Securities and Exchange Commission v. Kaplan, Esq. et al

Filing 65

ORDER granting ECF No. 62 Unopposed Motion to Modify the Asset Freeze. Signed by Judge Miranda M. Du on 3/9/2017. (Copies have been distributed pursuant to the NEF - KR)

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Alyssa A. Qualls (IL Bar No. 6292124)
Email: [e-mail]
Amy S. Cotter (IL Bar No. 6238157)
Email: [e-mail]
Raven A. Winters (IL Bar No. 6291077)
Email: [e-mail]

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Attorneys for Plaintiff
Securities and Exchange Commission
David Glockner, Regional Director
Robert J. Burson, Associate Regional Director
Amy S. Cotter, Assistant Regional Director
Alyssa A. Qualls, Regional Trial Counsel
175 West Jackson Blvd., Suite 900
Chicago, Illinois 60604
Telephone: [phone]
Facsimile: [phone]

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UNITED STATES DISTRICT COURT

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DISTRICT OF NEVADA

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Northern Division

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SECURITIES AND EXCHANGE
COMMISSION,

Honorable Miranda Du

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Plaintiff,
ORDER MODIFYING THE ASSET
FREEZE

vs.

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DAVID B. KAPLAN, ESQ.,
SYNCHRONIZED ORGANIZATIONAL
SOLUTIONS, LLC,
SYNCHRONIZED ORGANIZATIONAL
SOLUTIONS INTERNATIONAL, LTD.,
and MANNA INTERNATIONAL
ENTERPRISES, INC.,

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Defendants,

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and

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LISA M. KAPLAN,
THE WATER-WALKING
FOUNDATION, INC., and
MANNA INVESTMENTS, LLC,

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Relief Defendants.

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Case No. 3:16-cv-00270-MMD-VPC

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This cause coming before the Court upon Defendant David B. Kaplan’s Unopposed Motion

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For Modifying The Asset Freeze Order Permitting Defendant David Kaplan And/Or Relief

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Defendant Lisa Kaplan To Open A New Bank Account To Pay Household Living Expenses, the

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Court orders the following:

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1.

The Defendant David B. Kaplan’s Unopposed Motion For Modifying The Asset

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Freeze Order Permitting Defendant David Kaplan And/Or Relief Defendant Lisa Kaplan To Open

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A New Bank Account To Pay Household Living Expenses SEC’s Motion to Show Cause is hereby

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granted.

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2.

The Agreed Order of Preliminary Injunction and Other Relief As To Defendants and

Relief Defendants (ECF No. 23) is hereby modified as follows:

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a.

Defendant David B. Kaplan and/or Relief Defendant Lisa Kaplan may open

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one (1) new bank account to deposit employment income and pay household

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living expenses;

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b.

Defendant Kaplan shall identify his prospective employer to the United

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States Securities and Exchange Commission (“SEC”) by no later than five (5)

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days after the entry of this order;

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c.

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Defendant Kaplan shall notify the SEC of the bank and account number
within five (5) days of establishing the account;

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d.

The Defendant shall provide copies of the monthly account statements to the

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SEC via email no later than five (5) days after receiving the statements from

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the bank; and

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e.

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Defendant David Kaplan and Relief Defendant Lisa Kaplan are hereby
prohibited from depositing any investor funds into the new bank account.

SO ORDERED:

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Dated:

March 9,

, 2017
The Honorable Miranda Du
United States District Judge

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Case No. 3:16-cv-00270-MMD-VPC