Securities and Exchange Commission v. Kaplan, Esq. et al

Filing 65

ORDER granting ECF No. 62 Unopposed Motion to Modify the Asset Freeze. Signed by Judge Miranda M. Du on 3/9/2017. (Copies have been distributed pursuant to the NEF - KR)

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1 2 3 Alyssa A. Qualls (IL Bar No. 6292124) Email: Amy S. Cotter (IL Bar No. 6238157) Email: Raven A. Winters (IL Bar No. 6291077) Email: 4 5 6 7 8 9 Attorneys for Plaintiff Securities and Exchange Commission David Glockner, Regional Director Robert J. Burson, Associate Regional Director Amy S. Cotter, Assistant Regional Director Alyssa A. Qualls, Regional Trial Counsel 175 West Jackson Blvd., Suite 900 Chicago, Illinois 60604 Telephone: (312) 353-7390 Facsimile: (312) 353-7398 10 UNITED STATES DISTRICT COURT 11 DISTRICT OF NEVADA 12 Northern Division 13 14 SECURITIES AND EXCHANGE COMMISSION, Honorable Miranda Du 15 16 17 Plaintiff, ORDER MODIFYING THE ASSET FREEZE vs. 20 DAVID B. KAPLAN, ESQ., SYNCHRONIZED ORGANIZATIONAL SOLUTIONS, LLC, SYNCHRONIZED ORGANIZATIONAL SOLUTIONS INTERNATIONAL, LTD., and MANNA INTERNATIONAL ENTERPRISES, INC., 21 Defendants, 18 19 22 23 and 25 LISA M. KAPLAN, THE WATER-WALKING FOUNDATION, INC., and MANNA INVESTMENTS, LLC, 26 Relief Defendants. 24 27 28 Case No. 3:16-cv-00270-MMD-VPC 1 This cause coming before the Court upon Defendant David B. Kaplan’s Unopposed Motion 2 For Modifying The Asset Freeze Order Permitting Defendant David Kaplan And/Or Relief 3 Defendant Lisa Kaplan To Open A New Bank Account To Pay Household Living Expenses, the 4 Court orders the following: 5 1. The Defendant David B. Kaplan’s Unopposed Motion For Modifying The Asset 6 Freeze Order Permitting Defendant David Kaplan And/Or Relief Defendant Lisa Kaplan To Open 7 A New Bank Account To Pay Household Living Expenses SEC’s Motion to Show Cause is hereby 8 granted. 9 10 2. The Agreed Order of Preliminary Injunction and Other Relief As To Defendants and Relief Defendants (ECF No. 23) is hereby modified as follows: 11 a. Defendant David B. Kaplan and/or Relief Defendant Lisa Kaplan may open 12 one (1) new bank account to deposit employment income and pay household 13 living expenses; 14 b. Defendant Kaplan shall identify his prospective employer to the United 15 States Securities and Exchange Commission (“SEC”) by no later than five (5) 16 days after the entry of this order; 17 c. 18 Defendant Kaplan shall notify the SEC of the bank and account number within five (5) days of establishing the account; 19 d. The Defendant shall provide copies of the monthly account statements to the 20 SEC via email no later than five (5) days after receiving the statements from 21 the bank; and 22 e. 23 24 Defendant David Kaplan and Relief Defendant Lisa Kaplan are hereby prohibited from depositing any investor funds into the new bank account. SO ORDERED: 25 26 Dated: March 9, , 2017 The Honorable Miranda Du United States District Judge 27 28 2 Case No. 3:16-cv-00270-MMD-VPC

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