Harvell v. Rigney et al
Filing
63
ORDER granting in part and denying in part 48 Motion for Summary Judgment. (1) The motion is DENIED as to Plaintiff's Eighth Amendment excessive force claims against Rigney, Brown, and Pickens. The parties shall proceed to trial on Pl aintiff's Eighth Amendment claims against Defendants Rigney, Brown, and Pickens. (2) The motion is GRANTED as to Plaintiff's Eighth Amendment excessive force claims against Cooke. The Clerk shall enter judgment in favor of Cooke. (3) The motion is GRANTED as to Plaintiff's First Amendment retaliation claim against Gutierrez. The Clerk shall enter judgment in favor of Gutierrez. The Joint Pretrial Order is due 30 days from the date of this Order, on February 3, 2025. Signed by Magistrate Judge Craig S. Denney on 1/6/2025. (Copies have been distributed pursuant to the NEF - GA)
1
UNITED STATES DISTRICT COURT
2
DISTRICT OF NEVADA
3 SEAN HARVELL,
4
Case No.: 3:23-cv-00101-CSD
Order
Plaintiff
5 v.
Re: ECF No. 48
6 CHET RIGNEY, et al.,
7
Defendants
8
9
Before the court is Defendants’ motion for summary judgment. (ECF Nos. 48, 48-1 to
10 48-4, 51-1, 51-2 errata at ECF No. 58.) Plaintiff filed a response. (ECF No. 55.) Defendants filed
11 a reply. (ECF Nos. 59, 59-1 to 59-6.)
12
For the reasons set forth below, Defendants’ motion for summary judgment is granted in
13 part and denied in part.
14
15
I. BACKGROUND
When Plaintiff filed this pro se civil rights action pursuant to 42 U.S.C. § 1983, he was an
16 inmate in the custody of the Nevada Department of Corrections (NDOC). (Compl., ECF No. 7.)
17 The events giving rise to this action took place while Plaintiff was housed at Ely State Prison
18 (ESP). (Id.)
19
The court screened Plaintiff’s complaint and allowed him to proceed on three claims: (1)
20 Eighth Amendment excessive force claims against Defendants Chet Rigney, Shane Brown,
21 Madeline Pickens, and Tasheena Cooke (claims 1 and 2); and (2) a First Amendment retaliation
22 claim against Javier Gutierrez (claim 3). These claims are based on allegations that on June 2,
23 2022, Rigney, Brown, and Pickens entered Plaintiff’s cell for a “planned use of force” to move
1 Plaintiff to the “hole,” a form of administrative segregation. Plaintiff alleges that although he did
2 not resist, Brown and Rigney punched Plaintiff multiple times, injuring his head and eyes and
3 causing him to need glasses. Although Pickens is not alleged to have participated in the beating,
4 Plaintiff claims Pickens was present and failed to intervene. Plaintiff alleges the use of force was
5 ordered by Cooke based on false claims made by Gutierrez that Plaintiff made threats against the
6 children of Ely. Gutierrez allegedly did so in retaliation for Plaintiff filing a grievance against
7 Gutierrez’s sister. (See Screening Order at ECF No. 6.)
8
Defendants move for summary judgment, arguing they are entitled to judgment as a
9 matter of law on the merits of all of Harvell’s claims. (ECF No. 48 at 5-11; ECF No. 59 at 6.)
10 Defendants also argue that Cooke and Pickens did not personally participate in any alleged
11 constitutional violations. (ECF No. 48 at 10-11.) Finally, Defendants argue that they are entitled
12 to qualified immunity on all of Plaintiff’s claims. (ECF No. 48 at 13-17, ECF No. 59 at 7.)
13
14
II. LEGAL STANDARD
The legal standard governing this motion is well settled: a party is entitled to summary
15 judgment when “the movant shows that there is no genuine issue as to any material fact and the
16 movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); see also Celotex Corp.
17 v. Cartrett, 477 U.S. 317, 330 (1986) (citing Fed. R. Civ. P. 56(c)). An issue is “genuine” if the
18 evidence would permit a reasonable jury to return a verdict for the nonmoving party. Anderson v.
19 Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). A fact is “material” if it could affect the outcome
20 of the case. Id. at 248 (disputes over facts that might affect the outcome will preclude summary
21 judgment, but factual disputes which are irrelevant or unnecessary are not considered). On the
22 other hand, where reasonable minds could differ on the material facts at issue, summary
23 judgment is not appropriate. Anderson, 477 U.S. at 250.
2
1
“The purpose of summary judgment is to avoid unnecessary trials when there is no
2 dispute as to the facts before the court.” Northwest Motorcycle Ass’n v. U.S. Dep’t of Agric., 18
3 F.3d 1468, 1471 (9th Cir. 1994) (citation omitted); see also Celotex, 477 U.S. at 323-24 (purpose
4 of summary judgment is "to isolate and dispose of factually unsupported claims"); Anderson, 477
5 U.S. at 252 (purpose of summary judgment is to determine whether a case "is so one-sided that
6 one party must prevail as a matter of law"). In considering a motion for summary judgment, all
7 reasonable inferences are drawn in the light most favorable to the non-moving party. In re
8 Slatkin, 525 F.3d 805, 810 (9th Cir. 2008) (citation omitted); Kaiser Cement Corp. v. Fischbach
9 & Moore Inc., 793 F.2d 1100, 1103 (9th Cir. 1986). That being said, "if the evidence of the
10 nonmoving party "is not significantly probative, summary judgment may be granted." Anderson,
11 477 U.S. at 249-250 (citations omitted). The court's function is not to weigh the evidence and
12 determine the truth or to make credibility determinations. Celotex, 477 U.S. at 249, 255;
13 Anderson, 477 U.S. at 249.
14
In deciding a motion for summary judgment, the court applies a burden-shifting analysis.
15 “When the party moving for summary judgment would bear the burden of proof at trial, ‘it must
16 come forward with evidence which would entitle it to a directed verdict if the evidence went
17 uncontroverted at trial.’… In such a case, the moving party has the initial burden of establishing
18 the absence of a genuine [dispute] of fact on each issue material to its case.” C.A.R. Transp.
19 Brokerage Co. v. Darden Rest., Inc., 213 F.3d 474, 480 (9th Cir. 2000) (internal citations
20 omitted). In contrast, when the nonmoving party bears the burden of proving the claim or
21 defense, the moving party can meet its burden in two ways: (1) by presenting evidence to negate
22 an essential element of the nonmoving party’s case; or (2) by demonstrating that the nonmoving
23
3
1 party cannot establish an element essential to that party’s case on which that party will have the
2 burden of proof at trial. See Celotex, 477 U.S. at 323-25 (1986).
3
If the moving party satisfies its initial burden, the burden shifts to the opposing party to
4 establish that a genuine dispute exists as to a material fact. See Matsushita Elec. Indus. Co. v.
5 Zenith Radio Corp., 475 U.S. 574, 586 (1986). The opposing party need not establish a genuine
6 dispute of material fact conclusively in its favor. It is sufficient that “the claimed factual dispute
7 be shown to require a jury or judge to resolve the parties’ differing versions of truth at trial.”
8 T.W. Elec. Serv., Inc. v. Pac. Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987)
9 (quotation marks and citation omitted). The nonmoving party cannot avoid summary judgment
10 by relying solely on conclusory allegations that are unsupported by factual data. Matsushita, 475
11 U.S. at 587. Instead, the opposition must go beyond the assertions and allegations of the
12 pleadings and set forth specific facts by producing competent evidence that shows a genuine
13 dispute of material fact for trial. Celotex, 477 U.S. at 324.
14
III. DISCUSSION
15 A. Eighth Amendment Excessive Force
16
1. Legal Standard
17
The Eighth Amendment prohibits the imposition of cruel and unusual punishment. U.S.
18 Const. amend. VIII. It “embodies broad and idealistic concepts of dignity, civilized standards,
19 humanity, and decency.” Estelle v. Gamble, 429 U.S. 97, 102 (1976) (citation and internal
20 quotations omitted). The “unnecessary and wanton infliction of pain...constitutes cruel and
21 unusual punishment forbidden by the Eighth Amendment.” Id. (quoting Whitley v. Albers, 475
22 U.S. 312, 319 (1986)).
23
4
1
“[W]henever prison officials stand accused of using excessive physical force in violation
2 of the [Eighth Amendment], the core judicial inquiry is...whether force was applied in a good3 faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm.”
4 Hudson v. McMillian, 503 U.S. 1, 6-7 (1992); see also Whitley, 475 U.S. at 320-21; Watts v.
5 McKinney, 394 F.3d 710, 711 (9th Cir. 2005); Martinez v. Stanford, 323 F.3d 1178, 1184 (9th
6 Cir. 2003). In determining whether the use of force is excessive, courts are instructed to examine
7 “the extent of the injury suffered by an inmate[;]” “the need for application of force, the
8 relationship between that need and the amount of force used, the threat ‘reasonably perceived by
9 the responsible officials,’ and ‘any efforts made to temper the severity of the forceful response.’”
10 Hudson, 503 U.S. at 7 (quoting Whitley, 475 U.S. at 321).
11
2. Facts
12
On June 2, 2022, the day of the use of force incident, Plaintiff was housed in ESP, in Unit
13 6A, Cell 17B. (ECF No. 59-1 at 4; ECF No. 59-6 at 4.) The use of force was because Plaintiff
14 was refusing to move to a segregation housing unit due to “major disciplinaries” that were
15 pending against him. (ECF No. 48-2 at 2, ECF No. 58-1 at 3, ECF No. 58-4.) Following the
16 incident, Plaintiff was moved to Unit 2B, Cell 33B. (Id.)
17
Defendants provide audio and video recordings of the incident. (ECF Nos. 49, 58-4.) The
18 video includes multiple viewpoints of Unit 6A and the hallway. The audio begins by introducing
19 the cell extraction team (CERT), including Rigney, Brown, and Pickens. The three officers are
20 identified as follows: (1) Rigney is the first man in, using a non-electric shield, (2) Brown is
21 second and responsible for upper right extremities, and (3) Pickens is last and as responsible for
22 securing Plaintiff’s lower-left extremities. (See ECF No. 49.)
23
5
1
The video shows the five CERT members who were identified by name are dressed the
2 same, in all black with helmets and what appears to be body armor. One person is holding a
3 handheld camera. At least seven individuals other than the five CERT members are present, for a
4 total of at least twelve people surrounding Cell 17B. The team then approaches and opens the
5 cell. Plaintiff is directed to submit to restraints. Then he is directed to turn and officers state that
6 he has refused to turn. The CERT team ordered Plaintiff to “stop resisting” at multiple points
7 during the incident. At one point Plaintiff is heard asking about his property. Yelling and loud
8 bangs are heard throughout the video, including yelling by Plaintiff. (See ECF No. 49.)
9
At first, two CERT members enter the cell. Then, all five members rush into the cell,
10 followed by a sixth individual. At other times, a seventh individual is standing in front of the cell
11 door. When someone is standing in the doorway to the cell, or the other individuals crowd
12 around the doorway, the view into the cell is heavily obstructed. A clear view of Plaintiff is not
13 available until he is being removed from the cell, fully shackled. (See ECF No. 49.)
14
Plaintiff is then walked to the shower, flanked by two CERT members. Plaintiff is placed
15 in the shower and his shackles are removed. An unclothed search is then performed. Plaintiff is
16 again shackled, then moved to be seen by medical. While he is being moved to medical, the
17 video shows his face clearly for the first time. His face is puffy but is not covered in blood. (See
18 ECF No. 49.)
19
According to Plaintiff’s sworn complaint, Rigney, Brown, Pickens, and others “assaulted
20 and battered” him while he was in handcuffs. 1 (ECF No. 7 at 5, 7, 9.) Plaintiff states that after leg
21
1
As Plaintiff’s complaint is a written statement subscribed in proper form as true under penalty
of perjury, (ECF No. 7 at 11), the court may accept certain statements in the complaint as a
substitute for an affidavit. Fed. R. Civ. P. 56 advisory committee's note (2010) (“28 U.S.C. §
23 1746 allows a written unsworn declaration, certificate, verification, or statement subscribed in
proper form as true under penalty of perjury to substitute for an affidavit.”). Plaintiff’s
contentions in his pleadings may be considered as evidence to the extent: (1) contents of the
22
6
1 restraints were applied, Rigney and Brown pushed Plaintiff to the ground and began punching
2 him, splitting his head open and causing damage to his eyes. (Id.) Plaintiff states that the spit
3 mask which was placed over his head was used to wipe away the blood on his face before he was
4 escorted to see medical staff. (Id.)
5
The medical report from the evaluation after the incident occurred lists Plaintiff’s injuries
6 as eyebrow lacerations with eyebrow swelling and minimal bleeding on both sides of the face
7 and bruising around the bridge of his nose. (ECF No. 51-1 at 2 (sealed), ECF No. 58-3.) On June
8 10, 2022, Plaintiff was seen for an eye exam. (ECF No. 51-2 at 1 (sealed), ECF No. 58-3). The
9 exam notes state that Plaintiff has blurry vision, bruising around the eyes, and his eye is
10 twitching “after getting punched 2 weeks ago.” (Id.) On May 20, 2022, a spontaneous use of
11 force incident occurred between Plaintiff and two officers. (ECF No. 58-1 at 4, ECF No. 58-4.)
12 Plaintiff’s inmate disciplinary history report notes that he sustained an injury to his left eye
13 during the May 20, 2022, spontaneous use of force incident. (Id.)
14
On June 2, 2022, the day of the planned use of force incident, Harvell filed grievance
15 number 2006-31-3864 regarding the use of force. (ECF No. 48-2 at 2.) However, the use of force
16 incident was not referred to the Investigator General’s office until February 9, 2023, when it was
17 discovered that the original grievance filed by Plaintiff was improperly processed and not
18 referred earlier. (ECF No. 48-2 at 2, ECF No. 55 at 18.)
19
The investigative report includes individual reports from the officers involved with the
20 incident. (ECF No. 55 at 18-25.) According to Pickens’ report, she attempted to apply leg
21 restraints, but Plaintiff resisted by kneeling down onto his ankles, preventing her from securing
22
23 document are based on personal knowledge, (2) they set forth facts that would be admissible into
evidence, and (3) the litigant attested under penalty of perjury that they were true and correct.
Jones v. Blanas, 393 F.3d 918, 923 (9th Cir. 2004).
7
1 the restraint. (Id. at 21.) Pickens then states that verbal commands were issued to comply, then
2 force was used to control Plaintiff and apply leg restraints. Pickens assisted with “segmenting”
3 Plaintiff by “maintaining positive control of [his] head.” (Id.) When the restraints placed on
4 Plaintiff were fully secured, Pickens applied a spit mask to Plaintiff. (Id.) Following the
5 unclothed body search of Plaintiff, Pickens assisted in placing the restraints back onto Plaintiff.
6 After Plaintiff was evaluated by medical staff, Pickens assisted in escorting Plaintiff to Unit 2B,
7 Cell 33B. (Id. at 21-22.)
8
Cooke provides a sworn declaration attesting that although she was aware there was a
9 need for a planned use of force against Plaintiff, she did not authorize the use of force on June 2,
10 2022. (ECF No. 48-2 at 3.) On that day, Cooke attended a supervisor training over Zoom and
11 was not present on the tier. (Id.)
12
3. Analysis – Rigney and Brown
13
In evaluating whether the force used was excessive, the court must evaluate whether the
14 application of force was needed, the relationship between the need for force and amount of force
15 used, the threat reasonably perceived by the officers involved, and efforts made to temper the
16 severity of the application of force. Hudson, 503 U.S. at 7 (quoting Whitley, 475 U.S. at 321).
17 Here, using force to move Plaintiff to a new cell could be justified if he refuses to move and then
18 refuses to be shackled. Id. at 6-7. However, the fact that at some point force may have been
19 warranted does not bar the possibility that more force than necessary was used at a later point.
20 See Hughes v. Rodriguez, 31 F.4th 1211, 1221-23 (9th Cir. 2022) (concluding that the initial use
21 of the police dog was proportional to the threats to the safety of the officers, but that factual
22 issues precluded summary judgment as to alleged post-handcuff beating and dog bites). Thus, the
23
8
1 timeline of events during the use of force incident is critical to determine whether the use of
2 force was excessive.
3
Although Defendants provide a video of the incident, the court cannot determine with
4 certainty from the video what happened while the officers were in Plaintiff’s cell. Because the
5 view into the cell is obstructed, it is unclear if Plaintiff did, in fact, resist leg restraints. Further,
6 the court is unable to see whether the officers continue to use force despite Plaintiff being fully
7 shackled. Thus, the video neither proves nor disproves the sworn statements made by Plaintiff in
8 his complaint.
9
Defendants’ motion for summary judgment itself seems to acknowledge that there are
10 questions of fact relating to this claim. Specifically, Defendants argue that the video does not
11 show Plaintiff’s head was split open, which “calls into question whether the two Defendants
12 actually punched him causing the split as alleged.” (ECF No. 48 at 11.) However, the video and
13 medical report show that Plaintiff emerged from the cell with some facial wounds. Additionally,
14 Plaintiff’s sworn complaint includes a statement that the spit mask was used to wipe away blood
15 from his face before he was evaluated by medical staff. (ECF No. 7 at 5-6.) As Defendants’
16 argument belies, the video of the incident does not definitively show that Plaintiff’s allegations
17 are untrue. Critically, at summary judgment, the court's function is not to weigh the evidence and
18 determine the truth or to make credibility determinations. Celotex, 477 U.S. at 249, 255;
19 Anderson, 477 U.S. at 249.
20
If Plaintiff was beaten after being fully shackled, as he alleges in his sworn complaint,
21 then a reasonable jury could find that the force used was excessive. See Hughes, 31 F.4th 122122 23. Because the video does not definitively establish what happened inside the cell and Plaintiff
23 provides sworn statements as to his version of the truth, “a jury or judge [must] resolve the
9
1 parties’ differing versions of truth at trial.” T.W. Elec. Serv., Inc., 809 F.2d at 630. Defendants’
2 motion for summary judgment is therefore denied as to Plaintiff’s Eighth Amendment excessive
3 force claims against Rigney and Brown.
4
3. Personal Participation - Cooke and Pickens
5
The court will now address Defendants’ argument that Cooke and Pickens did not
6 personally participate in any alleged constitutional violations. (ECF No. 48 at 10-11.) “42 U.S.C.
7 § 1983 creates a cause of action against a person who, acting under color of state law, deprives
8 another of rights guaranteed under the Constitution.” Jones v. Williams, 297 F.3d 930, 934 (9th
9 Cir. 2002). “In order for a person acting under color of state law to be liable under section 1983
10 there must be a showing of personal participation in the alleged rights deprivation[.]” Id.
11 (citations omitted). In other words, the plaintiff “must show that each defendant personally
12 played a role in violating the Constitution.” Hines v. Yousef, 914 F.3d 1218, 1228 (9th Cir.
13 2019), cert. denied sub nom., Smith v. Schwarzenegger, 140 S.Ct. 159 (2019) (“inmates must
14 show that each defendant personally played a role in violating the constitution.”).
15
“A supervisor may be liable only if (1) he or she is personally involved in the
16 constitutional deprivation, or (2) there is ‘a sufficient causal connection between the supervisor's
17 wrongful conduct and the constitutional violation.’” Snow, 681 F.3d at 989 (quoting Hansen, 885
18 F.2d at 646). The causal connection can include: “1) [the supervisor's] own culpable action or
19 inaction in the training, supervision, or control of subordinates; 2) their acquiescence in the
20 constitutional deprivation of which a complaint is made; or 3) conduct that showed a reckless or
21 callous indifference to the rights of others.” Lemire v. Cal. Dep't of Corr., 726 F.3d 1062, 1085
22 (9th Cir. 2013) (citations and internal quotation marks omitted). “The requisite causal connection
23 can be established by setting in motion a series of acts by others, or by knowingly refusing to
10
1 terminate a series of acts by others, which the supervisor knew or should have known would
2 cause others to inflict a constitutional injury.” Id. (citing Starr v. Baca, 652 F.3d 1202, 1207-08
3 (9th Cir. 2011), cert. denied, 132 S.Ct. 2101 (Apr. 30, 2012)) (internal quotation marks omitted).
4
5
a. Cooke
The screening order in this case allowed Plaintiff to proceed with an Eighth Amendment
6 excessive force claim against Cooke based on the allegation that Cooke ordered the use of force
7 incident. Defendants argue that Cooke did not personally participate in any alleged constitutional
8 violation because she was not present during the use of force incident, nor did she order or
9 authorize the planned use of force. (ECF No. 48 at 11.) Plaintiff responded by again alleging that
10 Cooke did authorize the use of force and arguing that had Cooke had conducted a proper
11 investigation into Gutierrez’s claims instead of ordering the CERT team to remove Plaintiff from
12 his cell, he would not have been harmed. (ECF No. 55 at 8.)
13
Here, the evidence provided by Defendants shows that Cooke did not order the use of
14 force incident and was neither present at nor involved in the incident itself. Thus, the burden
15 shifts to Plaintiff to provide evidence establishing a dispute of material fact. Matsushita, 475
16 U.S. at 586. Plaintiff does not provide evidence beyond conclusory allegations that Cooke
17 authorized the use of force. (See ECF No. 55.) As the nonmoving party cannot avoid summary
18 judgment by relying solely on conclusory allegations that are unsupported by factual data, Cooke
19 is entitled to summary judgment on Plaintiff’s Eighth Amendment excessive force claims.
20 Matsushita, 475 U.S. at 587.
21
22
b. Pickens
Plaintiff’s complaint alleged facts sufficient to proceed with a claim against Pickens for
23 failure to intervene during the alleged excessive force incident. (ECF No. 6 at 6.) “Officers can
11
1 be held liable for failing to intercede in situations where excessive force is claimed to be
2 employed by other officers only if ‘they had an opportunity to intercede.’” Hughes, 31 F.4th at
3 1223 (quoting Cunningham v. Gates, 229 F.3d 1271, 1289-90 (9th Cir. 2000)). “To be liable
4 under section 1983, a defendant official ‘must be more than a mere bystander.’” Peck v.
5 Montoya, 51 F.4th 877, 889 (9th Cir. 2022) (quoting Reynaga Hernandez v. Skinner, 969 F.3d
6 930, 941 (9th Cir. 2020)).
7
Defendants argue that Pickens should be dismissed from the case because the only
8 allegation against her is that she was present at Plaintiff’s cell door during the use of force
9 incident and is therefore not liable because she was a mere bystander. (ECF No. 48 at 10.) In the
10 reply, Defendants argue that Plaintiff failed to provide any evidence or response to the personal
11 participation argument for Pickens. (ECF No. 59 at 4.) However, Plaintiff provides the
12 investigation detail report for the use of force incident, which includes Pickens’ report detailing
13 her involvement in the incident. (ECF No. 55 at 18-25.) Critically, the report states that Pickens
14 was not merely present at the door but rather took part in the use of force incident, including
15 helping to shackle and secure the movement of Plaintiff, placing a spit mask on his head, and
16 transporting him to see medical staff. (Id. at 20-21.) Furthermore, the video shows that all five
17 identically dressed CERT members rushed into the cell. As one of the named CERT members,
18 the video evidence shows that Pickens did enter the cell, although the obstructed view into the
19 cell does not show exactly what Pickens did. Thus, the evidence shows that Pickens was more
20 than merely present at the incident.
21
Where there is no excessive force used, any corresponding failure to intervene claim
22 would fail. However, as is discussed previously, a reasonable jury could find that excessive force
23 was used. Because these facts show that Pickens was close enough to Plaintiff during the use of
12
1 force incident to apply shackles and a spit mask, a reasonable jury could find that Pickens had
2 the opportunity but failed to intervene. Hughes, 31 F.4th at 1223 (citations omitted). Thus,
3 summary judgment cannot be granted because genuine disputes exist as to whether excessive
4 force was used and, if so, whether Pickens failed to intervene. Matsushita, 475 U.S. at 586.
5
5. Rigney, Brown, and Pickens are not entitled to Qualified Immunity
6
Now the court will turn to Defendants’ argument that all are entitled to qualified
7 immunity on Plaintiff’s Eighth Amendment excessive force claims. Before addressing the
8 substance of this argument, the court notes that Defendants’ motion for summary judgment
9 merely recites the legal standard for qualified immunity and then briefly concludes that
10 Defendants are entitled to qualified immunity. (ECF No 13-17.) “Qualified immunity is an
11 affirmative defense that the government has the burden of pleading and proving.” Frudden v.
12 Pilling, 877 F.3d 821, 831 (9th Cir. 2017). Contrary to what Defendants’ reply suggests, it is
13 Defendants’ burden to show they are entitled to qualified immunity. (See ECF No. 59 at 7
14 (“Harvel has failed to show that Defendants are not entitled to qualified immunity. Thus,
15 Defendants are entitled to qualified immunity.”).)
16
“The doctrine of qualified immunity shields officials from civil liability so long as their
17 conduct ‘does not violate clearly established statutory or constitutional rights of which a
18 reasonable person would have known.’” Mullenix v. Luna, 577 U.S. 7, 11 (2015) (per curiam)
19 (quoting Pearson v. Callahan, 555 U.S. 223, 231 (2009)). In determining whether a defendant is
20 entitled to qualified immunity, the court considers “whether (1) the state actor's conduct violated
21 a constitutional right and (2) the right was clearly established at the time of the alleged
22 misconduct.” Gordon v. County of Orange, 6 F.4th 961, 967-68 (9th Cir. 2021) (citations
23 omitted). “Whether a constitutional right is clearly established is a question of law for the court
13
1 to decide.” Id. (citing Elder v. Holloway, 510 U.S. 510, 511 (1994); Morales v. Fry, 873 F.3d
2 817, 825 (9th Cir. 2017)).
3
The unconstitutionality of using force maliciously for the purpose of causing harm was
4 clearly established at the time of the incident. See Hudson, 503 U.S. at 6-7. However, there are
5 disputed factual issues that are necessary to determine whether Rigney, Brown, and Pickens used
6 unconstitutional excessive force. Those issues must be determined first by the jury before the
7 court can rule on qualified immunity. See Morales v. Fry, 873 F.3d 817, 822-24 (9th Cir.
8 2017). Therefore, Rigney, Brown, and Pickens are not entitled to qualified immunity at this
9 juncture.
10 B. First Amendment Retaliation
11
1. Legal Standard
12
“Section 1983 provides a cause of action for prison inmates whose constitutionally
13 protected activity has resulted in retaliatory action by prison officials.” Jones v. Williams, 791
14 F.3d 1023, 1035 (9th Cir. 2015); Pratt v. Rowland, 65 F.3d 802, 806 (9th Cir. 1995). Such a
15 claim consists of the following elements: “(1) An assertion that a state actor took some adverse
16 action against an inmate (2) because of (3) that prisoner's protected conduct, and that such action
17 (4) chilled the inmate's exercise of his First Amendment rights, and (5) the action did not
18 reasonably advance a legitimate correctional goal.” Jones, 791 F.3d at 1035 (quoting Rhodes v.
19 Robinson, 408 F.3d 559, 567-68 (9th Cir. 2005). “The First Amendment guarantees a prisoner a
20 right to seek redress of grievances from prison authorities as well as a right of meaningful access
21 to the courts.” Id. (citations omitted).
22
An inmate must submit evidence, either direct or circumstantial, to establish a link
23 between the exercise of constitutional rights and the alleged retaliatory action. Pratt, 65 F.3d at
14
1 806-07. “[A] plaintiff must show that his protected conduct was the ‘substantial’ or ‘motivating’
2 factor behind the defendant's conduct.” Brodheim v. Cry, 584 F.3d 1262, 1271 (9th Cir. 2009)
3 (citation and quotation marks omitted). A plaintiff’s mere speculation that there is a causal
4 connection is not enough to raise a genuine issue of material fact. See Wood v. Yordy, 753 F.3d
5 899, 904 (9th Cir. 2014) (citations omitted) (affirming grant of summary judgment where there
6 was no evidence that defendants knew about plaintiff's prior lawsuit, or that defendants’
7 disparaging remarks were made in reference to the prior lawsuit); Nelson v. Pima Community
8 College, 83 F.3d 1075, 1081-82 (9th Cir. 1996) (citation omitted) (“mere allegation and
9 speculation do not create a factual dispute for purposes of summary judgment”). Circumstantial
10 evidence can include proximity in time between the proximity in time between the protected
11 conduct and the alleged retaliation. See Brodheim v. Cry, 584 F.3d 1262, 1271 (9th Cir. 2009)
12 (citations omitted).
13
2. Facts
14
On June 1, 2022, Gutierrez wrote a notice of charges against Plaintiff based on comments
15 he made that day. (ECF No. 48-3 at 2; ECF No. 58-4 at 3.) According to Gutierez’s sworn
16 declaration, Gutierrez believed Plaintiff “verbalized a threat to [Gutierrez].” (ECF No. 58-2.) The
17 incident report states that Plaintiff threatened to shoot up an elementary school in Ely, in
18 reference to the shooting which had just occurred in Uvalde, Texas. (ECF No. 58-1 at 4, ECF
19 No. 58-4.) After Gutierrez wrote the notice of charges, he declares that he did not have any
20 further involvement with that disciplinary issue. (ECF No. 58-2.)
21
On June 1, 2022, Plaintiff filed only one grievance, Grievance No. 2006-31-38105. (ECF
22 Nos. 59-3, 59-6, see ECF No. 59-2.) The subject of this grievance is Plaintiff’s property and his
23
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1 legal work. (ECF Nos. 59-3, 59-6.) The grievance does not reference Gutierrez or any write-ups.
2 (Id.)
3
On June 11, 2022, Plaintiff filed a grievance relating to Gutierrez’s alleged retaliation.
4 (ECF No. 59-2 at 12, ECF No. 59-6.) In the grievance, Plaintiff claims he turned in a grievance
5 on June 1, 2022, which prompted him to be moved to “the hole.” (Id.)
6
According to the sworn declaration from Gutierrez, he does not know of, nor is he related
7 to, anyone who previously dated Plaintiff. (ECF No. 58-2.) Gutierrez does not have a sister. (Id.)
8
3. Analysis
9
To succeed on a First Amendment retaliation claim, Plaintiff must show, among other
10 elements, that Gutierrez retaliated because of Plaintiff’s protected conduct. Jones, 791 F.3d at
11 1035. Plaintiff argues that because he filed a grievance against Gutierrez, Gutierrez retaliated
12 against Plaintiff by reporting to Cooke that Plaintiff made threats against children who reside in
13 Ely. (ECF No. 55 at 2-3.) However, Defendants provide evidence that shows Plaintiff’s
14 grievance was filed after the use of force incident on June 2, 2022. Thus, Plaintiff cannot show
15 circumstantial evidence of retaliation based on the time frame of filing the grievance and the use
16 of force incident. See Brodheim, 584 F.3d at 1271.
17
Here, Plaintiff’s only argument in support of his retaliation claim is that Gutierrez
18 retaliated because Plaintiff filed a grievance against Gutierrez. As Defendants have shown that
19 the grievance in question was filed after the alleged retaliatory action, Plaintiff has failed to meet
20 his burden of providing evidence to create a dispute of material facts. Matsushita, 475 U.S. at
21 586. Thus, the undisputed material facts show that if any adverse action did occur, those actions
22 were not taken because of Plaintiff’s protected conduct. See Celotex, 477 U.S. at 323-25 (moving
23 party can prevail on summary judgment by demonstrating that the nonmoving party cannot
16
1 establish an element essential to that party’s case on which that party will have the burden of
2 proof at trial). Consequently, Defendants’ motion for summary judgment as to Plaintiff’s First
3 Amendment retaliation claim against Gutierrez is granted.
4
IV. CONCLUSION
5
Defendants’ motion for summary judgment (ECF No. 48) is GRANTED IN PART
6 AND DENIED IN PART as follows:
7
(1) The motion is DENIED as to Plaintiff’s Eighth Amendment excessive force claims
8 against Rigney, Brown, and Pickens. The parties shall proceed to trial on Plaintiff’s Eighth
9 Amendment claims against Defendants Rigney, Brown, and Pickens.
10
(2) The motion is GRANTED as to Plaintiff’s Eighth Amendment excessive force claims
11 against Cooke. The Clerk shall enter judgment in favor of Cooke.
12
(3) The motion is GRANTED as to Plaintiff’s First Amendment retaliation claim against
13 Gutierrez. The Clerk shall enter judgment in favor of Gutierrez.
14
The Joint Pretrial Order is due 30 days from the date of this Order, on February 3, 2025.
15 IT IS SO ORDERED.
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17 Dated: January 6, 2025
18
_________________________________
Craig S. Denney
United States Magistrate Judge
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