VENTURA v. MONTCLAIR STATE UNIVERSITY et al
Filing
91
OPINION. Signed by Judge Stanley R. Chesler on 12/19/11. (dc, )
NOT FOR PUBLICATION
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
ZOILO A. VENTURA
Plaintiff,
v.
MONTCLAIR STATE UNIVERSITY,
et al,
Defendants.
:
:
:
:
:
:
:
:
:
:
:
:
:
Civil Action No. 08-5792 (SRC)
OPINION
CHESLER, U.S.D.J.
This matter comes before the Court on the motion for summary judgment filed by
Defendants Montclair State University (“MSU”), John Vitiello, Joseph Marzullo, Walter
Watkins, Dr. Timothy Carey, Walter Eddy, Theresa Geordino, Keesha Chavis, Joseph
Fornarotto, Evrin Aya, and Robert Caputo (collectively “Defendants”) [docket item no. 75].
Plaintiff has opposed the motion [docket item no. 85]. The Court has opted to rule based on the
papers submitted and without oral argument, pursuant to Federal Rule of Civil Procedure 78. For
the reasons expressed below, the Court will grant in part and deny in part the Defendants’
motion.
I.
BACKGROUND
As set forth in the Court’s prior Opinion in this matter, dated February 9, 2011, this case
arises from an employment dispute. Plaintiff, Zoilo Ventura is a 58-year-old Hispanic male who
has worked as a Senior Repairer at MSU. Mr. Ventura sought, and was denied, several
promotions during his time at MSU. Plaintiff’s Complaint alleges that such denials were based
on age and race/national origin discrimination. Plaintiff further alleges that he has faced
discriminatory harassment in the workplace, and that after filing complaints about the
discrimination, he faced retaliation from his coworkers.
Defendants previously filed a motion for summary judgment on Plaintiff’s claims, which
the Court granted in part and denied in part. Specifically, the Court denied Defendants’ motion
as to Plaintiff’s claims arising under 42 U.S.C. § 1983, and the Age Discrimination in
Employment Act (“ADEA”), 29 U.S.C. § 630(b), rejecting Defendant MSU’s assertion of
immunity under the Eleventh Amendment to the United States Constitution. As to Plaintiff’s
claims arising under Title VII of the Civil Rights Act of 1964, as amended in 1991, 42 U.S.C. §
2000e et seq., the Court granted Defendants’ motion for summary judgment with respect to the
alleged failure to promote Plaintiff in 2005, Plaintiff having failed to timely exhaust his
administrative remedies, and with respect to Plaintiff’s hostile work environment claim, which
was not within the scope of the Equal Employment Opportunity Commission (“EEOC”) charge.1
However, in light of evidentiary deficiencies, the Court concluded that there was a contested
issue of material fact regarding MSU’s alleged discriminatory failure to promote Plaintiff in July
of 2007. The Court also denied Defendants’ motion for summary judgment as to Plaintiff’s
related retaliation claim.
As to Plaintiff’s state law claims, the Court denied Defendants’ motion for summary
judgment on the alleged violations of New Jersey’s Law Against Discrimination (N.J.S.A 10:5-1
1
The Court also granted Defendants’ motion for summary judgment on Plaintiff’s Title
VII claims to the extent that he asserted them against the individual employees of MSU named as
Defendants in this matter, citing Sheridan v. E.I. DuPont de Nemours & Co., 100 F.3d 1061,
1078 (3d Cir. 1996).
et seq.) (“NJLAD”), for essentially the same reasons that it denied Defendants’ motion to dismiss
Plaintiff’s federal discrimination claims. The Court did, however, grant summary judgment in
favor of Defendants as to Plaintiff’s breach of contract claim, and his intentional infliction of
emotional distress claim. Finally, the Court denied Defendants’ motion for summary judgment
on Plaintiff’s punitive damages claim, since the fact-intensive inquiry required for such a
determination precludes judgment as a matter of law.
Having developed a fuller evidentiary record, Defendants now renew their motion for
summary judgment. First, Defendants argue that Plaintiff’s Titile VII discrimination claim
regarding the July, 2007 non-promotion should be dismissed, because Plaintiff was at the time
ineligible for the position, and because MSU chose the candidate that scored the highest on the
promotional examination. Second, Defendants argue that Plaintiff’s Section 1983 claim should
be dismissed because that section provides no cause of action against a State or its officials
acting in their official capacities. Third, Defendants argue that Plaintiff’s ADEA claims should
be dismissed because they are time-barred as to the carpenter positions available in May 2005
and October of 2005, and because Plaintiff was not qualified for the July 2007 position.
Defendants seek summary judgment on Plaintiff’s NJLAD discriminatory non-promotion claims
on the same basis. Fifth, Defendants seeks summary judgment on Plaintiff’s NJLAD hostile
work environment claim because Plaintiff was not present for harassment based on race. Finally,
Defendants argue that Plaintiff’s retaliation claims under both Title VII and NJLAD should be
dismissed as a matter of law because he cannot show that Defendants were aware of his protected
conduct, that the retaliatory incidents alleged were materially adverse, or that they were causally
connected to the alleged retaliation.
II.
DISCUSSION
A. Standard of Review
Federal Rule of Civil Procedure 56(c) provides that summary judgment should be granted
“if the pleadings, depositions, answers to interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue as to any material fact and that the
moving party is entitled to a judgment as a matter of law.” Fed. R. Civ. P. 56(c); see also
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); Kreschollek v. S. Stevedoring Co.,
223 F.3d 202, 204 (3d Cir. 2000). In deciding a motion for summary judgment, a court must
construe all facts and inferences in the light most favorable to the non-moving party. See Boyle
v. Cnty. Allegheny Pa., 139 F.3d 386, 393 (3d Cir. 1998). The moving party bears the burden of
establishing that no genuine issue of material fact remains. See Celotex Corp. v. Catrett, 477
U.S. 317, 322-23 (1986). Where, as here, the nonmovant (plaintiff) would bear the burden of
persuasion at trial, “the party moving for summary judgment may meet its burden of proof by
showing that the evidentiary record, if reduced to admissible evidence, would be insufficient to
carry the nonmovant’s burden at trial.” Chipollini v. Spencer Gifts, Inc., 814 F.2d 893, 896 [43
Fair Empl. Prac. Cas. (BNA) 681] (3d Cir.), cert. dismissed, 483 U.S. 1052 (1987).
Once the moving party has properly supported its showing of no triable issue of fact and
of an entitlement to judgment as a matter of law, the non-moving party “must do more than
simply show that there is some metaphysical doubt as to material facts.” Matsushita, 475 U.S. at
586; see also Anderson, 477 U.S. at 247-48. Pursuant to Federal Rule of Civil Procedure 56(e),
the non-moving party must “go beyond the pleadings and by [its] own affidavits, or by the
‘depositions, answers to interrogatories, and admissions on file,’ designate ‘specific facts
showing that there is a genuine issue for trial.’” Celotex, 477 U.S. at 324; Big Apple BMW, Inc.
v. BMW of N. Am., Inc., 974 F.2d 1358, 1363 (3d Cir. 1992) (“to raise a genuine issue of material
fact . . . the [non-moving party] need not match, item for item, each piece of evidence proffered
by the movant,” but rather “must exceed the ‘mere scintilla’ threshold”), cert. denied, 507 U.S.
912 (1993)).
B. Title VII Failure to Promote Claim
Plaintiff’s allegation that his employer did not promote him to the carpenter position in
July of 2007 because of his membership in a protected class is a disparate treatment claim. Such
discrimination claims are, under federal law, analyzed through the application of the McDonnell
Douglas test:
The Court in McDonnell Douglas set forth a burden-shifting scheme for
discriminatory-treatment cases. Under McDonnell Douglas, a plaintiff must first
establish a prima facie case of discrimination. The burden then shifts to the
employer to articulate a legitimate, nondiscriminatory reason for its employment
action. If the employer meets this burden, the presumption of intentional
discrimination disappears, but the plaintiff can still prove disparate treatment by,
for instance, offering evidence demonstrating that the employer’s explanation is
pretextual. The Courts of Appeals have consistently utilized this burden-shifting
approach when reviewing motions for summary judgment in disparate-treatment
cases.
Raytheon Co. v. Hernandez, 540 U.S. 44, 50 (2003) (citations omitted).
If the plaintiff succeeds in establishing a prima facie case, the burden shifts to the
defendant to “articulate some legitimate, non-discriminatory reason” for the employer’s action.
McDonnell Douglas, 411 U.S. 792, 802 (1973). The employer may satisfy the burden by
introducing evidence which, taken as true, would allow the factfinder to conclude that there was
a nondiscriminatory reason for the unfavorable employment decision. St. Mary's Honor Ctr. v.
Hicks, 509 U.S. 502 (1993). The employer need not prove that the tendered reason actually
motivated the decision. Texas Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981). The
burden of proving intent remains with the Plaintiff. Id.
If the defendant employer satisfies the burden, then “the plaintiff generally must submit
evidence which: 1) casts sufficient doubt upon each of the legitimate reasons proffered by the
defendant so that a factfinder could reasonably conclude that each reason was a fabrication; or 2)
allows the factfinder to infer that discrimination was more likely then not a motivating or
determinative cause of the adverse employment action.” Fuentes v. Perskie, 32 F.3d 759, 762
(3d Cir. 1994).
The case law makes clear that, as to demonstrating pretext, “this standard places a
difficult burden on the plaintiff.” Id. at 765.
Although intermediate evidentiary burdens shift back and forth under this
framework, the ultimate burden of persuading the trier of fact that the defendant
intentionally discriminated against the plaintiff remains at all times with the
plaintiff.
Reeves v. Sanderson Plumbing Prods., 530 U.S. 133, 143 (2000) (quotation omitted). Moreover:
[T]he factfinder’s rejection of the employer’s legitimate, nondiscriminatory reason
for its action does not compel judgment for the plaintiff. The ultimate question is
whether the employer intentionally discriminated, and proof that “the employer’s
proffered reason is unpersuasive, or even obviously contrived, does not
necessarily establish that the plaintiff's proffered reason . . . is correct.” In other
words, “it is not enough . . . to disbelieve the employer; the factfinder must
believe the plaintiff’s explanation of intentional discrimination.”
Id. at 146-147 (quoting St. Mary’s, 509 U.S. at 519, 524).
In this case, Plaintiff has the burden to make out a prima facie case that (1) he is a
member of a protected class, (2) he was qualified for the July, 2007 carpenter position, (3) he
applied for and was rejected from the position, and (4) non-members of the protected class were
treated more favorably. See Blue v. Def. Logistics Agency, 181 F. App’x 272, 273 (3d Cir. 2006).
Neither party disputes that Mr. Ventura is a member of a protected class. However, Defendants
maintain that Plaintiff cannot make out the second prong of his prima facie case, because he was
not qualified for promotion in July of 2007. Specifically, according to the applicable provisions
of the New Jersey Administrative Code, an individual who is serving a four-month working test
period is ineligible for a promotion from that title. See § 4A:5-1(d). Defendants claim that
Plaintiff was ineligible for the July 2007 carpenter position because he was serving a four-month
test period for the Special Repairer position at the time, having been State-certified for same as of
June 18, 2007. Plaintiff claims that he had already served a four-month working test period in
early 2006, and was certified in both March of 2006, and April of 2007, and thus was eligible for
the position. The Court previously found that there was a material dispute on this issue, because
documents submitted by both sides failed to provide the Court with a clear picture of the critical
events.
Plaintiff was working at MSU as a repairer when, in November of 2005, he was
provisionally promoted to a Facilities Coordinator position, with the title of “Senior Repairer,” in
connection with the Building Steward program. By letter dated January 17, 2006,2 providing
Plaintiff with details on his promotion, and the accompanying salary increase, Defendants
notified Plaintiff that, in order to achieve permanent status in this title, he would be required to
successfully complete New Jersey’s State civil service requirements, including a working testperiod of fourth months. (McGarvey Cert., Ex. E.) Plaintiff was also notified that, pursuant to
Department of Personnel regulations, he must pass the State examination, and be certified for the
position to which he was promoted (Senior Repairer), prior to the commencement of the working
2
It appears that Plaintiff signed and dated this notification letter on May 3, 2006, though
Plaintiff alleges that he was not given a copy of same. (McGarvey Cert., Ex. E.)
test period.3 The rationale for this requirement is that, when an individual is provisionally
promoted to a competitive position, he or she must earn permanence in that position (through
certification, and a subsequent working test period) in order to become eligible for further
promotion.4 Defendants provide MSU administrative records and correspondence clearly
showing that Plaintiff was not certified for the position of Senior Repairer until June 18, 2007,
that he completed his four-month working test thereafter – from mid-July to mid-November of
20075 – and that he was therefore ineligible for promotion pursuant to the applicable regulations
at the time that he applied for the July 2007 carpenter position. (McGarvey Cert., Exs. J-M.6)
Plaintiff claims that he was never accurately notified of either the certification
requirement or the subsequent working test period requirement, and that various MSU personnel
gave him conflicting information regarding his eligibility for the July, 2007 carpenter position.
However, administrative records indicate that, at least as early as May 3, 2006, Mr. Ventura was
formally advised of these requirements. Indeed, Plaintiff appears to have passed the requisite
3
N.J.S.A. 4A:4-5.2(a) provides that “[t]he working test period shall not include any time
served by an employee under provisional, temporary, interim or emergency appointment. The
working test period shall begin on the date of regular appointment.” N.J.S.A. 4A:1-1 defines
regular appointment as “the employment of a person to fill a position in the competitive division
of the career services upon examination and certification . . .” (emphasis added).
4
Indeed, the regulations make clear that the working test period shall not include any time
served by an employee under provisional appointment. N.J.S.A § 4A:4-5.2(a).
5
There is a discrepancy as to whether Plaintiff was permanent as of mid-October or midNovember, 2007, but in either case, he could not have completed his work testing period, and
achieved permanent employee status as of the July, 2007 carpenter opening.
6
These Exhibits contain, inter alia, a Certification from the State of New Jersey listing
individuals eligible for appointment to the title of Senior Repairer, including Plaintiff, whose
appointment date is listed as June 18, 2007, together with a record from the Department of
Personnel confirming this certification date; and Working Test Period Reports for several
individuals, including Plaintiff, who signed the Reports, indicating that he satisfactorily
completed the four-month testing period for Senior Repairer as of November 16, 2007.
State examination in or around August 8, 2006, and the letter to him from the Department of
Personnel states that his passing the exam, and his resulting eligibility for State certification is
not a guarantee of certification, and provides a link to the website containing certification
procedures. (Pl.’s Br., Ex. C.7)
The one notable discrepancy in the evidence provided by the parties constitutes the record
of a Working Test Period Report from May 7, 2006, which on its face appears to indicate that
Plaintiff completed his test-period for the position of Senior Repairer on that date. (McGarvey
Cert., Ex. F; Pl’s Br., Exs. A, B.) Timothy Carey, the Assistant Vice President for Facilities
Services at MSU, explains that the Division of Facilities used the same forms (i.e., the Working
Test Period Report forms) that the Division of Human Resources uses to monitor the progress of
the five individuals who had been promoted through the Building Stewards program at MSU.
(Carey Cert., ¶¶ 5-6.) So, according to Mr. Carey, the report indicates that Plaintiff’s supervisors
in the Facilities Division believed he had made satisfactory progress in the position, but do not
indicate that he had satisfied the Department of Personnel regulatory requirement of a fourmonth working test period following certification. It is regrettable that MSU gave Plaintiff
reason to believe, through documents such as this one, and through the verbal communications
cited by Plaintiff,8 that he was in fact eligible for the 2007 carpenter position. Indeed, MSU is
hardly to be applauded for its employer-employee relations in this case. However, New Jersey’s
7
The same is true of the April 18, 2007 Certificate of Eligibility appended in this Exhibit;
while it indicates that Plaintiff passed the Department of Personnel examination for Carpenter,
the document states that “eligibility on this list is not a guarantee” of certification, interview or
appointment.
8
For instance, Plaintiff alleges that he was in fact interviewed for the Carpenter position
in July of 2007, and that individuals in the Human Resources office repeatedly failed to advise
him that he was ineligible for promotion to the carpenter position because of certification or
working test period requirements.
Department of Personnel regulations clearly required Plaintiff to be State-certified as a Senior
Repairer, and to serve a four-month working test period thereafter, which Plaintiff completed, at
the earliest, in mid-October of 2007. Thus, viewing the evidence in the light most favorable to
the Plaintiff, he nevertheless fails to show that he was qualified for the July, 2007 carpenter
position, and there is no contested issue of material fact on this issue, entitling Defendant MSU
to judgment as a matter of law. See Blue, 181 F. App’x at 273. Because Plaintiff has not made a
prima facie case of discriminatory non-promotion, the Court need not reach Defendants’ further
argument that MSU had a legitimate, non-discriminatory basis for selecting another candidate for
promotion.
C. Section 1983 Claim
Defendants seek summary judgment on Plaintiff’s Section 1983 claim that Defendants
discriminated against him in violation of the Equal Protection clause of the Fourteenth
Amendment to the United States Constitution. Defendants argue that neither MSU, nor its
employees may be sued under Section 1983 because that statute provides a cause of action only
against persons, and not against the State agencies or officials acting in their official capacities.
Section 1983 provides, in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of
any State or Territory or the District of Columbia, subjects, or causes to be subjected, any
citizen of the United States or other person within the jurisdiction thereof to the
deprivation of any rights privileges or immunities secured by the Constitution and laws,
shall be liable to the party injured in an action at law, suit in equity, or other proper
proceeding for redress.
The defendant in a § 1983 action, to be liable within the meaning of the statute, must be a
“person.” A State is not a “person.” Will v. Michigan Dept. of State Police, 491 U.S. 58, 70-71
(1989). Likewise, state agencies, and state officials sued in their official capacities are not
persons within the meaning of § 1983. Id. at 71 (holding that a suit against a state official in his
or her official capacity is not a suit against the official, but a suit against the official’s office, and
is thus “no different than a suit against the State itself.”).
Here, Defendants argue that Section 1983 provides Plaintiff with no cause of action
against MSU, because it is an agency of the State of New Jersey. The Defendants are mistaken.
As an initial matter, this Court, having conducted the applicable analysis under Fitchik v. New
Jersey Transit Rail Operations, Inc., 873 F.2d 655 (3d Cir. 1989), previously concluded that
MSU is not an agency or arm of the State, and thus is not entitled to Eleventh Amendment
immunity. Furthermore, in Monell v. Department of Social Services of the City of New York, the
Supreme Court held that municipalities and other local government entities are “persons” within
the meaning of Section 1983. 436 U.S. 658, 56 L. Ed. 2d 611, 98 S. Ct. 2018 (1978). Though
the Third Circuit has not explicitly held that a university is analogous to a municipality or local
government entity, and therefore a person within the meaning of Section 1983, Judge Debevoise
reached this conclusion in Kovats v. Rutgers. 633 F. Supp. 1469, 1476 (D.N.J. 1986). Having
found Rutgers University distinct from the State for Eleventh Amendment immunity purposes, he
reasoned that there does not appear to be any analytical difference between a university, and the
governing bodies considered “persons” pursuant to Monell. Id.; see also Mauriello v. University
of Medicine & Dentistry, 781 F.2d 46 (3d Cir. N.J. 1986) (in which the Third Circuit entertained
a Section 1983 action against University of Medicine and Dentistry of New Jersey). This Court
has found MSU distinct from the State of New Jersey for Eleventh Amendment purposes, and
likewise concludes that MSU is a person within the meaning of Section 1983.
Defendants further argue that, as to the private individuals named as Defendants, because
the alleged discriminatory conduct occurred in the course of their official duties, Plaintiff must
sue them in their official capacities, and Section 1983 provides no cause of action for officialcapacity suits. The United States Supreme Court rejected this precise argument in Hafer v. Melo,
holding that the better understanding of the distinction between official capacity suits, and
personal- or individual-capacity suits lies in the capacity in which a person is sued, not the
capacity in which the person inflicted the alleged injury. 502 U.S. 21, 27 (1993) (emphasis
added). The Court elaborated as follows:
State officers sued for damages in their official capacity are not “persons” for purposes of
the suit because they assume the identity of the government that employs them. By
contrast, officers sued in their personal capacity come to court as individuals. A
government official in the role of personal-capacity defendant thus fits comfortably
within the statutory term “person.”
Id., at 27 (internal citations omitted). Indeed, Section 1983 provides a cause of action against
persons acting “under color of state law,” in other words, against “wrongdoers who carry a badge
of authority of a State and represent it in some capacity, whether they act in accordance with their
authority or misuse it.” Nat'l Collegiate Ath. Ass'n v. Tarkanian, 488 U.S. 179, 191 (U.S. 1988)
(quoting Monroe v. Pape, 365 U.S. 167, 172 (1961)); see also United States v. Classic, 313 U.S.
299, 326 (1941) (“Misuse of power, possessed by virtue of state law and made possible only
because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of’
state law.”). Thus, State officials may be held personally liable for actions taken in the course of
their official duties. Hafer, 502 U.S. at 25 (“[O]n the merits, to establish personal liability in a
Section 1983 action, it is enough to show that the official, acting under color of state law, caused
the deprivation of a federal right.”) (quoting Kentucky v. Graham, 473 U.S. 159, 167, 87 L. Ed.
2d 114, 105 S. Ct. 3099 (1985)).
Here, as an initial matter, Plaintiff’s Complaint does not specify whether he seeks relief
from the Defendants in their official or individual capacities. The Third Circuit instructs that
District Courts should examine the complaint and the “course of proceedings” to determine
whether a plaintiff has sued defendants in their individual capacities, official capacities, or both.
Moore v. Cuttre, 2010 U.S. Dist. LEXIS 62390, * 6-7 (D.N.J. June 23, 2010) (citing Melo v.
Hafer, 912 F.2d 628, 635 (3d Cir. 1990), aff’d, 502 U.S. 21 (1991)). In construing the
Complaint, the relevant factors inlclude whether the relevant State is named as a defendant, any
immunity defenses raised by the defendants, and the nature of the relief sought by the Plaintiff.
Id. Defendants assert that, because Plaintiff seeks relief from Defendants for conduct committed
in the course of their official duties, he therefore must bring suit against them in their official
capacities. The Court disagrees. As elucidated above, whether the alleged wrongdoing occurred
in the course of a Defendant’s official duties is not relevant to the question of capacity; indeed,
personal capacity suits under Section 1983 are intended to vindicate the rights of individuals who
suffer constitutional violations at the hands of persons, including State employees, acting “under
color of state law.” Tarkanian, 488 U.S. at 191. Moreover, Plaintiff’s Complaint names MSU
and various individual employees of MSU as Defendants– it does not name the State of New
Jersey. Finally, Plaintiff seeks a host of relief, including compensatory and punitive damages,
indicating that he intended to sue Defendants in their individual capacities. See Gregory v.
Chehi, 843 F.2d 111, 119-20 (3d Cir. 1988). The Court concludes that Plaintiff sues the named
Defendants in their individual capacities, and that Section 1983 provides Plaintiff with a cause of
action to challenge Defendants’ alleged actions as unconstitutional. Hafer v. Melo, 502 U.S. at
25. Defendants raise no other argument in support of their motion for summary judgment on
Plaintiff’s Section 1983 claim, and thus the Court will deny the motion as to this claim.
D. ADEA Claims
Plaintiff alleges that he was discriminated against on the basis of his age, in violation of
the ADEA, because Defendants failed to promote him to carpenter positions to which he applied
in May and October of 2005, and July of 2007. Defendants argue that the failure to promote in
2005 is time-barred, and that the Plaintiff was not qualified for the July 2007 carpenter position.
The ADEA contains administrative charge and notice provisions which are similar to
Title VII, mandating that an administrative charge be filed within 300 days of the discriminatory
event. 29 U.S.C. § 626(d). Moreover, as with Title VII claims, a litigant asserting an ADEA
claim must timely file the charge with the EEOC before he or she may bring suit on those claims
in federal court. See Bihler v. Singer Co., 710 F.2d 96, 97 (3d Cir. 1983). As set forth in the
Court’s previous Opinion, Plaintiff did not file a charge with the EEOC until January 29, 2008
(McGarvey Cert., Ex. D), well more than 300 days after the alleged unlawful conduct in 2005.
Plaintiff apparently concedes that, if the Court viewed the 2005 non-promotions as discrete
instances of alleged discrimination, those claims would be time-barred. Plaintiff instead counters
that those claims are timely under a continuing violations theory. See, e.g., West v. Philadelphia
Electric Co., 45 F.3d 744, 754 (3d Cir. 1995). The Court has already rejected this theory in the
analogous context of Plaintiff’s Title VII claims. The failure to promote Plaintiff on the basis of
his age in May and October of 2005 are instances of alleged discrimination which also cannot not
be resuscitated by the continuing violations doctrine. See Parikh v. UPS, 2011 U.S. Dist. LEXIS
125548, at *10-11 (D.N.J. Oct. 31, 2011) (citing AMTRAK v. Morgan, 536 U.S. 101, 112, 122 S.
Ct. 2061, 153 L. Ed. 2d 106 (2002) (“Discrete discriminatory acts are not actionable if timebarred, even if they are related to actions filed in timely-filed charges.”)); see also Speth v.
Goode, 2011 U.S. Dist. LEXIS 5792, at *24-25 (D.N.J. Jan. 25, 2011) (holding that, in order to
constitute a continuing violation, discriminatory acts must be continuous on an almost daily
basis) (internal citations omitted). Accordingly, Defendants’ motion for summary judgment will
be granted as to Plaintiff’s ADEA claims relating to the 2005 allegations.
Defendants argue that Plaintiff’s ADEA claim for non-promotion in 2007 should also be
dismissed as a matter of law, because Plaintiff was not qualified for the position to which he
applied. The ADEA provides that
“it shall be unlawful for an employer . . . to fail or refuse to hire or to discharge any
individual or otherwise discriminate against any individual with respect to his
compensation, terms, conditions, or privileges of employment, because of such
individual’s age . . .”
29 U.S.C. § 623(a)(1). The McDonnell Douglas burden-shifting framework utilized in disparate
treatment claims under Title VII is also applicable in the ADEA context. In the Third Circuit, a
person generally can establish a prima facie case, thereby raising an inference of unlawful
discrimination, by demonstrating that (1) he was a member of the class protected by the ADEA,
(2) that he was qualified for the position for which he applied, (3) that the defendant denied his
application despite these qualifications, and (4) that the position was then filled by a person
sufficiently younger than the plaintiff to permit an inference of age discrimination. See, e.g.,
Siegel v. Alpha Wire Corp., 894 F.2d 50 at 52 [51 Fair Empl. Prac. Cas. (BNA) 1360] (3d Cir.
1990) (citing Healy v. New York Life Ins. Co., 860 F.2d 1209, 1214 [48 Fair Empl. Prac. Cas.
(BNA) 459] (3d Cir. 1988), cert. denied, 490 U.S. 1098, 109 S. Ct. 2449 [49 Fair Empl. Prac.
Cas. (BNA) 1640, 104 L. Ed. 2d 1004] (1989)). Thus, the second element of Plaintiff’s prima
facie case for his ADEA claim is identical to the second element of Plaintiff’s prima facie case
on his Title VII claim: his qualification for the relevant position. The Court has already
concluded that Plaintiff fails to show that he was qualified for the 2007 carpenter position, and
that there is no contested issue of material fact on this issue; accordingly, the Court will grant
summary judgment to Defendant MSU as to Plaintiff’s ADEA claim regarding his nonpromotion in July of 2007.9
E. NJLAD & Retaliation Claims
1. Non-Promotion
The New Jersey Law Against Discrimination (“NJLAD”) makes it unlawful to subject
people to differential treatment based on, for example, race, creed, color, national origin,
nationality, ancestry, age, sex, familial status, marital status, or domestic partnership status. In
order to establish a prima facie discriminatory non-promotion claim under the NJLAD, Ventura
must demonstrate that he “(1) belongs to a protected class; (2) applied for or held a position for
which [he] was objectively qualified; (3) was not promoted to ... that position; and... (4) the
employer... filled the position with a similarly-qualified person.” Middleman v. N.J. Transit,
2010 WL 3932923, at *4 (N.J. App. Div. Sep. 28, 2010) quoting Viscik v. Fowler Equip. Co.,
173 N.J. 1, 14 (2002). Once a prima facie claim has been established under the NJLAD the same
burden shifting analysis formulated in McDonnell Douglas and outlined above in section II.B.
applies. See id.
Defendants argue that Plaintiff’s claims of discriminatory non-promotion in May and
October of 2005 are barred by the applicable statute of limitations. Claims under the NJLAD are
9
Defendants correctly argue that the ADEA does not impose liability upon individual
employees, and thus a claim against Defendants other than MSU would, in any case, be
dismissed. See Hill v. Borough of Kutztown, 455 F.3d 225, 246 n.29 (3d Cir. 2006) (citations
omitted).
subject to a two-year statute of limitations. Montells v. Haynes, 133 N.J. 282, 291-93 (1993).
With respect to an employment discrimination claim relating to a discrete event such as
termination, suspension, denial of transfer, or denial of promotion, the claimant’s cause of action
accrues on the date of the discriminatory event. See Shepherd v. Hunterdon Dev. Ctr., 174 N.J.
1, 19-21 (2002) (citing AMTRAK, 546 U.S. at 114). Plaintiff’s May, 2005 and October, 2005
non-promotion claims thus accrued on June 23, 2005, and March 22, 2006, respectively, when he
was notified that he did not receive the promotions. (Compl.¶¶ 3, 5.) Plaintiff had until June 23,
2007, to file suit regarding the first non-promotion, and until March 22, 2008 to file suit
regarding the second non-promotion. Plaintiff did not file his complaint in federal court until
November 25, 2008, well after the expiration of the two-year statute of limitations as to both
claims. Therefore, the Court shall grant Defendants’ motion for summary judgment on
Plaintiff’s NJLAD claims with respect to the 2005 non-promotions.
Defendants argue that Plaintiff’s claim of discriminatory non-promotion in July of 2007
fails because Plaintiff was serving a four-month working test period at the time, and was not
qualified for the carpenter position to which he applied. For the reasons set forth in above in
section II.B.1, the Court agrees, and will therefore grant Defendants’ motion for summary
judgment as to Plaintiff’s NJLAD claim of discriminatory non-promotion in July of 2007.
2. Hostile Work Environment under NJLAD
Defendants argue that Plaintiff’s NJLAD claim against MSU for the creation of a hostile
work environment arising out of purported race-based or age-based discrimination10 should be
dismissed because the conduct that MSU employees engaged in was not severe or pervasive.
10
Since only one of the incidents in Plaintiff’s harassment allegations relates to his age,
the Court will discuss the standards governing Plaintiff’s hostile work environment claim in the
context of his race-based harassment allegations.
The New Jersey Supreme Court has interpreted N.J.S.A. § 10:5-12(a)11 to encompass
hostile work-environment claims. In order to establish a prima facie case of hostile work
environment due to discrimination, the plaintiff must show that the allegedly harassing conduct:
(1) would not have occurred but for the employee’s [race]; and [the conduct] was
(2) severe or pervasive enough to make a
(3) reasonable [Hispanic person] believe that
(4) the conditions of employment are altered and the working environment is hostile or
abusive.
Taylor v. Metzger, 152 N.J. 490, 498 (1998) (quoting Lehmann v. Toys ‘R’ Us, Inc., 132 N.J.
587, 603-604 (1993)). The “severe or pervasive” test “conforms to the standard for establishing
workplace racial or gender harassment under federal Title VII law.” Id. at 498-99 (contrasting
the “severe or pervasive standard” with the “regular and pervasive” standard, which requires
repetitive or recurrent acts to establish workplace harassment).12 When assessing whether
conduct is severe or pervasive, courts must focus on the harassing conduct, and whether,
cumulatively, in the totality of the circumstances, a reasonable person would believe that the
terms of employment had changed and that the work environment was hostile. Cutler v. Dorn,
196 N.J. 419, 431-32 (2008).
A hostile work environment claim cannot be based upon statements that are made outside
the presence of the plaintiff. Cutler, 196 N.J. at 430-31. Thus, “[t]o satisfy the severe-or-
11
The statute provides, in pertinent part:
It shall be unlawful discrimination . . . [f]or an employer, because of the race . . . national
origin . . .[or] age . . . of any individual . . . to refuse to hire or employ or to bar or to
discharge or require to retire, unless justified by lawful considerations other than age,
from employment such individual or to discriminate against such individual in
compensation or in terms, conditions or privileges of employment[.]
12
Even a single episode of invidious harassment can create a hostile work environment;
however, “it will be a rare and extreme case in which a single incident will be so severe that it
would, from the perspective of a reasonable person situated as the claimant, make the working
environment hostile.” Id. at 499-500 (quoting Lehmann, 132 N.J. at 606-607).
pervasive element . . . a plaintiff must marshal evidence of bad conduct of which he has firsthand
knowledge.” Godfrey v. Princeton Theological Seminary, 196 N.J. 178, 201 (2008) (holding that
a plaintiff “may attempt to demonstrate the existence of a severe or pervasive hostile
environment by presenting evidence of harassment by the perpetrator that was directed at others,
and that the plaintiff witnessed,” but that “gossip evidence” about alleged other acts of
harassment is inadmissible to demonstrate a hostile work environment) (citing Lehmann, 132
N.J. at 611, and Fitzgerald v. Stanley Roberts, Inc., 186 N.J. 286, 319 (2006)).
Defendants argue that, in this case, Plaintiff’s allegations of incidents creating a hostile
work environment do not involve race, at least as to those incidents that Plaintiff directly
experienced. For instance, Plaintiff admitted that no ethnic or racial slurs were used by
Defendant Vitiello – one of Plaintiff’s supervisors – when he poked Plaintiff in the chest and, to
illustrate his disagreements with a former employee, stated that he could “pull out his heart with
my bare hand.” (McGarvey Cert., Ex. B, Ventura Dep. at 42:6- 45:4.) Instead, Plaintiff’s race
accusations rest on inadmissable “gossip evidence,” since they stem from unverified comments
that Plaintiff heard second-hand, from other employees. Id. at 47:1- 61:23. Specifically, though
Plaintiff alleged that Mr. Vitiello had referred to him as a “dirty bastard,” he qualified in his
deposition that this comment was supposedly made to another coworker, and then conveyed to
Plaintiff. Id. at 53:1-13; 55:15- 56:2. Similarly, it was in a meeting not attended by Plaintiff that
Mr. Vitiello allegedly stated that the only thing Hispanics do well is “cleaning the toilet or [the]
bathroom.” Id. at 59:11- 61:23.13 Again, Plaintiff asserts that Mr. Vitiello “picks his own guys”
for promotions to the carpenter positions, but avers that it was because of a coworker’s
13
Plaintiff later averred that he heard Mr. Vitiello make a similar comment directly to
him, but he could not remember where, when or what specifically was said. Id. at 59-91.
statements that he believed Mr. Vitiello meant that he only chose white men for promotions. Id.
at 112- 115:4.
Defendants further argue that Plaintiff’s recitation of discourteous and rude treatment by
various Defendants, most notably Mr. Vitiello, fails to satisfy the severe or pervasive test,
because these things alone do not amount to harassment, citing Faragher v. City of Boca Raton,
524 U.S. 775, 788 (1998) (holding that the standards for judging workplace hostility are
sufficiently demanding to ensure that Title VII does not become a “workplace civility code,” and
that they should filter out complaints attacking the ordinary tribulations of the workplace, such as
the sporadic use of abusive language, gender-related jokes, and occasional teasing, and that
hostile conduct must be extreme to amount to a change in the terms and conditions of
employment) (internal citations omitted). Although Plaintiff’s coworkers, and particularly his
supervisor, appear to have been very discourteous to him, their conduct does not amount to
severe or pervasive invidious harassment. To be sure, Plaintiff paints a picture of a supervisor
who at times mocked him: Mr. Vitiello regularly laughed at Plaintiff, and stated that he could
not understand him because he “babbles” when he talks; Mr. Vitiello on one occasion mocked
Plaintiff for avoiding him in the restroom; Mr. Vitiello made a comment to Plaintiff about not
being “old like you” when stating that he had no grandchildren, and mocked Plaintiff’s need to
use glasses; Mr. Vitiello humiliated the Plaintiff by speaking rudely to him in front of a group of
students. (McGarvey Cert., Ex. B, Ventura Dep. at 130:19- 137.) However, no reasonable factfinder could conclude that these incidents are sufficiently extreme and hostile to constitute
pervasive or severe invidious harassment.14 In other words, as to the incidents which occurred in
14
To the extent that Plaintiff’s affidavit, submitted in connection with his opposition to
Defendants’ summary judgment motion, contains statements which contradict or amend his prior
deposition testimony regarding incidents of harassment, the Court has not considered same in
Plaintiff’s presence, a reasonable Hispanic or older-aged person would not believe that the terms
of his employment had changed or that the work environment had become hostile. Since
Plaintiff has not raised a genuine issue of material fact on his claim of severe or pervasive
discriminatory harassment, summary judgment must be granted in favor of Defendant MSU.
F. Title VII and NJLAD Retaliation Claims
Plaintiff alleges that Defendant MSU retaliated against him for filing a grievance
complaint with MSU’s human resources department on July 5, 2007. (Pl.’s Br., Ex. F.) He also
seeks to hold the individual Defendants accountable for retaliation under the NJLAD on an
aiding and abetting theory of liability. See N.J.S.A. § 10:5-12(e). Defendants seek summary
judgment on these claims because, they argue, Plaintiff did not engage in any protected activity
that was known to the Defendants. Moreover, Defendants argue, Plaintiff did not suffer any
adverse employment actions, there is no nexus between the protected activity and the alleged
actions, and those actions have a legitimate, non-discriminatory basis.
This Court previously found that a reasonable finder of fact could conclude that
Plaintiff’s filing a grievance with MSU constituted a protected action, and that there were factual
disputes precluding summary judgment; for example, the Court found that Plaintiff’s contention
that he was forced to use a shopping cart in lieu of a car to transport tools across campus could be
considered adverse employment action. However, the record in this matter having been further
developed, the Court concludes that Plaintiff cannot show a causal nexus between the protected
activity, and the alleged retaliatory conduct. Therefore, Defendants are entitled to summary
reaching its opinion. See Jiminez v. All Am. Rathskeller, Inc., 503 F.3d 247, 253 (3d Cir. 2007).
judgment on Plaintiff’s retaliation claims.
To establish a prima facie case of retaliation under Title VII, a plaintiff must show that
(1) he engaged in protected activity, (2) the employer took a materially adverse action against
him, and (3) there was a causal connection between the protected activity and the employer’s
action. LeBoon v. Lancaster Jewish Cmty. Ctr. Ass’n, 503 F.3d 217, 231 (3d Cir. 2007).
Similarly, under the NJLAD, a plaintiff must show that (1) the employee engaged in a protected
activity; (2) the employer took an adverse employment action after or contemporaneous with the
employee’s protected activity; and (3) a causal link exists between the employee’s protected
activity and the employer’s adverse action. Abramson v. William Paterson Coll., 260 F.3d 265,
286 (3d Cir. 2001). Under Third Circuit law, “the ‘adverse employment action’ element of a
plaintiff’s prima facie case under both NJLAD and Title VII incorporates the requirement that the
retaliatory conduct rise to the level of a violation of 42 U.S.C. § 2000e-2(a)(1) or (2).” Robinson
v. City of Pittsburgh, 120 F.3d 1286, 1300-1301 (3d Cir. 1997). Those statutory provisions state:
(a) Employer practices. It shall be an unlawful employment practice for an
employer-(1) to fail or refuse to hire or to discharge any individual, or otherwise to
discriminate against any individual with respect to his compensation, terms,
conditions, or privileges of employment, because of such individual’s race, color,
religion, sex, or national origin; or
(2) to limit, segregate, or classify his employees or applicants for employment in
any way which would deprive or tend to deprive any individual of employment
opportunities or otherwise adversely affect his status as an employee, because of
such individual’s race, color, religion, sex, or national origin.
42 U.S.C. § 2000e-2.
Plaintiff’s formal complaint to MSU’s HR Department in July of 2007, addressed by
Barbara Milton, and an informal complaint to Keesha Chavis in March of 2006 were the only
complaints that he made to individuals at MSU. (McGarvey Cert., Ex. B, Ventura Dep. at
164:18-22.) Plaintiff alleges that, in retaliation to his complaint(s), Defendant Marzullo forced
him to use a shopping cart or public buses to transport his tools to jobs, instead of a car. Id. at
162:4- 164:3. Plaintiff has also alleged, in deposition testimony, that he was given arduous or
unpleasant carpenter jobs by Defendant Fornarotto, in retaliation to his complaints. Id. at
184:13-187:11.
Defendants now argue that Plaintiff has failed to offer any evidence that Mr. Marzullo or
Mr. Fornarotto were aware of Plaintiff’s complaints. Ms. Milton, the Director of the Equal
Opportunity, Affirmative Action, and Diversity in the MSU HR department, received Plaintiff’s
July 5, 1007 grievance from the EEOC. (McGarvey Cert., Ex. X.) She avers that, in order to
prepare her responsive statement, the only individual at MSU with whom she spoke was Ms.
Keesha Chavis. She never spoke with Mr. Vitiello, Mr. Marzullo, Walter Watkins, Dr. Timothy
Carey, Walter Eddy, Theresa Geordino, Joseph Fornarotto, Evrin Aya, or Robert Caputo, the
other named Defendants. However, Plaintiff asserts that his complaint to the HR Department
was also forwarded to the Vice President the Plaintiff’s Union, who spoke with Plaintiff
regarding his complaint, and apparently liased with individuals at MSU regarding the grievance.
Id. at 95:6 - 96:12. Plaintiff also claims that, following the grievance, he spoke with the Vice
President about Defendant Vitiello holding work orders that had been assigned to Plaintiff on
days that Plaintiff called in sick, though the orders could (and, according to Plaintiff, should)
have been assigned to others. The Vice President told Plaintiff that she would speak with Mr.
Vitiello personally about the issue. Thus, there is some evidence from which a fact-finder could
infer that the Defendants – particularly, Mr. Vitiello, Plaintiff’s supervisor – were aware of
Plaintiff’s complaints.
However, even if Defendants were aware of the complaints, and assuming that the
retaliatory conduct alleged by Plaintiff constitutes materially adverse employment action,
Plaintiff has failed to show that the alleged retaliatory treatment was causally related to his
grievance or his informal complaints to Ms. Davis. Plaintiff’s allegations of retaliatory treatment
include: (1) that he was forced to use a shopping cart to transport tools around campus; (2) that
he was forced to take public transportation to certain jobs; (3) that he was given less desirable job
assignments at times, including, on one instance, cleaning a toilet.15 To establish a nexus
between these events and the protected activity, temporal proximity alone will not suffice, unless
the proximity is “unusually suggestive.” LeBoon v. Lancaster Jewish Comty. Ctr. Ass’n, 503
F.3d 217, 232 (3d Cir. 2007). A gap of three months between the protected activity, and the
retaliatory action(s), “without more, cannot create an inference of causation and defeat summary
judgment.” Id. at 233. Where there is not a suggestive temporal link, the plaintiff must offer
some other evidence of causation, such as “intervening antagonism or retaliatory animus,
inconsistences in the employer’s articulated reasons for terminating the employee, or any other
evidence in the record sufficient to support the inference of retaliatory animus.” Id. at 232 (citing
Farrell v. Planters Livesavers Co., 206 F.3d 271, 279-81 (3d Cir. 2000)); see also Woods-Pirozzi
v. Nabisco Foods, 290 N.J. Super. 252, 274-75 (N.J. Sup. Ct. App. Div. 1996) (to survive
summary judgment on an NJLAD claim of retaliation, the plaintiff must create a genuine issue of
material fact as to whether the protected activity was the actual cause of the retaliatory conduct).
Here, Plaintiff offers no temporal link between the three retaliatory incidents listed above, and
his complaint to MSU or to Ms. Chavis. Indeed, neither Plaintiff’s Complaint, nor his deposition
testimony, nor the affidavit in support of his opposition to Defendants’ summary judgment
15
Plaintiff also alleges that Mr. Vitiello “held” work orders that had previously been
assigned to Plaintiff on days that he was out sick, rather than reassigning them to other
employees, but when asked whether Plaintiff was ever disciplined as a result of work orders not
being completed, Plaintiff stated: “No, never.” (McGarvey Cert., Ex. B., Ventura Dep. at 157:69.)
motion (which, as noted above, appears to be a sham affidavit) sets forth even approximate dates
on which the alleged retaliatory conduct occurred. (Compl. ¶ 16), (McGarvey Cert., Ex. B,
Ventura Dep. at 162:20, 187:5-11.) Merely stating, in a conclusory fashion, that these events
occurred “after” or “subsequent” to the filing of Plaintiff’s complaint, or “two years ago,” does
not suffice. Id. Moreover, Plaintiff fails to offer any evidence that retaliatory animus motivated
Mr. Marzullo or Mr. Fornarotto in their actions toward Plaintiff. Therefore, Plaintiff has not
demonstrated a causal connection between the filing of his complaints, and the alleged adverse
employment actions, nor has he created a genuine issue of material fact on this element.
Therefore, the Court shall grant summary judgment in favor of the Defendants on Plaintiff’s Title
VII and NJLAD retaliation claims.
Finally, individuals may only be held liable under the NJLAD pursuant to an aiding or
abetting theory. Tarr v. Ciasulli, 181 N.J. 70, 84 (2004). To make such a finding, the employer
must first be found liable. Id. at 82-83. Because the Court finds that MSU cannot be held liable
for violations of the NJLAD, Plaintiff has also failed to allege evidence of aiding or abetting by
the individual named Defendants.
III.
CONCLUSION
For the foregoing reasons, Defendants are entitled to summary judgment on Plaintiff’s
Title VII, ADEA and NJLAD claims. However, Defendants are not entitled to summary
judgment on Plaintiff’s Section 1983 claim. An appropriate form of Order will be filed herewith.
s/Stanley R. Chesler
STANLEY R. CHESLER
United States District Judge
Dated: December 19, 2011
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?