Reddy et al v. NH Attorney General, et al
Filing
83
///CORRECTED OPINION AND ORDER granting 63 Motion to Dismiss; granting 75 Motion for Judgment on the Pleadings; granting 77 Motion to Dismiss and for Judgment on the Pleadings. The clerk shall enter judgment accordingly and close the case. So Ordered by Chief Judge Joseph N. Laplante.(jb)
UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Mary Rose Reddy et al.
v.
Civil No. 14-cv-299-JL
Opinion No. 2016 DNH 074P
Joseph Foster et al.
CORRECTED OPINION AND ORDER
This civil rights action implicates a party’s standing to
challenge a recently-enacted law prior to its enforcement.
The
plaintiffs allege that they engage in peaceful expressive
activities1 outside of clinics that provide abortion services in
New Hampshire.
A recently-enacted New Hampshire law permits
such clinics to create so-called “buffer zones” around the
clinic entrances.
N.H. Rev. Stat. Ann. §§ 132:37-40.
Plaintiffs allege that this law violates their rights to freedom
of speech, freedom of the press, due process, and equal
protection under the United States and New Hampshire
Constitutions.
It does so, they argue, by unlawfully
restricting their ability to engage in peaceful prayer,
As explained infra Part I, in the context of a motion to
dismiss for lack of subject-matter jurisdiction, see Fed. R.
Civ. P. 12(b)(1), the court “treat[s] all well-pleaded facts as
true and indulg[es] all reasonable inferences in favor of the
plaintiff.” Aversa v. United States, 99 F.3d 1200, 1210 (1st
Cir. 1996).
1
leafleting, and sidewalk counseling in those quintessential
public fora, the city street and sidewalk.
The Attorney General of the State of New Hampshire, a
defendant in his official capacity, moved to dismiss this action
pursuant to Rule 12(b)(1) of the Federal Rules of Civil
Procedure, arguing that the plaintiffs lack standing to bring
it.
The Attorney General contends that the plaintiffs failed to
allege any actual injury because the statute in question has not
been enforced against them and, as written, cannot be enforced
against them absent the demarcation of a buffer zone -- a
condition precedent that has not been fulfilled even now, almost
21 months after the law’s effective date.
This absence of any
injury means the plaintiffs lack standing, the Attorney General
concludes, and accordingly strips this court of subject-matter
jurisdiction over the action.
See U.S. Const. art. III, § 2,
cl. 1.
Having already answered the complaint, various of the
municipal defendants2 move for judgment on the pleadings, see
Fed. R. Civ. P. 12(c), challenging the court’s subject-matter
The Counties of Cheshire, Merrimack, Hillsborough, and
Rockingham, the Cities of Concord and Keene, and the Town of
Greenland, have so moved. The City of Manchester has not
weighed in.
2
2
jurisdiction on the same grounds as the Attorney General.
They
also contend that the plaintiffs fail to state a claim against
them, see id. Rule 12(b)(6), and raise the spectre of unjoined
but indispensable parties, see id. Rules 12(b)(7), 19.
After hearing oral argument and considering the parties’
submissions, the court grants defendants’ motions to dismiss
because plaintiffs’ suit is premature.
Plaintiffs have not
demonstrated that they suffered any cognizable injury
attributable to the defendants or that threatened enforcement of
the statute chilled their speech.
Lacking subject-matter
jurisdiction over this action, the court accordingly dismisses
the plaintiffs’ claims without prejudice.
Applicable legal standard
“[F]ederal courts are courts of limited jurisdiction.
They
possess only that power authorized by Constitution and statute .
. . .”
United States v. Coloian, 480 F.3d 47, 50 (1st Cir.
2007) (quoting Kokkonen v. Guardian Life Ins. Co. of Am., 511
U.S. 375, 377 (1994)).
“Without jurisdiction the court cannot
proceed at all in any cause.
Jurisdiction is power to declare
the law, and when it ceases to exist, the only function
remaining to the court is that of announcing the fact and
dismissing the cause.”
Steel Co. v. Citizens for a Better
Env’t, 523 U.S. 83, 94 (1998) (quoting Ex parte McCardle, 7
3
Wall. 506, 514 (1869)).
When the court’s jurisdiction is
challenged, as it is here, “the burden lies with the
plaintiff[s], as the part[ies] invoking the court’s
jurisdiction, to establish that it extends to [their] claims.”
Katz v. Pershing, LLC, 672 F.3d 64, 70 (1st Cir. 2012) (citing
Kokkonen, 511 U.S. at 377).
In evaluating a motion to dismiss for lack of subjectmatter jurisdiction under Rule 12(b)(1), this court must “accept
as true all well-pleaded factual averments in the plaintiff[s’]
complaint and indulge all reasonable inferences therefrom in
[their] favor.”
Katz, 672 F.3d at 70.
Unlike in the Rule
12(b)(6) context, where doing so would require conversion of
this motion into one for summary judgment, see Trans-Spec Truck
Serv., Inc. v. Caterpillar Inc., 524 F.3d 315, 321 (1st Cir.
2008), in the Rule 12(b)(1) context, the court may “consider
whatever evidence has been submitted, such as the . . . exhibits
submitted in this case.”
Aversa, 99 F.3d at 1210.
Background
A.
The Act
The law challenged here, entitled “An Act Relative to
Access to Reproductive Health Care Facilities” and codified at
N.H. Rev. Stat. Ann. § 132:37-40, went into effect on July 10,
2014.
The Act provides that, with limited exceptions:
4
No person shall knowingly enter or remain on a public
way or sidewalk adjacent to a reproductive health care
facility within a radius up to 25 feet of any portion
of an entrance, exit, or driveway of a reproductive
health care facility.
N.H. Rev. Stat. Ann. § 132:38, I.
Under the Act, a
“reproductive health care facility” is “a place, other than
within or upon the grounds of a hospital, where abortions are
offered or performed.”
Id. § 132:37, I.
Importantly, the Act
requires that such facilities “shall clearly demarcate the zone
authorized in paragraph I and post such zone with signage,” id.
§ 132:38, II, and that, prior to doing so, they “shall consult
with local law enforcement and those local authorities with
responsibilities specific to the approval of locations and size
of the signs to ensure compliance with local ordinances,” id.
§ 132:38, III.
Section 132:39 contains the Act’s enforcement mechanisms,
but provides that they “shall not apply unless the signage
authorized in RSA 132:38, II was in place at the time of the
alleged violation.”
Id. § 132:39, III.
Once that signage is in
place, “a police officer or any law enforcement officer shall
issue one written warning to an individual” who violates
§ 132:38, I, “[p]rior to issuing a citation.”
Id. § 132:39, I.
“If the individual fails to comply after one warning, such
individual will be given a citation,” id., which carries “a
5
minimum fine of $100,” id. § 132:39, II.
The Act also
authorizes the New Hampshire Attorney General or appropriate
County Attorney to “bring an action for injunctive relief to
prevent further violations.”
B.
Id.
The plaintiffs
The plaintiffs in this case are individuals who engage in
expressive activities, such as prayer, leafleting, sidewalk
counseling, and advocacy outside of four New Hampshire clinics
that provide abortion services -- specifically, those in
Manchester, Concord, Keene, and Greenland.
Compl. ¶ 5.
For
example, some of the plaintiffs engage in sidewalk counseling
outside of Planned Parenthood’s clinic in Manchester.
There,
they attempt to engage in calm conversations with those entering
and leaving the clinic, hand out rosaries and cards, or simply
hold up signs.
Compl. ¶¶ 61-62, 65, 67.
Others pray -- aloud
or silently -- on the sidewalks outside that location.
Compl.
¶¶ 64, 67.
Still others of the plaintiffs engage in similar activities
outside of the Concord Feminist Health Center, the Joan G.
Lovering Health Center in Greenland, and the Planned Parenthood
6
clinic in Keene.3
Compl. ¶¶ 75, 80-81, 86.
The parties do not
dispute that the plaintiffs have engaged in and, since the
filing of this lawsuit, continue to engage in these and similar
activities near these locations.
C.
Procedural history
Plaintiffs filed this action on July 7, 2014, three days
before the Act went into effect, and shortly after the Supreme
Court struck down Massachusetts’s buffer zone statute in
McCullen v. Coakley, 134 S. Ct. 2518 (2014).
As did the
plaintiffs in McCullen, they seek to enjoin enforcement of the
Act, alleging that it violates their rights under the First and
Fourteenth Amendments, both on its face and as applied to them.
See id. at 2528.
They immediately moved for a preliminary
injunction and, until that motion could be decided, a temporary
restraining order.
After a discussion with counsel, the court
granted plaintiffs’ motion for a temporary restraining order
against the City of Concord and the Town of Derry, and denied it
Plaintiffs originally alleged that some of their number
engaged in similar activities outside of the Planned Parenthood
in Derry. Compl. ¶ 68. The parties have since stipulated that
the Derry Planned Parenthood clinic does not offer abortion
services, and on those grounds, the plaintiffs voluntarily
dismissed the Town of Derry from this action. See Notice of
Voluntary Dismissal of the Town of Derry (document no. 48).
3
7
as moot against the other defendants, who agreed to abstain from
enforcing the Act until the court rendered a decision on the
motion for a preliminary injunction.
Order of July 9, 2014
(document no. 9) at 2-4.
The parties agreed to a stay of the case shortly
thereafter, in part to allow the legislature to reconsider the
Act in light of the Supreme Court’s decision in McCullen.
Order of July 23, 2014 (document no. 49).
See
As a condition of the
stay, the defendants agreed not to enforce the Act against the
plaintiffs and to notify the plaintiffs if they learned that a
clinic intended to post the signage that is a prerequisite to
enforcement under § 132:38, II.
Id. at 3-4.
In light of the
agreed-upon stay, the court administratively denied the parties’
various pending motions -- for preliminary injunction (document
no. 2), to stay the case (document no. 25), and to dismiss the
case (document no. 26) -- though allowed for those motions to be
reinstated upon the request of any party.
Order of March 19,
2015 (document no. 57).
The parties diligently filed status reports during the
course of the stay.
The New Hampshire legislature did
reconsider the Act during the 2015 legislative session; the
House voted to repeal it, but the repeal bill was ultimately
tabled by the Senate.
See Motion to Lift Stay and Modify July
8
23, 2014 Order (document no. 64) ¶¶ 1-2.
In August 2015, the
defendants asked the court to lift the stay.
See id.
Plaintiffs agreed, with the understanding that certain
provisions of the stay would remain in effect -- specifically,
that the defendants would not enforce the Act against the
plaintiffs and would notify the plaintiffs and the court should
they learn that any clinic intended to post the pre-enforcement
signage required by § 132:38, II.
Id. ¶ 4.
The court granted
that request, see Order of August 27, 2015, the Attorney General
renewed his motion to dismiss the complaint, see document no.
63, and various of the municipal defendants moved for judgment
on the pleadings, see document nos. 75, 77.
The court held oral
argument on defendants’ motions on February 16, 2016.4
Analysis
Resolution of this motion turns on whether the plaintiffs
have suffered an injury sufficient to give them standing to seek
relief.
Article III of the United States Constitution “limits
the jurisdiction of federal courts to ‘Cases’ and
At oral argument, the court concluded that its analysis
would benefit from additional argument applying Supreme Court
and Court of Appeals precedent that had previously gone
unaddressed. Order of February 17, 2016 (document no. 79).
Pursuant to that order, those parties submitted supplemental
memoranda. See documents nos. 80, 81.
4
9
‘Controversies.’”
Lujan v. Defenders of Wildlife, 504 U.S. 555,
559 (1992) (quoting U.S. Const. art. III, § 2, cl. 1).
“[W]hether the plaintiff has made out a ‘case or controversy’
between himself and the defendant within the meaning of Article
III . . . is the threshold question in every federal case,
determining the power of the court to entertain the suit.”
Warth v. Seldin, 422 U.S. 490, 498 (1975).
To answer that
question in the affirmative “requires that the party invoking
federal jurisdiction have standing -- the ‘personal interest
that must exist at the commencement of the litigation.’”
Davis
v. F.E.C., 554 U.S. 724, 732 (2008) (quoting Friends of the
Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167,
189 (2000)).
“[A] plaintiff must demonstrate standing for each claim he
seeks to press and for each form of relief that is sought.”
Id., 554 U.S. at 734 (internal quotations omitted).
“The
existence of federal jurisdiction . . . depends on the facts as
they exist when the complaint is filed.”
Lujan, 504 U.S. 555,
571 n.4, (quoting Newman–Green, Inc. v. Alfonzo–Larrain, 490
U.S. 826, 830 (1989)).
To meet this burden, a plaintiff must
show:
(1) it has suffered an injury in fact that is (a)
concrete and particularized and (b) actual or
imminent, not conjectural or hypothetical; (2) the
injury is fairly traceable to the challenged action of
10
the defendant; and (3) it is likely, as opposed to
merely speculative, that the injury will be redressed
by a favorable decision.
Friends of the Earth, 528 U.S. at 180-81.
These “constitutional
requirements apply with equal force in every case.”
Nat’l Org.
for Marriage v. McKee, 649 F.3d 34, 46 (1st Cir. 2011).
Defendants contend, and the court ultimately agrees, that the
plaintiffs in this action fail to make the first of these
showings.
Plaintiffs challenge the Act as unconstitutional both
on its face and as applied to the plaintiffs in this action.
As
discussed in more detail below, the plaintiffs lack standing to
make either challenge to the Act.
In the absence of a showing
by the plaintiffs that they have suffered an injury in fact,
actual or imminent, resulting from the actions of the
defendants, the court grants defendants’ motions to dismiss
without prejudice.
A.
Facial challenge
As discussed supra, to establish a case and controversy,
plaintiffs must demonstrate that their injury is “concrete and
particularized and actual or imminent, not conjectural or
hypothetical.”
Friends of the Earth, 528 U.S. at 180-81.
“‘Allegations of possible future injury’ are not sufficient” to
constitute injury in fact.
Clapper v. Amnesty Int’l. USA, 133
S. Ct. 1138, 1147 (2013) (quoting Whitmore v. Arkansas, 495 U.S.
11
149, 158 (1990)).
The Supreme Court has, however, “given a
special gloss” to this requirement so as to allow, under certain
circumstances, facial challenges to laws that burden expression
protected by the First Amendment.
Van Wagner Boston LLC v.
Davey, 770 F.3d 33, 37 (1st Cir. 2014).
The plaintiffs assert standing to challenge the Act as
invalid on its face under two theories particular to this
context.
As discussed more fully below, plaintiffs lack
standing under either of them.
First, they claim standing to
bring a pre-enforcement facial challenge because a credible
threat that the Act will be enforced against them causes them to
self-censor their speech, thus unconstitutionally chilling said
speech.
They lack standing under this theory because the
absence of any buffer zone -- the creation of which is a
necessary but unfulfilled condition for enforcement of the Act - negates the imminence of the risk that the Act will be
enforced against the plaintiffs.
Second, plaintiffs claim they have standing because they
have pleaded that the Act unconstitutionally delegates unbridled
discretion to the clinics to demarcate buffer zones.
They draw
this argument from the holdings of prior restraint cases,
specifically Van Wagner, 770 F.3d 33 (1st Cir. 2014), but fail
to supply convincing support that having alleged undue
12
discretion in the complaint creates standing outside of the
prior restraint context.
Accordingly, plaintiffs lack standing
to challenge the Act as facially unconstitutional.
1.
Threat of enforcement
The plaintiffs’ first claim mounts a pre-enforcement First
Amendment challenge.5
“Pre-enforcement First Amendment
challenges . . . occupy a somewhat unique place in Article III
standing jurisprudence.”
47.
Nat’l Org. for Marriage, 649 F.3d at
This is because, as the parties acknowledge, “the
government has not yet applied the allegedly unconstitutional
law to the plaintiff, and thus there is no tangible injury.
However, in these circumstances the Supreme Court has recognized
‘self-censorship’ as ‘a harm that can be realized even without
an actual prosecution.’”
Id. (quoting Virginia v. Am.
Though this discussion necessarily contemplates how the
statute could be applied to the plaintiffs, the cases that
delineate the contours of pre-enforcement challenges such as
this one, in the First Amendment context, address such
challenges as facial. See, e.g., Susan B. Anthony List v.
Driehaus, 134 S. Ct. 2334, 2340 n.3 (2014) (plaintiffs’ asapplied claims “better read as facial objections”); Clapper, 133
S. Ct. at 1146 (addressing a facial challenge); New Hampshire
Right to Life Political Action Committee v. Gardner, 99 F.3d 8,
10 (1st Cir. 1996) (concluding that plaintiff had “standing to
mount a pre-enforcement facial challenge to the statutory
cap.”). This court accordingly does likewise.
5
13
Booksellers Ass’n, 484 U.S. 383, 393 (1988)).
As the First
Circuit Court of Appeals has further explained:
[I]n challenges to a state statute under the First
Amendment[,] “two types of injuries may confer Article
III standing without necessitating that the challenger
actually undergo a criminal prosecution. The first is
when ‘the plaintiff has alleged an intention to engage
in a course of conduct arguably affected with a
constitutional interest, but proscribed by [the]
statute, and there exists a credible threat of
prosecution.’ The second type of injury is when a
plaintiff ‘is chilled from exercising her right to
free expression or forgoes expression in order to
avoid enforcement consequences.’”
Blum v. Holder, 744 F.3d 790, 796 (1st Cir. 2014) cert. denied,
135 S. Ct. 477 (2014) (quoting Mangual v. Rotger-Sabat, 317 F.3d
45, 56-57 (1st Cir. 2003)).
In both of these situations, the
plaintiff’s standing “hinge[s] on the existence of a credible
threat that the challenged law will be enforced.”
Life, 99 F.3d at 14.
N.H. Right to
“If such a threat exists, then it poses a
classic dilemma for an affected party:
either to engage in the
expressive activity, thus courting prosecution, or to succumb to
the threat, thus forgoing free expression.
justiciable.”
Id.
Either injury is
Absent such a threat, however, the
plaintiff’s “[a]llegations of a subjective ‘chill’ are not an
adequate substitute for a claim of specific present objective
harm or a threat of specific future harm,” and thus do not
amount to an injury that confers standing.
U.S. 1, 13–14 (1972).
Laird v. Tatum, 408
Thus, the plaintiffs’ standing to bring
14
this pre-enforcement challenge turns on whether there is a
credible threat that the Act will be enforced against them.
“An allegation of future injury may suffice” to create
standing “if the threatened injury is ‘certainly impending,’ or
there is a ‘substantial risk that the harm will occur.’”
SBA
List, 134 S. Ct. at 2341 (quoting Clapper, 133 S. Ct. at 1150
n.5).
In Clapper, individuals in the United States who
communicated internationally with others who, in turn, might
have been subject to surveillance under the Foreign Intelligence
Surveillance Act of 1978 (FISA), 50 U.S.C. § 1881a, challenged
that statute as violative of their rights under the First
Amendment.
133 S. Ct. at 1142.
The Supreme Court concluded the
plaintiffs’ “theory of standing . . . relie[d] on a highly
attenuated chain of possibilities,” including speculation as to
whether their contacts would be subject to collection of
intelligence under § 1881a, whether the Foreign Intelligence
Surveillance Court would authorize surveillance of those
contacts’ communications under the same, and whether the
plaintiffs’ own communications would be intercepted if the
Government succeeded in acquiring those contacts’
communications.
Id. at 1148-50.
Because of that attenuation,
the Court concluded that the plaintiffs “[did] not face a threat
of certainly impending interception” of their communications
15
under § 1881a, and, thus, any harm they incurred as a result of
their fear of such interception failed to create standing.
Id.
at 1152.
The Court came to the opposite conclusion under the facts
of SBA List.
There, an Ohio statute prohibited “certain ‘false
statement[s]’ ‘during the course of any campaign for nomination
or election to public office or office of a political party.’”
134 S. Ct. at 2338 (quoting Ohio Rev. Code. Ann. § 3517.21(B)).
The Court found that an advocacy organization, the Susan B.
Anthony List, had standing to challenge the statute even though
it had not yet been enforced against it because (1) the
plaintiff had “alleged an intention to engage in a course of
conduct arguably affected with a constitutional interest” by
pleading an intention to continue engaging in political speech;
(2) the plaintiff’s “intended future conduct [was] arguably
proscribed by the statute they wish[ed] to challenge” in the
sense that some of that speech, in the eyes of another, may be
perceived to be false; and (3) “the threat of future enforcement
of the false statement statute [was] substantial,” particularly
in light of a prior complaint that led to enforcement against
that plaintiff.
Id. at 2343-46.
As in SBA List, the plaintiffs here have alleged an
intention to continue their expressive activities -- such as
16
sidewalk counseling, prayer, and carrying signs -- outside
clinics in New Hampshire.
This conduct would arguably be
proscribed by the Act if it took place within a demarcated
buffer zone.
See N.H. Rev. Stat. Ann. § 132:38, I.
Plaintiffs
then might be warned in writing to cease and, if they failed to
do so, fined.6
See N.H. Rev. Stat. Ann. § 132:39.
The question
before the court, then, is whether this threat of a perceived
future injury is “certainly impending,” or at the very least,
“substantial.”
SBA List, 134 S. Ct. at 2341; see also Clapper,
133 S. Ct. at 1155; Blum, 744 F.3d at 799 (observing that the
“‘substantial risk’ of harm standard that the Court has applied
Plaintiffs contend that enforcement does not require
establishment of a buffer zone because the statute itself
“established” 25-foot buffer zones. This reading of the Act
misconstrues its plain language. See United States v. Howe, 736
F.3d 1, 3 (1st Cir. 2013) (“A court interpreting New Hampshire
law must ‘first look to the language of the statute itself, and,
if possible, construe that language according to its plain and
ordinary meaning.’” (quoting State v. Dor, 165 N.H. 198, 200
(2013))). By its plain language, the Act allows the creation of
buffer zones of less than 25 feet. N.H. Rev. Stat. Ann.
§ 132:38, I. The Acts describes such zones not as “created” or
“established,” but “authorized.” Id. § 132:38, II; see Dor, 165
N.H. at 200 (“We do not read words or phrases in isolation, but
in the context of the entire statutory scheme.”). Finally, the
Act requires the posting of signs informing the public that
there is to be “No Congregating, Patrolling, Picketing, or
Demonstrating Between Signs” before the enforcement mechanisms
can be engaged. N.H. Rev. Stat. Ann. §§ 132:38, II and 132:39,
III. Considering these sections together, the court cannot
conclude that the Act created 25-foot zones around all clinics
upon going into effect.
6
17
in some cases” is “potentially more lenient” than the “certainly
impending” standard invoked in Clapper).
The court is not
convinced that it is.
What differentiates this case from the circumstances under
which pre-enforcement challenges were brought in SBA List and
N.H. Right to Life is the existence of conditions precedent to
enforcement that have not been met.
Before the Act can be
enforced -- that is, before any warning or citation may be
issued for violation of the Act -- one of the clinics must
demarcate a zone.
N.H. Rev. Stat. Ann. § 132:39, I.
Both (a)
the decision to draw a zone and (b) the specific boundaries of
such a zone depend on the choices and actions of independent
decisionmakers.
Clapper, 133 S. Ct. at 1149-50 (“[W]e have been
reluctant to endorse standing theories that require guesswork as
to how independent decisionmakers will exercise their
judgment.”).
Once a clinic has demarcated a zone, the Act still
cannot be enforced until the clinic posts the appropriate
signage.
N.H. Rev. Stat. Ann. §§ 132:38, II and 132:39, I.
These signs serve as a notification to those who gather outside
of the clinics in question -- such as the plaintiffs in this
case -- that the Act may be enforced.
As the defendants argue,7
In evaluating the risk of enforcement, “[p]articular
weight must be given to the Government disavowal of any
7
18
the Act cannot be enforced until these conditions are met.
Absent that possibility, the court cannot conclude that there is
a “substantial risk,” let alone a “credible threat,” that the
Act will be enforced against the plaintiffs so as to give them
standing.
And as of yet, no clinic has drawn a zone of any
size, be it 25 feet or less, or posted the signage required
before the Act can be enforced.8
Importantly, the conclusion that conditions precedent for
enforcement have not been met at this juncture does not leave
plaintiffs without a meaningful opportunity for relief.
Once a
intention to prosecute on the basis of the Government’s own
interpretation of the statute and its rejection of plaintiffs’
interpretation as unreasonable.” Blum, 744 F.3d at 798. Though
the circumstances here differ slightly from those in Blum, the
result is much the same. There, the Government “affirmatively
represented that it does not intend to prosecute [the
plaintiffs’] conduct because it does not think it is prohibited
by the statute.” Id. Here, the Attorney General has made clear
that he disavows prosecution in the absence of a demarcated
zone. See Attorney General’s Supp. Mem. (document no. 81) at 56. Though the Attorney General characterizes this as an
effective disavowal of enforcement, given the present
circumstances -- which, under “the Government’s own
interpretation” of the Act, render enforcement impossible -- it
maintains that the Act may be enforced once a buffer zone has
been drawn, depending on the characteristics of that zone.
While there is no evidence in the record that the third
and fourth requirements -- consultation with local law
enforcement and the land use code enforcement authorities -have been undertaken, it would be inaccurate to say that the
parties have so stipulated.
8
19
zone is in place, they and others in their position would still
have an opportunity to seek injunctive relief before the court
adjudicated the merits of their challenge.9
At that time, the
court would have before it sufficient factual developments to
conduct a proper review as undertaken in McCullen.
For example,
there would be a record as to why such a zone was drawn and what
circumstances prompted its creation.
It would, hopefully, also
reflect the considerations undertaken by the clinic before
drawing the zone.
Finally, the parties and the court would also
know the size of the zone, whether a full 25 feet as the Act
permits, or a mere six feet, as the Act also permits.
Finally,
there would be a record as to whether any warnings or citations
had issued -- that is, whether the Act had been enforced.
While
That the plaintiffs in this case obtained a temporary
restraining order against enforcement of the Act shortly after
filing suit, see Order of July 9, 2014 (document no. 9)
illustrates the availability of this relief. The court’s effort
to resolve the standing issue in a manner satisfactory to all
parties, and to avoid the elevation of form over substance while
fully respecting applicable jurisdictional requirements, does
likewise. To that end, the court suggested an agreed-to
disposition: dismissal of the case, without prejudice, for lack
of standing, followed by an administrative closing of the case,
permitting the plaintiffs to re-initiate the case by motion, on
an expedited basis, if and when any clinic demarcated a buffer
zone. The parties were unable to agree to such a resolution,
however, based inter alia on a dispute over potential
prevailing-party fee-shifting for the pre-dismissal period. See
42 U.S.C. § 1988.
9
20
enforcement is clearly not a prerequisite to standing in a First
Amendment challenge, SBA List, 134 S. Ct. at 2342, this more
developed factual record would provide the court a more
concrete, far less hypothetical framework within which to
analyze the constitutionality of the Act.
Such a framework
simply does not exist under these circumstances, where no zone
of any size -- whether 25 feet or less -- has been drawn.
Plaintiffs shoulder the burden of demonstrating standing.
Katz, 672 F.3d at 71.
They offer three arguments to that end.
The court finds none of them persuasive.
First, plaintiffs equate a threat that a zone will be
demarcated with a threat that the Act will be enforced.
Specifically, they claim injury in having self-censored their
speech to avoid the possibility that one of the clinics might
demarcate a buffer zone, which would lead to possible
enforcement of the Act.
It is true that the Act imposes little
impediment to a zone’s creation.10
It requires only that
Taking the contrary position at oral argument (albeit
without support in the language of the Act), the Attorney
General contended that the imposed obligation to “consult with
local law enforcement” requires the clinics to obtain approval
from local authorities before posting the signs. At oral
argument, counsel for the remaining defendants -- the very
10
21
“[p]rior to posting the signage . . . a reproductive health care
facility shall consult with local law enforcement and those
local authorities with responsibilities specific to approval of
locations and size of the signs to ensure compliance with all
local ordinances.”
N.H. Rev. Stat. Ann. § 132:38, III.
Any
such consultation could be a brief affair, as plaintiffs point
out, leading to posted signs within hours -- if not minutes -of any perceived misstep by the plaintiffs.
The potential
proximity between a clinic’s decision to demarcate a zone and
actual demarcation does not negate the fact that a zone must
municipalities that would provide such local approvals -affirmatively disavowed such an interpretation.
The Attorney General bases this interpretation on language
in the Act’s legislative history. As the Attorney General
correctly observes, “[w]hen interpreting state law, a federal
court employs the method and approach announced by the state's
highest court.” Cahoon v. Shelton, 647 F.3d 18, 22 (1st Cir.
2011). As mentioned supra, in undertaking that task, the
Supreme Court of New Hampshire “first look[s] to the language of
the statute itself, and, if possible, construe[s] that language
according to its plain and ordinary meaning.” Dor, 165 N.H. at
200. Neither of the cases upon which the Attorney General
balances this argument compels this court go beyond the plain
language and read the statute’s legislative history into the
statute itself. Id. (“We will not consider what the legislature
might have said or add language that the legislature did not see
fit to include.”); cf. State v. Paul, 167 N.H. 39, 42 (2014)
(considering, but not importing limitations from, session laws);
State v. Cartier, 133 N.H. 217, 222-23 (1990) (legislature
established schedules of controlled drugs in session laws by
incorporation of federal classifications).
22
still be drawn -- and the physical manifestations of the zone,
the signs, put into place -- before the Act can be enforced.
That these preconditions cannot be satisfied without any notice
to the plaintiffs (in the form of those signs) or merely on a
government official’s whim further distances the decision to
demarcate from the Act’s enforcement.11
It is not, then, that plaintiffs self-censor because they
fear receiving a warning or citation for their activities.
Rather, they fear the creation of the conditions under which a
warning or citation might be issued.
So long as those
conditions are absent, though, plaintiffs’ allegations are “of a
subjective ‘chill’,” which “are not an adequate substitute for a
claim of specific present objective harm or a threat of specific
future harm.”
Laird, 408 U.S. at 13–14.
In an effort to render
the risk of enforcement more imminent, plaintiffs cite
statements made by representatives of certain clinics, which
Admittedly, the lack of any restrictions on, or
conditional criteria for, the consultation/demarcation/signage
requirements means that, conceivably, a clinic could establish a
maximum size buffer zone (that is, a zone with a 25-foot radius)
in a very short amount of time for any reason or for no reason
at all. In fact, the Attorney General and counsel for the
defendant municipalities all but conceded as much at oral
argument, with the possible exception of the Attorney General’s
curious suggestion that the consultation provision also requires
local police approval -- a position that no other defendant
supported. See supra n. 9.
11
23
plaintiffs characterize as specific threats to demarcate zones
“quickly” if plaintiffs engage in speech of which they
disapprove.12
See Plaintiffs’ Obj. (document no. 65-1) at 9-10,
14; see also document nos. 39, 40, 65-2.
Even drawing
inferences in the plaintiffs’ favor, it does not appear to the
court that those statements support such an interpretation.13
Even if they did, self-censorship under a fear that the clinics
may decide to demarcate a zone and post the requisite signs if
the plaintiffs engage in some unspecified expression is not
injury sufficient to create standing.
Cf. Clapper, 133 S. Ct.
As discussed supra Part I, the court may consider these
statements as evidence submitted in support of or opposition to
a motion to dismiss for lack of subject-matter jurisdiction.
Aversa, 99 F.3d at 1210.
12
In particular, the Lovering Health Center and Concord
Feminist Health Center representatives explained that “having
the option of creating a buffer if other methods fail, is a
significant safeguard that is a very useful tool for the clinic
to have in its toolbox,” compared to the slower process of
legislation or passing town ordinances. Document no. 39 ¶ 11;
document no. 40 ¶ 6. The former noted that such an option
“would be helpful when negotiating about unsafe behaviors of the
demonstrators,” document no. 40 ¶ 6, a forward-looking statement
that does not suggest that any such “negotiation” had yet taken
place. She also testified at a public hearing on House Bill
403-FN, that “the threat of having [the law] enforced . . . I
think did make people behave in a better way” than previous
incidents wherein “picketers . . . were using bullhorns, . . .
were throwing things at cars coming in and out and blocking the
driveway and generally disturbing the peace . . . .” Document
no. 65-2 at 87-88.
13
24
at 1152 (absent a threat of certainly impending enforcement,
costs incurred by plaintiffs to avoid enforcement “are simply
the product of their fear of surveillance, and . . . such a fear
is insufficient to create standing.”).
Second, plaintiffs propose an interpretation of the Act
allowing enforcement against them without a zone being
demarcated, see Plaintiffs’ Obj. (document no. 65-1) at 15-16,
which, they contend, would render the threat of enforcement
immediate.
They propose that RSA 132:38, I “bluntly creates
zones making it illegal to be present, and therefore to speak,
on public ways up to 25 feet from an entrance or driveway of an
abortion facility.”
Id. at 15.
Because the zones are “created”
by that section of the Act, and only “demarcated” by placement
of the signs, plaintiffs contend, they could be prosecuted for
speaking within those zones under, for example, New Hampshire’s
laws against disorderly conduct, loitering, and harassment.
N.H. Rev. Stat. Ann. §§ 644:2 and 644:4.
See
While the court is
unlikely to share that interpretation of the Act,14 it need not
As discussed supra at n.6, the language of the Act itself
precludes such a reading. In particular, 132:38, II permits
clinics to demarcate the zone “authorized” by the first part of
that section, not the zone “created” or “established” thereby.
14
25
hang its decision there.15
While plaintiffs suggest that such a
state of affairs could chill their speech, they do not allege
that they have been threatened with prosecution under these
other laws.
They also do not allege that their speech actually
has been chilled by fear of such a prosecution.
See Plaintiffs’
Obj. (document no. 65-1) at 16; Compl. ¶ 92 (“Plaintiffs desire
to continue engaging in peaceful sidewalk counseling and
leafleting in these public areas but fear prosecution under the
Act if they continue to do so.”).
Absent such an allegation of
injury, the court cannot find standing on this basis.
Cf. SBA
List, 134 S. Ct. at 2340 (complaint alleged that plaintiff’s
speech had been chilled under the challenged statute).
Third and finally, plaintiffs suggest that this court’s
stay of the litigation created standing.
(document no. 65-1) at 5-7.
See Plaintiffs’ Obj.
As discussed supra, Part II.C, by
its order of July 23, 2014, the court stayed all pending
Plaintiffs argue that the admonition to indulge all
reasonable factual inferences in the plaintiff’s favor in
resolving this motion, see Katz, 672 F.3d at 70, also requires
the court to defer to the plaintiff’s legal interpretation of
the Act. See Plaintiffs’ Obj. (document no. 65-1) at 15. It is
axiomatic, however, that the court need not defer to the
complaint’s legal conclusions in resolving a motion to dismiss.
Ocasio-Hernández v. Fortuño-Burset, 640 F.3d 1, 10 (1st Cir.
2011) (“Unlike factual allegations, legal conclusions contained
within a complaint are not entitled to a presumption of truth.”
(citing Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)).
15
26
deadlines in this action by agreement of the parties.
The
parties further agreed that the defendants would not enforce the
Act against the plaintiffs and, if the defendants received
notice that any clinic intended to post a sign, they would
notify the plaintiffs and the court.
(document no. 49) at 3-4.
Order of July 23, 2014
Notably, the court’s order did not
prohibit the clinics’ creation or demarcation of any zone.
If
they had been drawn during the pendency of the stay, plaintiffs
argue, those zones would have no legal effect because the
defendants were -- by this agreement -- prohibited from issuing
any warnings or citations under the Act or any other statute
using speech in a buffer zone as the basis.
Plaintiffs’ Obj.
(document no. 65-1) at 7.
Invoking the post hoc ergo propter hoc fallacy, plaintiffs
suggest that the very existence of the court’s stay caused the
clinics to refrain from demarcating any buffer zones, thus
relieving the plaintiffs from the need to self-censor their
speech.
Following from this, plaintiffs argue, “the impact of
the Court’s 2014 Order proves not only that standing exists to
seek relief, but that effective relief was already awarded.”
Id.
But Plaintiffs cite no authority for the novel theory that
the court can conjure subject-matter jurisdiction from thin air
by giving force to the parties' agreed-upon conditions for a
27
stay of the action.
Nor can they; such a theory would run afoul
of the requirement that plaintiffs have Article III standing at
the outset of the litigation.
U.S. 167, 180.
See Friends of the Earth, 528
The court’s actions subsequent to plaintiff’s
filing of the complaint did not bestow subject-matter
jurisdiction over the action.
In sum, the plaintiffs are not subject to a certainly
impending threat that the Act will be enforced against them, see
Clapper, 133 S. Ct. at 1155, or even a substantial risk of such
enforcement, see SBA List, 134 S. Ct. at 2341, because no buffer
zone has been drawn, whether before commencement of the suit or
in the 21 months since.
Accordingly, the plaintiffs lack
standing to bring a pre-enforcement challenge against the Act.
2.
Delegation of undue discretion
Plaintiffs also claim that they have standing to challenge
the Act as facially unconstitutional because they alleged, in
their complaint, that the Act delegates what amounts to undue
discretion to the clinics to demarcate the buffer zones.
See
Plaintiffs’ Obj. (document no. 65-1) at 13-14; Plaintiffs’ Supp.
Brief (document no. 80) at 6-7.
Plaintiffs draw this conclusion
from the decision of the First Circuit Court of Appeals in Van
Wagner, arguing that the Circuit Court’s reasoning in that
decision extends beyond the prior restraint context.
28
But the
court finds no support for this novel theory, either in and of
itself, or read generously as an argument for standing to
challenge the Act as a prior restraint on plaintiffs’ speech.
A plaintiff may have pre-enforcement standing to challenge
a statute as unconstitutional under the First Amendment when it
amounts to an invalid prior restraint.
An invalid prior
restraint is a regulation that “[gives] public officials the
power to deny use of a forum in advance of actual expression.”
Ward v. Rock Against Racism, 491 U.S. 781, 795 n.5 (1989)
(quotations omitted).
Thus, “when a licensing statute allegedly
vests unbridled discretion in a government official over whether
to permit or deny expressive activity, one who is subject to the
law may challenge it facially without the necessity of first
applying for, and being denied, a license.”
City of Lakewood v.
Plain Dealer Pub. Co., 486 U.S. 750, 755-56 (1988); see also Van
Wagner, 770 F.3d at 38 (“It is being subject to a prior
restraint on protected expression through requirements embodying
standardless discretion, not being harmed by the unfavorable
exercise of such discretion, that causes the initial injury.”).
Plaintiffs ask the court to interpret this standing
doctrine broadly, divorcing the rhetoric of the prior restraint
standing doctrine as outlined in Van Wagner from the licensing
or permitting context.
They read the Act to “authorize[]
29
private actors to do what the State cannot itself do under
McCullen:
create speech-suppressing zones absent a present
narrow tailoring justification.”
65-1) at 12.
Plaintiffs’ Obj. (document no.
This, plaintiffs argue, amounts to vesting the
clinics with the unbridled discretion over plaintiffs’
expression as contemplated in City of Lakewood and Van Wagner.
And this allegation of the investiture of unbridled discretion,
they conclude, creates standing for them to challenge the Act,
even outside the context of a regulatory or licensing program.
See Plaintiffs’ Supp. Brief at 6 (“The import of Van Wagner for
the purposes of standing is that plaintiffs may assert a facial
claim against state-conferred discretion over protected free
speech when the statute conferring that discretion is enacted .
. . .”).
But the Supreme Court has rejected so broad a reading of
the prior restraint doctrine, and so must this court.
“[C]oncerns about ‘prior restraints’ relate to restrictions
imposed by official censorship.”
703, 734 (2000).
Hill v. Colorado, 530 U.S.
When public officials are given
the power to deny use of a forum in advance of actual
expression[,] . . . the Court has felt obliged to
condemn systems in which the exercise of such
authority was not bounded by precise and clear
standards. . . . Our distaste for censorship -reflecting the natural distaste of a free people -- is
deep-written in our law.
30
Southeastern Promotions, Ltd. v. Conrad, 420 U.S. 546, 553
(1975).
This is, however, not such a case.
Here, the
plaintiffs are not obligated to seek a license or advance
permission to speak -- whether from a government official or a
third party to whom the government has delegated that power.
Thus, this situation does not implicate the same concerns of a
priori censorship as the regulatory licensing or permitting
schemes that gave rise to standing in Southeastern Promotions,
City of Lakewood, and Van Wagner.
It is, rather, a situation in
which “particular speakers [would be] at times completely banned
within certain zones,” and the Supreme Court has consistently
rejected attempts to characterize such statutes as prior
restraints on speech.
Hill, 530 U.S. at 733-34; see also Schenk
v. Pro-Choice Network of Western N.Y., 519 U.S. 357, 374 n.6
(1997); Madsen v. Women’s Health Center, Inc., 512 U.S. 753, 764
n.2 (1994).
Nor does the court read the holding in Van Wagner to extend
as far as plaintiffs argue it does.
There, the First Circuit
Court of Appeals held that the plaintiff had standing because it
“plausibly alleged that it is subject to a regulatory permitting
scheme that chills protected expression by granting a state
official unbridled discretion over the licensing of its
expressive conduct.”
Van Wagner, 770 F.3d at 42.
31
Nowhere in
that decision does the Court find the suggestion that pleading
the grant of unbridled discretion, absent the context of a
government official acting within a licensing or permitting
scheme, is alone sufficient to create standing.
To the
contrary, the Court of Appeals’ decision appears, at least to
this court, firmly couched in the prior restraint context.
Plaintiffs are thus left to argue that an allegation of
delegation is enough to give the plaintiffs standing completely
divorced from that context.
In doing so, plaintiffs lean
heavily on the decision of the Tenth Circuit Court of Appeals in
First Unitarian Church of Salt Lake City v. Salt Lake City
Corp., 308 F.3d 1114 (10th Cir. 2002).
There, the city sold a
portion of a main downtown thoroughfare to a church, but
retained a pedestrian easement over the property.
18.
Id. at 1117-
In its agreement with the church, the city disclaimed the
easement as a public forum and permitted the church to prohibit
certain forms of expression thereupon.
Id. at 1118.
The
plaintiffs challenged the sale and easement, arguing, among
other things, that the prohibitions of expression on what, in
effect, remained a public passageway, offended the First
Amendment.
The Tenth Circuit Court of Appeals concluded that it
did, and that the city could not ameliorate that offense by
delegating its power to enforce that prohibition to a third
32
party.
Id. at 1132.
As far as this court can tell, however,
the Court of Appeals focused its standing analysis, which
comprised a single paragraph, on the threat of enforcement of an
effective prohibition of all expression on a public
thoroughfare, not the delegation of authority or the amount of
discretion exercised by the delegate.
See id. at 1121.
As
discussed supra, Part III.A.1, no such threat of enforcement
exists here absent the demarcation of a buffer zone and posting
of accompanying signage.
The reasoning of First Unitarian thus does not compel the
conclusion the plaintiffs have standing to challenge the Act
under a delegation or unbridled discretion theory outside of the
prior restraint context.
And, as discussed above, even if
plaintiffs argued that the Act serves as a prior restraint on
their speech, they could not successfully do so where, as here,
no licensing or permitting scheme is implicated.
Accordingly,
plaintiffs’ attempt to dress their discretion allegations in the
clothing of prior restraint for standing purposes must fail.
B.
As-applied challenge
As established above, the plaintiffs lack standing to
challenge the Act as unconstitutional on its face.
The
plaintiffs similarly lack standing to challenge the Act as
unconstitutional as applied to them.
33
It is “an uncontroversial
principle of constitutional adjudication[] that a plaintiff
generally cannot prevail on an as-applied challenge without
showing that the law has in fact been (or is sufficiently likely
to be) unconstitutionally applied to him.”
McCullen, 134 S. Ct.
2518, 2535 n.4 (2014) (emphasis in original).
As discussed
supra, Part III.A.1, the plaintiffs have not carried their
burden of showing that the Act is likely to be applied to them.
And the parties all agree that the Act has not, to date, been
applied to the plaintiffs.
No buffer zone has been demarcated
and no plaintiff has been warned, fined, or prosecuted under
this Act or any other law for engaging in expressive activity
outside the clinics.
Absent any demarcated buffer zone, there
can be no basis on which to analyze whether the Act has been
applied to any of the plaintiffs in a manner that abrogates
their rights under the First Amendment.16
Cf. Wash. State Grange
The parties appear to disagree on whether McCullen is
best characterized as disposing of an as-applied challenge to
the Massachusetts buffer zone statute (the Attorney General’s
position), or a facial challenge (the plaintiffs’ position).
Compare Attorney General’s Mem. (document no. 63-1) at 4-5
(Massachusetts statute was found “unconstitutional as applied to
the plaintiffs in that case because it was not narrowly tailored
to serve a significant government interest based on the factual
record before the Court”), with Plaintiffs’ Obj. (document no.
65-1) at 14 (“McCullen reviewed and struck down the
Massachusetts law as being facially invalid.”). (Indeed,
plaintiffs appear to disagree with themselves on this issue.
Compare Plaintiffs’ Obj. (document no. 65-1) at 14 with
Plaintiffs’ Supp. Brief (document no. 80) at 2 (characterizing
16
34
v. Wash. State Republican Party, 128 S. Ct. 1184, 1195 (2008)
(factual determinations control as-applied challenges).
Conclusion
The plaintiffs’ lack of standing to bring this action
deprives the court of subject-matter jurisdiction over it.
United Seniors Ass’n, Inc. v. Philip Morris USA, 500 F.3d 19, 26
(1st Cir. 2007).
Lacking subject-matter jurisdiction, the court
is obligated to dismiss the action.
Fed. R. Civ. P. 12(h)(3).
Accordingly, the Attorney General’s renewed motion to dismiss
the complaint17 is GRANTED, albeit without prejudice to the
plaintiffs seeking relief anew under different factual
circumstances.
For the same reasons, the municipal defendants’
pre-enforcement challenges as “as applied challenges under
McCullen’s narrow tailoring test”).) This court is inclined to
view McCullen as addressing a facial challenge, as did the First
Circuit Court of Appeals. See Cutting v. City of Portland, 802
F.3d 79, 86 (1st Cir. 2015) (describing McCullen as “striking
down content-neutral, sidewalk buffer zone law facially on
narrow tailoring grounds.”). Whether McCullen involved an asapplied or facial challenge, however, the Supreme Court relied
on factual record developed by the district court over two bench
trials. See McCullen, 134 S. Ct. at 2528. Because this
question comes before this court as a motion to dismiss for lack
of standing, the court has not had the opportunity to develop
such a record. And, more importantly, because no buffer zone
has yet been drawn around which such a record could be based,
there are few facts to develop here.
17
Document no. 63.
35
motions for judgment on the pleadings18 are likewise GRANTED.19
The clerk shall enter judgment accordingly and close the case.
SO ORDERED.
Joseph N. Laplante
United States District Judge
Dated:
cc:
April 1, 2016
Michael J. Tierney, Esq.
Elissa Graves, Esq.
Matthew S. Bowman, Esq.
Nancy J. Smith, Esq.
Elizabeth A. Lahey, Esq.
Garry R. Lane, Esq.
Peter R. Chiesa, Esq.
Thomas R. Clark, Esq.
Danielle L. Pacik, Esq.
James William Kennedy, Esq.
Charles P. Bauer, Esq.
Samantha Dowd Elliott, Esq.
18
Document nos. 75 & 77.
Because the court concludes that it lacks subject-matter
jurisdiction over this matter, it need not -- and accordingly
does not -- address the municipal defendants’ arguments under
Federal Rules of Civil Procedure 12(b)(6), 12(b)(7), and 19.
19
36
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