Media Digital, Inc. v. Toshiba America Information Systems, Inc.
Filing
80
CORRECTED OPINION AND ORDER: For the reasons stated, the court adopts the constructions of the disputed claim terms as outlined. (Corrected as to opinion number only). So Ordered by Chief Judge Joseph N. Laplante.(jb)
UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Media Digital, Inc.
v.
Civil No. 12-cv-313-JL
Opinion No. 2015 DNH 088
Toshiba America Information
Systems, Inc. and Vizio, Inc.
OPINION AND ORDER
Touchscreen computers, and touchscreen computer tablets in
particular, are ubiquitous in the contemporary United States.
Among the many companies now manufacturing and selling such
tablets for consumption in the U.S. market are defendants Toshiba
America Information Systems, Inc. and Vizio, Inc.
Among the many
functions their tablets perform is playing music and other media,
frequently by means of a media player that allows the user to
update or otherwise control a playlist.
Although these devices are commonplace now, that was not the
case some 25 years ago, when plaintiff Media Digital, Inc.
(“MDI”) sought a patent for a computer touch screen radio station
control system.
That patent, United States Patent No. 6,101,324
(filed Feb. 5, 1990) (“the ‘324 patent”), is at issue in this
case.
MDI alleges that Toshiba and Vizio, by manufacturing and
selling touchscreen tablets equipped with user-controlled
playlists, infringe the ‘324 Patent.
Unsurprisingly, the parties
dispute the scope of the patent, and have asked the court to
construe seven of the terms employed in Claim 1 of the ‘324
patent, and to determine the corresponding structures for each of
the means-plus-function limitations found in that claim pursuant
to 35 U.S.C. § 112(f).
(The parties disagree as to the exact
number of these limitations, as the plaintiffs maintain that one
of Claim 1’s means-plus-function clauses–-describing a function
performed by “touch screen means”–-is not subject to § 112(f).)
The court, which has jurisdiction over this matter under 28
U.S.C. §§ 1331 (federal question) and 1338(a) (patent), received
briefing and conducted a hearing on these issues in accordance
with Markman v. Westview Instruments, Inc., 517 U.S. 370 (1996).
The court construes the disputed terms–-and determines the
corresponding structures--as set forth herein.
I.
Applicable legal standard
“It is a bedrock principle of patent law that the claims of
a patent define the invention to which the patentee is entitled
the right to exclude.”
Innova/Pure Water, Inc. v. Safari Water
Filtration Sys, Inc., 381 F.3d 1111, 1115 (Fed. Cir. 2004).
The
meaning of language in a claim presents a question of law for the
court to decide.
Markman, 517 U.S. at 388.
In construing the
language in a claim, the court’s “task is not to decide which of
the adversaries is correct” in its proffered interpretation, but
to fulfill the court’s “independent obligation to determine the
meaning of the claims, notwithstanding the views asserted by the
2
adversary parties.”
Exxon Chem. Patents, Inc. v. Lubrizol Corp.,
64 F.3d 1553, 1555-56 (Fed. Cir. 1995).
In the absence of the patentee’s express intent to impart a
novel meaning to the claim terms, the words of a claim take on
the full breadth of the ordinary and customary meanings
attributed to them by persons of ordinary skill in the relevant
art at the time of the invention.
See, e.g., Metabolite Labs.,
Inc. v. Lab. Corp. of Am. Holdings, 370 F.3d 1354, 1360 (Fed.
Cir. 2004); Tate Access Floors, Inc. v. Interface Architectural
Res., Inc., 279 F.3d 1357, 1370 (Fed. Cir. 2002).
To ascertain
this meaning, the court must first examine the intrinsic
evidence, including the claims themselves, the specification, and
any prosecution history submitted by the litigants.
See, e.g.,
Goldenberg v. Cytogen, Inc., 373 F.3d 1158, 1164 (Fed. Cir.
2004).
The court starts with the actual language of the claim.
See Int’l Rectifier Corp. v. IXYS Corp., 361 F.3d 1363, 1369-70
(Fed. Cir. 2004); 3M Innovative Props. Co. v. Avery Dennison
Corp., 350 F.3d 1365, 1370 (Fed. Cir. 2003).
“If the claim
language is clear on its face, then [the court’s] consideration
of the rest of the intrinsic evidence is restricted to
determining if a deviation from the clear language of the claims
is specified.”
Interactive Gift Express, Inc. v. Compuserve
3
Inc., 256 F.3d 1323, 1331 (Fed. Cir. 2001); see also Int’l
Rectifier, 361 F.3d at 1370.
Although the court must therefore construe the claims in
light of the specification, it must take care not to read
limitations from the specification into the claims.
Innova/Pure
Water, 381 F.3d at 1117; Liebel–Flarsheim Co. v. Medrad, Inc.,
358 F.3d 898, 904 (Fed. Cir. 2004).
“If the meaning of the claim
limitations is apparent from the totality of the intrinsic
evidence, then the claim has been construed.”
Express, 256 F.3d at 1332.
Interactive Gift
Nonetheless, in arriving at the
proper construction of a claim, the court may refer to extrinsic
evidence, such as dictionaries or expert testimony, “to better
understand the underlying technology and the way in which one of
skill in the art might use the claim terms,” keeping in mind “the
flaws inherent” in such evidence.”
Phillips v. AWH Corp., 415
F.3d 1303, 1317-18 (Fed. Cir. 2005) (en banc) (internal quotation
marks omitted).
II.
Background
MDI holds an assignment of the ‘324 Patent from its
inventors, John M. Connell (who is also MDI’s president), Dennis
Mills, Doug Cyr, and Norman Buck.
The patent, which is titled
“Computer Touch Screen Radio Station Control System,” discloses
“[a] computerized audio or video signal control system controlled
4
by an announcer and having a display of the available signal
sources and scheduled events which can be activated, mixed, faded
and cued by the announcer in the scheduled order or in an order
the announcer desires.”
‘324 Patent, Abstract.
The patent
explains that, historically, “audio or video production or
broadcast systems included a manually controlled mixing and
switching board,” which was “complex and hard to use” due to “the
large number of available inputs or sources, the multiple outputs
available and the options available for each source.”
1:16-22.
Id. col.
Previous attempts to remedy the frequent errors this
caused through full automation, i.e., “by having a computer
replace all the operators and oversee the entire operation of the
station,” resulted in additional problems due to “mechanical
malfunctions” or the computer’s inability “to rapidly rearrange
the schedule of events.”
Id. col. 1:27-38.
Thus, the patent
states, there was a need for “a more flexible program environment
. . . that could be changed by an operator to fit the situation
as it arose,” but which “did not require highly trained operators
or produce the frequent errors which occurred in manual control
boards.”
Id. col. 1:40-50.
So, the patent summarizes, “[t]he basic system” of the
disclosed invention “uses a computer integrated with a touch
screen to replace the mixing and routing board in a radio or
5
television station or production facility,” thereby permitting
“the broadcast announcer to perform the program mixing and
routing tasks without the need for a skilled operator.”
1:65-2:3.
Id. col.
Scheduled events are displayed on the touch screen,
and the announcer is able “to change events to different time
slots, to cancel events, to cue events for review prior to actual
airing, to initiate events immediately and [to perform] all other
functions necessary to control and log programming of a radio,
television or production broadcast.”
Id. col. 2:3-9.
The patent
thus claims, in relevant part:
A system to provide interactive, automated control of
an audio or video program formed from a plurality of
signal sources, said control system being responsive to
commands from one or more system operators or
announcers comprising:
touch screen means for displaying information and
for receiving input information by way of the
location of a touch on said touch screen means;
means for generating and displaying on said touch
screen means a portion of a scheduled log of
program events;
means for correlating a program event with a
source;
means or allowing an operator to select a program
event from the log for activation at that time by
touching said touch screen means;
means for activating the selected event;
means for allowing the operator to de-select an
active event from the activated status at that
6
time by touching said touch screen means; and
means for de-activating the de-selected event.
Id. col. 26:60-27:12.1
MDI filed eight actions in this court in late 2012 and early
2013, alleging that Toshiba, Vizio, and several other entities
are infringing on the ‘324 patent by manufacturing and selling
touchscreen controlled tablet computers equipped with media
players and the ability to update a music playlist.
MDI
stipulated to the dismissal of its claims against several of the
defendants; the court consolidated the remaining cases for
pretrial proceedings.
See Orders of March 26, 2013; April 15,
2013; and June 3, 2013.
Following further stipulations of
dismissal by MDI, only Toshiba and Vizio remain as defendants.
Pursuant to Supplemental Patent Rules 6.1(c) and (e), the
parties have filed a joint claim construction and prehearing
statement and claim construction briefs, seeking the court’s
ruling on the meaning of the following seven terms employed in
Claim 1 of the ‘324 Patent:
•
“a plurality of signal sources”/“a source”;
•
“operators or announcers”;
•
“scheduled log of program events”/“the log”;
1
The patent also contains other, dependent claims, but the
court need not concern itself with those at this time, as the
parties have only sought the court’s construction of the terms
used in Claim 1.
7
•
“select a program event”;
•
“activation”/“activating the selected event”;
•
“de-select [an active event]”; and
•
“deactivating the de-selected event.”
The parties also seek the court’s ruling on the corresponding
structure for each of the means-plus-function limitations in
Claim 1, see 35 U.S.C. § 112(f), though they disagree whether
“touch screen means for displaying information and for receiving
input information by way of the location of a touch on said touch
screen means” is a means-plus-function limitation subject to
§ 112(f).
III. Analysis
A.
Disputed terms2
i.
“a plurality of signal sources”/“a source”
For the reasons that follow, the court construes “source” as
“an electrical or electronic device which provides a signal which
is an event which may form a portion of a program,” and a
“plurality of signal sources” as two or more such devices.
This is essentially identical to the construction proffered
by MDI.
In support of this construction, MDI points primarily to
2
The court construes here the first three disputed terms.
The remaining four terms, which appear in Claim 1’s means-plusfunction limitations, are addressed in the following section.
8
a memorandum submitted during the prosecution of the patent,
which provides the same definition for the term “program source.”
See MD000316.
This, MDI avers, “is an example of the patentee
acting as his own lexicographer,” so the court “need not look any
further than this explicit definition.”
MDI Resp. Br. (document
no. 69) at 7; see, e.g., Schoenhaus v. Genesco, Inc., 440 F.3d
1354, 1358 (Fed. Cir. 2006) (“The patentee is free to act as his
own lexicographer, and may set forth any special definitions of
the claim term in the patent specification or file history,
either expressly or impliedly.”).
Defendants, though they acknowledge (and, in fact, also rely
upon) this definition, propose a much more narrow construction, a
key component of which is that the “source” device is external to
and separate from the device to which the signal is sent.
The
term “a plurality of signal sources,” they say, refers to “two or
more external devices capable of delivering information to a
separate location by way of an electrical pulse for transmission
in an aired radio or television broadcast,” while a “source” is
“one of the constituent devices that in the aggregate form the
plurality of sources.”
They point to the patent’s specification,
which refers to connecting or linking source locations to
separate destinations, and to radio and television broadcasting,
as support for this interpretation.
9
MDI counters by arguing that
the defendants cannot read limitations from the preferred
embodiment described in the specification into the claims.
See,
e.g., Liebel-Flarsheim Co. v. Medrad, Inc., 358 F.3d 898, 913
(Fed. Cir. 2004) (“[I]t is improper to read limitations from a
preferred embodiment described in the specification--even if it
is the only embodiment--into the claims absent a clear indication
in the intrinsic record that the patentee intended the claims to
be so limited.”).
MDI’s interpretation is the better one.
patentee may act as its own lexicographer.
As MDI notes, a
See GE Lighting
Solutions, LLC v. AgiLight, Inc., 750 F.3d 1304, 1309 (Fed. Cir.
2014).
To do so, it must “clearly set forth a definition of the
disputed claim term” in either the specification or prosecution
history, and “clearly express an intent to define the term.”
That principle would appear to apply here.
Id.
As just mentioned,
the prosecution history states that a “program source[3] is . . .
an electrical or electronic device which provides a signal which
is an event which may form a portion of the program.”
MD000316.
That suffices to set forth a clear definition of the term.
See
Sinorgchem Co., Shandong v. Int’l Trade Comm’n, 511 F.3d 1132,
3
MDI operates on the assumption that the terms “program
source” and “source” are interchangeable. The defendants have
not argued to the contrary, and, based upon its reading of the
record, the court perceives no reason the two terms would not be
synonymous.
10
1136 (Fed. Cir. 2007) (word “is” signifies “that a patentee is
serving as its own lexicographer” (quotation marks omitted)).
That the patentee intended to define the term as used in the
patent is made clear by the context in which the definition was
provided.
At the time, the patent examiner had rejected several
of the proposed claims of the patent as having been disclosed by
the prior art, and the patentee had appealed the rejection.
The
patent examiner’s answer to the appeal stated that “it was well
known to a skilled artisan of television broadcasting, at the
time the invention was made, that the program source . . . is a
scheduled log of program events.”
MD000308.
To refute this
contention, and to make clear that the source and the scheduled
log of program events were not the same thing, the patentee
supplied the definition in question.
That definition, then, was
intended to delineate the bounds of the term.
The defendants have presented no developed argument as to
why the lexicographer principle does not apply to the definition
of “source” set forth in the prosecution history of the ‘324
Patent.
At oral argument, defendants’ counsel suggested that
adopting the definition in the prosecution history would override
the hierarchy of intrinsic evidence by elevating the prosecution
history to a position of more importance than the claim language
or the specification, which is generally disfavored.
11
See, e.g.,
Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed.
Cir. 1996) (outlining hierarchy of intrinsic evidence).
As
already mentioned, however, the Court of Appeals for the Federal
Circuit has made clear that all that is ordinarily required for a
patentee to act as its own lexicographer is that the patentee
“clearly set forth a definition of the disputed claim term in
either the specification or prosecution history.”
CCS Fitness,
Inc. v. Brunswick Corp., 288 F.3d 1359, 1366 (Fed. Cir. 2002)
(emphasis added); see also Schoenhaus, 440 F.3d at 1358
(identifying “the application’s file history” as one “place in
which an inventor may lay out a special definition of a claim
term”).
The ordinary hierarchy of evidence therefore does not
apply in such a scenario.
In any event, there is nothing in either the claim language
or elsewhere in the patent that contradicts the definition set
forth in the prosecution history.
While the defendants assert
that the patent’s specification demonstrates that a “source” must
be separate from and external to the location to which any signal
is sent, the court cannot agree.
To be sure, the patent’s
description of the preferred embodiment speaks of sources being
“connect[ed]” to an output, which could be taken to suggest that
a source is ordinarily distinct from the output.
col. 3:65-4:2, 7:40-42.
‘324 Patent,
Other portions of the patent might also
12
be taken to make this suggestion.
See, e.g., id. Fig. 1 (showing
sources as separate from touchscreen computer); cf. also MD000458
(portion of prosecution history identifying sources as “linked to
the output of the station”).
In construing claim terms, however,
this court must take care “to avoid reading limitations appearing
in the specification into the claims,” and should refer to the
specification only “to ascertain the meaning of the claim term as
it is used by the inventor in the context of the entirety of his
invention, and not merely to limit a claim term.”
Interactive
Gift Express, 256 F.3d at 1331-32 (internal quotation marks and
alterations omitted); see also Raytheon Co. v. Roper Corp., 724
F.2d 951, 957 (Fed. Cir. 1983) (“That claims are interpreted in
light of the specification does not mean that everything
expressed in the specification must be read into all the
claims.”).
By importing concepts of externality and separateness
into the meaning of “source,” the court would be overstepping
those bounds, because nothing in the excerpts upon which the
defendants rely unequivocally shows that those concepts are
inherent in the meaning of the term “source,” as used by the
inventor and as understood by a person of ordinary skill in the
relevant art.
At best, they show that sources may be external in
one possible configuration of the claimed invention.
13
MDI’s interpretation of the term “source” as “an electrical
or electronic device which provides a signal which is an event
which may form a portion of the program” is, for the foregoing
reasons, preferable to the defendants’ alternative, and the court
adopts that construction.
A “plurality of signal sources” is,
naturally, two or more such devices.
See, e.g., York Prods.,
Inc. v. Cent. Tractor Farm & Family Ctr., 99 F.3d 1568, 1575
(Fed. Cir. 1996) (term “plurality” means “the state of being
plural,” i.e., “at least two”).
ii.
“operators or announcers”
For the reasons that follow, the court construes “operators”
as “personnel in an audio or video production or broadcast studio
responsible for controlling the technical equipment necessary for
an audio, visual, or audiovisual production or broadcast,” and
“announcers” as “personnel in an audio or video broadcast studio
responsible for speaking or otherwise presenting information to
listeners or viewers.”
This differs in some respects from the parties’ proposed
constructions.
In MDI’s telling, the reference to “operators or
announcers” does nothing more than “describe that there is a user
of the claimed system.”
An “operator,” MDI asserts, is simply “a
person using or operating the system” disclosed in the patent,
and the court need not construe the term “announcer,” which, as a
14
more narrow description that applies only to the preferred
embodiment of broadcasting, is necessarily encompassed within
that definition.
The defendants, on the other hand, assert that
the two terms delineate two different concepts:
“operators” are
“station personnel responsible for controlling the technical
equipment necessary for a program broadcast via radio or
television media,” while “announcers” are “station personnel
(sometimes referred to as anchors, DJ’s, on-air talent, or
presenters) responsible for hosting a program broadcast via radio
or television media.”
MDI’s construction of the term “operators” as, basically,
“users,” has some superficial appeal.
In ordinary usage, after
all, the terms “operators” and “users” can sometimes be used
interchangeably; in fact, MDI asserts that its construction
follows from the “plain reading of the term ‘operator.’”
Despite
the occasional synonymity between the words, however, the court
does not agree that the “plain reading” of “operators” points to
all persons who might conceivably use or operate the system
disclosed in the patent.
Even in lay terminology, “operators”
has a significantly more narrow and specialized connotation than,
simply, “users”; it suggests persons who are engaged specifically
“in the mechanical aspect of any process or activity.”
Webster’s
Third New Int’l Dictionary 1581 (1986); cf. Prot. Fire & Cas. Co.
15
v. Cornelius, 176 Neb. 75, 83 (1963) (“The terms ‘use’ and
‘operation’ are not interchangeable nor synonymous.
separate meanings.”).
They have
So, in a somewhat dated example, telephone
“operators” connect calls by controlling switchboards; telephone
“users,” however, simply speak on their telephones.
This court’s goal in construing a claim is, in any event,
not to ascertain what a layperson would understand the terms used
in the patent’s claims to mean; rather, “[t]he touchstone for
discerning the usage of claim language is the understanding of
those terms among artisans of ordinary skill in the relevant art
at the time of invention.”
Metabolite Labs., 370 F.3d at 1360.
As the patent itself explains, the field in question is “control
systems, especially those used in audio and video production and
broadcast facilities.”
‘324 Patent, col. 1:11-14; see also
MD000245 (describing as “experts in the field” two individuals
working in the broadcast audio field).
And there is ample
evidence indicating that both “operators” and “announcers” are
terms that had separate, specific meanings to persons of ordinary
skill in that field at that time.
As an initial, purely semantic matter, the court cannot
overlook that the claim employs the two terms disjunctively:
“operators or announcers.”
As the Court of Appeals for the
Federal Circuit has previously noted in the claim construction
16
context, “[t]he disjunctive ‘or’ plainly designates that a series
describes alternatives.”
SkinMedica, Inc. v. Histogen Inc., 727
F.3d 1187, 1199 (Fed. Cir. 2013).
That alone hints that the
patent, rather than using “announcers” to delineate a subset of
the term “operators,” employs “announcers” as an alternative to
that term.4
Yet that is not the only textual indicator that the
term “operators” is not quite so broad as MDI argues:
as the
defendants note, a reading of “operators” that encompasses
“announcers” ultimately renders the latter term surplusage, a
result that is disfavored.
See, e.g., Merck & Co., Inc. v. Teva
Pharm. USA, Inc., 395 F.3d 1364, 1372 (Fed. Cir. 2005) (“A claim
construction that gives meaning to all the terms of the claim is
preferred over one that does not do so.”).
The patent’s summary of the invention also implies that
operators and announcers fulfill separate roles.
Historically,
it relates, systems for audio or video broadcast and production
included manually controlled mixing and switching boards that
4
It is true that “or” does not always denote alternatives;
the word can also be used in a descriptive or explanatory sense,
e.g., “the cuspids, or ‘canine teeth,’ are used for gripping and
tearing.” When “or” is used in this sense, however, the second,
explanatory word or phrase is customarily offset by commas and/or
quotation marks (as in the foregoing example), see, e.g., Pause
Tech., LLC v. TiVo, Inc., 419 F.3d 1326, 1334-35 (Fed. Cir.
2005), markers that are not present here. And, if “or” were used
in an explanatory sense in the claim, that would effectively
limit the scope of the term “operators” to “announcers” alone,
which runs counter to the evidence discussed infra.
17
“were complex and hard to use, requiring skilled operators.”
‘324 Patent Col. 1:16-19.
The invention, the summary goes on to
explain, improves upon that regime because it “permits the
broadcast announcer to perform the program mixing and routing
tasks without the need for a skilled operator.”
Id. 1:65-2:3.
The necessary implication, then, is that an announcer would not
ordinarily perform tasks of mixing and routing; those tasks would
be performed by an operator instead.
And further support for a
distinction between operators and announcers can be drawn from
the patent’s description of a prior proposal for solving the
problems posed by the complexity of mixing and switching boards:
full automation “by having a computer replace all the operators
and oversee the entire operation of the station” by “activat[ing]
the right series of devices at the right time.”
Id. 1:27-29.
“Operators,” as used in this phrase, plainly excludes announcers,
who would still be needed to fulfill on-air duties.
While these excerpts from the specification are, by
themselves, inconsistent with MDI’s proffered interpretation for
the term “operators or announcers,” other evidence also supports
the defendants’ contention that a person of ordinary skill in the
relevant art at the time of the invention would understand an
“operator” as someone who operates technical audiovisual
equipment, and an “announcer” as someone who speaks or presents
18
information to listeners or viewers over the air.
So, for
example, when the patent’s background summary employs the term
“operator,” it usually does so in reference to some technical
function.
See generally id. at 1:16-62 (describing various tasks
performed by “operators,” including controlling mixing and
switching boards, loading taped material into tape units,
adjusting the program sequence to accommodate listener requests
or announcements, and entering program events into a log).
When
the term “announcer” is used in the patent, however, it is
usually in reference to the task of speaking on-air in a
broadcast environment.
See, e.g., id. at 4:30-34, 5:21-24,
10:64-66 (announcer responsible for reading copy); id. at 6:1-4
(announcer speaks on microphone); cf. also id. col. 2:1
(referring to “the broadcast announcer”).
Other intrinsic evidence points to a similar conclusion.
A
number of exhibits filed with the Patent and Trademark Office in
support of the applicants’ amendments to their claims use the
term “operators” to identify someone who is performing technical
roles, and use the term “announcers” for someone responsible for
on-air duties.
So, for example, a 1987 presentation by the lead
inventor (who, as noted supra at Part II, is MDI’s president)
explains that “[i]n a radio station, the focus of concentration
is in fact on operation rather than ‘on-air’ duties,” thus
19
distinguishing the two.
MD000502.
The “operation” referred to
in the presentation, the article makes clear, involved the
“handl[ing of] large numbers of available inputs or program
sources” and “provid[ing] a large variety of functional options
to these sources, as well as to the multiple outputs that are
necessary,” a process that traditionally “included a manually
controlled mixing and switching console.”
Id.
Another exhibit,
a 1986 article in a trade publication, also draws a distinction
between “technicians and board operators,” who were responsible
for controlling audio input/output consoles, and “anchorpeople.”
See MD000495 (describing how “[m]any all-news stations eliminated
use of technicians and board operators, demanding instead that
the anchorpeople run their own consoles”).
Experts in the field also used the terms in this sense.
The
declaration of a non-inventor who had worked in radio for many
years, also submitted as an exhibit to the claim amendments,
related that the traditional method of coördinating the sources
comprising a broadcast was “a manually operated audioboard, with
the various sources being activated and their signals being
routed by the manual action of an operator.”
MD000478.
Indeed,
in his deposition in this matter the lead inventor (who, again,
is MDI’s president) testified that “operators” were separate
personnel from the “announcers”–-also called “anchors” or
20
“newscasters”--who were “on the air,” i.e., they were “engineers”
who “were in the engineering department.”
Connell Depo. Tr.
(document no. 66-10) at 13:11-13, 23:6-25:5, 26:5-27:2.5
MDI offers little to counter this reading (apart from, as
already mentioned, unpersuasive assertions about the supposed
“plain meaning” of the terms).
Although it cites the patent and
file history in its memoranda, the excerpts upon which it relies
either fail to make any mention of the disputed terms, see, e.g.,
‘324 Patent Col. 22:27-47, or use those terms in a manner that is
mostly consistent with the defendants’ proffered interpretation,
see id. at 3:47-59; see also MD000242.
The court is not wholly
in agreement with the defendants--their limitation of the term
“operator” to someone who works in a broadcast environment is
inconsistent with the patent itself, which uses that term to
refer to someone who works with either “production or broadcast
systems,” ‘324 Patent, col. 1:16-196–-but, for the reasons
5
As extrinsic evidence, this testimony carries no weight in
the court’s analysis, since the intrinsic evidence alone is
sufficient to remove any ambiguity from the disputed terms. See,
e.g., Interactive Gift Express, 256 F.3d at 1332. The court
notes it here only insofar as it confirms (and, in fact, nicely
summarizes) what the intrinsic evidence already shows.
6
As the excerpts cited supra indicate, however, the term
“announcer” necessarily would seem to be limited to a broadcast
environment. MDI appears to concede this.
21
already explicated, their definitions are preferable to those
offered by MDI.
So, in light of all the evidence, the court construes
“operators” as “personnel in an audio or video production or
broadcast studio responsible for controlling the technical
equipment necessary for an audio, visual, or audiovisual
production or broadcast,” and “announcers” as “personnel in an
audio or video broadcast studio responsible for speaking or
otherwise presenting information to listeners or viewers.”
iii. “scheduled log of program events”/“the log”
For the reasons that follow, the court construes “scheduled
log of program events” and “the log” as “a previously-assembled
ordered list of events to be activated for broadcast or airing.”
The parties agree that the two terms--“scheduled log of
program events” and “the log”--refer to the same thing, but
disagree as to what that is.
MDI says the patentee once again
acted as its own lexicographer, pointing to col. 3:54-59 of the
patent, which includes the passage, “schedule of events, referred
to as the log.”
The scheduled log of program events, it asserts,
is therefore nothing more than a “schedule of events.”
For their
part, the defendants, relying upon both intrinsic and extrinsic
evidence, construe the term as meaning “the previously assembled
ordered list of time-specific events to be broadcast or aired on
22
a radio or television station.”
While neither definition is a
direct hit, the defendants’ comes closer to striking the mark.
MDI’s reliance upon the passage above to argue that the
patentee was acting as its own lexicographer is unpersuasive.
As
previously mentioned in this order, for a patentee to act in that
capacity, it must “clearly set forth a definition of the disputed
claim term” in either the specification or prosecution history,
and must do this in a manner that “clearly express[es] an intent
to define the term.”
GE Lighting Solutions, 750 F.3d at 1309.
The patent’s reference to the program director “fill[ing] in the
remaining portions of the schedule of events, referred to as the
log, that have not been previously filled in by the marketing,
accounting and news departments,” ‘324 Patent, col. 3:54-59,
cannot easily be called a clear “definition” of the term “log.”
Yet even assuming one could characterize this reference as a
definition of that term, it is far from apparent from the context
in which it appears that the patentee intended it to serve as a
definition.
The patentee was not acting as its own lexicographer
in this instance.7
7
Wholly apart from the inapplicability of the lexicographer
principle, the court has some difficulties with MDI’s proposed
construction, which reads the terms “log” and “program” out of
the term altogether. The primary purpose of claim construction
is “to clarify and when necessary to explain what the patentee
covered by the claims,” O2 Micro Int’l Ltd. v. Beyond Innovation
Tech. Co., Ltd., 521 F.3d 1351, 1362 (Fed. Cir. 2008), and by
23
MDI is not alone in looking to the lexicographer principle.
The defendants’ proposed construction also relies in substantial
part on a description of the term provided by the patentee.
The
defendants, however, find their proposed definition in the
prosecution history.
In providing a cursory summary of the
invention, the applicant, after describing how “[v]arious items
are displayed on the touch screen, particularly including the
scheduled log of program events,” explains that “[t]he scheduled
log of program events is an ordered list of the events to be
activated for broadcast or airing.”
MD000272.
In contrast to
MDI’s proffered construction, this passage satisfies the
lexicographer principle, as it both “clearly sets forth a
definition” of the term and--by virtue of its positioning
immediately after the patentee’s use of the term in a summary of
the invention--clearly evinces “an intent to define the term.”
In this context, it represents “the avowed understanding of the
patentee, expressed by him, or on his [behalf], when his
application for the original patent was pending.”
Markman v.
Westview Instruments, Inc., 52 F.3d 967, 980 (Fed. Cir. 1995)
(quoting Goodyear Dental Vulcanite Co. v. Davis, 102 U.S. 222,
227 (1880)). (In contrast to MDI’s proffered construction, the
omitting descriptive terminology, MDI’s proposal neither explains
nor clarifies; it only serves to muddy the waters more.
24
passage also imparts significantly more meaning to the claim
term.
See supra n.7.)
MDI protests that the defendants’ proffered construction of
this term impermissibly restricts the breadth of the claim to a
broadcast environment.
That is not necessarily true; although
the defendants’ construction does include the word “broadcast,”
it indicates that a log may list events to be activated for
“broadcast or airing,” and the word “airing” arguably has a
different connotation than “broadcast.”8
Even assuming, though,
that there is no substantive difference between the two, any
resulting limitation of the claim is a limitation introduced by
the patentee itself, since, as just discussed, the defendants
draw their construction from the definition provided by the
patentee in the course of prosecuting its patent application.
To be sure, the patent contemplates possible application of
the invention in an “audio or video production studio” as well as
a broadcast radio or television station, see ’324 Patent, col.
1:12-14, 26:37-53, and the Court of Appeals for the Federal
Circuit just recently reasserted that “constructions that exclude
8
Because the parties have not yet had the opportunity to
address the issue, the court declines to take a position at
present on precisely what “airing” might mean in this context.
25
disclosed embodiments[9] without a clear justification are
disfavored,” Lexington Luminance LLC v. Amazon.com Inc., --- Fed.
Appx. ----, 2015 WL 524270, at *7 (Fed. Cir. Feb. 9, 2015).
Even
so, a claim “need not be construed to encompass all disclosed
embodiments when the claim language is clearly limited to one or
more embodiments.”
TIP Sys., LLC v. Phillips & Brooks/Gladwin,
Inc., 529 F.3d 1364, 1375 (Fed. Cir. 2008).
To the extent that
the defendants’ construction excludes the production studio
embodiment (and, again, the court need not and does not take any
position on that issue at this time), it falls within the TIP
exception, for the reasons elucidated above.
The court need not, however, adopt that construction without
alteration simply because the patentee acted as its own
lexicographer.
See, e.g., Trading Techs. Int’l, Inc. v. eSpeed,
Inc., 595 F.3d 1340, 1353 (Fed. Cir. 2010) (affirming district
court’s rewriting of definition provided in specification).
The
defendants argue that pre-assembly is a necessary component of a
9
In its memoranda, MDI repeatedly refers to the production
studio embodiment as a “preferred embodiment” of the invention,
and seeks refuge in the rule that a construction that excludes a
preferred embodiment “is rarely, if ever, correct.” Vitronics,
90 F.3d at 1583. As the Lexington Luminance and TIP cases cited
in the text above suggest, however, not every embodiment
speculatively disclosed in a patent is “preferred.” Here, the
preferred embodiment is the one described in detail in the
specification, which describes the invention’s application in a
radio station setting. It is readily encompassed within the
defendants’ construction.
26
“scheduled log of program events,” although such a limitation is
not reflected in the patentee’s definition.
with them on this count.
times.
The court agrees
The patent makes this explicit multiple
See, e.g., ‘324 Patent col. 2:30-32 (“log development is
generally done one to two days before the program is aired”),
3:60-62 (describing how “a scheduled log of events for a
particular period is prepared and given to the various personnel
responsible for airing and broadcast”).
Indeed, it finds perhaps
its clearest expression in the patent’s abstract, which describes
how the claimed invention permits an announcer to activate events
appearing in the log “in the scheduled order or in an order the
announcer desires,” id. Abstract.
Absent pre-assembly, there
would be no “scheduled order” of events; rather, the announcer’s
desire would, by necessity, always control the order of events.
Yet further support for that reading is found in the prosecution
history, in which the patentees described how unscheduled events
could be added to the log, while scheduled events could be
“removed or rearranged”–-neither of which would be possible
without pre-assembly.
See MD000242.
The court parts ways with the defendants, however, insofar
as their definition incorporates an additional limitation that
the scheduled events are time-specific.
To be sure, the term’s
use of the descriptor “scheduled” might also be taken to indicate
27
that the events on the list are assigned specific time slots.
One common meaning of the verb “schedule,” after all (from which
the adjectival form is derived) is “to appoint, assign, or
designate to do or receive something at a fixed time in the
future.”
Webster’s Third New Int’l Dictionary 2028 (1986).
To
“schedule,” however, can also just mean “to place in a schedule”
or “to make a schedule of,” that is to say, to place in or make a
“formal list” or a “detailed list,” see id., a meaning that is
already captured in the proposed definition’s description of the
“scheduled log” as an “ordered list.”
While the defendants point
to particular excerpts from the patent specification in support
of this limitation, see, e.g., ‘324 Patent col. 10:16-21, 11:6512:20, as already described, see Part III.A.i, supra, this court
may refer to the specification only “to ascertain the meaning of
the claim term as it is used by the inventor in the context of
the entirety of his invention, and not merely to limit a claim
term, Interactive Gift Express, 256 F.3d at 1331-32 (internal
quotation marks and alterations omitted), and the excerpts the
defendants cite do not serve to shed any light on the meaning of
the disputed term--merely to limit its scope.
So, in light of all the foregoing, the court construes the
terms “scheduled log of program events” and “the log” as “a
28
previously-assembled ordered list of events to be activated for
broadcast or airing.”
B.
Means-plus-function limitations
“An element in a claim for a combination may be expressed as
a means or step for performing a specified function without the
recital of structure, material, or acts in support thereof, and
such claim shall be construed to cover the corresponding
structure, material, or acts described in the specification and
equivalents thereof.”
35 U.S.C. § 112(f).
Construction of a
means-plus-function limitation is a two-step process, the first
step of which is to “identif[y] the particular claimed function.”
HTC Corp. v. IPCom GmbH & Co., KG, 667 F.3d 1270, 1278 (Fed. Cir.
2012).
This is a matter of claim construction, WMS Gaming, Inc.
v. Int’l Game Tech., 184 F.3d 1339, 1347 (Fed. Cir. 1999), and it
is only after performing this first step that the court
undertakes the second step of the analysis by “look[ing] to the
specification and identif[ying] the corresponding structure,
material, or acts that perform that function,” HTC Corp., 667
F.3d at 1278.
At this second step, the “structures disclosed in
the specification and equivalents” limit the scope of the claim.
Mettler-Toledo, 671 F.3d at 1296.
Claim 1 of the ‘324 Patent contains several such means-plus
function limitations.
The parties agree as to some of the
29
claimed functions, but disagree as to others; they also disagree
as to the corresponding structure for each of these limitations.
And their disagreement continues as to whether one of the
elements in Claim 1--“touch screen means for displaying
information and for receiving input information by way of the
location of a touch on said touch screen means”--is even subject
to § 112(f).
For the reasons set forth below, the court finds
that this clause is subject to § 112(f).
It further interprets
Claim 1’s disputed functions, and determines the corresponding
structure for the means-plus-function limitations, as follows.
i.
touch screen means for displaying information and
for receiving input information by way of the
location of a touch on said touch screen means
As just noted, the parties disagree whether this element is
even governed by § 112(f). “The question whether a claim element
triggers section [112(f)] is ordinarily not a difficult one.
Claim drafters conventionally use the preface ‘means for’ (or
‘step for’) when they intend to invoke section [112(f)], and
there is seldom any confusion about whether section [112(f)]
applies to a particular element.”
Greenberg v. Ethicon Endo-
Surgery, Inc., 91 F.3d 1580, 1583 (Fed. Cir. 1996).
And so,
“[t]he use of the word ‘means’ triggers a presumption that the
inventor used this term advisedly to invoke the statutory mandate
for means-plus-function clauses.”
30
Allen Eng’g Corp. v. Bartell
Indus., Inc., 299 F.3d 1336, 1347 (Fed. Cir. 2002) (some internal
quotation marks omitted).
Because this clause employs the phrase
“touch screen means,” that presumption comes into play here.
The
presumption may be overcome, however, if a claim element “recites
sufficient structure or material for performing” the stated
function.
Id.
MDI maintains that this is the case here: the
term “touch screen,” it says, discloses sufficient structure to
perform the described function, and “the word ‘means’ adds
nothing to the claim.”
MDI Opening Br. (document no. 64) at 14.
This argument encounters a stumbling block.
For a claim
term to recite sufficient structure to overcome the presumption,
“the term, as the name for structure, [must have] a reasonably
well understood meaning in the art.”
1347.
Allen Eng’g, 299 F.3d at
MDI makes a valiant attempt to argue that this requirement
is satisfied, contending that the “plain and ordinary meaning” of
the term “touch screen” is “a computer that incorporates a touch
screen capable of receiving input through a user’s touch.”
Opening Br. (document no. 64) at 14.
MDI
Tellingly, however, MDI has
not cited a shred of evidence in support of this understanding.
That is unsurprising, for, as the defendants point out, the
evidence of record tends to indicate that a person of ordinary
skill in the art at the time of the invention would understand
the term “touch screen” to refer to something quite different.
31
A
1987 presentation by John Connell, the lead inventor (and MDI’s
president) explains that “[t]he core of the Touchstone system,”
the precursor to the claimed invention, “is a capacitive touch
screen on a highly visible color monitor.”
MD000502.
Similarly,
in his deposition in this matter, Connell agreed that the term
“touch screen means” referred to “the overlay on the touch screen
computer monitor.”
76:8-16.
Connell Depo. Tr. (document no. 66-10) at
In other words, the term “touch screen,” at least as
the lead inventor understood, and understands, it, refers to a
screen that is overlaid on a computer monitor, and not an
integrated computer.
That is where MDI’s argument that § 112(f) does not apply
runs off the rails.
As already mentioned, a claim must recite
“sufficient structure for performing the described functions in
their entirety” for the presumption of § 112(f)’s applicability
to be overcome.
TriMed, Inc. v. Stryker Corp., 514 F.3d 1256,
1259 (Fed. Cir. 2008).
The parties agree that the function set
forth in the clause is “displaying information and receiving
input information by way of the location of a touch on [the]
touch screen means.”
A touch screen of the type described in
Connell’s presentation and his deposition may well be able to
“receive input information by way of the location of a touch,”
but it is not capable of “displaying information”--that function
32
would instead be performed by the monitor referred to in both the
presentation and the deposition.
So the court is constrained to
conclude that the “touch screen means” clause triggers § 112(f).
The court therefore must look to the specification to
identify the actual means for performing the stated functions.
And the result is actually quite close to what MDI has asserted
(incorrectly, as just noted) is the “plain and ordinary meaning”
of “touch screen”:
“a computer integrated with a touch screen.”
See ‘324 Patent, Col. 1:65-66.
As the patent explains, such a
computer is intended to both display information and interact
with an announcer or operator who inputs information by touching
the screen.
Id. Col. 2:3-4, 2:43-50; see also id. Col. 5:21-27;
Col. 14:1-18.
The defendants maintain that the corresponding structure for
the specified function is significantly more narrow.10
They
argue that the “touch screen means” must be a touch screen
10
In an exhibit to the parties’ joint claim construction and
prehearing statement, the defendants also take the position that
the patent’s specification identifies “insufficient structure”
for “performing the displaying and receiving functions, and thus
the patent is indefinite.” Joint Claim Constr. & P’hg. St., Exh.
C (document no. 60-3). The defendants have not advanced any
developed argument to that effect in their memoranda, so the
court considers any such argument waived. See, e.g., Boss
Control, Inc. v. Bombardier Inc., 410 F.3d 1372, 1380 (Fed. Cir.
2005) (failure to present substantive arguments to district court
on an issue results in waiver). It is, in any event, incorrect,
for the reasons discussed below.
33
computer identical to the one described in the “detailed
description of the preferred embodiment” section of the patent’s
specification, i.e., a computer that, in addition to displaying
information and receiving input information, is programmed to
“receive schedule log information from a central computer and
control multiple sources,” is “dedicated to running the touch
screen software,” and is distinct from two other computers
identified in the patent--the “file server computer” and the
“director computer.”
In so arguing, however, the defendants run
headlong into one of the cardinal rules of construing means-plusfunction limitations:
when identifying the structure that
corresponds to a claimed function, “a court may not import
functional limitations that are not recited in the claim, or
structural limitations from the written description that are
unnecessary to perform the claimed function.”
Welker Bearing Co.
v. PHD, Inc., 550 F.3d 1090, 1097 (Fed. Cir. 2008) (quoting
Wenger Mfg., Inc. v. Coating Mach. Sys., Inc., 239 F.3d 1225,
1233 (Fed. Cir. 2001)); see also Toro Co. v. White Consol.
Indus., Inc., 266 F.3d 1367, 1371-72 (Fed. Cir. 2001) (other
functions performed by a structure “do not become part of the
claimed structure unless claimed as such”).
The various
components of the defendants’ identified structure consist
largely of functional limitations absent from the claim itself
34
(receipt of log information; control of sources; running certain
software) or structural limitations that are unnecessary to the
performance of the claimed function (separateness of the touch
screen computer from other computers).
In an attempt to explain their reasons for including these
limitations in their proposed structure, the defendants assert
that identifying the structure as, simply, “a computer equipped
with a touch screen” runs afoul of yet another cardinal rule of
construing means–plus-function limitations:
ordinarily, “the
structure disclosed in the specification” must “be more than
simply a general purpose computer or microprocessor.”
Aristocrat
Techs. Australia Pty Ltd. v. Int’l Game Tech., 521 F.3d 1328,
1333 (Fed. Cir. 2008).
Absent a specific algorithm or other
limiting principle, the defendants claim, Claim 1 would be
indefinite, and thus invalid.
See, e.g., Function Media, LLC v.
Google, Inc., 708 F.3d 1310, 1318-19 (Fed. Cir. 2013).
As MDI correctly notes, however, where claimed functions
“can be achieved by any general purpose computer without special
programming,” it is “not necessary to disclose more structure
than the general purpose processor that performs those
functions.”
In re Katz Interactive Call Processing Patent
Litig., 639 F.3d 1303, 1316 (Fed. Cir. 2011) (holding general
purpose computer to be sufficient structure for performing
35
functions of “processing,” “receiving,” and “storing”).
To be
sure, the circumstances in which this is true are “rare.”
Ergo
Licensing, LLC v. CareFusion 303, Inc., 673 F.3d 1361, 1365 (Fed.
Cir. 2012).
The functions described in the “touch screen means”
clause, though–-“displaying information” and “receiving input
information by way of the location of a touch on [the] touch
screen means”–-are precisely the types of functions that can be
performed by a general purpose computer without any special
programming.
Cf. e-LYNXX Corp. v. Innerworkings, Inc., No. 10-
cv-2535, 2012 WL 4484921, *21 (M.D. Pa. Sept. 27, 2012)
(“‘receiving’ an electronic communication is a function that may
be performed by any general purpose computer”); Utd. Video
Props., Inc. v. Amazon.com, Inc., No. 11-cv-003-RGA, 2012 WL
2370318, *11 (D. Del. June 22, 2012) (“‘displaying’ an icon is a
common function that can be achieved by any general purpose
computer without special programming”).11
11
At oral argument, defense counsel asserted that the Katz
principle is inapplicable because at the time of the invention,
receiving input information via a touch screen was not something
most general purpose computers could accomplish without special
programming. Yet even general purpose computers in the present
day require “special programming”–-i.e., software--to interpret
and process input information from keyboards, mice, joysticks,
and the like. But the fact that such software may be required to
enable a computer to receive input information via any of these
common devices does not, in this court’s view, mean that any time
a claim includes a means-plus-function limitation relying upon a
computer equipped with one of those devices, the specification
must include the particular algorithm used to operate the
36
In sum, then, the court concludes that the corresponding
structure for this limitation consists of “a computer integrated
with a touch screen,” and equivalents thereof.
ii.
means for generating and displaying on said touch
screen means a portion of a scheduled log of
program events
With respect to this means-plus-function limitation, the
parties again agree on the claimed function--“generating and
displaying on said touch screen means a portion of a scheduled
log of program events”–-but take wildly varying positions on the
structure that corresponds to this function.
MDI proposes that
the structure for this limitation is, simply, the “director
computer and touch screen computer,” while the defendants divide
the structure into a “generating structure” and “displaying
structure” and provide lengthy proposals for each.12
None of
hardware or risk rendering the claim invalid for indefiniteness
under Aristocrat Technologies, Function Media, and similar cases.
12
The “generating structure,” the defendants assert, is the
director computer 20, used by a program director, that
is programmed to prepare a completed scheduled log of
events. The required structure also includes the file
server (central) computer 22, which is connected to the
director computer 20 to allow data contained in the
many signal sources used in the overall system to be
transferred back and forth between the director
computer 20 and the file server computer 22. The
required structure also includes the touch screen
computer 24 that is programmed to receive the scheduled
program log of events from the central computer.
37
these proposals, however, successfully avoid the infirmities
mentioned in the court’s discussion of the previous means-plusfunction limitation.
Specifically, MDI’s proposal, which refers simply to two
different computers, is unworkably broad.
As the defendants
point out, this proposal does nothing more than describe generalpurpose computers with no reference to the type of programming
necessary to perform the functions in question.
But, as just
noted, see Part III.B.i supra, unless the claimed function “can
be achieved by any general purpose computer without special
programming,” In re Katz, 639 F.3d at 1316––which may be the case
for the “displaying” function, but not the “generating” one--“the
structure disclosed in the specification” must “be more than
simply a general purpose computer or microprocessor,” Aristocrat
Techs., 521 F.3d at 1333.
Rather, where a means-plus-function
claim term must be implemented by a computer, the corresponding
structure must be an algorithm disclosed in the specification.
Id.
While the structure need not include computer code, it
should consist of “a series of instructions for the computer to
follow,” expressed “as a mathematical formula, in prose, or as a
flow chart, or in any other manner that provides sufficient
Their “displaying structure” is the “touch screen computer 24
that is programmed to drive the touch screen display to display a
portion of the received scheduled program log of events.”
38
structure . . . for a person of skill in the field to provide an
operative software program for the specified function.”
Typhoon
Touch Techs., Inc. v. Dell, Inc., 659 F.3d 1376, 1384-85 (Fed.
Cir. 2011) (internal quotation marks and citations omitted).
MDI’s proposed structure, in omitting an algorithm by which the
claimed function is to be performed, falls short.
Although they are more detailed, the defendants’ proposals
fare no better.
They, too, fail to include any description of
the algorithm by which the claimed function is to be performed.
Although the defendants’ proposals do state that the computers
implementing the function must be “programmed to” do one task or
another, that is not enough:
such terminology “simply references
a computer that is programmed so that it performs the function in
question, which is to say that the function is performed by a
computer that is capable of performing the function.”
Techs., 521 F.3d at 1334.
whatever.”
Aristocrat
And that “imposes no limitation
Id.
The parties’ failure to include an appropriate algorithm in
their proposals has a simple explanation:
the specification does
not include a description of the steps a computer must perform to
generate a log of program events.
According to the patent, the
log is generated using the “director computer” described therein.
‘324 Patent, col. 6:66; see also id. col. 4:55-57 (“The director
39
computer 20 is used . . . to prepare a complete scheduled log of
events . . . .”).
Yet when one turns to the specification’s
description of the “director/editor station” that includes the
director computer, one finds only a single, cursory paragraph
describing a process in which an individual interacting with that
computer can “edit the hourly logs of program and event listings”
and “change the schedule as received from the billing computer.”
Id. col. 7:24-35.
Another section describes how to “insert an
event in the log” after the log has already been generated and
sent to the “touch screen computer.”
Id. col. 10:11-52.
There
is no description, though (even in the accompanying figures) of
how the logs, or the schedule, are created in the first instance.
As already mentioned, for a specification to disclose
sufficient structure to perform a computer-implemented function
such as “generating” a log of program events, it must contain “a
series of instructions for the computer to follow” so as to
enable “person of skill in the field to provide an operative
software program for the specified function.”
F.3d at 1384-85.
Typhoon Touch, 659
The court has, despite its best efforts, been
unable to locate any such instructions in the ‘324 Patent.
At
best, the specification provides instructions for a computer user
(but not the computer) to follow when editing (but not
generating) a log of program events.
40
So the court is not able to
identify a sufficient corresponding structure for the function of
“generating . . . a portion of a scheduled log of program
events.”
While this may well result in indefiniteness, and thus
invalidity, of the ‘324 Patent, see, e.g., Function Media, 708
F.3d at 1318-19, the court expressly does not hold at this time
that the patent is invalid, but leaves that issue to be addressed
in the context of summary judgment, if necessary.
As discussed in the immediately preceding section of this
order, the subsidiary function of “displaying” the log, or a
portion thereof, can be performed by any general purpose computer
without special programming, and thus no algorithm is necessary.
See Part III.B.i, supra.
The clause, moreover, makes clear that
the “displaying” function is to be performed by the “touch screen
means,” which, as the court concluded in the previous section,
consists of “a computer integrated with a touch screen,” and
equivalents thereof.
iii. means for correlating a program event with a
source
As with the means-plus-function limitation just discussed,
the parties agree on the function--“correlating a program event
with a source”--and disagree on the corresponding structure.
with the limitation just discussed, their proposals for that
structure--for MDI, the “director computer and touch screen
41
As
computer,” and for the defendants, the “director computer 20,
used by the program director, that is programmed to provide the
necessary hardware correlation information, and the touch screen
computer 24 that is programmed to correlate the external hardware
with the desired event based on information from the distinct and
separate director computer 20 regarding the sources available”-come up short, as they fail to identify any algorithm by which a
computer can be programmed to perform the function.
And, as with
the limitation just discussed, this shortcoming is attributable
to the patent’s failure to disclose such an algorithm.
The defendants correctly point out that the patent’s
specification “contains only two brief references to correlating
or correlation,” neither of which instructs a person of skill in
the field how to program a computer to correlate program events
with sources.
Defts.’ Opening Br. (document no. 65) at 32-33;
see also Defts.’ Resp. Br. (document no. 70) at 11-12 n.4.
Although the patent again states that the “director computer” is
used to “provid[e] the necessary hardware correlation information
to allow the touch screen computer to activate the correct source
device,” ‘324 Patent, col. 4:59-63, the description of the
“director/editor station” again fails to provide a necessary
series of instructions for a computer to follow in order to
perform that function.
Once again, at best, it describes a
42
series of steps that a user of the computer would follow to
achieve a result, describing how the computer “interacts with the
program director . . . to change the desired feeds to the correct
locations” or “to change the available feeds and the information
on the sources and their control.”
See id. col. 7:36-8:6.13
So, for the second time, the court is unable to locate in
the specification any “series of instructions for the computer to
follow,” expressed in a manner that would enable “a person of
skill in the field to provide an operative software program for
the specified function.”
Typhoon Touch, 659 F.3d at 1384-85.
As
a result, the court cannot identify a sufficient corresponding
structure for the function of “correlating a program event with a
source.”
Yet again, though, the court takes no position on the
legal effect of this conclusion at this time, and leaves that
issue for summary judgment.
iv.
See Part III.B.ii, supra.
means for allowing an operator to select a program
event from the log for activation at that time by
touching said touch screen means
13
The description of the “director/editor station” also can
be taken to suggest that it is not the director computer, but the
touch screen computer, that performs the correlation. See ‘324
Patent col. 7:66-8:1 (referring to “information required by the
touch screen computer to correlate the hardware with the desired
event”). The specification’s detailed description of the “touch
screen station,” however, provides even less guidance on how
program events are correlated with sources than the description
of the “director/editor station.”
43
means for activating the selected event
means for allowing the operator to de-select an
active event from the activated status at that
time by touching said touch screen means
means for de-activating the de-selected event
With respect to these four means-plus-function limitations,
the parties agree on neither the claimed functions nor the means
by which those functions are to be accomplished.
As all four
concern similar technologies, and similar arguments by the
parties, the court considers them together.
a.
Claimed functions
MDI asserts that to “select” or “de-select” a program event
mean to “touch the screen to indicate a program event” to be
either activated or deactivated, to “activate” an event means to
“play” that event, and to “deactivate” an event means to “pause,
stop, or delete the de-selected event.”
The defendants, for
their part, assert that to “select” or “de-select” a program
event means to “touch on a program event option associated with”
a program event, and that to “activate” and “deactivate” a
program event mean, respectively, to transmit and stop the
transmission of the program event “from the associated external
device to an output of the system.”
The parties’ disagreement largely stems from the defendants’
position that the meaning of functional terms used in means-plus-
44
function clauses must–-like the determination of corresponding
structures–-be limited by the structure disclosed in the patent’s
specification.
See Defts.’ Opening Br. (document no. 65) at 38,
42 (arguing for construction of functional terms drawn from
structure in specification); Defts.’ Resp. Br. (document no. 70)
at 9-11 (asserting that the functional “terms should be construed
. . . in accordance with the structure identified in the
Patent”).
So the defendants’ proffered constructions for these
terms make reference to structural and systemic terms and
concepts disclosed in the specification, e.g., “external device”
and “program event option.”
Yet the defendants have cited, and
the court has found, no support for the assertion that a court
tasked with identifying the claimed function in a means-plusfunction limitation must rely solely upon the specification in
order to carry out that task.
The court must, of course,
interpret the function in light of the specification, and may
look to the specification to ascertain the meaning of the
functional terms–-just as it would do when interpreting any claim
term, see, e.g., Interactive Gift Express, 256 F.3d at 1331-32;
Raytheon Co., 724 F.2d at 957--but is not inclined to accept the
defendants’ invitation to view the specification as a limitation
on those terms.
45
Read in light of the specification, the patent as a whole,
and other intrinsic evidence of record, the meanings of the
disputed functional terms are straightforward.
(Indeed, stripped
of the aforementioned structural and systemic terms and concepts
--which are more properly addressed at the second step of the
means-plus-function analysis, see Part III.B.iv.b, infra--the
defendants’ proposed constructions do not differ significantly
from MDI’s.)
To “select a program event from the log for activation”
means to “indicate that a program event is to be activated,”
while to “de-select an active event from the activated status”
means to “indicate that an active program event is to be deactivated.”14
See MD000459-MD000460 (“[W]hen the operator
selects an event, source or command by touching the touch screen,
the event[,] source or command is activated, deactivated or
performed at that time.”); cf. ‘324 Patent col. 14:1-19, Fig. 4A.
These readings adhere more closely to MDI’s proposals than to the
14
As previously noted, both parties’ proposed constructions
of these terms incorporate the verb “touch.” So, for example,
the defendants read the term “select a program event from the log
for activation” as “touch on a program event option associated
with the program event,” while MDI reads it as “touch the screen
to indicate a program event to be activated.” In context,
however, including “touch” in either term is redundant, since the
means-plus-function limitations themselves go on to expressly
indicate that each function is accomplished “by touching [the]
touch screen means.” ‘324 Patent, col. 27:4-10. The court has
therefore omitted “touch” from its construction of the terms.
46
defendants’, with good reason.
The defendants’ proposals replace
both “program event” and “active event” with “program event
option”; these terms, however, are not interchangeable.
That is
made clear at col. 14:6-8 of the ‘324 Patent, which draws a
distinction between the selection of an “event” and the selection
of an “event operation” (which, the defendants concede, is
equivalent to an “event option”).
While that alone is grounds for rejecting the defendants’
reading, it also bears noting that replacing “program event” with
“program event option” in the manner defendants propose would
render other claims superfluous.
Among the program event options
identified in the patent are removing and fading, see id. col.
14:31-46, yet claims 12 and 17 of the patent are dependent claims
that build on claim 1 solely by the addition of means to remove
and fade a program event, see id. col. 27:57-59, col. 28:7-9.
If
one “selects a program event from the log for activation” by
selecting a “program event option,” it is difficult to see how
claims 12 and 17 would not be rendered superfluous.
The doctrine
of claim differentiation counsels against this result.
See
generally Curtiss-Wright Flow Control Corp. v. Velan, Inc., 438
F.3d 1374, 1380-81 (Fed. Cir. 2006) (discussing the “presumption
that each claim in a patent has a different scope”); cf. Phillips
v. AWH Corp., 415 F.3d 1303, 1314-15 (Fed. Cir. 2005) (en banc)
47
(“[T]he presence of a dependent claim that adds a particular
limitation gives rise to a presumption that the limitation in
question is not present in the independent claim.”).
“Activating the selected event” or “activation” of an event
means “transmitting the selected program event to the output of
the system,” while “de-activating the de-selected event” means
“stopping the de-selected event from transmitting to the output
of the system.”
Although these readings adopt the defendants’
proposed language, the court views MDI’s proposals--which
interpret “activating” as “play[ing]” and “de-activating” as
“paus[ing], stop[ping], or delet[ing]”--as more or less identical
to the defendants’.
To “play” an audio or visual event is, at
least in this court’s view, just another way of saying that the
event will be transmitted to an output; similarly, to “pause,
stop, or delete” an event is, so far as the court understands
MDI’s employment of these terms, simply another way of saying
that the transmission of the event to the output will be stopped.
The court has adopted the defendants’ language solely because it
is more precise and finds a solid foothold in the language of the
patent and other intrinsic evidence.
See ‘324 Patent, col. 15:4-
5 (“It is to be noted that all events activated are actually
being mixed and transmitted to the desired output source.”); see
48
also MD000272 (discussing “the output source where the activated
events are sent”).
b.
Corresponding structures
Once again, while the parties agree that the functions set
forth in these means-plus-function limitations are computerimplemented, their proposals for the corresponding structure (for
MDI, the “touch screen computer,” and for the defendants, the
“touch screen computer 24 that is programmed” to perform the
functions) are simply unworkable in light of the governing law,
which generally requires an algorithm for such functions.15
Part III.B.ii, supra.
See
And, again, the court has not been able to
locate in the specification an algorithm with which a computer
can be programmed to perform those functions.
The court is,
therefore, unable to identify a corresponding structure for the
claimed functions.
Again, the court will take no position on the
legal significance of this conclusion at present, and leaves that
issue for summary judgment.
See Part III.B.ii, supra.
15
The defendants’ proposals also incorporate the concept that
a source device must be “external” to the computer that performs
the function. As already discussed, however, a court cannot
import into its description of the corresponding structure
“structural limitations from the written description that are
unnecessary to perform the claimed function.” Welker Bearing,
550 F.3d at 1097. External source devices are not necessary to
the functions of selecting, activating, de-selecting, and deactivating, and therefore have no place in a description of the
structure that corresponds to these means-plus-function elements.
49
IV.
Conclusion
For the reasons set forth above, the court adopts the
following constructions of the disputed claim terms:
Disputed Term
Construction
source
an electrical or electronic device
which provides a signal which is an
event which may form a portion of the
program
plurality of signal
sources
two or more devices which provide a
signal which is an event that may form
a portion of the program
operators
personnel in an audio or video
production or broadcast studio
responsible for controlling the
technical equipment necessary for an
audio, visual, or audiovisual
production or broadcast
announcers
personnel in an audio or video
broadcast studio responsible for
speaking or otherwise presenting
information to listeners or viewers
scheduled log of
program events/the log
a previously-assembled ordered list of
events to be activated for broadcast or
airing
select a program event
from the log for
activation
indicate that a program event is to be
activated
de-select an active
event from the
activated status
indicate that an active program event
is to be de-activated
activating the
selected event
transmitting the selected program event
to the output of the system
de-activating the deselected event
stopping the de-selected event from
transmitting to the output of the
system
50
As further set forth above, the corresponding structures for
each of Claim 1’s means-plus-function elements are as follows:
Means-plus-function
element
Structure
“touch screen
means...”
a computer integrated with a touch
screen, and equivalents thereof
“means for generating
and displaying...”
generating: indeterminate
displaying: a computer integrated with
a touch screen, and equivalents thereof
“means for
correlating...”
indeterminate
“means for allowing an
operator to select...”
indeterminate
“means for
activating...”
indeterminate
“means for allowing
the operator to deselect...”
indeterminate
“means for deactivating...”
indeterminate
SO ORDERED.
_____________________________
Joseph N. Laplante
United States District Judge
Dated: April 23, 2015
cc:
Corby R. Vowell, Esq.
David R. Gunter, Esq.
David K. Pinsonneault, Esq.
Christine E. Lehman, Esq.
Doris Johnson Hines, Esq.
Bryan K. Gould, Esq.
Philip R. Braley, Esq.
Laura L. Carroll, Esq.
Zachary Rush Gates, Esq.
51
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