Chamberlain v. US Social Security Administration, Acting Commissioner
Filing
17
///ORDER denying 11 Motion to Reverse Decision of Commissioner; granting 16 Motion to Affirm Decision of Commissioner. Clerk shall enter judgment and close the case. So Ordered by Judge Joseph A. DiClerico, Jr.(gla)
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW HAMPSHIRE
James Fredderick Chamberlain
v.
Civil No. 17-cv-520-JD
Opinion No. 2018 DNH 171
Nancy A. Berryhill,
Acting Commissioner,
Social Security Administration
O R D E R
James Fredderick Chamberlain seeks judicial review,
pursuant to 42 U.S.C. § 405(g), of the decision of the Acting
Commissioner of the Social Security Administration, denying his
application for social security disability benefits.
Chamberlain contends that the Administrative Law Judge (“ALJ”)
erred in weighing the medical opinions in the record and
inadequately assessed Chamberlain’s mental impairments.
The
Acting Commissioner moves to affirm.
Standard of Review
In reviewing the final decision of the Acting Commissioner
in a social security case, the court “is limited to determining
whether the ALJ deployed the proper legal standards and found
facts upon the proper quantum of evidence.”
Nguyen v. Chater,
172 F.3d 31, 35 (1st Cir. 1999); accord Seavey v. Barnhart, 276
F.3d 1, 9 (1st Cir. 2001).
The court defers to the ALJ’s
factual findings as long as they are supported by substantial
evidence.
§ 405(g).
Substantial evidence is “more than a
scintilla of evidence” but less than a preponderance.
Berryhill, 887 F.3d 7, 13 (1st Cir. 2018).
Purdy v.
The court must
affirm the ALJ’s findings, even if the record could support a
different conclusion, as long as “a reasonable mind, reviewing
the evidence in the record as a whole, could accept it as
adequate to support [the ALJ’s] conclusion.”
Irlanda Ortiz v.
Sec’y of Health & Human Servs., 955 F.2d 765, 769 (1st Cir.
1991) (internal quotation marks omitted); accord Purdy, 887 F.3d
at 13.
Background
Chamberlain previously applied for social security
benefits, and his application was denied in 2014.
He then filed
a second application, alleging an onset date of January 14,
2014, when he was fifty-one years old.
His last insured date
was December 31, 2014.
When he was working, Chamberlain was employed as an
equipment operator and a janitor.
He states that he stopped
working in 2009 and alleges impairments due to neck and back
pain with sciatica, arthritis, Barrett’s esophagus, depression,
anxiety, migraine headaches, foot pain, and difficulty sleeping.
Chamberlain completed the eighth grade, was single, did not have
children, and lived alone.
2
Medical records show that Chamberlain was treated at
Concord Orthopedics for back pain beginning in 2008, although he
also had a back injury in 1999.
He sought medical care for
depression in 2009 but declined medication and therapy at that
time.
He also received treatment for reflux disorder.
Medical
records through 2013 document back pain and treatment.
Chamberlain continued care at Willowbend Family Practice
with Tracey Bottazzi, APRN.
She noted in March of 2014 that
Chamberlain had chronic pain in his neck but no new symptoms and
that he did not take medication daily because of Barrett’s
esophagus.
Nurse Bottazzi also noted that Chamberlain’s
depression was stable on Cymbalta.
In April of 2014, Nurse Bottazzi completed a Physical
Residual Functional Capacity Questionnaire in which she noted
her own diagnoses of Chamberlain’s pain due to spinal issues,
his treatment, and his limited functional capacity.
Also in
April of 2014, Chamberlain had consultative examinations done by
Juliana Read, Ph.D., a psychologist, and Dr. Peter Loeser, an
orthopedist.
Non-examining state agency psychologist, Dr. Laura
Landerman, and state agency physician, Dr. Burton Nault, also
provided opinions about Chamberlain’s functional capacity.
A hearing was held before an ALJ on May 17, 2016.
Chamberlain was represented during the process before the ALJ by
3
a non-attorney representative.1
During the hearing, Dr. John
Hackman, a neurological surgeon, and Dr. Delano Bolter, a
psychiatrist, testified by telephone.
A vocational expert also
testified.
The ALJ issued her decision on June 13, 2016, concluding
that Chamberlain was not disabled.
In support, the ALJ found
that Chamberlain had severe impairments due to degenerative
changes in the cervical and lumbar spine and degenerative joint
disease in his shoulders.
The ALJ found that Chamberlain
retained the capacity to do light work without climbing or
crawling and with only occasional reaching.
She found that
Chamberlain could do uncomplicated tasks and could maintain
concentration, persistence, and pace for two-hour blocks through
an eight-hour work day.
Based on that functional capacity, the
ALJ found that Chamberlain could not return to his past work but
could do work identified by the vocational expert.
Chamberlain appealed that decision to the Appeals Council,
and his representative submitted new evidence in support of the
appeal.
The Appeals Council denied his request for review and
Chamberlain emphasizes that he had a non-attorney
representative before the ALJ but does not explain what
significance that circumstance has for purposes of judicial
review. Cf. Torres-Pagan v. Berryhill, --- F.3d ---, 2018 WL
3805859, at *4-*5 (1st Cir. Aug. 10, 2018) (remanding for
development of the record where claimant was proceeding pro se
and was undergoing psychiatric treatment).
1
4
noted that the new evidence did not related to the period at
issue for his benefits application.
The ALJ’s decision then
became the decision of the Acting Commissioner.
Discussion
Chamberlain contends that the ALJ erred in relying on the
opinions of the non-examining medical experts, a neurological
surgeon and a psychiatrist, who testified at the hearing, and
should instead have given greater weight to other opinions in
the record.
Chamberlain also contends that the ALJ failed to
adequately assess his mental impairments in combination with all
of his impairments.
The Acting Commissioner moves to affirm,
arguing that the ALJ properly assessed the medical opinion
evidence and considered and assessed Chamberlain’s mental
impairments.
A.
Medical Opinion Evidence
“Medical opinions are statements from acceptable medical
sources that reflect judgments about the nature and severity of
your impairment(s), including your symptoms, diagnosis and
prognosis, what you can still do despite impairment(s), and your
physical or mental restrictions.”
20 C.F.R. § 404.1527(a)(1).
Acceptable medical sources include licensed physicians and
5
certain other licensed medical providers but not nurse
practitioners.
20 C.F.R. § 1513(a); Arseneau v. Berryhill, 2018
WL 3854795, at *8 (D.N.H. Aug. 14, 2018).
Opinions provided by
non-acceptable sources may be considered, but only “‘to show the
severity of the [claimant’s] impairment(s) and how it affects
the [claimant’s] ability to function.’”
Ledoux v. Berryhill,
2018 WL 2932732, at *5 (D.N.H. June 12, 2018) (quoting SSR 063p, at *2).
Medical opinions are evaluated based upon the nature of the
medical source’s relationship with the claimant, the extent to
which the source provides evidence to support the opinion, the
extent the opinion is consistent with other evidence in the
record, the specialization of the medical source, and other
factors including the understanding the source has of the social
security system.
§ 404.1527(c).
An ALJ may rely on the
opinions of state agency consultant medical sources based on the
same factors used to evaluate other medical opinions.
2018 WL 2932732, at *4.
Ledoux,
If a consultant’s opinion is not based
on a complete record, however, it will not support the ALJ’s
functional capacity assessment when other evidence supports the
claimant’s limitations.
Id.
6
1.
Dr. Hackman
Dr. Hackman, a board certified neurological surgeon,
testified by telephone at the hearing.2
Dr. Hackman stated that
Chamberlain could lift twenty pounds occasionally and ten pounds
frequently.
He testified that Chamberlain had no limitations in
his ability to sit, stand, or walk.
He said that Chamberlain’s
spinal problems would not cause restrictions in reaching but did
not give an opinion on whether Chamberlain’s degenerative
shoulder condition would limit his ability to reach, which he
said was an issue for an orthopedist.
He also found no
limitations in handling, fingering, or manipulative activities,
and no limitations in postural activities other than climbing
ladders or scaffolding.
The ALJ gave great weight to Dr. Hackman’s opinion, noting
that he was an impartial medical expert and a board certified
neurosurgeon.
The ALJ also noted that Dr. Hackman had the
complete medical record and the hearing testimony, that he had
explained his assessment and cited evidence in support, and that
he had discussed other opinions and why he did not find them
supported by the record.
Chamberlain contends that assessment
Chamberlain notes that there were technical difficulties
during the hearing so that Dr. Hackman could not hear
Chamberlain’s testimony. The ALJ summarized the testimony, and
Chamberlain agreed with the summary. It appears that the
hearing issue was addressed when it arose, and Chamberlain does
not show that Dr. Hackman missed any testimony.
2
7
was wrong because Dr. Hackman did not consider Chamberlain’s
complaints of pain and relied on only objective medical
evidence.
Chamberlain cites no legal support for his theory that Dr.
Hackman’s opinion was invalid because he did not consider
Chamberlain’s complaints of pain and his mental health issues.
To the extent he argues that Dr. Hackman should have credited
the findings made by Dr. Loeser and Nurse Bottazzi, Dr. Hackman
adequately explained why he did not rely on those opinions.
Chamberlain also cites no authority to show that Dr. Hackman was
required to provide opinions on areas outside the area of his
medical expertise.
Chamberlain has not shown that the ALJ erred in relying on
Dr. Hackman’s opinion.
That opinion provides substantial
evidence to support the ALJ’s residual functional capacity
assessment.
2.
Dr. Delano Bolter
Dr. Bolter, a psychiatrist, also testified at the hearing
by telephone.
Dr. Bolter noted other limitations shown in
Chamberlain’s records but found no psychological functional
limitations beyond a mild degree.
The ALJ gave Dr. Bolter’s
opinion great weight and did not find any psychological
impairment to be severe.
Although not entirely clear, it
8
appears that Chamberlain challenges that assessment because Dr.
Read examined Chamberlain and provided a different opinion, and
because Dr. Bolter focused on psychological impairments rather
than Chamberlain’s physical pain and the impact of his
depression on his physical impairments.
The ALJ explained that he gave great weight to Dr. Bolter’s
opinion because he was an impartial medical expert and a
psychiatrist and he had considered all of the medical records
and Chamberlain’s testimony.
The ALJ noted Dr. Bolter’s
familiarity with the social security regulations.
The ALJ also
noted that Dr. Bolter explained his opinions and cited evidence
in support.
The ALJ explained that he gave less weight to the
opinions of Dr. Read, an examining psychological consultant,
because Dr. Bolter reviewed the entire record.
Chamberlain has
not shown error in that assessment.
3.
Other Opinions
To the extent Chamberlain also argues that the ALJ erred in
failing to give great weight or controlling weight to the
opinions of Dr. Loeser, Dr. Read, Dr. Landerman, Nurse Bottazzi,
Physical Therapist Shannon Gile, he has not shown that error
occurred.
The ALJ properly gave appropriate reasons for the
weight given to those opinions.
While Chamberlain correctly
notes that those sources provided opinions that would support
9
additional limitations, Chamberlain has not shown that the ALJ
was required to accept and give weight to the opinions.
Chamberlain has not shown that the ALJ’s assessments were done
erroneously.
B.
Mental Impairments
Chamberlain contends that despite Dr. Bolter’s opinion the
ALJ should have found severe mental impairments at Step Two and
that the ALJ erred in failing to assess mental impairments at
Steps Four and Five.
Chamberlain, however, makes no developed
argument that the severity assessment at Step Two was wrong,
cites no standard, and focuses on the analysis at Steps Four and
Five.
Therefore, Chamberlain has not shown any error at Step
Two.
In challenging the analysis at Steps Four and Five,
Chamberlain argues that the ALJ did not consider the combined
effect of his mental and physical impairments.
He contends that
the ALJ did not adequately consider his mental impairments at
Steps Four and Five and did not consider their effect on the
occupational base of work he could do.
The Acting Commissioner
acknowledges the requirement that the ALJ consider the combined
effects of severe and nonsevere impairments and argues that the
ALJ satisfied that requirement.
Alternatively, the Acting
10
Commissioner argues that Chamberlain has not shown that any
prejudice resulted from the ALJ’s analysis.
In assessing a claimant’s residual functional capacity, an
ALJ must consider all of his impairments, even those that are
not severe.
McDonald v. Sec’y of Health & Human Servs., 795
F.2d 1118, 1126 (1st Cir. 1986).
That is because impairments
taken separately may not be disabling but when considered
together they may significantly limit the ability to work.
Policy Interpretation Ruling Titles II and XVI:
Assessing
Residual Functional Capacity in Initial Claims, SSR 96-8p, 1996
WL374184, at *5 (July 2, 1996).
The required consideration of
the combined effect of impairments may be satisfied at any stage
of the sequential analysis, and once considered, the ALJ need
not provide a detailed separate discussion of the medical
evidence.
Tellier V. Acting Comm’r, U.S. Social Security
Admin., 2018 DNH 143, 2018 WL 3370630, at *4 (D.N.H. July 10,
2018).
In this case, the ALJ properly considered all of
Chamberlains impairments, including his mental impairments.
The
ALJ noted that Chamberlain had received treatment for symptoms
of depression and anxiety and was diagnosed with a major
depressive disorder and a mild adjustment disorder with anxiety.
The ALJ relied on Dr. Bolter’s opinion, however, that those
11
issues would have no more than a minimal effect on Chamberlain’s
ability to work.
The ALJ then reviewed other opinion evidence related to
Chamberlain’s mental impairments and found no severe
limitations.
The ALJ also stated that she considered all of
Chamberlain’s impairments, severe and nonsevere, including his
“mental health related symptoms in conjunction with his ongoing
pain symptoms,” and found that those impairments limited
Chamberlain’s ability to maintain focus and concentration to the
extent that he was restricted to uncomplicated tasks.
Rec. at 32.
Admin.
The ALJ then included that limitation in her
residual functional capacity assessment.
Therefore, the ALJ met
the requirement for considering Chamberlain’s impairments in
combination.3
Conclusion
For the foregoing reasons, the claimant’s motion to reverse
(document no. 11) is denied.
The Acting Commissioner’s motion to affirm (document no.
16) is granted.
Chamberlain contends that the restriction to uncomplicated
tasks was intended to account for his lack of education. That
is not what the ALJ explained in her decision.
3
12
The clerk of court shall enter judgment accordingly and
close the case.
SO ORDERED.
______________________________
Judge Joseph A. DiClerico, Jr.
United States District Judge
August 22, 2018
cc:
Sarah E. Choi, Esq.
Janine Gawryl, Esq.
Robert J. Rabuck, Esq.
13
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?