Faulkner v. Dartmouth Hitchcock Medical Center et al
Filing
68
///ORDER granting 56 defendants' motion for summary judgment; and denying as moot 64 defendants' Rule 41 motion to dismiss. So Ordered by Judge Steven J. McAuliffe.(lat)
UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Christyna Faulkner, M.D.,
Plaintiff
v.
Case No. 12-cv-482-SM
Opinion No. 2015 DNH 157
Dartmouth Hitchcock Medical Center;
Jocelyn D. Chertoff, M.D.; Anne M. Silas, M.D.;
Peter K. Spiegel, M.D.; Marc L. Bertrand, M.D.;
and Mary Hitchcock Memorial Hospital,
Defendants
O R D E R
Christyna Faulkner brings this action against her former
employer and others, advancing claims under both the Americans
with Disabilities Act and the Family Medical Leave Act.
She also
brings state law claims of wrongful discharge, intentional
infliction of emotional distress, and defamation.
Although she
was initially represented by counsel, Faulkner is now proceeding
pro se.1
1
As the court noted in a prior order, this case was
filed in 2012, and discovery soon stalled. Part of the
substantial delay in resolving this case occurred when Faulkner’s
counsel withdrew and she sought, but was unable to secure,
alternate representation. And, no doubt, Faulkner’s
unfamiliarity with the federal rules governing discovery,
including her obligations under those rules, contributed to the
ongoing delay. Indeed, Faulkner’s alleged failure to comply with
an earlier discovery order of the court eventually prompted
defendants (who have been commendably patient and accommodating)
to file a motion to dismiss under Rule 41(b) of the Federal Rules
of Civil Procedure.
Currently before the court is defendants’ motion for summary
judgment as to all counts advanced in Faulkner’s second amended
complaint.
For the reasons discussed, that motion is granted.
Standard of Review
When ruling on a motion for summary judgment, the court must
“constru[e] the record in the light most favorable to the nonmoving party and resolv[e] all reasonable inferences in that
party’s favor.”
(1st Cir. 2014).
Pierce v. Cotuit Fire Dist., 741 F.3d 295, 301
Summary judgment is appropriate when the record
reveals “no genuine dispute as to any material fact and the
movant is entitled to judgment as a matter of law.”
P. 56(a).
Fed. R. Civ.
In this context, “a fact is ‘material’ if it
potentially affects the outcome of the suit and a dispute over it
is ‘genuine’ if the parties’ positions on the issue are supported
by conflicting evidence.”
Int’l Ass’n of Machinists & Aerospace
Workers v. Winship Green Nursing Ctr., 103 F.3d 196, 199-200 (1st
Cir. 1996) (citations omitted).
71, 76 (1st Cir. 2011).
See also Nolan v. CN8, 656 F.3d
But, if the non-moving party’s “evidence
is merely colorable, or is not significantly probative,” no
genuine dispute as to a material fact has been proved, and
“summary judgment may be granted.”
Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 249-50 (1986) (citations omitted).
2
The key, then, to defeating a properly supported motion for
summary judgment is the non-movant’s ability to support her
claims concerning disputed material facts with admissible
evidence that conflicts with that proffered by the moving party.
See generally Fed. R. Civ. P. 56(c).
It naturally follows that
while a reviewing court must take into account all properly
documented facts, it may ignore a party’s bald assertions,
unsupported conclusions, and mere speculation, see Serapion v.
Martinez, 119 F.3d 982, 987 (1st Cir. 1997), as well as those
allegations “which have since been conclusively contradicted by
[the non-moving party’s] concessions or otherwise,” Chongris v.
Board of Appeals, 811 F.2d 36, 37 (1st Cir. 1987).
See also
Scott v. Harris, 550 U.S. 372, 380 (2007) (“When opposing parties
tell two different stories, one of which is blatantly
contradicted by the record, so that no reasonable jury could
believe it, a court should not adopt that version of the facts
for purposes of ruling on a motion for summary judgment.”).
Faulkner’s objection to defendants’ motion for summary
judgment was originally due in mid-March.
Subsequently, however,
the court granted her motion seeking additional time to file her
objection.
By order dated May 6, 2015, the court directed that
Faulkner “shall file a response to the pending motion for summary
judgment on or before July 31, 2015” - more than four months
3
after its original due date.
original).
Document no. 63 (emphasis in
Faulkner did not comply with that order and failed to
file a timely objection.
file an objection.
Nor has she sought additional time to
Accordingly, the court necessarily takes as
admitted the factual statements recited in defendants’ motion, as
supported by the attached exhibits.
See Local Rule 56.1(b)
(formerly, Local Rule 7.2(b)(2)) (“All properly supported
material facts set forth in the moving party’s factual statement
may be deemed admitted unless properly opposed by the adverse
party.”).
See also Puerto Rico American Ins. Co. v. Rivera-
Vazquez, 603 F.3d 125, 131 (1st Cir. 2010) (discussing Puerto
Rico’s analog to Local Rule 56.1(b), also known as the “antiferret rule,” and holding that, “This type of rule is aimed at
enabling a district court to adjudicate a summary judgment motion
without endless rummaging through a plethoric record.
Given this
root purpose, we have held with a regularity bordering on the
monotonous that parties ignore the strictures of an ‘anti-ferret’
rule at their peril.”) (citations omitted).
Of course Faulkner’s failure to object does not
automatically entitle defendants to judgment as a matter of law.
The court must still determine whether the uncontested facts
presented by defendants, when viewed in the light most favorable
to Faulkner, warrant entry of summary judgment in favor of
4
defendants.
See, e.g., Stonkus v. City of Brockton Sch. Dep’t,
322 F.3d 97, 102 (1st Cir. 2003).
Background
The relevant factual background to this case is largely
undisputed.
In May of 2008, Faulkner signed a written employment
agreement with Mary Hitchcock Memorial Hospital (“MHMH”) and, in
July, she began the first year of a medical residency program in
diagnostic radiology.
Early in 2009, she revealed to some of the
attending physicians, and the director of the residency program,
that she suffered from insomnia and was sleeping for only a few
hours each night.
Faulkner obtained medical treatment for
insomnia and, in March of 2009, her treating physician (Dr.
Sateia) contacted the residency program director (Dr. Chertoff)
to request a schedule modification as an accommodation.
Chertoff provided that accommodation.
Dr.
See Email from Dr.
Chertoff to Dr. Sateia, dated March 4, 2009 (document no. 56-6)
(“I will certainly do anything you think is needed to help her.
. . . I know she is hesitant to ask for any special treatment,
but I keep trying to reassure her that this is no different than
any other medical problem, and we will follow whatever her
providers recommend, no questions asked.”).
A few weeks later,
in May of 2009, Dr. Sateia requested a modification to Faulkner’s
call schedule, which request was also granted.
5
Even with those accommodations, however, Faulkner’s work
performance remained, at best, inconsistent and below
expectations.
Still, in June of 2009, she was advanced to the
second year of residency, and signed another employment contract
with MHMH.
In July, her treating physician again asked that
Faulkner’s schedule be modified, so she might have more time to
study for an examination.
Defendants, Dr. Chertoff and Dr.
Silas, granted that request as well.
Later that same year,
Faulkner was given yet another accommodation to her schedule and
she was afforded additional time to study for her examinations.
But, despite the numerous accommodations given to Faulkner, her
work performance remained unacceptable.2
2
In her affidavit, Dr. Chertoff testified as
follows:
In addition to providing schedule modifications, I
helped to reschedule some of Dr. Faulker’s exams on
different occasions, allowed for a more flexible
vacation schedule on at least one occasion, and
authorized an atypical grand rounds topic, to a subject
that she was already familiar with.
Despite accommodations and encouragement, Dr. Faulker’s
academic performance was poor. She consistently
received negative evaluations for her poor fund of
medical knowledge, unacceptable interpretations, and
for being unprepared. She had poor communications
skills, and had to be spoken to on several occasions
for dressing unprofessionally and wearing a sweatshirt
over appropriate hospital attire.
Affidavit of Dr. Jocelyn Chertoff (document no. 56-31), at paras.
9-10.
6
Nevertheless, MHMH remained committed to assisting Faulkner.
Accordingly, Dr. Chertoff wrote to Faulkner’s treating physician
to see if there was anything else that might be done to help her
succeed in the program.
It seems pretty clear that our plan for your patient,
my resident, isn’t really working. She is aware of
this, but [she] assumed I would either fire her or put
her on probation. I wouldn’t even consider doing
either of those things.
Is there a time we can talk about how to manage her, so
that hopefully she can still succeed in this program?
. . . She just isn’t learning this way, and I’m hearing
rumbling about whether or not she can “make it.”
I look at this as a medical problem, and something that
we have to be committed to managing.
E-mail from Dr. Chertoff to Dr. Sateia, dated October 7, 2009
(document no. 56-12).
Subsequently, Dr. Sateia acknowledged the
support Faulkner was receiving from the administrators of her
program and wrote, “Christyna is fortunate to have such a
supportive faculty addressing this.”
E-mail from Dr. Sateia,
dated October 13, 2009 (document no. 56-13).
On October 14, 2009, Faulkner and Dr. Sateia met with Drs.
Chertoff, Silas, and Lewis (Faulkner’s advisor), and the
residency program coordinator, Willo Sullivan.
The group
reviewed (and everyone, including Faulkner, signed) a written
plan for Faulkner to follow until she left for a required
7
residency rotation at Boston Children’s Hospital.
Summary (document no. 56-14).
See Meeting
As part of that plan, MHMH, in
consultation with Faulker’s treating physician, temporarily
suspended her night call obligations.
All agreed that this
accommodation “will require some degree of buy in from the other
residents.”
Id.
Accordingly, Faulkner agreed that, while her
fellow residents would “not be given any confidential medical
information, [w]ith Dr. Faulkner’s permission, they will be told
that she has significant issues with insomnia, that this is a
medical condition, being managed by physicians at DHMC, and
[that] these recommendations are accommodations, supported by her
physicians, in accordance with the Americans with Disabilities
Act.”
Id.
Additionally, MHMH agreed to contact Boston Children’s
Hospital to help implement program accommodations for Faulkner
while she worked there.
Faulker agreed that BCH would be
informed that she cannot take night call, as “an accommodation
necessary for a medical condition.”
Id.
Additionally, Faulkner
agreed that:
There is a strong likelihood that Christyna will need
additional time (at full pay and benefits) in the
program, due to medically related time lost.
There is a strong likelihood that Christyna will need
to delay taking boards.
8
Christyna will need to spend a significant amount of
time and effort to catch up to her expected level of
knowledge, and to progress. Particular attention must
be paid to the accuracy of her reports.
Id.
That meeting summary also contains the following notes:
We cannot assess your work properly, until we can
exclude the influence of sleep deprivation;
This is a medical problem at this point and will be
handled in that way;
There are NO PLANS for probation or termination.
Id. (emphasis in original).
In January of 2010, the program coordinator for the MHMH
residency programs contacted Faulkner to confirm that Faulkner
had given permission to inform her fellow residents of her
medical condition.
Dr. Chertoff is looking for permission . . . to mention
to the residents that you have a sleep problem and that
is why you are not taking overnight call. I know that
you emailed them last fall and spoke with some of them
personally, but we are going to discuss the Spring call
schedule at the next residents meeting (Feb 2) and she
knows it will come up. She is not comfortable saying
anything without your OK.
Email from Willo Sullivan to Christyna Faulker dated January 10,
2010 (document no. 56-15).
In response, Faulkner wrote: “I sent
an email to the residents and she [Dr. Chertoff] can tell them
9
that I have insomnia.
with me.”
I’m happy she is still willing to work
Id.
From December of 2009 into March of 2010, Faulkner
participated in the residency rotation at Boston Children’s
Hospital.
During that period, MHMH received her evaluations from
the fall of 2009.
They revealed that Faulkner had a deficient
fund of medical knowledge and poor interpretive skills.
Additionally, she was often perceived to be ill-prepared.
See
generally “People’s Comments Report” (document no. 56-16)
(collecting reviews of Faulkner’s performance and noting her
substantial deficiencies including, for example, “Well below
peers in general and neuro-specific knowledge.
Does not
understand basic disease processes and pathophysiology”).
See
also Affidavit of Anne M. Silas, M.D. (Director of Radiology
Residency Program) (document no. 56-32) at para. 7 (“Dr.
Faulkner’s performance was not satisfactory, and was behind that
of her peers.
It is my recollection that her test scores were
low, her evaluations were poor, and her performance could be
unacceptable at times.
For example, in the Spring of 2009, she
ranked in the lowest percentile for first year residents in a
service exam.
Her 2009 and 2010 evaluations reflected poor
performance, and included observations such as needing constant
direction, being far behind in her studies, and struggling to
10
grasp fundamental issues.”).
Because of those deficiencies,
Faulkner was not advanced to the third year of residency and she
was required to repeat her second year.
Importantly, however,
Faulkner admitted in her deposition that she had no evidence to
suggest that MHMH’s failure to promote her was motivated by any
discriminatory animus.3
In April of 2010, Faulkner met with a physician in
Occupational Medicine, to assess her fitness for duty, to review
the accommodations that were being provided to her, and to
determine “whether additional accommodations would be useful in
enhancing her performance and quality of patient care.”
of Dr. Robert McLellan (document no. 56-20).
Report
Faulkner was not
3
As part of its ongoing efforts to accommodate Faulker’s
medical issues and ensure that she was able to perform up to
expectations, MHMH substantially revised her call schedule by
eliminating overnight call and by reducing the overall number of
hours Faulker was expected to be on call from 321 down to 171.
See “Residency Expectations - Chistyna Faulkner (March 2010)”
(document no. 56-17). In that same document (which Faulkner
signed), MHMH noted:
It is understood that during the time of [Faulkner’s]
evaluations, Dr. Faulkner had a medical issue that
interfered with her work performance. . . . Although we
recognize that her evaluations may not reflect her
ability, they do reflect [her] performance during
residency. On that basis, the promotions committee has
determined that she cannot be promoted to a third year
position. Therefore, in order to meet the standards of
the residency program, Dr. Faulkner will repeat her
second year.
Id. (emphasis supplied).
11
fully cooperative.
See id. (“She did not consent to discussing
details of her medical situation, accessing her personal medical
record, or communicating with her treating provider.
As such I
am unable to independently evaluate her medically to assess the
impact of a medical condition on her performance or to address
accommodations.”).
Nevertheless, Faulkner did authorize Dr.
McLellan to report that, “she felt her current accommodations are
appropriate to optimize her performance from a medical
perspective and that she does not request any additional
accommodations.
She states that the existing accommodations of
‘no night call’ have been successful in improving her medical
condition.”
Id.
In May of 2010, Faulkner asked for and received two weeks of
vacation.
She then requested and was granted a one-week
extension of that vacation.
Toward the end of that period,
Faulkner requested, and MHMH granted her, twelve weeks of medical
leave under the FMLA.
Then, shortly before she was scheduled to
return to work, Faulkner submitted a note from one of her
treating physicians (Dr. Sateia) that said the “essential problem
which Dr. Faulkner faces is insufficient sleep which is, in turn,
associated with daytime dysfunction which may variably include
diminished alertness and concentration, fatigue, and impairment
in cognitive processing and memory.”
12
Deposition of Christyna
Faulkner (document no. 56-3) at 95 (emphasis supplied).
According to MHMH, that was the first time it realized that
Faulkner’s cognitive abilities could be impaired by her medical
condition.
In response, on September 13, 2010, MHMH notified
Faulkner that she could not return to the residency program,
citing its concerns for patient safety.
Faulkner was placed on
paid administrative leave, told that she could resign or be
terminated, and informed of her “fair hearing” options under the
terms of her employment contract.
She declined to participate in
that process and refused to voluntarily resign.
Shortly thereafter, in October of 2010, Faulkner asked Dr.
Chertoff and Dr. Silas to provide letters of reference to a
residency program at Harlem Hospital in New York, which they did.
Faulkner was not offered a position in that program, though she
does not know why.
She admits that she does not have any
evidence to show that her inability to secure a position at
Harlem Hospital was linked to any wrongful act(s) of the
defendants, but she speculates that one or more defendants must
have said something negative (and actionable) about her.
See,
e.g., Deposition of Christyna Faulkner (document no. 56-3) at
109-10.
In her second amended complaint, Faulkner alleges that
those letters (and/or oral comments made by the authors)
contained defamatory statements.
13
She also alleges that one of
those letters unlawfully disclosed her confidential medical
information, in violation of the ADA.
On July 27, 2011, - more than 300 days after her employment
was terminated - Faulkner filed a complaint with the Equal
Opportunity Employment Commission, alleging that Dartmouth
Hitchcock Medical Center (“DHMC”) - not her employer -
had
discriminated against her on the basis of her race (African
American) and disability (insomnia), in violation of Title VII
and the ADA.4
But, the EEOC noted that the allegedly
discriminatory conduct of which Faulkner complained occurred more
than 300 days prior to the date on which her charge was filed, so
it did not consider those claims.
Only a single charge of
discrimination - arising from Faulkner’s claim that DHMC
unlawfully disclosed her confidential medical information in a
letter of reference dated October 27, 2010 - was timely.
EEOC Final Determination Letter (document no. 56-28).
See
On
September 12, 2012, the EEOC issued Faulkner a “right to sue”
letter.
This litigation ensued.
4
MHMH - Faulkner’s former employer - is a non-profit
corporation that is a licensed hospital under the laws of New
Hampshire. DHMC is not a hospital and has no employees. It has
never employed Faulkner. See Affidavit of Kimberly Troland,
Interim General Counsel for MHMH, Dartmouth-Hitchcock Clinic, and
Dartmouth-Hitchcock Health (document no. 56-35).
14
Discussion
I.
Federal Claims.
A.
ADA Claims and Administrative Exhaustion.
In count one of her second amended complaint, Faulker
alleges that MHMH and/or DHMC violated the ADA by failing to
consistently and adequately accommodate her disability and by
unlawfully disclosing the existence of her disability to a third
party.
Prior to bringing discrimination or retaliation claims
under the ADA, a plaintiff must exhaust available administrative
remedies.
That is accomplished by filing a timely claim of
discrimination with the EEOC.
Claims of employment discrimination and retaliation
under the ADA are subject to the procedural
requirements of Title VII of the Civil Rights Act of
1964. Under this procedural regime, litigation “is not
a remedy of first resort” for either discrimination or
retaliation cases. Rather, a would-be plaintiff must
first exhaust his administrative remedies. This task
embodies two key components: the timely filing of a
charge with the EEOC and the receipt of a right-to-sue
letter from the agency.
Rivera Diaz v. Humana Ins. of Puerto Rico, Inc., 748 F.3d 387,
389-90 (1st Cir. 2014) (citations and internal punctuation
omitted).
See also Loubriel v. Fondo Del Seguro Del Estado, 694
F.3d 139, 142 (1st Cir. 2012).
Here, it is undisputed that Faulkner did not file her charge
of discrimination with the EEOC in a timely manner.
15
She does not
assert (nor has she borne the “heavy burden” to demonstrate) that
this is one of those rare cases involving “exceptional
circumstances” sufficient to warrant application of equitable
tolling or estoppel.
See Farris v. Shinseki, 660 F.3d 557, 563
(1st Cir. 2011) (citing Vistamar, Inc. v. Fagundo–Fagundo, 430
F.3d 66, 71 (1st Cir. 2005)).
The discrimination claims are
untimely.
The sole ADA claim that the EEOC concluded was timely filed
relates to Faulkner’s assertion that her confidential medical
information was unlawfully disclosed in Dr. Chertoff’s October
2010 reference letter.
But, while that claim may have been filed
with the EEOC within 300 days of the allegedly wrongful act, it
was asserted against Dartmouth Hitchcock Medical Center, an
entity that never employed Faulkner (and, in fact, has no
employees).
As noted above, Faulkner never filed a charge of
discrimination with the EEOC against her employer, MHMH, and her
claim fails on that ground.
Nevertheless, even assuming that Faulkner may pursue her
sole (purportedly) exhausted ADA claim in this action, it fails
on the merits.
MHMH did not learn of Faulkner’s insomnia through
a “medical examination” or “medical inquiry.”
16
See 42 U.S.C.
§ 12112(d).
Instead, Faulkner voluntarily disclosed her medical
condition to fellow residents, attending physicians, and the
director of the radiology residency program soon after she began
working at MHMH.
Later, in October of 2009, she specifically
authorized MHMH personnel to reveal her condition to personnel at
Boston Children’s Hospital.
Then, in January of 2010, she
specifically authorized MHMH to reveal her medical condition to
her fellow residents (information Faulkner had already shared
with those residents).
Consequently, the confidentiality
requirements of the ADA were not implicated, nor were they
violated, when Dr. Chertoff vaguely referenced Faulkner’s
“medical issues” in her letter of reference.5
See, e.g., EEOC v.
Thrivent Financial for Lutherans, 700 F.3d 1044, 1050-52 (7th
Cir. 2012) (holding that unless an employee’s medical information
5
The challenged language in Dr. Chertoff’s letter of
reference is as follows:
Unfortunately, as time went on it became increasingly
clear that our program was not a good fit for Dr.
Faulkner. We are a small to medium sized department
and while we have all of the usual and necessary
policies in place, we are not, fundamentally, a policy
driven department. Looking back, the lack of clarity
about how to proceed in many circumstances was probably
not comfortable for her. I understand, also, that she
felt isolated here. Finally, Dr. Faulkner had medical
issues that had a significant impact on her
performance, and on her satisfaction with our
department, despite what we thought was appropriate
accommodation.
Chertoff Letter of Reference (document no. 56-25).
17
is acquired through a “medical examination” or employer
“inquiry,” see 42 U.S.C. § 1112(d), rather than by way of a
voluntarily disclosure by the employee, it is not subject to the
ADA’s confidentiality requirements).
See also Pouliot v. Town of
Fairfield, 226 F. Supp. 2d 233, 246 (D. Me. 2002) (holding that
section 12112(d) does not protect medical information voluntarily
disclosed by an employee).
See generally Sheriff v. State Farm
Ins. Co., 2013 WL 4084081, at *8 (W.D. Pa. Aug. 13, 2013)
(collecting cases).
B.
FMLA Retaliation.
In count five of her second amended complaint, Faulkner
alleges that MHMH retaliated against her in response to her
invocation of rights under the Family and Medical Leave Act, 29
U.S.C. § 2601.
The framework for analyzing and resolving an FMLA
retaliation claim is well established.
First, a plaintiff employee must carry the initial
burden of coming forward with sufficient evidence to
establish a prima facie case of discrimination or
retaliation. To meet this burden, [the plaintiff] must
show that (1) he availed himself of a protected right
under the FMLA; (2) he was adversely affected by an
employment decision; (3) there is a causal connection
between his protected activity and [the employer’s]
decision to terminate him. If the plaintiff
establishes a prima facie case, the burden shifts to
the employer to articulate some legitimate,
nondiscriminatory reason for the termination. If the
employer can proffer evidence sufficient to raise a
genuine issue of fact as to whether it discriminated
against the employee . . . the presumption of
18
discrimination drops from the case, and the plaintiff
retains the ultimate burden of showing that the
employer’s stated reason for terminating him was in
fact a pretext for retaliating against him for having
taken protected FMLA leave.
Ameen v. Amphenol Printed Circuits, Inc., 777 F.3d 63, 69 (1st
Cir. 2015) (citations and internal punctuation omitted).
Here, Faulkner has not established a prima facie case of
discrimination, given the lack of evidence suggesting any causal
connection between her invocation of her right to FMLA leave and
her subsequent termination.
At most, she can point to a temporal
proximity between her planned return to work from FMLA leave and
MHMH’s decision to place her on administrative leave.
But, even
assuming she has carried that minimal burden, MHMH has
articulated a serious, legitimate, non-discriminatory reason for
her discharge: its concern for patient safety, given the report
from Faulkner’s treating physician stating that she suffers from
“diminished alertness and concentration, fatigue, and impairment
in cognitive processing and memory.”
In response, Faulkner has
failed to identify any evidence supportive of her belief that
MHMH’s stated reason for her discharge is merely a pretext for
unlawful discrimination.
Here, as in Carrero-Ojeda v. Autoridad
de Energia Electrica, 755 F.3d 711, 720 (1st Cir. 2014), Faulkner
has pointed to “no facts beyond the timing of her discharge e.g., no negative comments, complaints, or expressions of
19
reluctance by her superiors or co-workers about her FMLA leavetaking, no discussion of her FMLA leave status in performance
reviews, etc. — that would lead us to think that defendants took
her FMLA requests or leave status into account when deciding to
discharge her.”).
Given the undisputed evidence of record, defendants are
entitled to judgment as a matter of law on Faulkner’s FMLA
retaliation claim.
II.
State Law Claims.
A.
Wrongful Discharge
MHMH asserts that, as a contract employee, Faulkner cannot,
as a matter of law, pursue a claim for wrongful discharge.
Instead, says MHMH, she is limited to a claim for breach of her
employment contract (a claim she does not assert).
While the New
Hampshire Supreme Court has yet to address the issue, this court
(Barbadoro, J.) has suggested that there are circumstances under
which contract employees may pursue tort claims against their
employers for wrongful termination.
See, Attard v. Benoit, 2007
WL 4380065 At *3, 2007 DNH 155 (Dec. 12, 2007).
See generally
Daly v. Univ. of N.H., 2001 WL 1326585 at *6, 2001 DNH 170
(D.N.H. Sept. 19, 2001) (McAuliffe, J.) (discussing the overlap
between the covenant of good faith and fair dealing implicit in
20
all contracts and the rights afforded at-will employees by virtue
of the common law action for wrongful termination).
But, even assuming Faulkner can bring a wrongful termination
claim under New Hampshire common law, it fails as a matter of
law.
To prevail on such a claim, Faulkner must demonstrate two
things:
one, that the employer terminated the employment out of
bad faith, malice, or retaliation; and two, that the
employer terminated the employment because the employee
performed acts which public policy would encourage or
because he refused to perform acts which public policy
would condemn.
Short v. Sch. Admin. Unit No. 16, 136 N.H. 76, 84 (1992) (citing
Cloutier v. Great Atl. & Pac. Tea Co., 121 N.H. 915, 921-22
(1981)) (emphasis supplied).
Faulkner has demonstrated neither.
Faulkner has not pointed to any record evidence from which a
properly instructed jury could plausibly infer that MHMH or any
of the named defendants acted in bad faith, with malice, or in
retaliation.
contrary.
In fact, the evidence rather strongly suggests the
MHMH promptly and positively responded to Faulkner’s
repeated requests for accommodation, and it implemented
significant measures to help Faulkner succeed in her residency
program.
21
Nor has Faulkner alleged that she was discharged because she
performed any acts which public policy would encourage, or
because she refused to perform any acts which public policy would
condemn.
Rather than pointing to conduct in which she engaged
(or refused to engage) as a motivating factor behind her
termination, Faulkner relies instead on her “status” as an
individual with a medical condition.
See, e.g., Second Amended
Complaint (document no. 11) at para. 94 (“Plaintiff was
terminated from the program as a direct result of her medical
condition, and of defendants’ unwillingness to accommodate the
condition.”).
In essence, she asserts that it is against New
Hampshire public policy to fire someone who suffers from a
disability or physical ailment.
While that may be true, it does
not form the basis of a common law claim for wrongful termination
which, as noted above, focuses on conduct in which the plaintiff
engaged (or refused to engage), and not on age, ethnicity, or
physical or mental impairments.
The New Hampshire Supreme Court has made this discrete point
quite clearly and has expressly held that the common law cause of
action for wrongful termination is not the proper vehicle by
which to seek redress for alleged “status-based” discrimination.
We construe Monge [v. Beebe Rubber Co., 114 N.H. 130
(1974)] to apply only to a situation where an employee
is discharged because he performed an act that public
22
policy would encourage, or refused to do that which
public policy would condemn. A discharge due to
sickness does not fall within this category, and is
generally remedied by medical insurance or disability
provisions in an employment contract. Nor does
discharge because of age fall within this narrow
category. The proper remedy for an action for unlawful
age discrimination is provided for by statute.
Howard v. Dorr Woolen Co., 120 N.H. 295, 297 (1980) (citations
omitted) (emphasis supplied).
See also Parker v. MVM, Inc., 2006
WL 1724359 *2-3, 2006 DNH 70 (D.N.H. 2006) (“[T]he common law
cause of action for wrongful discharge is not the proper means by
which to remedy a discharge that was motivated by someone’s
status or physical condition.
Instead, that cause of action is
properly invoked only when an employee is discharged in response
to his or her having engaged in a ‘narrow category’ of conduct.”)
(citation omitted).
B.
Intentional Infliction of Emotional Distress
Next, Faulkner asserts claims of intentional infliction of
emotional distress against the four individually named
defendants.
To prevail on such a claim, Faulkner must establish
that a defendant “by extreme and outrageous conduct,
intentionally or recklessly caused [her to suffer] severe
emotional distress.”
Morancy v. Morancy, 134 N.H. 493, 496
(1991) (quoting Restatement (Second) of Torts § 46 (1965)).
Faulkner’s burden of proof is a substantial one.
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In determining whether conduct is extreme and
outrageous, it is not enough that a person has acted
with an intent which is tortious or even criminal, or
that he has intended to inflict emotional distress, or
even that his conduct has been characterized by malice.
Liability has been found only where the conduct has
been so outrageous in character, and so extreme in
degree, as to go beyond all possible bounds of decency,
and to be regarded as atrocious, and utterly
intolerable in a civilized community.
Mikell v. Sch. Admin. Unit No. 33, 158 N.H. 723, 729 (2009)
(citations and internal punctuation omitted).
Here, Faulkner has not pointed to any conduct on the part of
defendants that could possibly be construed as beyond the bounds
of decency, atrocious, and utterly intolerable in a civilized
society.
See generally, Tessier v. Rockefeller, 162 N.H. 324
(2011) (threats are insufficient to give rise to viable claim for
intentional infliction of emotional distress); Mikell, 158 N.H.
at 729-30 (false accusation by teacher against student that
apparently motivated student’s suicide, even when coupled with
teacher’s position of authority over student, did not give rise
to viable claim for intentional infliction); Konefal v.
Hollis/Brookline Co-op. Sch. Dist., 143 N.H. 256, 260 (1998)
(even if discharge of employee was “illegal and reprehensible,” a
“great deal more is required to approach outrageous conduct.
Such conduct is bad conduct, but it is not outrageous and
intolerable conduct.”) (citation omitted).
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C.
Defamation / Slander
Finally, Faulkner asserts a common law claim for defamation
and/or slander against Dr. Chertoff and Dr. Silas.
Faulkner
claims those defendants had conversations with the directors of
radiology programs to which she had applied, during which they
made false statements about her that “placed [her] in a adverse
light and reflected poorly on [her] as a prospective applicant.”
Second Amended Complaint, at para. 111.
To prevail on that
claim, Faulkner must establish that one or both defendants
“failed to exercise reasonable care in publishing a false and
defamatory statement of fact about the plaintiff to a third
party, unless a valid privilege applies to the communication.”
Thomas v. Telegraph Publ’g Co., 155 N.H. 314, 327 (2007).
It
follows, then, that “a statement is not actionable if it is
substantially true.”
Simpkins v. Snow, 139 N.H. 735, 740 (1995).
Here, there is nothing in the record, beyond Faulkner’s
speculation, to support her claim that defendants made false and
defamatory statements about her to the directors of other
residency programs.
She identifies no actual statements giving
rise to her claim, and so, points to no arguably false
statements.
Defendants are, therefore, entitled to judgment as a
matter of law on that claim.
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Conclusion
For the foregoing reasons, as well as those set forth in
defendants’ legal memorandum, defendants’ motion for summary
judgment (document no. 56) is granted.
While likely meritorious,
defendants’ Rule 41 motion to dismiss (document no. 64) is denied
as moot, given the entry of summary judgment.
The Clerk of Court shall enter judgment in accordance with
this order and close the case.
SO ORDERED.
____________________________
Steven J. McAuliffe
United States District Judge
August 12, 2015
cc:
Christyna Faulkner, pro se
Christopher J. Pyles, Esq.
Edward M. Kaplan, Esq.
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