FARRELL v. ORTIZ et al
Filing
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OPINION. Signed by Judge Robert B. Kugler on 3/22/2019. (rss, n.m.)
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
____________________________________
JAMES MICHAEL FARRELL,
:
:
Plaintiff,
:
Civ. No. 17-13585 (RBK)
:
v.
:
:
WARDEN ORTIZ, et al.,
:
OPINION
:
Defendants.
:
____________________________________:
ROBERT B. KUGLER, U.S.D.J.
I.
INTRODUCTION
Plaintiff, James Michael Farrell, is a federal inmate currently incarcerated at F.C.I. Fort
Dix, in Fort Dix, New Jersey. Previously, this Court dismissed the portion of this action where
plaintiff sought habeas corpus relief with prejudice. Furthermore, this court dismissed plaintiff’s
claims against the United States and the individual defendants in their official capacities with
prejudice. Plaintiff’s due process claim was also dismissed with prejudice. The remaining claims
were dismissed without prejudice. Plaintiff was given the opportunity to file a proposed amended
complaint that addressed the deficiencies of the original complaint. Plaintiff has now submitted a
proposed amended complaint such that the Clerk will be ordered to reopen this case.
This Court must screen the amended complaint pursuant to 28 U.S.C. § 1915A to
determine whether the complaint is frivolous or malicious, fails to state a claim upon which relief
may be granted, or whether it seeks monetary relief from a defendant who is immune from suit.
For the following reasons, the amended complaint will proceed in part.
II.
BACKGROUND
The allegations of the amended complaint will be construed as true for purposes of this
screening opinion. The amended complaint names two defendants: (1) Warden David Ortiz; and
(2) Lieutenant Atkinson. Both defendants are being sued in their individual capacity.
Plaintiff was a member of the food service warehouse while incarcerated at F.C.I. Fort
Dix. On November 21, 2017, Atkinson, along with other officers conducted a search of the
warehouse which resulted in cellphones and other contraband being found. Ultimately, plaintiff
was placed in the Special Housing Unit (“SHU”) or “the hole.”
Plaintiff alleges that for the first two-and-one-half weeks he was in the SHU, he was
housed in a freezing two-man cell with walls that were covered with mold and mildew. There
was no heat and cold air was rushed into the cells. Inmates were given two sheets and two thin
blankets and were only clothed in short sleeve jumpers. Plaintiff states that it was so cold that he
could not leave his bed except to retrieve food and go to the bathroom. Plaintiff states that Ortiz
and Atkinson visited the SHU almost weekly and that plaintiff personally complained to these
two defendants. According to plaintiff, “Ortiz acknowledged the [f]reezing conditions and cell
wall mold but did nothing.” (ECF No. 5 at 5).
Plaintiff states that he put in requests to visit the law library on November 22, 2017 and
for “legal call.” However, his requests were ignored.
Plaintiff also alleges he was denied social visits, access to property, access to phones and
recreation time while housed in the SHU. Furthermore, plaintiff states that he was taken to
showers in shackles and handcuffs three times a week. He states he suffered injuries to his wrists
due to the handcuffs.
Plaintiff states that he spent fifty days in the SHU. (See ECF No. 5 at 19).
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Plaintiff brings three claims in his amended complaint. First, he asserts a Fifth
Amendment due process claim. Second, he brings an Eighth Amendment conditions of
confinement claim against both defendants. Finally, plaintiff brings a First Amendment access to
courts claim. Plaintiff seeks monetary damages in his amended complaint.
III.
LEGAL STANDARD
Under the Prison Litigation Reform Act, Pub. L. 104-134, §§ 801-810, 110 Stat. 1321-66
to 1321-77 (Apr. 26, 1996) (“PLRA”), district courts must review complaints in those civil
actions in which a prisoner seeks redress against a governmental employee or entity, see 28
U.S.C. § 1915A(b), or brings a claim with respect to prison conditions, see 42 U.S.C. § 1997e.
The PLRA directs district courts to sua sponte dismiss any claim that is frivolous, is malicious,
fails to state a claim upon which relief may be granted, or seeks monetary relief from a defendant
who is immune from such relief. See 28 U.S.C. § 1915(e)(2)(B).
In determining the sufficiency of a complaint, the court must be mindful to construe it
liberally in favor of the plaintiff. See United States v. Day, 969 F.2d 39, 42 (3d Cir. 1992). The
court should “accept as true all of the allegations in the complaint and all reasonable inferences
that can be drawn there from, and view them in the light most favorable to the plaintiff.” Morse
v. Lower Merion School Dist., 132 F.3d 902, 906 (3d Cir. 1997). Thus, “[a] pro se complaint
may be dismissed for failure to state a claim only if it appears ‘beyond doubt that the plaintiff
can prove no set of facts in support of his claim which would entitle him to relief.’” Milhouse v.
Carlson, 652 F.2d 371, 373 (3d Cir. 1981) (quoting Haines v. Kerner, 404 U.S. 519, 520-21
(1972)).
IV.
DISCUSSION
Section 1983 of Title 42 created a remedy for monetary damages for those injured by
persons acting under color of state law, but Congress did not create an analogous statute for
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federal officials. Indeed, in the 100 years leading up to Bivens v. Six Unknown Named Agents of
the Federal Bureau of Narcotics, 403 U.S. 388 (1971), Congress did not provide a specific
damages remedy for plaintiffs whose constitutional rights were violated by agents of the Federal
Government. See Ziglar v. Abbasi, 137 S. Ct. 1843, 1854 (2017). The Supreme Court created an
implied cause of action in Bivens based on a violation of the Fourth Amendment by federal
officers. See 403 U.S. at 397. The Court extended the Bivens remedy twice more: Davis v.
Passman, 442 U.S. 228 (1979) (holding administrative assistant fired by Congressman had a
Bivens remedy for her Fifth Amendment gender discrimination claim), and Carlson v. Green,
446 U.S. 14 (1980) (holding prisoner’s estate had Bivens remedy against federal jailers for
failure to treat his asthma). “These three cases—Bivens, Davis, and Carlson—represent the only
instances in which the Court has approved of an implied damages remedy under the Constitution
itself.” Ziglar, 137 S. Ct. at 1855.
The Supreme Court recently concluded in Ziglar “that expanding the Bivens remedy is
now a ‘disfavored’ judicial activity.” Id. at 1857. Ziglar created a funnel through which a
plaintiff alleging constitutional violations by federal officials must pass. First, federal courts
must determine whether the cause of action presents a “new context” for Bivens cases. If it does,
courts must then determine whether alternative remedies exist. Finally, and most critically,
courts must determine whether there are special factors counselling against extending the Bivens
remedy to the new cause of action.
A. Eighth Amendment Conditions of Confinement
Plaintiff first attempts to bring an Eighth Amendment conditions of confinement claim
against the two defendants. This Court previously explained what is needed to properly assert an
Eighth Amendment claim as follows:
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“Prison officials have a duty under the Eighth Amendment to
provide humane conditions of confinement.” Farmer v. Brennan,
511 U.S. 825, 825 (1994); see also Rhodes v. Chapman, 452 U.S.
337, 344–46 (1981) (holding that the Eighth Amendment prohibits
the government from inflicting “cruel and unusual punishments”
on those convicted of crimes). To state a claim against a prison
official for an Eighth Amendment violation, a prisoner must allege
an objective and a subjective component. Namely, “(1) ‘the
deprivation alleged must be, objectively, sufficiently serious;’ and
(2) the ‘prison official must have a sufficiently culpable state of
mind.’” Beers–Capitol v. Whetzel, 256 F.3d 120, 125 (3d Cir.
2001) (quoting Farmer, 511 U.S. at 834); see also Wilson v. Seiter,
501 U.S. 294, 294 (1991).
A plaintiff may satisfy the objective component of a conditions of
confinement claim if he can show that the conditions alleged,
either alone or in combination, deprive him of “the minimal
civilized measure of life’s necessities,” such as essential food,
clothing, shelter, sanitation, medical care, and personal safety.
Rhodes, 452 U.S. at 347–48; Young v. Quinlan, 960 F. 2d 351, 364
(3d Cir. 1992). The subjective component is satisfied where “the
official has acted with ‘deliberate indifference’ to inmate health or
safety.” Farmer, 511 U.S. at 826. In other words, a prisoner must
show that “the official kn[ew] of and disregard[ed] an excessive
risk to inmate health or safety.” Id. at 837.
Farrell v. Ortiz, No. 17-13585, 2018 WL 1871458, at *4 (D.N.J. Apr. 19, 2018).
Unlike the original complaint, plaintiff’s amended complaint sufficiently alleges the
subjective component against both defendants. Indeed, the amended complaint states that Ortiz
and Atkinson visited “the hole” almost weekly, and that plaintiff orally made complaints about
the conditions of the SHU.
The issue then is whether his allegations satisfy the objective component of an Eighth
Amendment conditions of confinement claim. As one court in this District has noted:
in Wilson v. Seiter, 501 U.S. 294, 304 (1991), the Supreme Court
of the United States stated, albeit in dicta, that “a low cell
temperature at night combined with a failure to issue blankets”
could state a claim under the Eighth Amendment. Circuit courts
that have considered the issue have found that “the right of a
prisoner not to be confined in a cell at so low a temperature as to
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cause severe discomfort and in conditions lacking basic sanitation”
is well established under the Eighth Amendment. See Chandler v.
Baird, 926 F.2d 1057, 1065–66 (11th Cir. 1991) (collecting circuit
court cases); Lewis v. Lane, 816 F.2d 1165, 1171 (7th Cir. 1987)
(“An allegation of inadequate heating may state an eighth
amendment violation.”); Ramos v. Lamm, 639 F.2d 559, 568 (10th
Cir. 1980) (“a state must provide ... reasonably adequate
ventilation, sanitation, bedding, hygienic materials, and utilities
(i.e., hot and cold water, light, heat, plumbing)”) (citations
omitted), cert. denied, 450 U.S. 1041 (1981).9 A survey of the
opinions from various Circuit Courts of Appeals reveals that other
courts have also recognized that a prison official's failure to
provide relief from extremely high temperatures may constitute an
Eighth Amendment violation. See Walker v. Schult, 717 F.3d 119,
126 (2d Cir. 2013) (“[I]t is well settled that exposing prisoners to
extreme temperatures without adequate ventilation may violate the
Eighth Amendment.”); Graves v. Arpaio, 623 F.3d 1043, 1049 (9th
Cir. 2010) (“The district court did not err ... in concluding that
dangerously high temperatures that pose a significant risk to
detainee health violate the Eighth Amendment.”); In Jones El v.
Berge, 374 F.3d 541, 543-45 (7th Cir. 2004) (affirming a district
court's enforcement order requiring air-conditioning of plaintiffs'
cells during summer heat waves following “the plaintiffs
assert[ions] that they were subjected to extreme temperatures in
violation of the Eighth Amendment.”); Chandler v. Crosby, 379
F.3d 1278, 1294 (11th Cir. 2004) (“[T]he Eighth Amendment
applies to prisoner claims of inadequate cooling and ventilation.”).
Obataiye v. Lanigan, No. 14-5462, 2016 WL 5387626, at *12 (D.N.J. Sept. 26, 2016).
Plaintiff alleges that the defendants were aware of the conditions of plaintiff’s
confinement but did nothing. This states with facial plausibility the subjective component.
Furthermore, plaintiff indicates he had to wear short sleeves and that while he was given
blankets, they were thin such that he had to spend almost all of his time while in his cell under
those blankets. See, e.g., Hopkins v. Klindworth, 556 F. App’x 497, 499 (7th Cir. 2014) (finding
allegations sufficiently stated an Eighth Amendment claim where plaintiff alleged for two weeks
during frigid cold winter that he was subjected to extremely cold conditions when prison guards
ignored repeated requests to have window repaired); Micenheimer v. Soto, No. 13-3853, 2013
WL 5217467, at *5 (C.D. Cal. Sept. 16, 2013) (plaintiff’s allegations of being forced to endure
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cold temperatures for at least seven weeks when cell received no heat and continued to be
exposed to cold air from air conditioner and that he did not receive thermal bedding or thermal
clothing to protect himself from the cold sufficient at screening to show that exposure to cold
temperatures constituted a denial of the minimal civilized of life’s necessities). Based on
plaintiff’s allegations when considered in their totality, most notably plaintiff’s freezing
temperatures allegations, plaintiff’s Eighth Amendment claim will be permitted to proceed past
screening against both defendants.1
B. Fifth Amendment Due Process
Plaintiff also attempts to bring both a substantive and a procedural due process claim
related to his placement and time in the SHU. This Court previously dismissed plaintiff’s
substantive due process claim with prejudice in screening the original complaint. However, given
plaintiff’s new allegations in his amended complaint, this Court will re-analyze his substantive
due process claim, as well as his newly raised procedural due process claim.
This Court previously laid out what is required to properly allege a due process claim;
specifically:
Inmates have “no legitimate statutory or constitutional entitlement”
to any particular custodial classification even if a new
classification would cause that inmate to suffer a “grievous loss.”
Moody v. Daggett, 429 U.S. 78, 88 n.9 (1976) (citing Meachum v.
Fano, 427 U.S. 215 (1976) ). The Due Process Clause protects
liberty interests created by the laws or regulations of a state. See
Sandin v. Conner, 515 U.S. 472, 483 (1995). In Sandin, the
Supreme Court held that “these interests will be generally limited
to freedom from restraint” which impose an “atypical and
significant hardship on the inmate in relation to the ordinary
incidents of prison life.” Id. at 484.
1
This Court expresses no opinion at this screening stage whether plaintiff can bring such a
Bivens conditions of confinement claim post-Ziglar.
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“In deciding whether a protected liberty interest exists under
Sandin, we consider the duration of the disciplinary confinement
and the conditions of that confinement in relation to other prison
conditions.” Mitchell v. Horn, 318 F.3d 523, 532 (3d Cir. 2003)
(citing Shoats v. Horn, 213 F.3d 140, 144 (3d Cir. 2000) ).
“[C]onfinement in administrative or punitive segregation will
rarely be sufficient, without more, to establish the kind of
‘atypical’ deprivation of prison life necessary to implicate a liberty
interest.” Smith v. Mensinger, 293 F.3d 641, 653 (3d Cir. 2002)
(quoting Sandin, 515 U.S. at 486). Moreover, the Third Circuit has
stated that “[b]eing classified to the highest security level in the
SHU ... is not outside what a prisoner ‘may reasonably expect to
encounter as a result of his or her conviction in accordance with
due process of law.’” Johnson v. Burris, 339 F .App’x 129, 131
(3d Cir. 2009) (quoting Fraise v. Terhune, 283 F.3d 506, 522 (3d
Cir. 2002) (citations omitted) ).
Farrell, 2018 WL 1871458, at *3.
Plaintiff alleges more than simply being transferred to the SHU to support his due process
claims. Indeed, allegations regarding the conditions of confinement while in the SHU could
amount to an “atypical and significant hardship on the inmate in relation to the ordinary incidents
of prison life.” See Sandin, 515 U.S. at 484; see also Austin v. Smith, No. 15-525, 2018 WL
3611949, at *4 (W.D. Wis. July 27, 2018) (referring to previous screening order which noted that
plaintiff’s Eighth Amendment and due process claims were closely intertwined). Accordingly, as
this action is only at the early screening stage, this Court will permit plaintiff’s substantive and
procedural due process claims to proceed past screening.2
C. First Amendment Access to Courts
Plaintiff also attempts to bring an access to courts claim against the two defendants. This
Court previously stated the law with respect to this claim as follows:
A prisoner’s First Amendment rights include a right of access to
courts. See Lewis v. Casey, 518 U.S. 343, 349–56 (1996); Bounds
v. Smith, 430 U.S. 817, 821 (1977); Abdul–Akbar v. Watson, 4
As with plaintiff’s Eighth Amendment claims, this Court expresses no opinion at this time on
whether plaintiff can bring such Bivens type claims post-Ziglar.
2
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F.3d 195, 202–03, 205 (3d Cir. 1993). Prisoners, however, do not
have a constitutional right to conduct generalized legal research,
“but only that they be able to present their grievances to the
courts....” Lewis, 518 U.S. at 359. “Where prisoners assert that
defendants’ actions have inhibited their opportunity to present a
past legal claim, they must show (1) that they suffered an ‘actual
injury’—that they lost a chance to pursue a ‘nonfrivolous’ or
‘arguable’ underlying claim; and (2) that they have no other
‘remedy that may be awarded as recompense’ for the lost claim
other than in the present denial of access suit.” Monroe v. Beard,
536 F.3d 198, 205–06 (3d Cir. 2008) (citing Christopher v.
Harbury, 536 U.S. 403, 415 (2002)).
Prisoners bringing access to the court claims “must satisfy certain
pleading requirements: The complaint must describe the
underlying arguable claim well enough to show that it is ‘more
than mere hope,’ and it must describe the ‘lost remedy.’” Id. (citing
Christopher, 536 U.S. at 416–17); see also Schreane v. Holt, 482
F. App’x 674, 676 (3d Cir. 2012) (A plaintiff does not establish a
constitutional violation when he establishes only that he had a
“mere hope” that he would prevail on the underlying claim.).
Furthermore, conclusory allegations that an inmate suffered
prejudice will not support an access-to-courts claim. See Duran v.
Merline, 923 F. Supp. 2d 702, 722–23 (D.N.J. 2013). As such, an
access-to-the-courts claim will be subject to dismissal where “the
Court [is] left to guess whether the suit had any merit.” Sanders v.
Rose, 576 F. App’x 91, 94 (3d Cir. 2014).
Farrell, 2018 WL 1871458, at *4.
The amended complaint fails to plead with any facial plausibility an access to courts
claim against the two defendants. Plaintiff fails to show that he lost the chance to pursue an
arguable claim such that he has failed to show that he suffered from actual injury.3 Therefore,
plaintiff’s access to courts claim will be dismissed without prejudice.4
3
Plaintiff alludes to attempting to send a copy of this lawsuit to his wife so that it could be filed.
However, such lawsuit never purportedly arrived. Nevertheless, plaintiff was ultimately able to
file this lawsuit such that there is a failure to properly plead actual injury arising from the denial
of access to courts to bring this lawsuit.
4
Because plaintiff fails to state a claim related to access to court, this Court need not engage in
an analysis of whether such a claim may be properly brought under Bivens.
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V.
CONCLUSION
For the foregoing reasons, plaintiff’s First Amendment access to court claim will be
dismissed without prejudice for failure to state a claim. Plaintiff’s remaining claims against the
two defendants shall proceed past screening. An appropriate order will be entered.
DATED: March 22, 2019
_s/Robert B. Kugler
ROBERT B. KUGLER
United States District Judge
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