Ornelas v. City of Manchester, NH et al
Filing
166
///ORDER granting in part and denying in part 131 Motion for Summary Judgment Partial; granting 133 Motion for Judgment on the Pleadings as to Claims for Enhanced Compensatory and Punitive Damages; denying as moot 134 Motion for Summary Judgment On RSA 135-C Claims. So Ordered by Judge Steven J. McAuliffe.(lw)
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 1 of 49
UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Anna Silva, Administrator of
the Estate of Fernando Ornelas,
Plaintiff
v.
Case No. 14-cv-394-SM
Opinion No. 2020 DNH 123
Elliot Hospital, et al.,
Defendants
O R D E R
Plaintiff, Anna Silva, as administrator of the estate of
Fernando Ornelas, filed this action against defendants, Elliot
Hospital, Hillsborough County, the Hillsborough County
Department of Corrections, as well as several employees of those
entities, asserting claims arising out of injuries Ornelas
sustained while in their custody.
The Hillsborough County
defendants have moved for partial summary judgment on
plaintiff’s 42 U.S.C. § 1983 claims against them.1
Plaintiff
Elliot Hospital filed a motion for partial summary judgment
on plaintiff’s N.H. Rev. Stat. Ann. Ch. 135-C claim. However,
that claim is not asserted against the Elliot in plaintiff’s
most recent amended complaint, filed on March 23, 2020. See
Pl.’s Second Amended Compl. (Document No. 156). Therefore, that
motion is moot.
1
Elliot Hospital moved for judgment on the pleadings as to
plaintiff’s claims for enhanced compensatory and punitive
damages. Plaintiff’s Omnibus Objection states that she “does
not oppose the Defendant Elliot Hospital’s Motion for Judgment
on the Pleadings as to Claims for Enhanced Compensatory and
1
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 2 of 49
opposes that motion.
Defendants’ motion is granted in part and
denied in part.
STANDARD OF REVIEW
When ruling on a motion for summary judgment, the court is
“obliged to review the record in the light most favorable to the
nonmoving party, and to draw all reasonable inferences in the
nonmoving party’s favor.”
Block Island Fishing, Inc. v. Rogers,
844 F.3d 358, 360 (1st Cir. 2016) (citation omitted).
Summary judgment is appropriate when the record reveals “no
genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.”
56(a).
Fed. R. Civ. P.
In this context, a factual dispute “is ‘genuine’ if the
evidence of record permits a rational factfinder to resolve it
in favor of either party, and ‘material’ if its existence or
nonexistence has the potential to change the outcome of the
suit.”
Rando v. Leonard, 826 F.3d 553, 556 (1st Cir. 2016)
(citation omitted).
Consequently, “[a]s to issues on which the
party opposing summary judgment would bear the burden of proof
Punitive Damages.” Pl.’s Mem. in Opp. (Document No. 144) at n.
1.
Accordingly, Elliot Hospital’s Motion for Judgment on the
Pleadings on plaintiff’s enhanced compensatory and punitive
damages claim is granted.
2
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 3 of 49
at trial, that party may not simply rely on the absence of
evidence but, rather, must point to definite and competent
evidence showing the existence of a genuine issue of material
fact.”
Perez v. Lorraine Enters., 769 F.3d 23, 29–30 (1st Cir.
2014).
In other words, “a laundry list of possibilities and
hypotheticals” and “[s]peculation about mere possibilities,
without more, is not enough to stave off summary judgment.”
Tobin v. Fed. Express Corp., 775 F.3d 448, 451–52 (1st Cir.
2014).
See generally Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 249 (1986).
BACKGROUND
The following facts are set forth “in the light most
favorable to the nonmoving party to the extent that they are
supported by competent evidence.”
Leite v. Bergeron, 911 F.3d
47, 49 (1st Cir. 2018) (citing Ellis v. Fid. Mgmt. Tr. Co., 883
F.3d 1, 3 (1st Cir. 2018)) (further quotation omitted).
The
court’s summary includes only those facts relevant to the
pending motion.
On October 15, 2013, Fernando Ornelas, age 54, was in a car
accident.
Ornelas was disoriented and was promptly taken to the
Elliot Hospital by his sister.
He arrived at the Elliot at
around 7 p.m.
3
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 4 of 49
At the Elliot, Ornelas’s sister asked for a mental health
examination, as Ornelas had previously suffered from mental
health issues.
Elliot medical personnel diagnosed Ornelas with
bipolar disorder, and, with his sister’s consent, issued an
Involuntary Emergency Admissions (“IEA”) order, committing him
on an emergency basis for further evaluation and treatment.
N.H. Rev. Stat. Ann. Ch. 135-C:27.
The IEA noted that Ornelas
was displaying signs of paranoia, hallucinations, and mood
swings, and that he posed a likelihood of danger to himself and
others.
There were no beds available at New Hampshire State
Hospital, the selected psychiatric hospital.
So, Ornelas was
moved to the Elliot’s own secure mental health ward, Psychiatric
Evaluation Program (PEP), where he remained for several hours
awaiting transfer to the New Hampshire State Hospital.
At
approximately 6 p.m. on October 16, 2013, Ornelas was involved
in a physical altercation with Lawrence Bolduc, a security
officer at the Elliot.
Ornelas sustained several injuries.
As
a result of the altercation, Ornelas was arrested by the
Manchester Police Department, and charged with simple assault.
4
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 5 of 49
Prior to removing Ornelas from the hospital, the Manchester
Police Department asked Elliot medical personnel to determine
whether he was medically stable enough to be taken into custody.
Ornelas underwent a physical exam and diagnostic studies,
including a CT scan of his head.
No x-rays or CT scans of the
back of Ornelas’s head or neck were taken.
Following the
examination, Elliot medical personnel determined that Ornelas
was sufficiently stable to be discharged into the custody of the
Manchester Police Department.
At 10:45 p.m. on that same evening, Ornelas was discharged
from the Elliot, and placed in the custody of the Manchester
Police Department.
Ornelas was given medical discharge
instructions from the Elliot, which stated:
Apply ice to facial injuries. Take Tylenol 650 mg
every 6 hours for pain. Patient is IEA’d to state
hospital, awaiting placement there. Return to
emergency department as soon as possible if persistent
vomiting, confusion, weakness to arms or legs or any
other concerns.
Def.’s Mot. for Summary Judgment, Martin Decl., Exh. 1C at p. 2
(emphasis added).
Those instructions also directed Ornelas to
seek emergency care in the event of “increasing confusion or a
change in personality . . . You do not know where you are . . .
You have new problems with vision, your speech becomes slowed or
5
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 6 of 49
confused . . . You have arm or leg weakness, loss of feeling, or
new problems with coordination.”
Id., at p. 5.
Ornelas arrived at the police station at 11:15 p.m. and was
booked on a charge of simple assault.
After booking, he was
transferred to the custody of defendant Hillsborough County
Department of Corrections (“HCDOC”), and transported to the
Valley Street Jail, where he arrived at approximately 12:05 a.m.
on October 17, 2013.
At that point, Ornelas had been awake for
over 24 hours.
As part of the jail’s booking process, Ornelas was
evaluated by defendant Flavia Martin, a registered nurse for
HCDOC.
Martin was informed that Ornelas had been in an
altercation with an Elliot security officer, and had been
cleared by the Elliot for discharge before being taken into
custody by the MPD.
Martin reviewed Ornelas’s discharge
instructions from the Elliot.
Martin took Ornelas’s blood pressure, which was 150/100.
She recorded that both of Ornelas’s pupils were pinpoint, his
eyes were bloodshot, and he had a contusion to his lower lip, as
well as a laceration under his right eye.
that Ornelas’s gait was slightly unsteady.
6
Martin further noted
While Martin did not
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 7 of 49
record that Ornelas was complaining of neck pain, defendant
HCDOC Lieutenant Angela Boyer, who was present during the
medical assessment, stated that Ornelas complained of neck pain
during the examination.
60:23-61:3.
See Pl.’s Exh. 1A, Boyer Deposition at
Ornelas also told Martin that he was suffering from
blurry vision bilaterally.
Finally, Ornelas was acting oddly:
when asked to pull his up pants, he began to pull them down
instead.
Martin was aware that Ornelas was subject to an IEA order
committing him to the state hospital, so she filled out HCDOC’s
Mental Health Screening form.
Ornelas told Martin that he was
bipolar, had a history of psychosis and paranoia, and that he
was feeling paranoid.
Martin did not complete the entire Mental
Health Screening form, but she did note that Ornelas was at risk
for suicide.
Because of Ornelas’s IEA and his mental health
history, Martin contacted Dr. Paul Harris, an on-call
psychologist for the HCDOC.
Dr. Harris recommended that Ornelas
be placed on “special watch,” and secured in a safety smock.
At 2:30 a.m., Martin reevaluated Ornelas in his cell.
At
that time, she noted his blood pressure was 154/96, and that he
complained of a headache, blurry vision in both eyes, dizziness,
and pain in his neck.
Martin again noted that Ornelas had
7
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 8 of 49
pinpoint pupils.
She performed a neurological test, recording
that Ornelas had weak grip strength in both hands.
When asked
to squeeze Martin’s hands harder, Ornelas responded he could
not, because it hurt his neck.
Martin attributed Ornelas’s neck
soreness to his recent altercation at the Elliot.
She asked
Ornelas if he could move his head and neck; Ornelas shook his
head “no,” but, in shaking his head, demonstrated what Martin
considered to be good movement.
Ornelas was also able to
correctly identify the number of fingers Martin held up.
Martin
provided Ornelas with ice for his eye injury and asked him to
sign an authorization for treatment (so that she could provide
him with the Tylenol the Elliot had prescribed).
Ornelas became
agitated and refused to sign the authorization.
Martin left his
cell without providing the Tylenol.
At about 5:45 a.m., defendant HCDOC Officer Quinnford
Robinson observed Ornelas in his cell.
Ornelas was placing his
pillow into the toilet to flood his cell, and he was spreading
the overflowing water over the cell floor.
Ornelas had removed
his safety smock, so he was naked, and he was using the smock to
spread the water.
Robinson reported Ornelas’s behavior to
defendant HCDOC Sergeant Joshua Jordan.
Jordan asked Ornelas to
stop, but Ornelas responded that he would not, because “it’s my
8
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 9 of 49
. . . umbrella, and I’m ready to go now.”
Def.’s Mot. for
Summary Judgment, Exh. 2, Jordan Decl. at ¶ 5.
Jordan attempted to reason with Ornelas, but when he could
not, Jordan ordered him to come to the front of the cell, kneel
down, and place his hands behind his back.
Ornelas refused, and
instead, urinated on his cell door, so that the urine flowed
under the door, towards where the COs were standing.
Ornelas
became increasingly agitated, spitting and throwing wet toilet
paper at the cell window.
He then began charging his cell door,
running from the back of the cell and repeatedly striking the
metal cell door with his head.
Unable to persuade Ornelas to stop, Officer Jordan sprayed
Ornelas with pepper spray (Oleoresin Capsicum, or “OC”), on
three occasions.
The OC spray seemed to have little or no
effect on Ornelas’s behavior, as he continued to pace and yell,
charge his cell door, and jam his safety smock and blanket into
the door track.
Having observed Ornelas deliberately hitting
his head on the cell’s metal door several times, Jordan
consulted his supervisor, Lieutenant Boyer, who made the
decision to remove Ornelas from the cell, and place him in the
9
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 10 of 49
jail’s restraint chair.2
Boyer also notified Martin, and asked
her to report to Ornelas’s cell, so that medical staff would be
present during the removal process.
Because Ornelas had jammed the door track with his smock
and blanket, the cell door would not open at first.
Once the
officers were able to open the door, defendants HCDOC officers
Max Munyanya, Todd Gardner, and Robinson entered Ornelas’s cell.
Ornelas, still naked, moved to his top bunk when the three
officers entered the cell.
officers.
He jumped off the bunk towards the
Officer Gardner caught him, and Ornelas was slammed
to the cell floor, with Gardner’s hands under Ornelas’s back.
Ornelas continued to struggle, as Munyanya and Gardner turned
him over, placing his arms behind his back.3
was put in leg and hand restraints.
Eventually, Ornelas
At this point, his nose was
bleeding heavily, some of his wounds had reopened, and the floor
of his cell was bloodied.
Officer Slack was instructed to videotape the removal.
However, the video camera allegedly malfunctioned, and no
recording is available.
2
Multiple HCDOC employees testified to “rumors” that Officer
Robinson kicked Ornelas in the head at some point, and plaintiff
alleges that, at some point during the removal, Ornelas’s head
was slammed against the cell’s toilet. However, the record
includes no competent evidence that either of those events
actually occurred.
3
10
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 11 of 49
Ornelas was taken to the shower area to remove the OC
chemicals, as well as clean up the blood from his wounds.4
condition at that point is disputed.
His
Defendants contend that
Ornelas was still actively resisting, but the plaintiff contends
he was semi-conscious, and unable to walk on his own.
From the
shower, Ornelas was taken to the cell that contained the
prisoner restraint chair.
While Jordan supervised, Gardner,
Robinson and Munyanya placed Ornelas into the chair, securing
his head by placing their hands on his ears, and forcibly
turning his head.
Officer Munyanya placed a mesh transport hood
on Ornelas to prevent him from spitting on staff.
During this
time, Ornelas was behaving in a bizarre manner, singing, and
asking the COs if they would like to dance.
After Ornelas was secured in the restraint chair, at
approximately 5:45 a.m., he was again evaluated by Martin.
Martin noted that the laceration below Ornelas’s right eye had
reopened, and he had blood on his face.
She further noted that
Ornelas was uncooperative, so she was unable to assess his
mouth, but he could move all his extremities and his head.
Ornelas testified at deposition that, while he had no
memory of the majority of the events recounted here, he
remembered being kneed in the back of the head and kicked in the
side of his face in the hallway outside his jail cell.
4
11
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 12 of 49
Martin reported that Ornelas was highly agitated, and difficult
to evaluate.
Martin examined Ornelas again at approximately 6:45 a.m. He
was still in the restraint chair.
At that time, she noted that
Ornelas was quiet, cooperative, and answering her questions.
Ornelas stated that he was “okay.”
He was still wearing the
transport hood, but Martin recorded that she was able to observe
dried blood below his eye.
She further recorded that he had
circulation, sensation, and movement in all extremities.
Martin
did not assess his pupils.
Martin’s shift ended shortly after that 6:45 a.m.
examination.
Barnes.5
She was replaced by defendant HCDOC nurse Zina
Martin advised Barnes that Ornelas was subject to an
IEA order, had been diagnosed with a head injury, had been
cleared for discharge by the Elliot, and had a history of mental
disorders.
Martin advised that Ornelas had reported blurry
vision bilaterally, had contusions to his lips, and a laceration
under his right eye.
She further advised that his gait was
Barnes was accompanied by HCDOC new employee and nurse,
Corrine Foley, who she was training.
5
12
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 13 of 49
slightly unsteady, and he had complained of neck pain (but she
did not report Ornelas’s bilateral grip strength issues).
HCDOC policy requires that a prisoner in the restraint
chair be observed every 15-minutes by a CO, with visits from a
supervising sergeant every hour.
hourly medical checks.
HCDOC policy further requires
Sergeant Todd Gordon, who arrived for
his shift at HCDOC at 6:30 a.m., first checked on Ornelas at
approximately 7 a.m.
Because of his concerns about Ornelas’s
condition, Gordon decided to increase both his checks, and
Ornelas’s medical checks, from hourly to every 15-minutes.
At approximately 7:45, Lieutenant Robbins conducted his
third check on Ornelas, and he observed that Ornelas was
muttering, his words were unintelligible, and he appeared to be
coming in and out of sleep.
7:45 a.m. as well.
Nurse Barnes evaluated Ornelas at
She recorded that he was intermittently
responsive to verbal questions, his head would droop, and, at
times, it took him a few moments to respond to questions.
Barnes was concerned, but she attributed Ornelas’s delayed
responses to the fact that he had not slept for several hours.
At approximately 8 a.m., Barnes reevaluated Ornelas.
He
was able to state his name, and the correct year, but he had no
13
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 14 of 49
awareness of his surroundings, and believed he was in the
hospital.
His head drooped, and his eyes closed for several
seconds during questioning.
Ornelas’s blood pressure was
102/68, and his pulse was 64.
Barnes noted that Ornelas’s left
eye was slightly reactive to light, and his right eye was nonreactive.
She observed that Ornelas’s right eye was bruised and
swollen.
At approximately 8:30 a.m., Ornelas was again evaluated by
Nurse Barnes, and, a few minutes later, by defendant William
Fuller, the HCDOC health services supervisor, who had just
arrived at HCDOC to begin his day.
After observing Ornelas,
Fuller left to read the discharge instructions from the Elliot.
Barnes noted that Ornelas was still intermittently responsive to
verbal commands, his head continued to droop, and his eyes would
close at times.
Ornelas’s blood pressure was 102/60, noted to
be faint, and his pulse was 82.
Fuller returned to check on Ornelas approximately 20
minutes later with Barnes, upon the request of the corrections
department, because they had decided to remove Ornelas from the
restraint chair.
At that time, Ornelas was unresponsive,
despite several attempts, and “cool to touch.”
His pupils were
pinpoint and nonreactive, and he was drooling blood.
14
His blood
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 15 of 49
pressure was 95/56, and both pupils were unresponsive to light.
Fuller requested an ambulance, which arrived at approximately
9:10 a.m., and Ornelas was transported back to the Elliot
Hospital.
Upon arrival at the Elliot, Ornelas was examined by
emergency department physicians.
He was unresponsive, unable to
answer questions, unable to hand grasp, had obvious trauma to
the right side of his head, right forehead periorbital, face
swelling, and cervical spondylosis.
The emergency room
personnel did observe and record movement of his extremities.
Ornelas was sedated and intubated.
Upon further examination,
Ornelas was found to be suffering from quadriplegia, unstable
C4-C5, and other cervical spinal cord injuries.
Because of the
severity of his injuries, Ornelas was transported to
Massachusetts General Hospital, where he underwent emergency
surgery to stabilize his cervical fracture.
Upon discharge from Massachusetts General, Ornelas was
transferred to the Crotched Mountain Rehabilitation Facility in
New Hampshire, where he remained, permanently paralyzed, until
he was transferred to the Riverside Rest Home, in August of
2017.
15
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 16 of 49
Ornelas had filed a grievance and complaint, requesting
that the New Hampshire Attorney General’s office conduct an
investigation into his treatment while in custody.
After
completing that investigation, the Attorney General’s office
concluded that there was insufficient evidence to bring any
criminal charges.
civil action.
In September of 2014, Ornelas filed this
The complaint, which has been amended several
times, asserts, inter alia, Section 1983 claims against the
Hillsborough County defendants based upon deliberate
indifference to his medical needs, as well as the use of
excessive force.
While being cared for at Riverside, Ornelas developed a
serious pressure ulcer, a common risk for paralyzed individuals.
That ulcer required surgery, which led to other complications,
and, eventually, Ornelas’s death, on August 29, 2019.
DISCUSSION
Section 1983 – Constitutionally Inadequate Medical Care
Plaintiff asserts Section 1983 claims, seeking damages for
“denial of constitutionally adequate medical care” against
Hillsborough County, and the HCDOC, HCDOC Superintendent David
Dionne, in his individual and official capacities, and Fuller,
in his official and individual capacities, as well as against
16
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 17 of 49
Robinson, Munyanya, Gardner, Gordon, Jordan, Slack, Boyer,
Robbins, Martin, Barnes, HCDOC Corrections Officer Eldin Medic,
and HCDOC Corrections Officer George Antillus.
“The Eighth Amendment, applied to the states through the
Fourteenth Amendment, protects incarcerated people from state
corrections officials' ‘deliberate indifference to serious
medical needs.’”
Zingg v. Groblewski, 907 F.3d 630, 634 (1st
Cir. 2018) (quoting Feeney v. Corr. Med. Servs., Inc., 464 F.3d
158, 161-62 (1st Cir. 2006)) (further quotations omitted).
An
Eighth Amendment “deliberate indifference” claim has two
components, one objective and one subjective.
Id. at 634.
“[T]o prove an Eighth Amendment violation, a prisoner must
satisfy both of two prongs: (1) an objective prong that requires
proof of a serious medical need, and (2) a subjective prong that
mandates a showing of prison administrators' deliberate
indifference to that need.”
Kosilek v. Spencer, 774 F.3d 63, 82
(1st Cir. 2014) (citation omitted).
Defendants make three arguments in support of their motion
for judgment on plaintiff’s claim against them for deliberate
indifference to Ornelas’s serious medical needs.
First, they
say, plaintiff’s claims fail as a matter of law because
plaintiff has not sufficiently established either a serious
17
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 18 of 49
medical need, or that defendants acted with deliberate
indifference with respect to a serious medical need.
Second,
with respect to plaintiff’s Monell claim against the County,
defendants contend that, even if it could be established that
defendants acted with deliberate difference, plaintiff cannot
establish the causation required to support a Monell claim.
Finally, defendants argue that, in any event, the individual
Hillsborough County defendants are entitled to qualified
immunity from liability.
1.
“Serious Medical Need”
“[A] medical need is ‘serious’ if it is one that has been
diagnosed by a physician as mandating treatment, or one that is
so obvious that even a lay person would easily recognize the
necessity for a doctor's attention.”
Leite v. Bergeron, 911
F.3d 47, 52 (1st Cir. 2018) (quoting Gaudreault v. Municipality
of Salem, 923 F.2d 203, 208 (1st Cir. 1990)).
“A significant
risk of future harm that prison administrators fail to mitigate
may suffice under the objective prong.”
Kosilek v. Spencer, 774
F.3d 63, 85–86 (1st Cir. 2014) (citing Helling v. McKinney, 509
U.S. 25, 35 (1993)) (further citations omitted).
Defendants seek to define Ornelas’s serious medical need
narrowly, limiting it to the cervical fracture he sustained,
18
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 19 of 49
which, defendants say, was the actual cause of his medical
condition.
Defendants argue that Ornelas’s cervical fracture
cannot be considered a medical need “diagnosed by a physician as
mandating treating,” because the fracture was not diagnosed
until Ornelas returned to the Elliot from the jail, on October
17.
While Ornelas was at the Valley Street Jail, defendants
say, he did not show symptoms of an obvious cervical injury.
They point out that Ornelas had just been discharged from the
hospital, following a medical examination that failed to
identify a cervical injury, and Ornelas’s ongoing symptoms were
not obviously related to a cervical fracture.
Thus, defendants,
say, plaintiff has not shown that Ornelas suffered a “serious
medical need.”
Plaintiff responds that Ornelas’s serious medical needs
were hardly limited to the cervical fracture.
Ornelas’s medical
needs were multiple, including his obvious mental health
debilitations and assorted self-destructive behaviors, as well
as his head trauma and neurological symptoms.
Plaintiff points
out that, prior to leaving the Elliot, Ornelas was diagnosed
with, inter alia, “Bipolar 1 disorder, most recent episode (or
current) for manic, severe, specified as psychotic behavior,”
agitation, paranoia, psychosis, contusions of the face, scalp
and neck, and head trauma.”
Ornelas’s symptoms, including
19
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 20 of 49
observable signs of a traumatic brain injury, were so obvious
that even a layperson would recognize them, argues plaintiff.6
The record suggests that Ornelas’s medical needs were fully
and understandably described by the Elliot Hospital in the
discharge instructions it provided to the HCDOC’s medical staff.
Medical diagnoses included bipolar disorder, psychosis, and
paranoia (which necessitated an IEA), as well as traumatic head
injury and neck contusions.
Those diagnosed conditions qualify
as “serious medical needs” for purposes of plaintiff’s
deliberate indifference claim.
2.
“Deliberate Indifference”
Defendants’ position relative to the subjective component
of plaintiff’s deliberate indifference claim is more
substantive.
As our court of appeals recently stated:
A prison official is deliberately indifferent where
she “knows of and disregards an excessive risk to
inmate health or safety.” [Farmer v. Brennan, 511
U.S. 825, 827 (1994)]. This requirement is
subjective. See Zingg v. Groblewski, 907 F.3d 630,
635 (1st Cir. 2018). Deliberate indifference is
characterized by “obduracy and wantonness, not
The record contains evidence that Ornelas’s head trauma
signs were obvious to several laypeople: several COs testified
that they believed he had a concussion. See, e.g., Pl.’s Exh.
1A, Antillus Deposition at 53:1-4; see also Pl.’s Exh. 1A,
Martineau Dep. at 71:1-12.
6
20
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 21 of 49
inadvertence or error in good faith.” Whitley v.
Albers, 475 U.S. 312, 319, (1986). “To show such a
state of mind, the plaintiff must provide evidence
that the defendant had ‘actual knowledge of impending
harm, easily preventable,’ and yet failed to take the
steps that would have easily prevented that harm.”
Zingg, 907 F.3d at 635 (quoting Watson v. Caton, 984
F.2d 537, 540 (1st Cir. 1993)). “[D]eliberate
indifference entails something more than mere
negligence,” but is “satisfied by something less than
acts or omissions for the very purpose of causing harm
or with knowledge that harm will result.” CalderónOrtiz v. Laboy-Alvarado, 300 F.3d 60, 64 (1st Cir.
2002) (quoting Farmer, 511 U.S. at 835). “This
standard, requiring an actual, subjective appreciation
of risk, has been likened to the standard for
determining criminal recklessness.” Giroux v.
Somerset Cty., 178 F.3d 28, 32 (1st Cir. 1999).
Leite v. Bergeron, 911 F.3d 47, 52–53 (1st Cir. 2018).
A.
HCDOC Medical Staff
Defendants argue that plaintiff’s deliberate indifference
claims amount to nothing more than a disagreement about what
medical care should have been provided to Ornelas.
And,
defendants say, those disagreements do not rise to the level of
constitutional significance unless the care received was “so
clearly inadequate as to amount to a refusal to provide care.”
Def.’s Mem. in Supp. of Mot. for Summary Judgment at 16 (quoting
Toracco v. Maloney, 923 F.2d 231, 234 (1st Cir. 1991)).
Defendants point out that Ornelas was examined by HCDOC medical
staff eight times in the nine hours he was present at the Valley
Street Jail – his condition was actively monitored during his
21
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 22 of 49
entire stay.
And, defendants say, while Ornelas was at Valley
Street, HCDOC’s medical staff exercised their best judgment in
providing him with appropriate medical care, based on the facts
available to them at the time.
At issue here is both the medical care Ornelas received at
HCDOC, and the judgment exercised by HCDOC medical staff with
respect to Ornelas’s needs.
reasonably well-settled.
The law governing this area is
Generally, courts are “reluctant to
second guess medical judgments and to constitutionalize claims
which sound in state tort law.”
Layne v. Vinzant, 657 F.2d 468,
474 (1st Cir. 1981) (citation omitted).
Not every claim of
“substandard care, malpractice, negligence, inadvertent failure
to provide care, [or] disagreement as to the appropriate course
of treatment” in a prison creates a constitutional cause of
action.
Ruiz-Rosa v. Rullán, 485 F.3d 150, 156 (1st Cir. 2007).
“[M]isjudgment, even negligent misjudgment, is not deliberate
indifference.”
2011).
Ramos v. Patnaude, 640 F.3d 485, 490 (1st Cir.
Rather, to act, or fail to act, with deliberate
indifference,
an “official must both be aware of facts from
which the inference could be drawn that a substantial risk of
serious harm exists, and [that official] must also draw the
inference.’”
Leavitt, 645 F.3d at 497; (quoting Farmer v.
Brennan, 511 U.S. 825, 837 (1994)).
22
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 23 of 49
First, it cannot be disputed that the HCDOC defendants were
aware that Ornelas arrived with a diagnosed traumatic head
injury.
The Elliot’s discharge instructions plainly inform of
the head injury and equally plainly state that, if Ornelas
experience[s] any of the following symptoms, he should
immediately be seen in an emergency room, doctor’s office or
clinic: increasing confusion or a change in personality; blood
or clear fluid coming out of the nose; “[y]ou do not know where
you are;” new problems with vision (blurry or double vision);
confused speech; and arm or leg weakness or loss of feeling.
Defs.’ Exh. 1C at p. 2.
HCDOC medical staff observed Ornelas
exhibiting nearly every one of those symptoms during his time at
Valley Street.7
But, they failed to return Ornelas to the
Confusion: When asked to pull up his pants during
Nurse Martin’s 12:30 examination, Ornelas instead pulled them
down (see Pl.’s Exh. 1A, Martin Dep. at 176:13-17; Ornelas told
Jordan that his safety smock was an umbrella (See Def.’s Exh. 2,
Jordan Decl. at ¶ 5); Ornelas did not know where he was (he
thought he was at the hospital, not the Valley Street Jail).
See Pl.’s Exh. 1A, Barnes Dep. at 113:17-23.
7
Weakness: Martin noted Ornelas’s grip strength was
weak at her 2:30 a.m. examination. See Def.’s Exh. 1, Martin
Decl. at ¶ 9.
Numbness: Ornelas complained his left foot was numb
during Martin’s 6:30 a.m. examination. See Pl.’s Exh. 1A,
George Zarzycki Dep. at 74:20-75:11.
23
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 24 of 49
hospital (or emergency room, doctor’s office, or clinic) for
evaluation and treatment, as instructed.
Nor was a physician
provided or consulted, with respect to Ornelas’s deteriorating
condition.
It appears from the record that the HCDOC medical
staff ignored the Elliot’s discharge instructions, instructions
that plainly informed them of the complications that might arise
from a traumatic head injury, which conditions required a return
to the hospital, or prompt medical attention by a physician in
an emergency room, clinic, or doctor’s office.
A case with similar facts arose in California.
Ortiz v.
City of Imperial, 884 F.2d 1312 (9th Cir. 1989) (per curiam).
There, the plaintiff, Ortiz, fell and struck his head while in
custody.
Id. at 1313.
Ortiz was taken to the emergency room
Nosebleeds: Blood was coming from Ornelas’s nose
following the extrication from his cell. See Pl.’s Exh. 1A,
Boyer Dep. at 87:20.
Vision problems: Ornelas complained of blurry vision.
See Def.’s Exh. 1, Martin Decl. at ¶¶ 7, 9.
Pinpoint pupils: Martin observed pinpoint pupils at
12:30 a.m., and again at her 2:30 a.m. assessment. See Pl.’s
Exh. 1A, Martin Dep. at 112:21-113:13; 140:13-15. See also
Def.’s Exh. 1, Martin Decl. at ¶ 9. Barnes observed that one of
Ornelas’s pupils was non-reactive to light at her 8:00 a.m.
examination. See Pl.’s Exh. 1A, Barnes Dep. at 122:15-16.
Confused Speech: At his first check on Ornelas at 7:45
a.m., Robbins observed Ornelas muttering words that were
unintelligible. See Pl’s Exh. 1A, Robbins Dep. at 25:19-23.
24
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 25 of 49
and diagnosed with a head injury.
Id.
He was discharged from
the hospital with a “patient after care sheet” that set forth
instructions similar to those prescribed by the Elliot for
Ornelas.
The parties agreed that Ortiz received medical care upon
his return to jail – “his medical charts show jail medical
personnel monitored him closely.”
Id.
At issue in the case
was, as here, “the significance of the care [Ortiz] received.”
Id.
More specifically, “when Ortiz began to exhibit the
symptoms identified on the sheet, [the medical personnel caring
for Ortiz] did not call the emergency room or [the diagnosing
doctor.].”
Id.
Instead, they prescribed sedatives, which are
not appropriate for head injuries.
“Two days after falling,
Ortiz was found unconscious with blood coming from his mouth.”
Id.
He died ten days later, due to head trauma from his fall.
Noting that “access to medical staff is meaningless unless that
staff is competent and can render competent care,” the Court of
Appeals for the Ninth Circuit held:
Because the [medical personnel] knew of Ortiz’s head
injury but disregarded evidence of complications to
which they had been specifically alerted and, without
an examination, prescribed sedatives that were
contraindicated, we cannot say as a matter of law they
were not deliberately indifferent to Ortiz’s medical
needs.
25
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 26 of 49
Id. at 1314.
The record in this case straddles the line between apparent
medical incompetence and negligence on the one hand, and
deliberate indifference, on the other.
Ornelas arrived at
Valley Street in a mentally unstable condition, with a diagnosed
traumatic brain injury, and, importantly, with clear, easily
understood medical directions to return him to the hospital
should any of the described symptoms be observed.
A reasonable
jury may conclude that HCDOC medical staff knew, based on the
hospital’s discharge instructions, that Ornelas should be
returned to the hospital if he exhibited the described symptoms.
A jury might find that defendants knew, based on this record,
that Ornelas was experiencing virtually all of those symptoms.
And, a jury could conclude that the risk of very serious adverse
consequences resulting from failure to return Ornelas to the
hospital were obvious, even to a layperson, but especially to
any trained medical professional.
A jury could well find on this record, construing the
evidence in plaintiff’s favor, that defendants were aware of
facts giving rise to an inference of substantial risk of serious
harm to Ornelas, and that they actually drew such an inference.
A jury might also find that merely conducting routine periodic
26
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 27 of 49
observations of Ornelas, and documenting those observations,
without taking even the most rudimentary treatment steps to
address his fast-deteriorating conditions – like following the
plain and straightforward directions to return him to the
hospital if the very conditions being observed and documented
occurred – amounted to deliberate indifference to his serious
medical needs.
That jail medical staff followed established protocols
regarding observation and documentation is not enough to avoid
liability.
The purpose of such protocols is not merely to
perform the observations and record them.
The purpose is to
ensure that critical information is obtained in a timely manner
so that necessary action can be taken to avoid serious injury or
death.
Here, a jury could reasonably conclude that, while jail
officials generally implemented the jail’s observational and
monitoring protocols, they had no apparent intention to act on
the information acquired to address Ornelas’s deteriorating
condition and his increasingly desperate medical needs.
There
is no evidence in this record suggesting any legitimate reason
for the failure to return Ornelas to the hospital when he first
manifested the described symptoms warranting such action, and
medical staff observed and recorded those manifestations.
Failure to act under such circumstances could be found by a jury
27
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 28 of 49
to amount to deliberate indifference; a jury might well conclude
that officials did have a subjective appreciation of the
substantial risk posed by merely observing and doing nothing in
response to the symptoms observed, despite plain directions to
act if such symptoms were observed given by the discharging
hospital only hours earlier.
Such conduct can be found to
amount to a knowing refusal to provide necessary care.
That is,
the care actually received could be found by a jury to be “so
clearly inadequate as to amount to a refusal to provide
essential care.”
Toracco, 923 F.2d at 234 (quotation omitted).
Construing the facts and all reasonable inferences in Ornelas’s
favor, it cannot be said that defendants have established their
entitlement to judgment as a matter of law.
The record also includes evidence from which a jury could
conclude that HCDOC’s abject failure to follow the Elliot’s
medical discharge directions caused or contributed to cause
Ornelas’s paralysis and related death.
experts opined on the issue.
Several of plaintiff’s
For example, emergency physician
Dr. David Milzman stated:
Mr. Ornelas’s condition was left untreated and even
exacerbated when he struck his head against his cell
door in a confused and agitated state, was forcibly
extracted from his cell, physically restrained, had
his head and neck forcibly rotated during
examinations, and left unattended with apparent
28
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 29 of 49
disregard to his worsening physical and mental
condition. . . . [The] unsupported nature of the
restraint used on Mr. Ornelas as well as the position
he was placed in, without proper monitoring and the
lack of appropriate intervention absolutely led to his
worsening injury . . . In addition, allowing his blood
pressure to drop and keeping him upright[,] he
suffered some hypoxic brain injury as his cerebral
perfusion was inadequate to meet the metabolic needs
of his brain.
Pl.’s Exh. 5 at p. 9.
Dr. Peter Whang, an orthopedic surgeon
with a specialty in spinal surgery, similarly opined: “It is my
opinion that the events at the Valley Street Jail, particularly
but not limited to his striking his head against the cell door,
physical altercation with corrections officers, and the forceful
manipulation of his head back and forth contributed to a
worsening of Mr. Ornelas’s cervical fracture with eventual
displacement resulting in a spinal cord injury.”
Pl.’s Exh. 6
at p. 9.
Defendants challenge use of that expert opinion evidence,
for purposes of resolving summary judgment, on grounds that
plaintiff’s counsel has not bothered to present it in an
admissible form (i.e., supported by an affidavit).
well taken – counsel is obligated to do so.
The point is
No doubt at trial
the witnesses will testify under oath or by deposition properly
offered.
29
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 30 of 49
The expert opinions are not critical here, however, for the
issue now is not the specific nature and degree of harm caused
by the failure to address Ornelas’s serious medical needs, but
whether the record justifies entry of summary judgment in
defendants’ favor, as a matter of law, on that claim.
not.
It does
The record, as it stands, and ignoring the challenged
reports, discloses genuine disputes of material fact regarding
whether jail medical officials were deliberately indifferent to
Ornelas’s serious medical needs, and the extent of his resulting
injuries.
That his medical conditions deteriorated
significantly during the time after he first displayed symptoms
that arguably mandated a return to the hospital or provision of
a competent physician’s care, and his eventual return to the
hospital, cannot be denied.
That physical deterioration and its
attendant physical suffering, is itself sufficient injury,
causally derived from the failure to act, to support plaintiff’s
deliberate indifference claim.
Defendants conclude by arguing that, in the end, medical
staff should be entitled to qualified immunity from any
liability.
But that possible entitlement is inseparably bound
up in factual determinations that must necessarily be made by
the jury.
It is clearly established than an officer’s
deliberate indifference to a prisoner’s serious medical needs
30
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 31 of 49
resulting in harm gives rise to personal liability under Section
1983.
See Gaudreault v. Municipality of Salem, Mass., 923 F.2d
203, 208 (1st Cir. 1990) (“The Eighth Amendment . . .
imposes a
duty to attend to a prisoner's serious medical needs. Government
officials violate the Constitution if they exhibit deliberate
indifference to such needs.”) (internal quotations and citations
omitted).
Whether these defendants were deliberately
indifferent turns on objective and subjective facts – genuinely
disputed material facts – with respect to the inferences arising
from all the circumstances, and whether defendants drew
inferences satisfying the subjective element of the cause of
action.
If those disputed factual issues are resolved against
defendants, they are not entitled to qualified immunity, for
they will have been found to have deliberately denied
plaintiff’s decedent minimally adequate medical care for his
serious needs.
If resolved in favor of defendants, there will
be no need for qualified immunity as there will be no liability.
Defendants’ motion for summary judgment on plaintiff’s
claims based on alleged deliberate indifference to Ornelas’s
serious medical needs is denied as to Martin, Barnes and Fuller,
because genuine disputes as to material facts preclude the entry
of summary judgment as a matter of law.
31
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 32 of 49
B.
HCDOC Non-Medical Staff8
Whether the HCDOC non-medical staff were deliberately
indifferent requires a separate analysis, which counsels a
different result.
“Any inquiry into the reasonableness of the
prison officials' actions ‘incorporates due regard for prison
officials' unenviable task of keeping dangerous men in safe
custody under humane conditions.’”
Burrell v. Hampshire Cty.,
307 F.3d 1, 8 (1st Cir. 2002) (quoting Farmer, 511 U.S. at 845).
Plaintiff fails to point to evidence in the record tending
to show that any HCDOC non-medical staff read, or were obliged
to read, the Elliot Hospital’s discharge instructions, much less
were required to, but failed to, comply with them.
Instead,
plaintiff broadly argues that the COs “did nothing” to help
Ornelas receive adequate medical care.
But the jail had
qualified medical staff assigned to provide medical care, and,
Plaintiff asserts a supervisory liability claim against
HCDOC Superintendent Dionne in his individual capacity. While
defendants argue that plaintiff’s claims against Dionne in his
official capacity should be dismissed, their briefing does not
include any meaningful discussion of plaintiff’s claim against
Dionne in his individual capacity. To that extent, the motion
is denied without prejudice. While it is doubtful that this
record will support an individual or official claim against
Superintendent Dionne, absent developed argument by either side,
the court declines to consider the merits of plaintiff’s
supervisory liability claim against Superintendent Dionne at
this time.
8
32
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 33 of 49
from the officers’ position, medical staff no doubt appeared to
be carrying out their responsibilities.
The record evidence cannot support the claim, in any event.
For example, Jordan, Munyanya, Robinson, and Gardner intervened
to extricate Ornelas from his cell, and restrain him, to stop
him from injuring himself any further.
Before removing Ornelas
from his cell, Boyer summoned Martin, so that HCDOC medical
staff would be present during the extrication.
And, while
Ornelas was restrained, Gordon decided medical checks should be
conducted more frequently because of his concerns regarding
Ornelas’s condition.
Finally, as previously discussed, HCDOC’s
non-medical staff all reasonably relied on the fact that
Ornelas’s condition was being frequently evaluated by HCDOC’s
medical staff during the entirety of his time at Valley Street.
See Schultz v. Houle, No. 16-CV-11774-PBS, 2018 WL 1188753, at
*6 (D. Mass. Mar. 5, 2018) (correctional officers “were entitled
to rely on . . . medical guidance and it moreover demonstrates
that they did not act with deliberate indifference to the
plaintiff’s condition.”) (citing cases).
Given the current record, even construing all facts and
reasonable inferences in the plaintiff’s favor, it cannot be
said that HCDOC’s non-medical staff acted, under the
33
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 34 of 49
circumstances, with deliberate indifference to Ornelas’s serious
medical needs.
See Burrell, 307 F.3d at 8 (prison officials
“cannot be deliberately indifferent if they responded reasonably
to the risk, even if the harm ultimately was not avoided.”).
For those reasons, Robinson, Munyanya, Gardner, Gordon, Jordan,
Slack, Medic, Antillus, Boyer, and Robbins are entitled to
summary judgment on plaintiff’s deliberate indifference claims.
3.
Municipal Liability
Plaintiff has asserted a municipal liability claim against
Hillsborough County, HCDOC, HCDOC Superintendent David Dionne,
in his official capacity, and Fuller, in his official capacity
as Health Services Supervisor of the Valley Street Jail.
9
Defendants contend that plaintiff’s deliberate indifference
claims against Hillsborough County and the HCDOC should be
dismissed, because plaintiff cannot establish the requisite
Defendants correctly argue that plaintiff’s claims against
David Dionne and William Fuller “in their official capacity” are
equivalent to a suit against their employer, Hillsborough
County, and HCDOC. Therefore, defendants say, those claims are
redundant and should be dismissed. The court agrees. See
Kentucky v. Graham, 473 U.S. 159, 166 (1985) (“an official
capacity suit is, in all respects other than name, to be treated
as a suit against the entity”); see also id. at 167 n.14 (“There
is no longer a need to bring official-capacity actions against
local government officials, for under Monell, local government
units can be sued directly for damages and injunctive or
declaratory relief.”).
9
34
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 35 of 49
causation – that Ornelas’s injury was caused by a policy,
practice and/or custom maintained by the County and the DOC.
It is well established that a municipal entity cannot be
held liable under 42 U.S.C. § 1983 on a theory of respondeat
superior or vicarious liability; the municipality itself must
proximately cause the constitutional injury, through the
promulgation (or tacit approval) of a municipal policy or
custom.
See City of Canton, Ohio v. Harris, 489 U.S. 378, 385
(1989).
See generally Monell v. Dept. of Social Services of
City of New York, 436 U.S. 658 (1978).
A Section 1983 plaintiff
must demonstrate that the challenged municipal custom or policy
was the “moving force” behind the constitutional injuries at
issue.”
Board of County Commissioners of Bryan County v. Brown,
20 U.S. 397, 404 (1997).
In other words, plaintiff must
establish “that the municipal action was taken with the
requisite degree of culpability and must demonstrate a direct
causal link between the municipal action and the deprivation of
federal rights.”
Board of County Commissioners of Bryan County
v. Brown, 520 U.S. at 404 (emphasis in original).
Plaintiff first argues that HCDOC’s policy of having
corrections officers “flag” an inmate during booking for
screening by medical staff is problematic, since corrections
35
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 36 of 49
officers are not qualified to make those determinations.
One
problem with that argument is that Ornelas was properly flagged
and evaluated by Martin during the booking process.
A mental
health screening was performed, and Martin subsequently
contacted Dr. Harris, the on-call psychologist for HCDOC.
Ornelas was then placed on “special watch.”
Thus, plaintiffs
cannot establish that HCDOC’s policy caused Ornelas’s injury.
Plaintiff’s contentions related to the HCDOC’s policies
regarding inmates under IEA orders, and the restraint chair, are
similarly unpersuasive.
Such policies may have been implicated
in the way Ornelas was dealt with while at the jail, but
plaintiff points to no competent evidence tending to show that
those policies, as polices, operated as the “moving force”
behind the injuries.
The gravamen of plaintiff’s complaint is
that corrections staff were deliberately indifferent to
Ornelas’s medical needs.
Plaintiff also argues that HCDOC’s training of the
corrections officers and medical staff was inadequate.
Specifically, plaintiff points to training inconsistencies
relating to inmates with IEA orders, and inmates demonstrating
symptoms of mental illness.
While plaintiff rightly concedes
that a “pattern of similar constitutional violations by
untrained employees is ‘ordinarily necessary’ to demonstrate
36
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 37 of 49
deliberate indifference for purposes of failure to train,” she
argues that such evidence is not necessary here because the
consequences of failure to provide such training are “patently
obvious.”
Pl.’s Opp. to Mem. in Supp. of Summary Judgment at 23
(quoting Connick v Thompson, 563 U.S. 51, 62 (2011)).
In Connick v. Thompson, 563 U.S. at 62,
the Supreme Court
stated, “[w]ithout notice that a course of training is deficient
in a particular respect, decisionmakers can hardly be said to
have deliberately chosen a training program that will cause
violations of constitutional rights.”
“[S]howing merely that
additional training would have been helpful in making difficult
decisions does not establish municipal liability.”
Id. at 68.
“Proving that an injury or accident could have been avoided if
an employee had had better or more training, sufficient to equip
him to avoid the particular injury-causing conduct will not
suffice.”
Id.
(citations and internal modifications omitted).
Instead, a plaintiff must “show that it was so predictable that
failing to train . . . amounted to conscious disregard” for
Ornelas’s constitutional rights.
Id. at 71 (emphases in
original).
Gray v. Cummings, 917 F.3d 1, 14 (1st Cir. 2019), is
instructive.
In Gray, plaintiff argued that her constitutional
37
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 38 of 49
rights were violated by the town’s deficient training of its
police officers “with respect to proper protocol for interacting
with persons suffering from mental illness.”
While plaintiff
was unable to show a pattern of similar constitutional
violations, “[i]n an effort to close [that] gap,” she offered
“expert testimony about appropriate police practices for
interacting with persons with disabilities,” arguing that,
“coupled with the facts of the encounter,” there were questions
of material fact as to whether the Town failed to properly train
its employees.
Id.
Our court of appeals was unpersuaded:
[T]hese assertions are insufficient to support a
failure-to-train claim. It is not enough to show that
the Town's training regimen was faulty; [plaintiff]
must also show that the Town knew or had reason to
believe that such a regimen had unconstitutional
effects. [Plaintiff] has tendered no evidence of past
violations sufficient to put the Town on notice of
such effects. Given this yawning gap in her proof,
[plaintiff] has not made out a genuine issue of
material fact as to whether the Town was deliberately
indifferent to the risk of the alleged constitutional
violation.
Id. at 14.
So too, here.
Plaintiff fails to provide a rational
basis upon which to distinguish the facts at issue here from
those in Gray.
What happened to Ornelas is not “so obviously’
the consequence of a systemic lack of training, as opposed to
38
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 39 of 49
the decisions of individual” HCDOC employees.
Hill v. Walsh,
884 F.3d 16, 24 (1st Cir. 2018).
Accordingly, defendants are entitled to summary judgment on
plaintiff’s municipal liability claim.
Section 1983 – Excessive Force
Plaintiff’s Section 1983 excessive force claim is asserted
against Officers Robinson, Gardner, and Munyanya.
To establish
an excessive force claim, “a pretrial detainee must show . . .
that the force purposely or knowingly used against him was
objectively unreasonable.”
Kingsley v. Hendrickson, 576 U.S.
389, 396-97 (2015).
[C]onsiderations such as the following may bear on the
reasonableness or unreasonableness of the force used:
the relationship between the need for the use of force
and the amount of force used; the extent of the
plaintiff's injury; any effort made by the officer to
temper or to limit the amount of force; the severity
of the security problem at issue; the threat
reasonably perceived by the officer; and whether the
plaintiff was actively resisting.
Id. at 397.
Defendants argue that plaintiff’s excessive force claim
fails as a matter of law because the force used by HCDOC in
removing Ornelas from the cell and placing him in the restraint
39
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 40 of 49
chair was reasonable and appropriate, given the circumstances.
Plaintiff disagrees, contending that the corrections officers’
actions would shock the conscience of any reasonable observer.
Plaintiff asserts that Ornelas was kicked in the head while
at the jail, presumably by corrections officers.
To be clear,
if Ornelas was intentionally kicked in the head by one of the
HCDOC corrections officers while defenseless at any point during
his stay at Valley Street, that action would constitute
“excessive force.”
But, this record does not include any
competent evidence that Ornelas was, in fact, kicked.
Plaintiff speculates that Ornelas must have been kicked in
the head, but offers only unsubstantiated rumors, as well as
Ornelas’s testimony, which is shown by other evidence in the
record to be unarguably incorrect.
Ornelas testified at
deposition that he was kneed in the back of the head and kicked
in the side of his face while at the jail.
Ornelas Dep. at 50:15-21.
outside his cell.
See Def.’s Exh. 7,
Ornelas said these events occurred
Id. at 77:8-17.
But, that testimony is
effectively contradicted by the HCDOC surveillance cameras’
video recordings, which do not show Ornelas being kicked or
kneed in the head, as claimed.
Decl. at ¶¶ 4-6.
See Defs.’ Exhibit 8, Martineau
Plaintiff does not dispute the authenticity of
40
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 41 of 49
that video evidence.
See O'Brien v. Town of Bellingham, 943
F.3d 514, 531 (1st Cir. 2019) (“when the record contains video
evidence, the authenticity of which is not challenged, the court
should ordinarily view the facts ‘in the light depicted by the
video evidence.’”) (quoting Underwood v. Barrett, 924 F.3d 19,
20 (1st Cir. 2019) (per curiam)).
Perhaps because the record is lacking competent evidence
that Ornelas was purposefully kicked in the head by corrections
officers, plaintiff instead focuses her excessive force claim
largely on: (1) the methods used to extract Ornelas from his
cell; and (2) use of the restraint chair.
(1)
Extraction of Ornelas from his Cell
Plaintiff of course concedes that HCDOC’s intervention was
necessary to keep Ornelas safe once he began banging his head
into the metal cell door.
But, she says, given Ornelas’s
existing injuries and mental health conditions, the amount of
force used by the defendants to extract Ornelas from his cell
was excessive.
Plaintiff relies on Gray v. Cummings, 917 F.3d
at 11, where our court of appeals instructed: “the level of
force that is constitutionally permissible in dealing with a
mentally ill person ‘differs both in degree and in kind from the
use of force that would be justified against a person who has
41
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 42 of 49
committed a crime or who poses a threat to the community.’”
(quoting Bryan v. MacPherson, 630 F.3d 805, 829 (9th Cir.
2010)).
However, plaintiff fails to point to competent evidence in
the record suggesting that Ornelas’s mental illness was not
taken into account when determining the amount of force
reasonably necessary to stop him from hurting himself.
Prior to
physically stopping his self-destructive behavior and removing
Ornelas from his cell, the COs first attempted multiple deescalation techniques.
Jordan made several efforts to calm
Ornelas down, and to persuade him to comply with instructions by
speaking with him calmly.
at ¶¶ 5-12.
See, e.g, Def.’s Exh. 2, Jordan Decl.
See also Pl.s’ Exh. 1A, Jordon Decl. 27:9-12 (“I
guess we probably tried for a good 15, 20 minutes or so to try
to get him to calm down and he kind of just kept stepping up
what he was doing.”).
When Jordan’s efforts were unsuccessful,
he used pepper spray three times.
and aggressive.
Ornelas remained belligerent
See Pl.’s Exh. 1A, Munyanya Dep. 46:13-19 (Q:
“And then you saw Sergeant Jordan call for the door to be
partially opened and then he was sprayed [with OC]?” A: “Yes.”
Q: “Did the spray have any effect on him, to your observation?”
A: “No.”) see also Pl.’s Exh. 1A, Jordon Decl. 27:13-20 (“I had
sprayed him with
. . . pepper spray.
42
He basically wiped it off
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 43 of 49
with his smock, didn’t really seem to have much effect on him.
He didn’t really seem to be bothered by it at all.”); id.,
Gardner Dep. 35:4-14.
As for the extraction itself, given the circumstances –
Ornelas’s belligerence; his leap off the top bunk, naked and
slippery, towards the COs; the small size of the cell and
crowded conditions; the slippery, urine-soaked floor; and that
Ornelas injured one of the COs during the extraction – it is
unclear exactly what “additional precautions” plaintiff would
have had the COs take.
The facts before the court suggest the
type and amount of force used by Gardner, Munyanya, and Robinson
to remove Ornelas from his cell was not more than necessary to
secure and restrain Ornelas, stop him from hurting himself, and
remove him from his cell.
Plaintiff contends that the correctional officers gave
inconsistent testimony regarding the extraction, thus creating a
genuine issue of fact.
But, plaintiff fails to identify those
inconsistencies in her briefing, and it is not obvious from the
record what testimony she views as inconsistent.
The testimony
of Robinson, Gardner and Munyanya, their reports, and their
statements to the New Hampshire State Police all appear to be
materially consistent, and supported by the testimony,
43
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 44 of 49
statements, and reports of Sergeant Jordan, as well as other
HCDOC employees present at the extrication.
To the extent the
testimony is not identical, those minor variations are not only
immaterial, they are understandable, given the somewhat chaotic
conditions of the extraction.
(2)
Use of the Restraint Chair
Plaintiff also asserts that the use of the restraint chair
amounted to excessive force under the circumstances.
Plaintiff
relies on Miranda-Rivera v. Roledo-Davila, 813 F.3d 65 (1st Cir.
2016), where police officers continued to use force on a
detainee, even after he was restrained and posed no physical
threat to himself or the corrections officers.
Plaintiff says
the HCDOC officers behaved similarly in this case by leaving
Ornelas in the restraint chair for several hours, despite “ample
evidence that [Ornelas], once extracted from cell did not pose a
danger to himself or others.”
Judgment at 31.
Pl.’s Opp. to Mot. for Summary
Plaintiff contends that, given Ornelas’s mental
state and condition, the use of the restraint chair was itself
excessive, and keeping him in the chair violated his
constitutional rights.10
The decision
Lieutenant Boyer,
force claim. See
point, Lieutenant
10
to use the restraint chair was made by
who is not named in plaintiff’s excessive
Def.’s Exh. 2, Jordan Decl. ¶ 18 (“At this
Boyer directed that Mr. Ornelas be restrained
44
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 45 of 49
Given the circumstances, defendants’ use of the restraint
chair did not violate Ornelas’s constitutional rights.
Prior to
being restrained, the defendants reasonably perceived that
Ornelas posed an obvious and serious danger to himself and
others.
Ornelas was purposefully and repeatedly striking his
cell door with his head; he was spreading water and urine on his
cell floor, increasing the chances that he would slip and fall;
he was uncooperative, and belligerent.11
Given such
and placed in the restraint chair for his and the staff’s safety
and protection.”) See also Pl.’s Exh. 1, Statement of Material
Facts at ¶ 346. She stated, “I was concerned about him hitting
his head. He already had a head injury, and I couldn’t allow
him to continue to hurt himself[,] so I gave Sergeant Jordan the
okay to put him in the restraint chair.” Pl.’s Exh. 1A, Boyer
Dep. at 62:10-12.
Jordan, Munyanya, Robinson, and Gardner all testified that
they thought Ornelas would further injure himself.
11
Jordan: he started smashing the door, he started kicking the
door, punching the door and started ramming the door
with his head which is, obviously a concern for us
because he clearly had some injuries prior to coming in.
. . . Any time somebody’s striking . . . a 400-pound
door with their head, it’s a concern and he already had
some head injuries. We had to get him out. The floor
was soaked . . . it had urine and water, toilet water
all over the place. He started kind of pacing back and
forth around the cell which, again, you know it’s pretty
slick in there so that was a concern, too.
Pl.’s Exh. 1A, Jordan Dep. at 26:11-15 – 27:5.
Munyanya: he was throwing water all over the floor, very harmful
to himself. I think he was harming himself. I think
45
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 46 of 49
circumstances, HCDOC’s use of the restraint chair to protect
Ornelas from harming himself further, or physically harming
staff, was reasonable, and cannot be considered excessive force.
Of course, plaintiff is correct that Ornelas posed no
immediate threat to anyone, including himself, while restrained
in the chair.
But, there is no evidence that the defendants
used any physical force against Ornelas once he was restrained,
beyond the restraint itself.
Once strapped in the chair,
Ornelas was immediately medically evaluated by Martin (who was
also present at Ornelas’s extraction from his cell).
That
medical evaluation required that the COs turn Ornelas’s head,
but there is no evidence that the amount of force they used to
do so was unreasonable, given their knowledge of his current
he was hitting his head on the door or punching
himself and jumping on top of the bunk.
Pl.’s Exh. 1A, Munyanya Dep. at 24:1-5.
Gardner: Sergeant Jordan advised me that [Ornelas] was banging
his head on the door and that we were going to have to
go in to restrain him to keep him safe.”
Pl.’s Exh. 1A, Gardner Dep. at 53:18-21.
Q: [A]t that point in time, one of your major concerns was that
this man could hurt himself, correct?
Robinson: that’s right.
Pl.’s Exh. 1A, Robinson Dep. at 56:1-4.
46
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 47 of 49
condition, and certainly no evidence that turning Ornelas’s head
was done “maliciously and sadistically . . . to cause harm.”
Wilkins v. Gaddy, 559 U.S. 34, 37 (2010) (quotations omitted).
Ornelas’s condition while in the chair was regularly and
frequently monitored, both by the COs, and their supervisors, as
well as by HCDOC’s medical staff, who regularly examined and
evaluated him.
To the extent that plaintiff is arguing that the amount of
time that Ornelas remained in the chair constituted “excessive
force,” HCDOC policy required that an inmate in the restraint
chair remain compliant for an hour before being released from
the chair.
See Pl.’s Exh. 1A, Martineau Dep. at 154:5-155:16.
As Kingsley, 135 S. Ct. at 2472, instructs, courts should
account for the “legitimate interests that stem from [the
government’s] need to manage the facility in which the
individual is detained, appropriately deferring to ‘policies and
practices that in th[e] judgment’ of jail officials ‘are needed
to preserve internal order and discipline and to maintain
institutional security.’” (quoting Bell v. Wolfish, 441 U.S.
520, 540, 547 (1979)).
Finally, while restrained in the chair, Ornelas continued
to be verbally aggressive, and to threaten the officers.
47
He
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 48 of 49
stated that he intended to “fuck shit up when I get out,” told
COs to “go fuck yourself,” stated “fuck all you COs,” and
repeatedly responded “no,” when asked whether he would be
compliant.
See Def.’s Exh. 2, Jordon Decl., at Exh A.; see also
Pl.’s Exh. 1A, Munyanya Dep. at 69:8-18, 77:18-78:5; Pl.’s Exh.
1A, Slack Dep. at 76:3-12; Pl.’s Exh. 1A, Jordon Dep. at 56:1757:8; Pl.’s Exh. 1A, Robinson Dep. at 80:23-81:1.
From those
statements, it was not unreasonable for these defendants to
conclude that Ornelas would continue to pose a danger to himself
or to others if released, until it was determined that his
medical condition had deteriorated and he required medical
attention by staff, and no longer posed a threat of injury.
Ornelas’s restraint in the chair, itself, did not amount to
excessive force under the circumstances disclosed by the record.
The extended period of restraint may have been unjustified
for another reason, i.e., because he should have been promptly
returned to the hospital, but not for the reasons argued by
plaintiff.
Accordingly, for the above reasons, defendants are
entitled to summary judgment on plaintiff’s Section 1983
excessive force claim.
CONCLUSION
The existence of genuinely disputed material facts
precludes the entry of summary judgment in favor of the
48
Case 1:14-cv-00394-SM Document 166 Filed 07/15/20 Page 49 of 49
Hillsborough County defendants on plaintiff’s Section 1983
claims for deliberate indifference to Ornelas’s serious medical
needs, with respect to defendants Martin, Barnes, and Fuller.
Accordingly, defendants’ motion for partial summary judgment on
those claims brought against Martin, Barnes, and Fuller, and,
for now, against Superintendent Dionne (document no. 131), is
DENIED.
The Hillsborough County defendants’ motion for partial
summary judgment (document no. 131) is otherwise GRANTED, as set
forth herein.
The Elliot Hospital’s motion for partial summary judgment
on plaintiff’s claim brought under the provisions of N.H. Rev.
Stat. Ann. Ch. 135-C (document no. 134) is DENIED as moot.
The
Elliot Hospital’s motion for judgment on the pleadings as to
plaintiff’s claims for enhanced compensatory and punitive
damages (document no. 133) is GRANTED, without objection by
plaintiff.
SO ORDERED.
____________________________
Steven J. McAuliffe
United States District Judge
July 15, 2020
cc:
Counsel of Record
49
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?