was ineffective for failing to argue that the plea was involuntary, that claim had 16 not been presented to the lower court and the Nevada Supreme Court declined to decide 17 a claim that had been raised for the first time on appeal. (Exh. 68.) The first postconviction 18 petition therefore did not exhaust this claim. Nor does this claim appear in petitioner’s 19 second state postconviction petition. This claim is likewise unexhausted. 20 D. 21 Grounds 3 through 8, though exhausted, were dismissed by the state courts as 22 procedurally barred. Respondents therefore move to dismiss Grounds 3 through 8 as 23 procedurally defaulted. 24 25 26 27 28 Procedural Default 6While Ground 2 also references “coercion,” it lacks any further factual specificity — i.e., who coerced petitioner or how petitioner was coerced — and thus fails to state any claim. The Court notes this specifically because although petitioner did exhaust on his first postconviction appeal a claim that Edwards coerced him into entering a guilty plea by telling him to “take it or leave it,” no such claim appears in the instant federal petition. Rather, petitioner’s only claim of coercion appears in Ground 5, in which petitioner assert that Edwards coerced him into pleading guilty at the direction of the trial court. (ECF No. 7 at 14-15). This is not the same as a claim that Edwards coerced petitioner into pleading guilty by telling him to “take it or leave it.” 9 1 A federal court cannot review a claim “if the Nevada Supreme Court denied relief 2 on the basis of ‘independent and adequate state procedural grounds.’” Koerner v. Grigas, 3 328 F.3d 1039, 1046 (9th Cir. 2003). In Coleman v. Thompson, the Supreme Court held 4 that a state prisoner who fails to comply with the state’s procedural requirements in 5 presenting his claims is barred from obtaining a writ of habeas corpus in federal court by 6 the adequate and independent state ground doctrine. Coleman v. Thompson, 501 U.S. 7 722, 731-32 (1991). A state procedural bar is “adequate” if it is “clear, consistently applied, 8 and well-established at the time of the petitioner's purported default.” Calderon v. United 9 States District Court (Bean), 96 F.3d 1126, 1129 (9th Cir. 1996). A state procedural bar 10 is “independent” if the state court “explicitly invokes the procedural rule as a separate 11 basis for its decision.” Yang v. Nevada, 329 F.3d 1069, 1074 (9th Cir. 2003). A state 12 court’s decision is not “independent” if the application of the state’s default rule depends 13 on the consideration of federal law. Park v. California, 202 F.3d 1146, 1152 (9th Cir. 14 2000). 15 Where such a procedural default constitutes an adequate and independent state 16 ground for denial of habeas corpus, the default may be excused only if “a constitutional 17 violation has probably resulted in the conviction of one who is actually innocent,” or if the 18 prisoner demonstrates cause for the default and prejudice resulting from it. Murray v. 19 Carrier, 477 U.S. 478, 496 (1986). 20 To demonstrate cause for a procedural default, the petitioner must “show that 21 some objective factor external to the defense impeded” his efforts to comply with the state 22 procedural rule. Murray, 477 U.S. at 488. For cause to exist, the external impediment 23 must have prevented the petitioner from raising the claim. See McCleskey v. Zant, 499 24 U.S. 467, 497 (1991). With respect to the prejudice prong, the petitioner bears “the burden 25 of showing not merely that the errors [complained of] constituted a possibility of prejudice, 26 but that they worked to his actual and substantial disadvantage, infecting his entire 27 [proceeding] with errors of constitutional dimension.” White v. Lewis, 874 F.2d 599, 603 28 (9th Cir. 1989) (citing United States v. Frady, 456 U.S. 152, 170 (1982)). 10 1 Grounds 3 through 8 were exhausted only by way of the second state habeas 2 petition. The Nevada Court of Appeals affirmed dismissal of the second state petition as 3 successive and untimely under NRS § 34.810 and § 34.726. (Exhs. 107 & 117). The Ninth 4 Circuit has held that application of the timeliness rule in § 34.726(1) is an independent 5 and adequate state law ground for procedural default. Moran v. McDaniel, 80 F.3d 1261, 6 1268–70 (9th Cir. 1996); see also Valerio v. Crawford, 306 F.3d 742, 778 (9th Cir. 2002). 7 The Ninth Circuit also has held that, at least in non-capital cases, NRS § 34.810 is an 8 independent and adequate state ground for procedural default. Vang v. Nevada, 329 F.3d 9 1069, 1074 (9th Cir. 2003); Bargas v. Burns, 179 F.3d 1207, 1210–12 (9th Cir. 1999). 10 The Nevada Court of Appeals’ decision in this case did not depend on the application of 11 federal law in deciding that the petition was procedurally barred. Accordingly, the Nevada 12 Court of Appeals relied on independent and adequate state law grounds in affirming the 13 dismissal of petitioner’s second state habeas petition as untimely and successive. 14 Petitioner must therefore establish cause and prejudice for the default of Grounds 3 15 through 8. 16 The Court construes petitioner’s opposition as asserting two bases for cause. 17 First, petitioner appears to argue that he could not assert his defaulted claims in 18 his first postconviction petition because he did not have his file. Petitioner does not assert 19 that Edwards abandoned him or did not do something petitioner was relying on him to do. 20 The question thus is whether the fact that petitioner did not have his case file at the time 21 of filing his state postconviction petition is sufficient cause to excuse the default of his 22 claims. Petitioner does not explain why he needed his file to present his defaulted claims. 23 All of petitioner’s claims appear to arise from his firsthand knowledge and there is thus no 24 obvious reason petitioner should have needed his case file to assert those claims. 25 Moreover, petitioner filed a supplemental petition through counsel and there is no 26 allegation that counsel lacked petitioner’s case file. Accordingly, the Court concludes that 27 the lack of petitioner’s legal file does not excuse the procedural default of Grounds 3 28 through 8. 11 1 Second, petitioner asserts that Martinez v. Ryan, 566 U.S. 1 (2012) provides cause 2 as post-conviction counsel failed to raise many of his claims. In Martinez, the United 3 States Supreme Court created a narrow, equitable rule that allows petitioners to, in some 4 cases, establish cause for a procedural default where their post-conviction counsel failed 5 to raise a substantial claim of ineffective assistance of trial counsel in initial-review 6 collateral proceedings. Id. at 16-17. The Martinez rule is an exception to the general rule 7 that errors of postconviction counsel cannot provide cause for a procedural default. 8 Coleman, 501 U.S. at 752-54; Smith v. Baldwin, 510 F.3d 1127, 1146-47 (9th Cir. 2007). 9 Martinez provides an exception only for substantial claims of ineffective assistance of trial 10 counsel. It cannot supply cause to excuse the procedural default of a substantive claim 11 of trial court error. See Martinez, 566 U.S. at 16-17. And it cannot supply cause to excuse 12 the procedural default of an ineffective assistance of appellate counsel claim. Davila v. 13 Davis, 137 S. Ct. 2058, 2064 (2017). 14 Grounds 3, 4, and 5, in part, and Grounds 6 and 7 in their entirety, assert claims 15 of trial court error/misconduct and prosecutor misconduct. Ground 4 also asserts a claim 16 that Edwards was ineffective on appeal. Martinez cannot supply cause for the default of 17 these claims. Thus, Grounds 6 and 7, and Grounds 3, 4, and 5 to the extent they assert 18 claims of trial court error/misconduct, prosecutor misconduct, or ineffective assistance of 19 appellate counsel, must be dismissed as procedurally defaulted. 20 The remainder of Grounds 3, 4, and 5 and Ground 8 assert ineffective assistance 21 of trial counsel claims against Edwards. Those claims include that Edwards was 22 ineffective because he: (1) was impaired due to substance abuse; (2) operated as an 23 agent of the state because he was an ex-schoolmate of the prosecutor; (3) used bait-and- 24 switch tactics to get petitioner to waive the preliminary hearing in that he promised 25 petitioner a sentence of two- to ten- years; and (4) failed to provide petitioner with all 26 discovery. Whether postconviction counsel was ineffective for failing to raise these claims, 27 and whether these claims are substantial, are questions that are intertwined with the 28 /// 12 1 merits of the case. The Court therefore defers the cause and prejudice analysis with 2 respect to these claims until the time of its merits determination. 3 III. MISCELLANEOUS MOTIONS 4 A. 5 Petitioner has moved for appointment of counsel (ECF No. 22). There is no 6 constitutional right to appointed counsel for a federal habeas corpus proceeding. 7 Pennsylvania v. Finley, 481 U.S. 551, 555 (1987); Bonin v. Vasquez, 999 F.2d 425, 428 8 (9th Cir.1993). The decision to appoint counsel is generally discretionary. Chaney v. 9 Lewis, 801 F.2d 1191, 1196 (9th Cir.1986), cert. denied, 481 U.S. 1023 (1987); Bashor 10 v. Risley, 730 F.2d 1228, 1234 (9th Cir.), cert. denied, 469 U.S. 838 (1984). However, 11 counsel must be appointed if the complexities of the case are such that denial of counsel 12 would amount to a denial of due process, and where the petitioner is a person of such 13 limited education as to be incapable of fairly presenting his claims. See Chaney, 801 F.2d 14 at 1196; see also Hawkins v. Bennett, 423 F.2d 948 (8th Cir.1970). Petitioner has been 15 fairly able to present his claims, and the petition is sufficiently clear. In addition, the legal 16 issues are not particularly complex. Therefore, counsel is not justified. Motion for Appointment of Counsel 17 B. Motion for Extension of Time 18 Petitioner has moved for an extension of time to file a response to the respondents’ 19 reply — effectively a surreply (ECF No. 37). Sur-replies are not authorized absent leave 20 of court, and petitioner has established no basis for the filing of a sur-reply in this case. 21 Accordingly, the motion for an extension of time will be denied as moot. 22 IV. OPTIONS ON A MIXED PETITION 23 A federal court may not entertain a habeas petition unless the petitioner has 24 exhausted all available and adequate state court remedies for all claims in the petition. 25 Rose v. Lundy, 455 U.S. 509, 510 (1982). A “mixed petition” containing both exhausted 26 and unexhausted claims is subject to dismissal. Id. Because petitioner’s petition is mixed, 27 he has three options: 28 /// 13 1. 1 2 claims; 2. 3 4 File a motion to dismiss seeking partial dismissal of only the unexhausted File a motion to dismiss the entire petition without prejudice in order to return to state court to dismiss the unexhausted claims; and/or 3. 5 File a motion for other appropriate relief, such as a motion for a stay and 6 abeyance asking this Court to hold his exhausted claims in abeyance while he returns to 7 state court to exhaust the unexhausted claims. 8 Petitioner is cautioned that stays are available only in limited circumstances and 9 that if he files a motion to stay and abey, he must show good cause for the failure to 10 exhaust and that his claims are not plainly meritless. See Rhines v. Weber, 544 U.S. 269, 11 278 (2005). If petitioner fails to file a motion as set forth above, his petition will be 12 dismissed without prejudice as a mixed petition. 13 V. 14 15 16 CONCLUSION In accordance with the foregoing, it is therefore ordered that respondents’ motion to dismiss the petition (ECF No. 14) is granted in part and denied in part as follows: 1. Grounds 2, 3, 4 and 8 are dismissed to the extent they allege ineffective 17 assistance of postconviction counsel or other errors in the state postconviction 18 proceedings; 19 2. Ground 1 is unexhausted; 20 3. Ground 2 is unexhausted to the extent it asserts that Edwards was 21 ineffective for failing to object to the sentence as constitutionally disproportionate and for 22 failing to argue on appeal that the plea was involuntary; Ground 2 is exhausted to the 23 extent it asserts that Edwards was ineffective for failing to prepare for sentencing, failing 24 to provide mitigating evidence at sentencing, specifically the testimony of petitioner’s 25 family, and failing to object to the victim impact statement; 26 4. Grounds 6 and 7 in their entirety, and Grounds 3, 4, and 5 to the extent they 27 assert ineffective assistance of appellate counsel, trial court error or misconduct, or 28 prosecutor misconduct, are dismissed as procedurally defaulted; 14 1 5. The Court will defer its cause and prejudice analysis as to the ineffective 2 assistance of trial counsel claims asserted in Grounds 3, 4, 5 and 8 until the time of the 3 merits determination. 4 It further is ordered that petitioner will have thirty (30) days from entry of this order 5 within which to mail to the Clerk for filing either: (1) a motion to dismiss seeking partial 6 dismissal only of the unexhausted claims; (2) a motion to dismiss the entire petition 7 without prejudice in order to return to state court to dismiss the unexhausted claims; 8 and/or (3) other appropriate relief, such as a motion for a stay and abeyance asking this 9 Court to hold his exhausted claims in abeyance while he returns to state court to exhaust 10 the unexhausted claims. The entire petition will be dismissed without prejudice for lack of 11 complete exhaustion if a motion as provided for herein is not timely mailed for filing. 12 13 14 15 16 It is further ordered that petitioner’s motion for appointment of counsel (ECF No. 38) is denied. It is further ordered that petitioner’s motion for an extension of time (ECF No. 37) is denied. DATED THIS 13th day of February 2018. 17 18 MIRANDA M. DU UNITED STATES DISTRICT JUDGE 19 20 21 22 23 24 25 26 27 28 15

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