Farrow v. Corrections Commr, et al

Filing 42

ORDER granting in part and denying in part 24 Motion for Summary Judgment. Signed by Judge Paul Barbadoro. (mm, )

Farrow v. Corrections Commr, et al

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UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE

Prayer Feather Farrow v. Phil Stanley, et al. Civil No. 02-567-PB

MEMORANDUM AND ORDER Pro se plaintiff Prayer Feather Farrow is serving a life sentence at the Northern New Hampshire Correctional Facility ("NCF"). In December 2002, he filed suit alleging that several

state officials1 are denying him his right to practice his religion in violation of the Religious Land Use and Institutionalized Persons Act of 2000, 42 U.S.C. §§ 2000cc et. seq. ("RLUIPA"), the First Amendment's Free Exercise Clause, and the Fourteenth Amendment's Equal Protection Clause. The

defendants have responded with a motion for summary judgment.

The named defendants are Phil Stanley, former commissioner of the Department of Corrections; Bruce Cattell, NCF Warden; Susan L. Young, NCF Administrator of Programs; and John Vinson, Esq., Staff Attorney for the Department of Corrections.

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I.

PROCEDURAL HISTORY He seeks:

Farrow filed his complaint on December 11, 2002.

(1) a declaration stating that defendants are violating his statutory and constitutional rights to practice his religion; (2) an injunction ordering defendants to grant the various requests enumerated in his complaint; and (3) compensatory damages.2 On September 4, 2003, Farrow filed a motion for a temporary restraining order and for preliminary injunction (Doc. No. 8). Defendants timely filed and served their objection on September 19, 2003 (Doc. No. 11). On October 16, 2003, Magistrate Judge Farrow testified on

Muirhead held a hearing on Farrow's motion.

his own behalf and the defendants offered the testimony of Defendant Cattell, Defendant Young and DOC Chaplain Michael Shaulis. On February 5, 2004, the Magistrate Judge issued his

Report and Recommendation (Doc. No. 19), recommending that Farrow's motion be denied. I approved the Report and Defendants' motion for summary

Recommendation on March 5, 2004.

As to each of his claims, Farrow alleges, and defendants do not contest, that he has exhausted the administrative grievance procedures available to him within the prison system. -2-

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judgment (Doc. No. 24) followed on June 1, 2004.3

II. BACKGROUND4 Farrow, a practicing member of the Lakota Sioux Nation and the Native American Sacred Circle ("Sacred Circle"), is incarcerated at NCF, the Department of Corrections ("DOC") facility located in Berlin, New Hampshire. He claims that

defendants are depriving him of his statutory and constitutional rights to practice his religion by: (1) preventing him from possessing tobacco for prayer and ceremonial use; (2) denying him access to medicines and herbs for ceremonial use; (3) prohibiting him from engaging in daily group prayer with other members of the Sacred Circle; (4) failing to supply him with Native American foods on religious holidays; (5) refusing to allow him to wear I thereafter stayed the case until the Supreme Court determined in Cutter v. Wilkinson, 175 S.Ct. 2113 (2005), that RLUIPA did not violate the First Amendment's Establishment Clause. For the purpose of this Memorandum and Order, I consider all exhibits submitted with the parties' summary judgment papers, as well as the transcript and exhibits from the October 16, 2003 preliminary injunction hearing held before Magistrate Judge Muirhead. Because this is a motion for summary judgment, I recite the facts in the light most favorable to Farrow, the nonmoving party. -34 3

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feathers at all times; (6) barring the various Native American nations represented within the Sacred Circle from meeting as subgroups; (7) failing to employ a Native American consultant to shape the DOC's religious policies; and (8) denying him access to a sweat lodge5 for ritual purification. A. DOC Policies that Impact the Sacred Circle To facilitate inmates' religious practices, the DOC drafted Policy and Procedure Directive 7.17 ("PPD 7.17"), which established guidelines for operating religious programs in New Hampshire's prison system. PPD 7.17 was developed by DOC

officials, including the prison system's chaplains, who consulted with representatives of various religious traditions, including members of the Native American community. ("Tr.") at 51-56, 91-92. with Prelim. Inj. Hr'g Tr.

The PPD was intended to provide inmates

"the greatest amount of freedom and opportunity for

pursuing [their] religious belief or practice" that is achievable given the DOC's need to maintain "security, safety, discipline

A sweat lodge is essentially a frame covered by tarps that is heated by fire. Tr. at 14, 66-67. In the Native American tradition, religious practitioners "go into the sweat lodge to be reborn, spiritually [and] emotionally." Id. at 14. The sweat lodge also serves a purification function. Id. -4-

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and the orderly operation of the institution."

PPD 7.17, IV.E.

Each religious group at NCF is provided a weekly two-hour block for group worship and a separate weekly two-hour block for religious education under the PPD. request additional programming time. Tr. at 73. Id. Inmates may

Attachment C to PPD 7.17 governs the issuance and control of inmate religious property within DOC facilities. Inmate property

is strictly regulated to minimize conflicts between inmates, control contraband, promote cleanliness, and eliminate fire hazards. Id. at 47-50. Inmate property regulations also enable

the DOC to exclude items that could be used as weaponry or as a means for escape. Id. at 49.

New Hampshire law prohibits prison officials from using state funds to support any particular religion (see N.H. Rev. Stat. Ann. §§ 622:22-23), so inmates must rely on the support of outside groups and volunteers to donate religious materials. at 95. Tr.

Defendants concede there have been periods of time when Id. at 146.

few Native American donations have been received.

Defendants maintain that they continue to work with the DOC chaplains to find outside Native American groups to donate religious items. Id. at 145. -5-

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B.

Application of PPD 7.17 Individual members of the Sacred Circle are allowed to

possess a number of religiously significant items (in addition to the standard authorized property permitted by prison policy) including beaded necklaces, feathers, bandanas, a native choker, and a medicine bag that usually contains personal items. Feathers and medicine bags may be worn underneath clothing at all times. In addition to these individually-owned items, the Sacred

Circle as a group is permitted to have a number of other religiously significant items including sticks, beans, blankets, cedar, a cedar bark boat, cups, a dream catcher, dried corn, a drum, drum beaters, leather, a leather medicine wheel, mandellas, native blue corn, a partial hawk wing, pictures, a pipe bundle, prayer flags, song books, and talking sticks. The prison

chaplain holds these items and makes them available to the group during communal gatherings. Id. at 35-40.

Sacred Circle members may use the herb blend kinniknick, sage, and sweet grass. Id. at 64, 127. They are not, however,

allowed to have the following herbs in their pure forms: tobacco, desert sage, cedar, juniper, bitteroot, osha root, pinion, red willow bark, bearberry leaf, Indian perfume, -6-

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lavender, marshmallow root, mullein leaf, peppermint leaf, spearmint leaf, valerian root, wild cherry bark, yerba santa, anise seeds, balsam and chamomile.6 Compl. Attach. 1; Newell

Aff. at 1, Pl.'s Ex. 2, Hr'g on Prelim. Inj ("Newell Aff."). In addition to their weekly two-hour blocks for group worship and religious education, members of the Sacred Circle may participate in four feasts per year. Tr. at 36. They may pray

daily by themselves or with other Sacred Circle members during free time. Id. at 41.

The DOC does not have a sweat lodge at any of its facilities, id. at 64, and it is unwilling to allow members of the Sacred Circle to build one.

III. STANDARD OF REVIEW Summary judgment is appropriate only "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law."
6

Fed. R. Civ. P.

Many of these herbs are used as ingredients in kinniknick. Tr. at 127. -7-

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56(c).

A genuine issue is one "that properly can be resolved

only by a finder of fact because [it] may reasonably be resolved in favor of either party." U.S. 242, 250 (1986). Anderson v. Liberty Lobby, Inc., 477

A material fact is one "that might affect Id. at 248.

the outcome of the suit."

In ruling on a motion for summary judgment, I construe the evidence in the light most favorable to the nonmovant. See The

Navarro v. Pfizer Corp., 261 F.3d 90, 94 (1st Cir. 2001). party moving for summary judgment "bears the initial responsibility of . . . identifying those portions of [the

record] which it believes demonstrate the absence of a genuine issue of material fact." 323 (1986). Celotex Corp. v. Catrett, 477 U.S. 317,

Once the moving party has met its burden, the burden

shifts to the nonmovant to "produce evidence on which a reasonable finder of fact, under the appropriate proof burden, could base a verdict for it; if that party cannot produce such evidence, the motion must be granted." Ayala-Gerena v. Bristol

Myers-Squibb Co., 95 F.3d 86, 94 (1st Cir. 1996) (citing Celotex, 477 U.S. at 323; Anderson, 477 U.S. at 249). Neither conclusory

allegations, improbable inferences, nor unsupported speculation are sufficient to defeat summary judgment. -8See Carroll v. Xerox

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Corp., 294 F.3d 231, 236-37 (1st Cir. 2002), citing J. Geils Band Employee Benefit Plan v. Smith Barney Shearson, Inc., 76 F.3d 1245, 1251 (1st Cir. 1996).

IV.

ANALYSIS

Farrow alleges that defendants are violating his rights under RLUIPA, the First Amendment's Free Exercise Clause and the Fourteenth Amendment's Equal Protection Clause. Farrow's RLUIPA claims. A. RLUIPA 1. Statutory Interpretation I begin with

Section 3 of RLUIPA, which addresses religious practices by inmates, provides in relevant part: (a) General Rule. No government shall impose a substantial burden on the religious exercise of a person residing in or confined to an institution, as defined in [section 1997 of this title], even if the burden results from a rule of general applicability, unless the government demonstrates that imposition of the burden on that person -(1) is in furtherance of a compelling governmental interest; and (2) is the least restrictive means of furthering that compelling governmental

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interest.7 42 U.S.C. §2000cc-1(a). The statute defines "religious exercise"

as "any exercise of religion, whether or not compelled by or central to, a system of religious belief." 42 U.S.C. § 2000cc-

5(7)(A); see Civil Liberties for Urban Believers v. Chicago, 342 F.3d 752, 760 (7th Cir. 2003), cert. denied, 541 U.S. 1096 (2004). To prevail on a claim under Section 3 of RLUIPA, a prisoner must establish a prima facie case that the challenged policy or regulation imposes a substantial burden on his exercise of religion. Cir. 2005). See Warsoldier v. Woodford, 418 F.3d 989, 994 (9th If the prisoner makes this prima facie showing, the

burden shifts to prison officials to demonstrate that the policy or regulation furthers a compelling governmental interest by the least restrictive means. 2000cc-2(b). Neither the Supreme Court nor the First Circuit has had occasion to interpret the term "substantial burden," and the Section 3 of RLUIPA applies to state prisons that accept federal funds. See 42 U.S.C. § 2000cc-1(b)(1). Defendants concede that the DOC accepts federal funds and is subject to RLUIPA. Tr. at 35. -107

Id. at 995; see also 42 U.S.C. §

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circuit courts that have done so are in disagreement.

The Eighth

Circuit requires significant infringement on a "central tenet" or fundamental activity of religious practice. Murphy v. Mo. Dep't

of Corrections, 372 F.3d 979, 988 (8th Cir. 2004), cert. denied, 125 S. Ct. 501 (2004); see also Gordon v. Pepe, No. 00-10453-RWZ, 2004 U.S. Dist. LEXIS 16807 at *12-13 (D. Mass. Aug. 24, 2004); Ulmann v. Anderson, No. 02-405-JD, 2004 U.S. Dist. LEXIS 7119 at *24 (D.N.H. Apr. 26, 2004); Farrow v. Stanley, No. 02-567-B, 2004 U.S. Dist. LEXIS 1518 at *28 (D.N.H. Feb. 5, 2004). circuits disavow the central tenet requirement. Circuit, for example, concluded that [A] government action or regulation creates a "substantial burden" on a religious exercise if it truly pressures the adherent to significantly modify his religious behavior and significantly violates his religious beliefs. . . . [T]he effect of a government action or regulation is significant when it either (1) influences the adherent to act in a way that violates his religious beliefs, or (2) forces the adherent to choose between, on the one hand, enjoying some generally available, non-trivial benefit, and, on the other hand, following his religious beliefs. . . . We emphasize that no test for the presence of a "substantial burden" in the RLUIPA context may require that the religious exercise that is claimed to be thus burdened be central to the adherent's religious belief system. Adkins v. Kaspar, 393 F.3d 559, 570 (5th Cir. 2004), cert. Other

The Fifth

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denied, 125 S.Ct. 2549 (2005); accord Konikov v. Orange County, 410 F.3d 1317, 1323 (11th Cir. 2005)("[A] `substantial burden' must place more than an inconvenience on religious exercise; a `substantial burden' is akin to significant pressure which directly coerces the religious adherent to conform his or her behavior accordingly. Thus, a substantial burden can result from

pressure that tends to force adherents to forego religious precepts or from pressure that mandates religious conduct.") (quoting Midrash Sephardi, Inc. v. Town of Surfside, 366 F.3d 1214, 1227 (11th Cir. 2004)); San Jose Christian College v. City of Morgan Hill, 360 F.3d 1024, 1035 (9th Cir. 2004)(A substantial burden "imposes a `significantly great' restriction or onus upon [religious] exercise."); Civil Liberties for Urban Believers, 342 F.3d at 761 (A substantial burden "bears direct, primary, and fundamental responsibility for rendering religious exercise . . . effectively impracticable."). Although the circuits have split, the better reasoned view is that the "substantial burden" requirement does not turn on the centrality of a particular religious practice to the plaintiff's religion. To hold otherwise disregards RLUIPA's definition of

"religious exercise," which expressly protects practices that are -12-

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not central to a practitioner's religious beliefs.

Thus, I

conclude that a prison policy substantially burdens religious exercise under RLUIPA if it coerces the inmate to modify his religious behavior significantly or to violate his religious beliefs. 2. Application Defendants respond by

Farrow makes eight specific claims.

arguing that the DOC's policies do not impose a substantial burden on Farrow's religious practice. Alternatively, they

contend that all of the policies are justified because they further compelling governmental interests by the least restrictive means available. claims in turn. a. Access To Tobacco I address each of Farrow's specific

Farrow claims that defendants are denying him access to tobacco. Compl. ¶ 18. He asserts that he needs tobacco to

perform "prayer ties, prayer flags, offerings to mother earth, and all creation, along with drum offerings, and . . . ceremonies," all of which are important to the practice of his religion. Pl.'s Memo. in Supp. Obj. Summ. J. ¶ 2. He asserts

that kinniknick, the tobacco substitute offered by defendants, is -13-

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unacceptable because he believes that "his creator will look upon him poorly should he use a tobacco free product." Id. ¶ 6. In

fact, Farrow charges, asking him to accept this substitute is "more than a substantial burden, it is spiritual death." Defendants counter that kinniknick is an acceptable substitute for Sacred Circle ceremonies and other religious purposes. All DOC facilities are tobacco-free, and prison Id.

officials reached the decision to use kinniknick as a tobacco substitute after they consulted with several members of the Native American community. Tr. at 115-16. Kinniknick, which is

available commercially, is sold both with and without tobacco. Prison policy does not prohibit inmates from using kinniknick with "some tobacco in it." Tr. at 64. Farrow states that "a

tobacco mix of kinniknick would be good enough for [religious purposes]." Pl.'s Memo. in Supp. Obj. Summ. J. ¶ 13.

Accordingly, because defendants permit the use of kinniknick with traces of tobacco, they do not force Farrow to violate his religious beliefs or to depart significantly from his religious traditions. Defendants' system-wide prohibition of pure tobacco

thus does not impose a substantial burden on Farrow's religious exercise, and I grant defendants' motion for summary judgment as -14-

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to this claim. b. Access To Medicines And Herbs

Farrow next complains that defendants do not permit him to possess traditional medicines and herbs necessary to practice his religion. Compl. ¶ 78. Farrow submitted two long lists of

herbs, but failed to explain why those herbs are important to Native American religious practice. Attach. 1. Newell Aff. at 1; Compl.

At the preliminary injunction hearing, Farrow

testified that several of the herbs are used to prevent sore throats, to make teas, or to produce saliva during sweat lodge ceremonies. Tr. at 6-9. He has failed, however, to adequately Likewise,

explain why these herbs' are religiously significant.

Chaplain Shaulis testified that although many of the herbs Farrow requested have medicinal value, they do not have religious value. Id. at 121-22. Shaulis explained that he developed the list of

permissible herbs such as sage, sweet grass and kinniknick after he consulted with Native American practitioners. Although other

herbs may have ceremonial purposes, he concluded that they are not necessary for religious practice. Id. at 122-24. In further

defense of the DOC's policy, defendants explained that several of the prohibited herbs can be physically harmful and even fatal if -15-

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used incorrectly.

Id. at 69-70, 120-22.

Farrow has not made a prima facie showing that defendants' unwillingness to provide him with the prohibited herbs coerces him to significantly modify his religious behavior or to violate his religious beliefs. to this claim. c. Daily Communal Prayer I therefore grant defendants' motion as

Farrow also alleges that his religion requires daily communal prayer, which prison officials do not allow. 36. Compl. ¶

Prison policy permits members of each of NCF's faith groups,

including the Sacred Circle, one weekly two-hour block for group worship and one weekly two-hour block for religious education. Tr. at 40. Farrow has not explained why daily group prayer is Moreover,

necessary or why weekly group prayer is inadequate.

Chaplain Shaulis testified that although daily prayer is itself essential, daily group worship is not. Tr. at 124. Farrow

concedes that he is permitted to pray with other Sacred Circle members during free time and to pray daily in his cell. 41. Farrow has not presented sufficient credible evidence to show that defendants' refusal to provide daily group prayer to -16Id. at

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Sacred Circle members substantially burdens his religious exercise. I therefore grant defendants' motion for summary

judgment as to this claim. d. Traditional Foods And Special Religious Days

Farrow complains that he is being denied traditional Native American foods, particularly buffalo meat, which he needs to properly celebrate major religious holidays. Attach. 3. Compl. ¶ 57 &

He maintains that buffalo meat was formerly available Farrow claims that Sacred Circle members are

but is now banned.

willing to pay for buffalo meat and other traditional foods for four annual festivals sanctioned and sponsored by NCF officials. Tr. at 17-19. Chaplain Shaulis testified that the foods traditionally prepared for Native American holidays depend upon the foods available during a particular season and in a particular region. Id. at 128. Moreover, Farrow admitted that many traditional

foods, such as squash and corn, are prepared and served at NCF. Id. at 41. Defendant Young testified that she consults with the

various NCF religious groups about the development of feasts for religious holidays. Id. at 149-50. When a feast menu has been

designed, she presents it to the prison chef so that the kitchen -17-

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staff can prepare the meal.

Id. at 151.

More important, Farrow has not explained why any specific foods are a significant part of his religious practice. The only

connection he made between traditional foods and religious exercise was at the preliminary injunction hearing, when he testified that "when people properly prepare themselves to eat these foods, these foods impart positive attributes to those who eat and take part in these meals." Id. at 17. This showing is

insufficient to demonstrate that eating specific foods is an important component of Farrow's religious practice. At best, it

indicates that preparation for consumption, rather than consumption itself, has religious significance. This suggests

that the substitution of other foods is not a substantial burden on Farrow's religious exercise. Farrow has not presented sufficient credible evidence that defendants' refusal to provide him with traditional foods has substantially burdened his religious exercise. defendants' motion as to this claim. e. Permission To Wear Feathers At All Times I therefore grant

Farrow next complains that DOC policy prohibits him from wearing feathers on the outside of his clothing except during -18-

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ceremonies, and that this policy prevents him from meaningfully practicing his religion. Compl. ¶ 64. Farrow asserts that

wearing feathers in his hair keeps him safe, protects him from harm and reminds him of his connection to his creator. Aff. ¶ 31. Farrow

The defendants agree that it is essential for Sacred They dispute Farrow's Tr. at

Circle members to have feathers.

contention that practitioners must wear the feathers. 131.

Farrow is permitted to use feathers in prayer and smudging Id. at

ceremonies and to wear feathers inside of his clothing. 42-43.

He has not explained how the prohibition on wearing

feathers outside his clothing, in addition to the uses that defendants permit, forecloses religious use of the feathers. Farrow has not presented sufficient evidence that requiring him to conceal his feathers forces him to modify his religious practice significantly or to violate his religious beliefs. Accordingly, I grant defendants' motion for summary judgment as to this claim. f. Separate Meeting Times For Various Nations

Farrow complains that defendants do not allow the various tribal nations represented in the Sacred Circle group to meet separately. Farrow Aff. ¶ 36. He asserts that the different -19-

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nations need separate meetings to learn more about their religious traditions. Farrow Aff. ¶¶ 32-34, 37. Farrow also

testified that members of different Native American tribes need separate meetings because they have different languages, ceremonies and songs. Tr. at 29-30. Defendants counter that the

relatively small number of inmates in the Sacred Circle makes more than one group meeting impractical.8 They also argue that

one meeting is sufficient because of the similarity of the different nations' religious practices. Id. at 75.

Farrow has not provided evidence that defendants' refusal to allow separate meetings has limited his own religious practice in any way. Accordingly, he has not made a prima facie case that

his religious practice is substantially burdened by the DOC policy. I therefore grant defendants' motion for summary

judgment as to this claim. g. Retention of a Native American Consultant

Farrow next demands that the DOC retain a Native American consultant to oversee prison policy, focusing specifically on

Chaplain Shaulis testified that there are approximately 65 declared Sacred Circle followers in the DOC system, and only 12 of those are incarcerated at NCF. Tr. at 100. -20-

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important Native American religious practices.

Compl. ¶ 43. As

one of two chaplains, Chaplain Shaulis ministers to all religions. Tr. at 96. He has worked on two different Native

American reservations, id. at 89, and consults with outside experts in formulating Native American religious policy. 91-92. Farrow has not shown that the absence of a Native Id. at

American consultant has burdened his religious practice in any way; in fact, Chaplain Shaulis is more knowledgeable about Native American religious traditions than might be expected.9 Defendants' motion for summary judgment as to this claim is granted. h. Sweat Lodge

Lastly, Farrow complains that defendants have refused to allow Sacred Circle members to construct a sweat lodge at NCF. Compl. ¶ 29. Farrow explains that the sweat lodge ceremony is an

"integral part" of his religious practice, Farrow Aff. ¶ 15, and describes it as the "most important component of the Lakota

Chaplain Shaulis has Native American heritage. He testified that his great-grandmother is a full-blooded Cree and his grandfather is an Abenaki. Shaulis explained that he gained additional insights into Native American religious practices while serving in the military on the Blackfoot and Assinaboine reservations. Tr. at 89. -21-

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religion." Pl's Memo. in Supp. Obj. Summ. J. ¶ 9.

Penobscot

Elder Donald Newell's affidavit also supports this position. Newell Aff. at 2. Although defendants acknowledge that a sweat

lodge is a "very important function" for followers of the Lakota tradition, Tr. at 118, and defendant Susan Young indicated in her August 5, 2002 letter that the DOC was "reviewing the appropriateness of constructing Sweat Lodges," prison officials ultimately denied Farrow's request. Defendants argue that denying Farrow access to a sweat lodge does not substantially burden his religious exercise because community smudging and weekly community prayer meetings, which include a pipe ceremony, provide adequate alternative means by which Farrow can meaningfully practice his religion.10 I

disagree in large part because Chaplain Shaulis's testimony at

Defendants rely on Trapp v. DuBois, CA95-0779B, 2000 Mass. Super. LEXIS at 259 (Mass. Super. Ct. May 8, 2000) for the proposition that a sweat lodge is unnecessary because inmates who are Sacred Circle members may perform pipe ceremonies and smudging. This reliance is misplaced. Although the Massachusetts Superior Court in Trapp denied the plaintiffs' request for a sweat lodge, the Massachusetts Court of Appeals subsequently recommended that the parties commence settlement discussions. In March 2003, the parties agreed to settle, after which the appeals court entered an order approving joint stipulation of dismissal. Trapp v. DuBois, 1995-0779, 2003 Mass. Super. LEXIS 436 at *2 (Mass. Super. Ct. December 10, 2003). -22-

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the preliminary injunction hearing effectively undermines defendants' argument. Shaulis testified that for some Native

American tribes "the sweat lodge [ceremony] would be considered a cornerstone" and "for the Lakota it would be a very important function, almost as important as the sun dance." Tr. at 118.

Shaulis further testified that there are no other methods or ceremonies that could replace the sweat lodge ceremony's purification and detoxification functions. Id. at 119. The

DOC's outright prohibition on sweat lodges makes it impossible for Farrow to participate in this particular religious ritual. thus conclude that Farrow has presented sufficient credible evidence to show that denying him access to a sweat lodge requires him to modify his religious behavior significantly and therefore substantially burdens his religious exercise. Because Farrow has made a prima facie case, defendants must demonstrate that their refusal to permit a sweat lodge furthers a compelling governmental interest by the least restrictive means available. See 42 U.S.C. § 2000cc-1(a)(2). Warden Cattell I

testified in an effort to satisfy this standard that a sweat lodge is a "significant security problem" because it requires a sacred space in which non-believers are not permitted to enter, -23-

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making it difficult for NCF officials to conduct searches of the area. Tr. at 65. Furthermore, because the sweat lodge is

covered by tarps, prison officials have difficulty monitoring conduct inside the lodge. Id. at 66-68. This lack of

supervision could create opportunities for violence and other inappropriate conduct inside the sweat lodge. Id. at 68.

Warden Cattell also testified that the construction and operation of a sweat lodge would burden prison resources. He

noted that the proposed sweat lodge site currently is used for outdoor functions both by the Sacred Circle and by other religious groups. Id. at 67. Construction of a sweat lodge Id. Shaulis

would preclude use of the space by other groups.

corroborated this testimony, explaining that a sweat lodge would require "a sacred space of at least 40 feet by 40 feet . . . not open to dual use, so it would not be open to any other groups." Id. at 117. In addition, Cattell pointed out the need for fire wood for the sweat lodge, which would have to be split at NCF or shipped, pre-cut, into the facility. Id. at 65. He testified that in his

experience inmates cannot afford pre-cut wood, so uncut logs would have to be delivered to the prison. -24Id. Prison officials

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would have to ensure that the person delivering the wood had security clearance to enter the facility, inspect the shipment, and supervise the crew using restricted tools to split the firewood. Id. at 65-66.

Farrow responds that as many as thirty other prisons maintain and operate sweat lodges, indicating that defendants' safety and security concerns may be exaggerated.11 He testified

that inmates could be searched prior to entering and before exiting the area. Id. at 15-16. Farrow suggested that NCF could

use Native American security guards already employed by the DOC to supervise sweat lodge ceremonies. Id. at 16. Finally, Farrow

In addition to Trapp, defendants cite five other cases in which courts concluded that prisons need not allow sweat lodges. At the preliminary injunction hearing, Farrow properly distinguished two of these cases on their facts. Tr. at 12. In both Hamilton v. Schriro, 74 F.3d 1545 (8th Cir. 1996) and Allen v. Toombs, 827 F.2d 563 (9th Cir. 1987), the prisoners who sought access to a sweat lodge were incarcerated in maximum security facilities, in which the security concerns and risk of security breaches were higher than at NCF. Notably, in Allen the court recognized that inmates in the general population were permitted to participate in weekly sweat lodge ceremonies. 827 F.2d at 565 n.5. Likewise, in McElhaney v. Elo, 202 F. 3d 269 at *3(6th Cir. 2000)(unpublished table opinion), another case cited by defendants, Michigan prison guidelines prohibited sweat lodge access only to those inmates in the three highest security classifications. -25-

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identified two potential Sacred Circle volunteers, who currently visit prisons in Massachusetts and Connecticut, who might be available to oversee the ceremonies. Summ. J. ¶ 11. Pl.'s Memo. in Supp. Obj.

Whether either of these suggestions is feasible,

however, remains unclear. Without a doubt, "prison security is a compelling state interest and . . . deference is due to institutional officials' expertise in this area." Cutter, 125 S. Ct. at 2124 n. 13. But

prison officials "cannot merely brandish the words `security' and `safety' and expect that their actions will automatically be" insulated from scrutiny. Campos v. Coughlin, 854 F. Supp. 194,

207 (S.D.N.Y. 1994); see also Werner v. McCotter, 49 F.3d 1476, 1480 (9th Cir. 1995) ("`[T]he state must do more than simply offer conclusory statements that a limitation on religious freedom is required for security, health or safety to establish that its interests are [compelling].'") (quoting Weaver v. Jago, 675 F.2d 116, 119 (6th Cir. 1982). At this early stage, the

record is insufficiently developed for me to award judgment as a matter of law to either party. An evidentiary hearing will flesh

out the factual context, with further inquiry into the requirements for constructing and operating a sweat lodge, the -26-

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potential for satisfactory alternatives, and the defendants' ability to maintain security and orderliness in a facility that includes a sweat lodge. Genuine issues of material fact exist as to whether defendants' decision to deny Farrow access to a sweat lodge violates his rights under RLUIPA. on this issue is inappropriate. B. Free Exercise Clause Farrow alternatively argues that the DOC is violating his right to practice his religion under the First Amendment's Free Exercise Clause. To establish a Free Exercise Clause violation, Accordingly, summary judgment

Farrow must demonstrate both that defendants have imposed "a substantial burden on the observation of a central religious belief or practice," Hernandez v. Commissioner, 490 U.S. 680, 699 (1989), and that the defendants' conduct is not "`reasonably related to legitimate penological interests,'" O'Lone v. Estate of Shabazz, 482 U.S. 342, 349 (1987) (quoting Turner v. Safley, 482 U.S. 78, 89 (1987)); see also Overton v. Bazzetta, 539 U.S. 126, 132 (2003) (allocating burden of proof). The Free Exercise Clause's substantial burden requirement is more difficult to satisfy than its counterpart under RLUIPA in -27-

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part because, unlike RLUIPA, the Free Exercise Clause requires that defendants' conduct must substantially burden one or more of the plaintiff's central religious beliefs or practices. Compare

Hernandez, 490 U.S. at 699 (Free Exercise Clause) with Adkins, 393 F.3d at 570 (RLUIPA). Accordingly, my determination that

none of Farrow's claims except his sweat lodge claim satisfy RLUIPA's substantial burden test necessarily means that his corresponding claims under the Free Exercise Clause are also deficient. Further, although the difference between the two

tests leaves open the possibility that a claim that satisfies RLUIPA's substantial burden requirement nevertheless may fail under the Free Exercise Clause, Farrow's sweat lodge claim is not subject to this fate because participation in the sweat lodge ceremony is a central part of Farrow's religious practice. Thus,

I turn to the second part of the Free Exercise Clause test to determine whether Farrow's sweat lodge claim is viable. Several factors ordinarily are considered in determining whether a prison practice is reasonably related to a legitimate penological interest. As a threshold matter, "there must be a

valid, rational connection between the prison regulation and the legitimate governmental interest put forward to justify it." -28-

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Turner, 482 U.S. at 89.

If this requirement is met, other These include:

factors become potentially relevant.

(1) the extent to which other means are available to the inmate to practice his religion; (2) the impact that accommodation of the inmate's request will have on "guards and other inmates, and on the allocation of prison resources generally;" and (3) the availability of alternatives "that fully accommodate the prisoner's rights at de minimis cost to valid penological interests." Id. at 89-91. A "court is not required to weigh

evenly, or even consider explicitly, each of the four Turner factors." Spies v. Voinovich, 173 F.3d 398, 403 (6th Cir. 1999).

Although Farrow's Free Exercise Clause claim is substantially weaker than his RLUIPA claim because both the burden of proof and the legal standard that govern the Free Exercise Clause claim are more favorable to the defendants, I nevertheless conclude that defendants are not entitled to summary judgment on the sweat lodge claim because facts material to the resolution of the claim remain in genuine dispute. In

particular, I need to know whether Farrow is correct in claiming that the DOC has a sufficient number of Native American prison guards who could monitor sweat lodge ceremonies without -29-

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compromising their religious significance.

I also need to better

understand whether the DOC's security needs could be satisfied if such guards were available to monitor sweat lodge ceremonies. Accordingly, I deny defendants' motion for summary judgment as to this claim. C. Equal Protection Farrow's third claim is that defendants are violating his Fourteenth Amendment right to equal protection by discriminating against him on the basis of his religion. In particular, he

challenges the DOC's policies on feathers, group meeting times and requests for traditional foods. I discuss each claim in turn

after briefly describing the legal standard that governs the equal protection claim. 1. The legal standard

To establish an equal protection claim, a plaintiff must demonstrate that he is intentionally being treated differently from other similarly situated individuals without sufficient justification. 2004). See Tapalian v. Tusino, 377 F.3d 1, 5 (1st Cir.

Religious discrimination claims ordinarily are subject to

rational basis review unless the plaintiff can establish that the alleged discrimination also violates his rights under the Free -30-

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Exercise Clause. Cir. 2005). a.

Wirzburger v. Galvin, 412 F.3d 271, 282 (1st

Feathers

Farrow may carry feathers on his person at all times, but prison regulations prohibit him from wearing feathers outside of his clothing except during religious ceremonies. 74. Tr. at 42-43,

Although Farrow testified that inmates of other faiths may

"wear head gear" except during security checks, id. at 20-21, the prison's feather policy is consistent with regulations applicable to other religious items, for example Christian inmates must wear medallions inside their shirts when they are outside their cells. Id. at 43. Farrow's allusion to "head gear," without explanation

of how feathers are similar to such head gear, is insufficient to make out an equal protection claim. Rather, the testimony about

Christian medallions shows that Sacred Circle members are treated the same as other religious practitioners. Defendants' motion

for summary judgment as to this claim is granted. b. Separate Meeting Times for Different Nations

Farrow next alleges that Christian inmates may "break into all its denominations [sic]" whereas the Sacred Circle is not permitted to have different worship and education meetings for -31-

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the members of different tribal nations.

Tr. at 29-30.

The

prison's schedule for religious observance shows that this is simply not the case. While there are separate services for

Catholics and Protestants,12 there are not individual meeting times for the various Protestant denominations. D. See Def.'s Ex.

Farrow has not shown that he is treated differently than

other inmates who wish to worship in a group setting; all have limited opportunity for narrowly-tailored religious services. Moreover, Farrow has not shown that defendants have structured the worship schedule based on an impermissible motive. defendant Young testified that although religious groups generally must have a volunteer facilitator, the Sacred Circle is permitted to meet without one because of the difficulty in securing volunteers. Tr. at 145. Defendants' motion for summary In fact,

judgment as to this claim is granted. c. Traditional Native American Foods

Finally, Farrow has made an equal protection argument regarding the availability of traditional Native American foods.

The schedule actually refers to "Christian Services," as distinguished from "Catholic Services." I understand "Christian Services" to mean Protestant services. -32-

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He has not alleged any facts, however, showing that prison officials treat other faith groups differently than they treat the Sacred Circle with regard to food. I therefore grant

defendants' motion for summary judgment as to this claim. D. Qualified Immunity Farrow has sued the defendants in their individual capacities for money damages.13 Defendants argue that they are I agree.14

qualifiedly immune from such claims.

Farrow does not specify whether his request for money damages stems only from his constitutional claims (which, with the exception of the sweat lodge claim, have proven unsuccessful) or from his alleged RLUIPA violations. RLUIPA authorizes "appropriate relief against a government." 42 U.S.C. § 2000cc-2. There is substantial uncertainty, however, as to whether this language even provides a right to money damages. These issues have not been briefed by the parties, and I decline to address them here. Accordingly, I deny without prejudice defendants' motion for summary judgment seeking qualified immunity from RLUIPA-based damages. If Farrow is in fact seeking damages for violations of RLUIPA, he shall file a notice with this court within 10 days. Defendants shall then be free to move for summary judgment challenging his claim for damages under RLUIPA on grounds including (1) that there is no express or implied private right of action for damages under RLUIPA; (2) that RLUIPA violations are not cognizable under 42 U.S.C. § 1983; and (3) even if RLUIPA violations are cognizable under § 1983, defendants are nonetheless entitled to qualified immunity. Because I have granted summary judgment at the liability stage on Farrow's other free exercise claims, I need only address qualified immunity with respect to the sweat lodge issue. -3314

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"[T]he doctrine of qualified immunity protects public officials from civil liability `insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'" Cox v. Hainey, 391 F.3d 25, 29 (1st Cir. 2004) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). The First Circuit uses a three-part test

based on Supreme Court jurisprudence for determining whether a public official is entitled to qualified immunity. Courts must

ask: "(i) whether the plaintiff's allegations, if true, establish a constitutional violation; (ii) whether the constitutional right at issue was clearly established at the time of the putative violation; and (iii) whether a reasonable officer, situated similarly to the defendant, would have understood the challenged act or omission to contravene the discerned constitutional right." Limone v. Condon, 372 F.3d 39, 44 (1st Cir. 2004).

"[W]hen performing the first prong of the analysis, it is generally inadequate to state [the constitutional right as] a very generalized proposition." 392 F.3d 55, 62 (1st Cir. 2004). Riverdale Mills Corp. v. Pimpare, For example, I should not frame

the right in dispute as the constitutional right to the free exercise of religion. See id. At the same time, courts must -34-

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avoid "construing the relevant rights/rules with such specificity that the predictably scant jurisprudence on point would never satisfy the `clearly established' threshold [of the second prong]." 2003). The outcome of the qualified immunity inquiry often "`depends substantially upon the level of generality'" with which the constitutional right is described in the first prong of the analysis. (1987)). Id. (quoting Anderson v. Creighton, 483 U.S. 635, 639 This is not such a case. Even when the constitutional Acevedo-Garcia v. Monroig, 351 F.3d 547, 564 (1st Cir.

right is defined quite narrowly, there is an abundant body of case law on point because "[t]he issue of the right of inmate practitioners of the Native American religion to have access to a sweat lodge has been the subject of widespread and pervasive litigation over the past [fifteen years]." Youngbear v.

Thalacker, 174 F. Supp. 2d 902, 906 (N.D. Iowa 2001). Accordingly, I conclude that the appropriate question in the first prong of the qualified immunity analysis is whether an inmate has a free exercise right to make use of a sweat lodge. decline to answer that question because I have determined that a hearing is appropriate to flesh out the factual context of -35I

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Farrow's sweat lodge claim.15 Assuming an inmate does have a constitutional right to participate in the sweat lodge in certain circumstances, the second prong of the qualified immunity analysis dictates that I determine whether or not that right was clearly established at the time it was violated. In order to make this determination, a

"court must canvass controlling authority in its own jurisdiction and, if none exists, attempt to fathom whether there is a consensus of persuasive authority elsewhere." Savard v. R.I.,

Courts generally should take the three prongs of the qualified immunity analysis sequentially, so as to achieve "proper development of the law of qualified immunity." Limone, 372 F.3d at 44. This rule, which follows the Supreme Court's decision in Saucier v. Katz, 533 U.S. 194 (2001), "is not completely inflexible." Riverdale Mills, 392 F.3d at 62. Sometimes, the "law elaboration function" of the sequential analysis will not be appropriate, "such as where the claim depends on a `kaleidoscope of facts not yet fully developed.'" Id. (quoting Dirrane v. Brookline Police Dep't, 315 F.3d 65, 6970 (1st Cir. 2002)); see also Brosseau v. Haugen, 125 S. Ct. 596, 600-1 (2004) (Breyer, J., concurring) (expressing doubt about the validity of a rigid sequential analysis); Ehrlich v. Town of Glastonbury, 348 F.3d 48, 57 (2d Cir. 2003) (explaining that courts must "use their good sense and limit [the sequential analysis] to those cases where it was meant to apply"). Because I have determined that further factual development will be useful on the issue of whether or not there has been a constitutional violation, this is a case where it is appropriate to skip directly to the second prong of the analysis. Elaboration of the law is not avoided, but merely delayed. -36-

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338 F.3d 23, 28 (1st Cir. 2003).

Accord Wilson v. Layne, 526

U.S. 603, 617 (1999); Brady v. Dill, 187 F.3d 104, 116 (1st Cir. 1999). As there is no controlling First Circuit decision on

point, I must examine case law from other jurisdictions. A number of the nation's state and federal prisons provide Native American inmates with access to a sweat lodge. Henderson v. Terhune, 379 F.3d 709, 711 (9th Cir. 2004) (California state prisons permit sweat lodges); Allen v. Toombs, 827 F.2d 563, 565 n.5 (9th Cir. 1987) (sweat lodge ceremony held once a week in Oregon state prison, but high security inmates not allowed to participate); Brown v. Schuetzle, 368 F. Supp. 2d See, e.g.,

1009, 1012 (D.N.D. 2005) (sweat lodges have operated in North Dakota state prisons since 1978); Runningbird v. Weber, No. 034018-RHB, 2005 WL 1363927 at *1 (D.S.D. June 8, 2005) (sweat lodge ceremony provided in South Dakota state prison); Greybuffalo v. Bertrand, No. 03-C-559-C, 2004 U.S. Dist. LEXIS 22356 at *9 (W.D. Wis. November 1, 2004) (monthly sweat lodge ceremony available in Wisconsin state prison); Crocker v. Durkin, 159 F. Supp. 2d. 1258, 1264 (D. Kan. 2001) (sweat lodge available in Leavenworth U.S. Penitentiary); Indian Inmates of Nebraska Petitentiary v. Grammar, 649 F. Supp. 1374, 1376 (D. Neb. 1986), -37-

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aff'd, 831 F.2d 301 (8th Cir. 1987) (sweat lodge available in Nebraska state prison since 1976). Further, at least one federal

district court has determined that prisoners have a Free Exercise Clause right to a sweat lodge. See, e.g., Youngbear, 174 F.

Supp. 2d at 915 (one-year delay in construction of a sweat lodge, when it could have been built promptly, violated inmates' free exercise rights). On the other hand, several courts have determined that the Free Exercise Clause does not require prisons to provide sweat lodge ceremonies for Native American religious practitioners. See, e.g., Hamilton, 74 F.3d at 1551 (sweat lodge not required under Free Exercise Clause16); Wilson v. Moore, 270 F. Supp. 2d 1328, 1353 (N.D. Fla. 2003) (same); Gonzalez v. Litscher, 230 F. Supp. 2d 950, 960 (W.D. Wis. 2002), aff'd, 79 Fed. Appx. 215 (7th Cir. 2003) (unpublished) (sweat lodge not required, at least for maximum security inmates, under Free Exercise Clause); Tart v. Young, 168 F. Supp. 2d 590, 594 (W.D. Va. 2001) (sweat lodge not required under Free Exercise Clause).

Despite this decision, a sweat lodge has subsequently been built at the prison in question in Hamilton. Pounders v. Kemper, 79 Fed. Appx. 941, 943 n.2 (8th Cir. 2003) (unpublished). -38-

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The case law is sufficiently unsettled for me to conclude that there is no consensus of authority as to a prisoner's right to make use of a sweat lodge.17 Therefore, the right is not

clearly established and defendants are qualifiedly immune from Farrow's claim for damages.18 See Thomas v. Gunter, 103 F.3d

700, 703 (8th Cir. 1997) (prison officials entitled to qualified immunity with regard to inmate's request for increased access to prison sweat lodge); Wilson, 270 F. Supp. 2d. at 1355 (prison officials qualifiedly immune as against prisoner's free exercise claim to a sweat lodge); Youngbear, 174 F. Supp. 2d at 920 (even though defendants' one-year delay in constructing a sweat lodge violated inmates' free exercise rights, defendants were entitled to qualified immunity). For the above-described reasons, I find that defendants are

The First Circuit has also noted that where the existence of a right depends on the outcome of a balancing test, the right will generally not be clearly established, "`at least in the absence of closely corresponding factual or legal precedent.'" Fabiano v. Hopkins, 352 F.3d 447, 457 (1st Cir. 2003) (quoting Frazier v. Bailey, 957 F.2d 920, 931 (1st Cir. 1992)). Because I have determined that the constitutional right in question was not clearly established, I need not reach the third prong of the qualified immunity inquiry. -3918

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entitled to qualified immunity from Farrow's claim for money damages, and defendants' motion for summary judgment as to this claim is granted.

V. CONCLUSION For the above-described reasons, I deny defendants' motion for summary judgment (Doc. No. 24) as to Farrow's request for access to a sweat lodge under RLUIPA and the Free Exercise Clause. I also determine that defendants are entitled to

qualified immunity with respect to Farrow's claim for damages under the Free Exercise Clause. motion is granted. SO ORDERED. /s/Paul Barbadoro Paul Barbadoro United States District Judge October 20, 2005 cc: Prayer Feather Farrow, pro se Michael K. Brown, Esq. In all other respects, the

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