STARR v. WARREN et al
Filing
21
OPINION. Signed by Judge Dickinson R. Debevoise on 4/7/14. (gmd, )
NOT FOR PUBLICATION
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
DAVID TERRELL STARR,
Petitioner,
v.
CHARLES WARREN, et al.,
Respondents.
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Civil Action No. 12-0543(DRD)
OPINION
APPEARANCES:
David Terrell Starr
New Jersey State Prison
P.O. Box 861
Trenton, NJ 08625
Petitioner pro se
Sara B. Liebman
Special Deputy Attorney General/
Acting Assistant Prosecutor
Union County Prosecutor’s Office
32 Rahway Avenue
Elizabeth, NJ 07202
Counsel for Respondents
DEBEVOISE, District Judge
Petitioner David Terrell Starr, a prisoner currently
confined at New Jersey State Prison, has submitted a petition
for a writ of habeas corpus pursuant to 28 U.S.C. § 2254,
challenging his conviction and sentence for murder and related
offenses.
The respondents are Administrator Charles Warren and
the Attorney General of New Jersey.
For the reasons stated herein, the Petition shall be
denied.
I.
A.
BACKGROUND
Factual Background
The relevant facts are set forth in the opinion of the
Superior Court of New Jersey, Appellate Division.1
We briefly summarize the key evidence presented
at trial. On March 14, 2003, at approximately 7:05
a.m., Officer Sean McGuire (McGuire) of the Plainfield
Police Department (PPD) was dispatched to a residence
on Evona Avenue based on a report that a man was
bleeding from the head. McGuire entered the residence
and was directed to the basement, where he observed
L.J. laying on a mattress in the rear of the basement.
L.J. was alive, but his heart rate was rapid and
breathing labored.
McGuire immediately called for the rescue squad,
which responded to the scene and attempted to perform
medical treatment upon the victim. L.J. was pronounced
dead at 7:43 a.m. He was fifteen years old at the
time. McGuire testified that, while in the basement of
the Evona Avenue residence, he observed a plastic bag
containing suspected crack cocaine on an
“entertainment center” that held a television.
Dr. Leonard Zaretski (Zaretski) performed an
autopsy on L.J.'s body the following day. Zaretski
Pursuant to 28 U.S.C. § 2254(e)(1), “In a proceeding instituted
by an application for a writ of habeas corpus by a person in
custody pursuant to the judgment of a State court, a
determination of a factual issue made by a State court shall be
presumed to be correct. The applicant shall have the burden of
rebutting the presumption of correctness by clear and convincing
evidence.”
1
2
testified that L.J. died as a result of two gunshot
wounds to the head. Detective Michael Sandford of the
Union County Police Department testified that the
bullets removed from L.J.'s body were .32 caliber
projectiles, and were fired from the same weapon.
Officer Glenn Trescott (Trescott) of the PPD testified
that he found .32 caliber ammunition behind an air
duct in the basement of the residence. He also found a
.45 caliber handgun, a 9 millimeter handgun, suspected
cocaine, and twenty three bags of marijuana.
T.J. is L.J.'s mother. T.J. testified that in
March 2003, she was living in the residence on Evona
Avenue with L.J., her daughters S.T.J., S.I.J., and
S.A.J., and another son, K.J. T.J. testified that L.J.
slept in the finished basement of the house.
T.J. stated that on the morning of March 14,
2003, she asked S.I.J. to go and wake L.J. S.I.J.
returned with a paper towel full of blood and said
that L.J. would not wake up. T.J. went to the
basement. She shook L.J. and lifted his arms. He
gasped for air but did not verbally respond. T.J.
called the police.
T.J. stated that defendant was L.J.'s cousin.
Defendant slept in her home during the evening of
March 13, 2003. K.C., to whom T.J. referred as her
“godbrother,” also stayed in the house that night.
K.C. slept in the living room on the first floor.
T.J. said that the stairway from the first floor
was the only way to gain access to the basement. There
was a window in the basement but the window was
screwed shut. T.J. also said that there were two
entrances on the first floor of the house. The front
door had two locks, one of which was a dead bolt lock.
The back door had similar locks. In addition, T.J. had
a dog that was free to roam around the house.
According to T.J., the dog did not take “kindly” to
strangers.
T.J. testified that on the night before L.J. was
killed, she heard defendant ask L.J. if he could wear
one of his outfits. L.J. refused. T.J. said that L.J.
owned a brown sweat suit. L.J. also owned diamond
earrings. In addition, he had a long chain and
3
medallion with diamonds. T.J. additionally testified
that on the morning of March 14, 2003, she heard
gunshots at around 6:30 a.m. T.J. said that she was
awake at the time, sitting on her bed, watching the
news on television.
L.J.'s sister S.I.J. testified that on March 13,
2003, defendant was staying in L.J.'s room in the
basement of the house. Sometime during the day, S.I.J.
went down to the basement. L.J. had gone out and
defendant was there with S.I.J.'s other brother, K.J.
S.I.J. saw K.J. reach under a pillow on a couch and
pull out a gun. She also observed defendant walk over
to L.J.'s cabinet, pull out a “little gun” and point
it at K.J. S.I.J. went upstairs to the second floor
and, at some point, went to sleep.
S.I.J. testified that the following morning, she
awoke around 6:00 a.m. and heard sounds “like a
firecracker.” S.I.J. heard two sounds, minutes apart.
She said that the sounds were coming from beneath her.
S.I.J. observed defendant coming up the stairs.
Defendant gave S.I.J. a “high-five” and he went into
the bathroom. About ten minutes later, S.I.J. went
down to wake L.J.
On the first floor, S.I.J. noticed that the front
door was unlocked. K.C. was asleep. S.I.J. went down
to the basement. She saw L.J. lying on a mattress on
the floor. He had a cover over his face. S.I.J. pulled
the cover back and told L.J. to wake up. L.J. did not
awaken and S.I.J. started to shake him. She then
observed blood.
K.C. testified that he was staying at the T.J.'s
residence on the night of March 13, 2003. K.C. said
that he arrived at the house between 8:00 and 8:30
p.m. and defendant answered the door. K.C. never met
defendant before. K.C. entered the house and T.J.
arrived about fifteen minutes later.
K.C. stated that L.J. was in the house. K.C. was
present when defendant asked L.J. if he could wear his
sweat suit and boots and L.J. refused. K.C. said that
defendant seemed “a little bit aggravated.” L.J. and
defendant left the house together but later, defendant
returned without L.J.
4
K.C. testified that afterwards, L.J. returned
home. K.C. was in the living room on the first floor.
L.J. showed K.C. “a big handful of money” and went
downstairs to the basement. K.C. remained upstairs and
slept on the couch. Sometime between 2:30 and 3:30
a.m., a man came to the door. K.C. said that the man
identified himself as C.J., T.J. “or something to that
effect.” The man asked to come in and said that he
needed to speak to L.J.
K.C. went to the basement, woke L.J. and asked if
he knew the person at the door. L.J. said that he did.
K.C. went upstairs, let the man into the house, and
took him downstairs. L.J. and the man spoke briefly.
According to K.C., defendant was asleep in the
basement and did not wake up. The man left and K.C.
locked the door.
K.C. stated that while he was in the basement, he
did not see anyone shoot L.J. He also said that, to
the best of his knowledge, no one came into the house
at any time after that. [K.C.] woke the following
morning when S.I.J. came downstairs, opened the front
door, and went into the basement to wake L.J.
L.J.'s sister S.T.J. testified that defendant was
at T.J.'s residence on the evening of March 13, 2003.
That evening, S.T.J. saw defendant standing at the top
of the stairway on the second floor with a black
handgun in his waistband. Defendant said something
about leaving and going to Virginia. S.T.J. went to
sleep about 11:00 p.m. and woke around 6:30 a.m. the
following day.
S.T.J. recalled hearing two “loud bangs.” She
heard the first sound shortly after she woke up, when
she was on her way upstairs to the third floor. S.T.J.
was on her way down from the third floor when she
heard the second sound. S.T.J. thought the sounds came
from downstairs. After she heard the two “bangs,”
S.T.J. saw her sister, S.I.J. She was wearing plastic
gloves and was holding bloody paper towels. S.I.J.
told her that L.J. was downstairs and he was lying in
“two piles of blood.”
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S.C. lived next door to the T.J.'s home. She knew
L.J. for about four years and said he was her “best
friend.” S.C. met defendant for the first time in the
morning on March 13, 2003. Later that day, S.C. was in
the basement of T.J.'s home with L.J. and defendant.
She said that L.J. was counting money and he was
“about to chop some drugs up.”
She testified that she counted a total of $7,800.
She put about $4,000 in a vent, $1,300 in a coat, and
L.J. took the remainder. L.J. put some of the drugs in
a plastic bag and placed the bag on top of the vent.
Drugs also were placed behind the sofa. S.C. said that
there was a shotgun behind the sofa and two guns were
underneath the entertainment system. Another gun was
broken but defendant fixed it and he handed it to
S.C.. She placed the gun on top of the vent.
In the morning of March 14, 2003, S.C. saw the
ambulance and police at L.J.'s house. She tried
calling L.J. on his cell phone but he did not answer.
Later that day, S.C. saw defendant at the police
precinct. He was wearing a brown outfit that belonged
to L.J. S.C. said that L.J. had two diamond earrings,
a pinky ring, and a chain with a pendant with two
praying hands. S.C. said that L.J. never loaned his
clothes or jewelry to anyone.
S.C. testified that after L.J. was killed, she
returned to his room with the police to show them
where the drugs, money and guns were. Some of the
money was missing. The police found some of the drugs
that were placed on top of the vent. They also found
the guns under the entertainment center but did not
find the shotgun behind the couch or the gun on top of
the vent.
Tammy Green (Ms. Green) is T.J.'s cousin.
Defendant is also her cousin and he would occasionally
stay at her house. Defendant came to Ms. Green's home
at about 7:45 a.m. or 8:00 a.m. on March 14, 2003.
Defendant was wearing L.J.'s brown velour sweat suit.
Defendant also was wearing L.J.'s gold chain. Ms.
Green said that defendant took off the chain and
placed it on the dining room table.
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Ms. Green said that defendant went to the door
because his sister Vanessa was outside screaming. Ms.
Green let Vanessa into the house. According to Ms.
Green, Vanessa was “hysterical, [and] freaked out.”
Vanessa said that L.J. was dead. Defendant was
standing next to Vanessa. Ms. Green said that
defendant displayed “no type of feeling, or anything
at all.”
Ms. Green traveled to Plainfield in a car with
defendant and others. They stopped at a convenience
store because defendant said that he “needed to get” a
Pepsi. Defendant went into the store and came out with
a bottle of Pepsi. Ms. Green said defendant “kind of
like washed his hands with it.” Later, Ms. Green told
defendant that she heard people saying that he killed
L.J. Defendant replied that this was “bull shit.”
Referring to L.J., defendant stated that “when he
left, that mother fucker was alive.”
Markell Green (Mr. Green) testified that, at the
time of L.J.'s death, he was living with his sister,
Tammy. Mr. Green said that defendant came to the house
on the morning of March 14, 2004. He was wearing a
rust-colored sweat suit and a chain with diamonds.
Defendant's sister arrived and she was screaming.
Defendant placed the chain on the table. Calls about
L.J. started coming in. Mr. Green asked defendant
where he got the chain, and defendant said that he and
L.J. “went shooting in the Projects early in the
morning” and some persons “started dropping things.”
Mr. Green went with his sister, defendant and
others to Plainfield. Mr. Green recounted that they
stopped at a store where defendant purchased a Pepsi.
Defendant did not drink any of the soda but used it to
wipe off his skin from the arms down. According to Mr.
Green, defendant said that he was rubbing the Pepsi on
his hands because he had been “shooting in the
Projects earlier that morning.” According to Mr.
Green, when they arrived at T.J.'s residence,
defendant asserted that “C.J. did it.”
Peter Martin (Martin) was incarcerated in the
Union County jail in March and April of 2003. Martin
met defendant in the special housing unit of the jail.
Defendant told Martin that he shot L.J. twice in the
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back of the head while L.J. was sleeping. Defendant
said that he used L.J.'s .32 caliber weapon. Defendant
told Martin that after the shooting, he removed his
clothes, changed into L.J.'s sweat suit, took a gold
chain and money, boarded a bus to Newark and later
took a taxi to Ms. Green's house in East Orange.
Defendant said that he needed the money and had to go
to Virginia because his girlfriend was going to have
his baby the following month. Defendant told Martin
that “he washed his hands off with Pepsi to get the
gunpowder off.” Defendant also told Martin that he had
taken L.J.'s necklace.
Defendant did not testify and called no witnesses
to testify on his behalf.
State v. Starr, No. A-15891589-05T4-05, 2007 WL 2935055, *1-*5
(N.J. Super. App. Div. Oct. 9, 2007).
B.
Procedural History
Petitioner was charged under a Union County indictment with
murder, N.J.S.A. 2C:11-3a(1) and/or (2) (count one); felony
murder, N.J.S.A. 2C:11-3a(3) (count two); robbery, N.J.S.A.
2C:15-1 (count three); unlawful possession of a firearm,
N.J.S.A. 2C:58-4 (count four); and possession of a weapon for an
unlawful purpose, N.J.S.A. 2C:39-4a (count five).
Following a
jury trial, Petitioner was convicted of all charges.
Petitioner was sentenced on July 29, 2005.
at Da4-Da5; Ex. Ra22.)
(Answer, Ex. 1
Having found several aggravating
factors, and no mitigating factors, the judge imposed a 60-year
term of imprisonment on the murder charge, subject to the 85
percent parole disqualifier as prescribed by the New Jersey No
Early Release Act (“NERA”), N.J.S.A. 2C:43-7.2.
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The trial court
imposed the same sentence for the felony murder conviction, to
run concurrently to the sentence on the murder conviction, and
then merged the remaining counts, imposing a four-year sentence,
concurrent to the murder sentence.
On direct appeal, the New Jersey Court of Appeals affirmed
the convictions, but vacated certain aspects of Petitioner’s
sentences on counts two, three, and five, which it found were
not correctly merged, and remanded for entry of a corrected
judgment.
State v. Starr, 2007 WL 2935055.
On January 24,
2008, the Supreme Court of New Jersey denied certification.
State v. Starr, 193 N.J. 587 (2008).
Petitioner did not seek a
writ of certiorari from the United States Supreme Court.
On August 5, 2008, Petitioner filed his state petition for
post-conviction relief (the “PCR petition”).
After oral
argument, but without an evidentiary hearing, the trial court
denied post-conviction relief, which the Appellate Division
affirmed on March 30, 2011.
State v. Starr, 2011 WL 1135116
(N.J. Super. App. Div. March 30, 2011); (Answer, Doc. No. 16,
Ex. 7, Defendant’s Brief on Appeal, at Da68, Order denying postconviction relief, April, 27, 2009).
On September 22, 2011, the
Supreme Court of New Jersey denied certification.
State v.
Starr, 208 N.J. 339 (2011).
This Petition timely followed.
the following grounds for relief:
9
Here, Petitioner asserts
(1) that his right to a fair
trial was prejudiced by the prosecutor’s misuse of Dr.
Bakowska’s expert testimony, (2) that the trial court’s ruling
precluding him from presenting proof of L.J.’s gang involvement,
to show that third-party guilt, deprived him of his rights under
the Fifth, Sixth, and Fourteenth Amendments, (3) that the
aggregate 60-year sentence imposed was manifestly excessive,
constituted an abuse of judicial discretion, and violated State
v. Natale, 184 N.J. 458 (2005),1 and (4) that the prosecutor’s
summation violated Petitioner’s right to a fair trial.
Respondents timely answered.
This Court granted Petitioner
leave to reply, including an extension of time to reply.
Petitioner has not filed a reply.
On or about November 20, 2013, after the Respondents filed
their Answer, Petitioner sent a Letter [20] to the Court,
explaining that he had stapled to the Petition a claim for
ineffective assistance of counsel, that was not addressed in the
Respondents’ Answer, and asking the Court to allow him to raise
the ineffective assistance of counsel issue.
Respondents have
not responded to Petitioner’s letter.
Briefing is complete and this matter is ready for decision.
In State v. Natale, the Supreme Court of New Jersey held that
the imposition of “a sentence above the presumptive statutory
term based solely on a judicial finding of aggravating factors,
other than a prior criminal conviction, violates a defendant’s
Sixth Amendment jury trial guarantee.” 184 N.J. at 466
(applying Blakely v. Washington, 542 U.S. 296 (2004)).
1
10
II.
28 U.S.C. § 2254
As amended by the Antiterrorism and Effective Death Penalty
Act of 1996 (AEDPA), Pub. L. No. 104-132, 110 Stat. 1214 (1996),
28 U.S.C. § 2254 now provides, in pertinent part:
(a) The Supreme Court, a Justice thereof, a circuit
judge, or a district court shall entertain an
application for a writ of habeas corpus in behalf of a
person in custody pursuant to the judgment of a State
court only on the ground that he is in custody in
violation of the Constitution or laws or treaties of
the United States.
With respect to any claim adjudicated on the merits in
state court proceedings, the writ shall not issue unless the
adjudication of the claim
(1) resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme
Court of the United States; or
(2) resulted in a decision that was based on an
unreasonable determination of the facts in light of
the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d).
A state court decision is Acontrary to@ Supreme Court
precedent Aif the state court applies a rule that contradicts the
governing law set forth in [Supreme Court] cases,@ or Aif the
state court confronts a set of facts that are materially
indistinguishable from a decision of th[e] Court and
nevertheless arrives at a result different from [the Court=s]
precedent.@
Williams v. Taylor, 529 U.S. 362, 405-06 (2000)
11
(O=Connor, J., for the Court, Part II), cited in Ely v. Erickson,
712 F.3d 837 (3d Cir. 2013).
A state court decision Ainvolve[s] an unreasonable
application@ of federal law Aif the state court identifies the
correct governing legal rule from [the Supreme] Court=s cases but
unreasonably applies it to the facts of the particular state
prisoner=s case,@ and may involve an Aunreasonable application@ of
federal law Aif the state court either unreasonably extends a
legal principle from [the Supreme Court=s] precedent to a new
context where it should not apply or unreasonably refuses to
extend that principle to a new context where it should apply,@
(although the Supreme Court expressly declined to decide the
latter).
Id. at 407-09.
See also Moore v. DiGuglielmo, No. 09-
2189, 489 F.App’x 618, 624 n.2 (3d Cir. 2012) (noting the same).
To be an Aunreasonable application@ of clearly established
federal law, the state court=s application must be objectively
unreasonable.
Williams, 529 U.S. at 409.
“This standard ... is
‘difficult to meet’: To obtain habeas corpus relief from a
federal court, a state prisoner must show that the challenged
state-court ruling rested on ‘an error well understood and
comprehended in existing law beyond any possibility for
fairminded disagreement.’”
Metrish v. Lancaster, 133 S.Ct.
1781, 1786-87 (2013) (quoting Harrington v. Richter, 131 S.Ct.
770, 786-87 (2011)).
In determining whether the state court=s
12
application of Supreme Court precedent was objectively
unreasonable, a habeas court may consider the decisions of
inferior federal courts.
Matteo v. Superintendent, 171 F.3d
877, 890 (3d Cir. 1999), cited in Glenn v. Wynder, No. 12-4333,
2014 WL 642947, *5 n.6 (3d Cir. Feb. 20, 2014) and Hardcastle v.
Horn, 368 F.3d 246, 256 n.3 (3d Cir. 2004).
Even a summary adjudication by the state court on the
merits of a claim is entitled to § 2254(d) deference.
Chadwick
v. Janecka, 312 F.3d 597, 605-06 (3d Cir. 2002) (citing Weeks v.
Angelone, 528 U.S. 225, 237 (2000)), cited in Wright v. Vaughn,
473 F.3d 85, 91 (3d Cir. 2006).
With respect to claims
presented to, but unadjudicated by, the state courts, however, a
federal court may exercise pre-AEDPA independent judgment.
See
Holloway v. Horn, 355 F.3d 707, 718 (3d Cir. 2004); Hameen v.
State of Delaware, 212 F.3d 226, 248 (3d Cir. 2000), cert.
denied, 532 U.S. 924 (2001).
In such instances, “the federal
habeas court must conduct a de novo review over pure legal
questions and mixed questions of law and fact, as a court would
have done prior to the enactment of AEDPA.”
Appel v. Horn, 250
F.3d 203, 210 (3d Cir. 2001) (citing McCandless v. Vaughn, 172
F.3d 255, 260 (3d Cir. 1999)); Collins v. Secretary of
Pennsylvania Dept. of Corrections, 742 F.3d 528, 544 and n.9
(2014) (citing Appel).
“However, § 2254(e)(1) still mandates
that the state court’s factual determinations are presumed
13
correct unless rebutted by clear and convincing evidence.”
Simmons v. Beard, 581 F.3d 158, 165 (3d Cir. 2009).
The deference required by § 2254(d) applies without regard
to whether the state court cites to Supreme Court or other
federal caselaw, “as long as the reasoning of the state court
does not contradict relevant Supreme Court precedent.”
Priester
v. Vaughn, 382 F.3d 394, 397-98 (3d Cir. 2004) (citing Early v.
Packer, 537 U.S. 3 (2002); Woodford v. Visciotti, 537 U.S. 19
(2002)).
Finally, a pro se pleading is held to less stringent
standards than more formal pleadings drafted by lawyers.
Estelle v. Gamble, 429 U.S. 97, 106 (1976); Haines v. Kerner,
404 U.S. 519, 520 (1972).
A pro se habeas petition and any
supporting submissions must be construed liberally and with a
measure of tolerance.
See Royce v. Hahn, 151 F.3d 116, 118 (3d
Cir. 1998); Lewis v. Attorney General, 878 F.2d 714, 721-22 (3d
Cir. 1989); United States v. Brierley, 414 F.2d 552, 555 (3d
Cir. 1969), cert. denied, 399 U.S. 912 (1970).
III.
A.
ANALYSIS
Expert Testimony
Petitioner contends that he was deprived of his right to a
fair trial by the admission of the expert testimony of Dr.
Elzbieta Bakowska, because she presented an opinion based on
pure speculation, without an adequate factual basis.
14
On direct
appeal, the Appellate Division found that the trial court had
erred in allowing Dr. Bakowska to testify that residue found on
Petitioner’s hand “could” be gunshot residue, but found the
error harmless.
Defendant argues that he was denied his right to
a fair trial by the admission of testimony by Dr.
Elabieta Bakowska (Bakowska). We disagree.
Bakowska was qualified to testify as an expert in
the field of elemental analysis and gunshot residue.
Bakowska testified that the presence of antimony,
barium, lead and copper is consistent with gunshot
residue. Bakowska stated that she analyzed certain
samples taken from defendant. She found no antimony,
barium, lead or copper in the swabs of defendant's
left palm and the back of the left hand, but she found
low levels of lead and copper in the swabs of the
right palm and the back of the right hand.
Bakowska explained that the best time to collect
gunshot residue is “[a]s soon as possible.” Gunshot
residue consists of microscopic particles that can be
removed over time. She said that it is “very rare to
find any of the elements characteristic for gunshot
residue [past] four hours of the time of shooting.”
Bakowska commented that any washing of the hands will
remove the particles, and Pepsi and other soft drinks
contain phosphoric acid that “help[s] dissolve gunshot
residue particles.” Bakowska was asked whether the
lead and copper found on defendant's hand could have
come from gunshot residue. She replied, “It could.”
Defendant argues that Bakowska's testimony was
not relevant. He further contends that, if the
testimony was relevant, it should have been excluded
under N.J.R.E. 403 because its probative value was
outweighed by the risk of undue prejudice. Defendant
additionally argues that the judge erred by failing to
instruct the jurors that they could not infer from
Bakowska's testimony that gunshot residue was, in
fact, found on defendant's hand. These contentions
were not raised at trial. Therefore, we consider
whether the admission of this testimony was erroneous
15
and, if so, whether it constitutes plain error. R.
2:10-2.
We reject defendant's contention that Dr.
Bakowska's testimony was irrelevant. “Relevant
evidence” is evidence “having a tendency in reason to
prove or disprove any fact of consequence to the
determination of the action.” N.J.R.E. 401. Evidence
is relevant when it “renders the desired inference
more probable than it would be without the evidence.”
Verdiccio v. Ricca, 179 N .J. 1, 33 (2004) (quoting
State v. Davis, 96 N.J. 611, 619 (1984)). Evidence is
considered to be relevant when it supports the
existence of a specific fact, “even obliquely.” Id. at
34.
Bakowska's testimony established that low levels
of lead and copper were found in the samples taken
from defendant's hand. Bakowska testified that lead
and copper are elements found in gunshot residue. She
explained that gunshot residue may dissipate in time,
and Pepsi could be used to remove such residue. In our
view, Bakowska's testimony on these issues was
relevant. Her testimony made it more probable than not
that defendant shot L.J. Moreover, we are not
convinced that Barkowska's testimony on these isssues
should have been excluded pursuant to N.J.R.E. 403.
Bakowska's testimony was probative and its probative
value was not outweighed by any undue prejudice that
might result from its admission.
We agree that Bakowska should not have been
permitted to testify that the low level of lead and
copper found on defendant's hand “could” be gunshot
residue. An expert's opinion must be “framed in terms
of probability,” not “mere possibility.” Scully v.
Fitzgerald, 179 N.J. 114, 128 (2004). See also Grzanka
v. Pfeifer, 301 N.J.Super. 563, 580 (App. Div. 1997),
certif. denied, 154 N.J. 607 (1998) (noting that
expert testimony cannot be based on “unfounded
speculation and unquantified possibilities”). However,
the admission of Bakowska's opinion does not warrant
reversal of defendant's conviction. There was
overwhelming evidence from which a jury could
reasonably find beyond a reasonable doubt that
defendant shot and killed L.J. Viewing the record as a
whole, the admission of Bakowska's opinion was
16
erroneous but it was not clearly capable of producing
an unjust result. R. 2:10-2.
State v. Starr, 2007 WL 2935055 at *5-*6.
It is well-established that the violation of a right
created by state law is not cognizable as a basis for federal
habeas relief.
Estelle v. McGuire, 502 U.S. 62, 67-68 (1991)
(“We have stated many times that ‘federal habeas corpus relief
does not lie for errors of state law.’” (quoting Lewis v.
Jeffers, 497 U.S. 764, 680 (1990))); Ross v. District Attorney
of the County of Allegheny, 672 F.3d 198, 207 n.5 (3d Cir. 2012)
(citing Estelle).
Accordingly, Petitioner cannot obtain relief
for the alleged errors in state law evidentiary rulings, unless
they rise to the level of a deprivation of due process.
See
Estelle, 502 U.S. at 70 (“‘the Due Process Clause guarantees
fundamental elements of fairness in a criminal trial’”) (quoting
Spencer v. Texas, 385 U.S. 554, 563-64 (1967)).
For a habeas petitioner to prevail on a claim that an
evidentiary error amounted to a deprivation of due process, he
must show that the error was so pervasive as to have denied him
a fundamentally fair trial.
Keller v. Larkins, 251 F.3d 408,
413 (3d Cir.), cert. denied, 534 U.S. 973 (2001), cited in Lee
v. Glunt, 667 F.3d 397, 403 (3d Cir. 2012).
Here, this Court agrees with the Appellate Division that,
even if there was an error of state law in admitting the
17
expert’s testimony regarding the possibility that residue on
Plaintiff’s hands might indicate that he had fired a gun, that
error was not so pervasive as to have denied Petitioner a fair
trial.
In particular, the Court notes that two other witnesses
testified that Petitioner had advised them that he had been
shooting that morning and that they witnessed Petitioner
attempting to wash away any possible residue.
In light of this
testimony, as well as the other substantial evidence of guilt,
Petitioner cannot establish that the erroneous admission of the
expert’s testimony deprived him of a fundamentally fair trial.
Petitioner is not entitled to relief on this claim.
B.
Exclusion of Gang Affiliation Evidence
Petitioner contends that the trial court deprived him of a
fair trial when it precluded testimony of the victim’s gang
involvement to show third party guilt.
The Appellate Division
rejected this claim on direct appeal.
We turn to defendant's assertion that the trial
judge erred by precluding defendant from eliciting
testimony from T.J., S.T.J., and S.C. concerning
L.J.'s “gang involvement.” Defendant proffered this
testimony in order to show possible third-party guilt.
After conducting hearings respecting this testimony
pursuant to N.J.R.E. 104, the judge ruled that
defendant had not established the requisite factual
basis to show potential third-party guilt, and
precluded defendant from eliciting this testimony.
“The constitutional right to present a defense
confers on the defendant the right to argue that
someone else committed the crime.” State v. Fortin,
178 N.J. 540, 590 (2004) (citing State v. Jimenez, 175
18
N.J. 475, 486 (2003), State v. Koedatich, 112 N.J.
225, 297 (1988), cert. denied, 488 U.S. 1017, 109
S.Ct. 813, 102 L. Ed.2d 803 (1989)). A defendant has a
“right to introduce evidence of third-party guilt ‘if
the proof offered has a rational tendency to engender
a reasonable doubt with respect to an essential
feature of the State's case.’” State v. Cotto, 182
N.J. 316, 332 (2005) (quoting Fortin, supra, 178 N.J.
at 591).
“However, a defendant cannot simply seek to
introduce evidence of ‘some hostile event and leave
its connection with the case to mere conjecture.’” Id.
at 333 (quoting State v. Sturdivant, 31 N.J. 165, 179
(1959), cert. denied, 362 U.S. 956, 80 S.Ct. 873, 4 L.
Ed.2d 873 (1960)). Consequently, a defendant must
establish “some link between the third-party and the
victim or the crime.” Ibid. (quoting Koedatich, supra,
112 N.J. at 301). The trial judge had “broad
discretion to admit or preclude evidence of thirdparty guilt.” Ibid. (citing Fortin, supra, 178 N.J. at
591; Koedatich, supra, 112 N.J. at 300). We consider
defendant's claim of error under an abuse of
discretion standard. Ibid. (citing Fortin, supra, 178
N.J. at 591).
Here, L.J.'s mother testified at the N.J.R.E. 104
hearing that L.J. was involved with a street gang
called the “Clinton Avenue Posse.” T.J. recounted that
L.J. had a fight with someone about three months
before he was killed. However, she stated that L .J.
had never expressed any concern for his safety and
never indicated that he needed protection. T.J.
additionally testified that she did not know whether
L.J. had any enemies and, to her knowledge, he had
never been threatened by anyone. In our view, the
judge correctly found that T.J.'s testimony failed to
establish the requisite factual connection between
L.J.'s “gang-involvement” and his murder.
We reach the same conclusion with regard to the
proffered testimony of L.J.'s sister, S.T.J. She
testified at the N.J.R.E. 104 hearing that L.J. had
some involvement or association with the “Clinton
Avenue Posse.” S.T.J. said that L.J. had “problems”
with a member of the “Sixth Street Gang.” S.T.J.
asserted that the members of these two groups “didn't
19
like each other.” S.T.J. testified that in October
2002, a member of the “Sixth Street Gang” had a fight
with L.J. and beat him in the face with a flashlight.
S.T.J. stated that she told the police that this
individual had gone “around town saying” he did not
like L.J. However, S.T.J. testified that she did not
know of any specific threats to L.J. from anyone. The
record supports the judge's finding that the proffered
testimony failed to establish the required factual
link between L.J.'s gang involvement and his murder.
The same conclusion applies to the proffered
testimony from S.C. She testified at the N.J.R.E. 104
hearing that L.J. was “affiliated” with the “Clinton
Avenue Posse.” She described this group as a “bunch of
kids [who] stayed on the same street.” S.C. did not
consider the “Clinton Avenue Posse” a street gang;
however, she said that members of this group had
disputes with certain persons that “hung out” in the
“Projects.”
S.C. additionally testified that L.J. sold drugs
and carried a knife most of the time. L.J. also
carried a gun on occasion. S.C. knew that L.J.
possessed several guns. S.C. said that she was
concerned about someone wanting to hurt L.J. because a
“guy” in her class at school said that “they” would
“bump him,” meaning “kill him.” S.C. did not interpret
this as a threat because the person who made this
remark did not know L.J. personally and only made the
comment because he knew of L.J.'s “reputation on the
street.”
S.C. agreed that it was known “on the street”
that L.J. had money because he dressed in “fancy
clothes” and had jewelry. However, S.C. admitted that
she never heard anyone threaten L.J. She said that she
knew that an individual with the “Sixth Street” group
had a fight with L.J. But, L.J. never told S.C. that
this person had threatened him. S.C. said that, to her
knowledge, no one from the “Sixth Street” group had
ever threatened L.J. She also said that she did not
know of any threats by anyone in other groups, such as
the group in the “Projects.” We are satisfied that the
trial judge correctly found that S.C. proffered
testimony did not establish the requisite factual link
between possible third-party guilt and L.J.'s murder.
20
In sum, we are convinced that the trial judge did
not abuse his discretion by denying defendant's
application to admit the proffered testimony of L.J.'s
“gang-involvement” to establish possible third-party
guilt.
2007 WL 2935055 at *6-*8.
As noted above, for a habeas petitioner to prevail on a
claim that an evidentiary error amounted to a deprivation of due
process, he must show that the error was so pervasive as to have
denied him a fundamentally fair trial.
F.3d at 413.
Keller v. Larkins, 251
In addition, pursuant to the Sixth Amendment, “In
all criminal prosecutions, the accused shall enjoy the right ...
to be confronted with the witnesses against him; [and] to have
compulsory process for obtaining witnesses in his favor.”
However, “‘state and federal rulemakers have broad latitude
under the Constitution to establish rules excluding evidence
from criminal trials.’”
Homes v. South Carolina, 547 U.S. 319,
324 (2006) (quoting United States v. Scheffer, 523 U.S. 303, 308
(1998); also citing Crane v. Kentucky, 476 U.S. 683, 689-690
(1986); Marshall v. Lonberger, 459 U.S. 422, 438, n. 6 (1983);
Chambers v. Mississippi, 410 U.S. 284, 302-303 (1973); and
Spencer v. Texas, 385 U.S. 554, 564 (1967)).
This latitude, however, has limits. “Whether
rooted directly in the Due Process Clause of the
Fourteenth Amendment or in the Compulsory Process or
Confrontation clauses of the Sixth Amendment, the
Constitution guarantees criminal defendants ‘a
meaningful opportunity to present a complete
21
defense.’” This right is abridged by evidence rules
that “infring[e] upon a weighty interest of the
accused” and are “‘arbitrary’ or ‘disproportionate to
the purposes they are designed to serve.’”
...
While the Constitution thus prohibits the
exclusion of defense evidence under rules that serve
no legitimate purpose or that are disproportionate to
the ends that they are asserted to promote, wellestablished rules of evidence permit trial judges to
exclude evidence if its probative value is outweighed
by certain other factors such as unfair prejudice,
confusion of the issues, or potential to mislead the
jury. ... Plainly referring to rules of this type, we
have stated that the Constitution permits judges “to
exclude evidence that is ‘repetitive ..., only
marginally relevant’ or poses an undue risk of
‘harassment, prejudice, [or] confusion of the
issues.’” See also Montana v. Egelhoff, 518 U.S. 37,
42, 116 S.Ct. 2013, 135 L.Ed.2d 361 (1996) (plurality
opinion) (terming such rules “familiar and
unquestionably constitutional”).
Homes v. South Carolina, 547 U.S. at 324-25 (citations omitted).
Violations of the right to present a defense are subject to
harmless error review.
See, e.g., Crane v. Kentucky, 476 U.S.
683 (1986); Delaware v. Van Arsdall, 475 U.S. 673, 680-84
(1986); Savage v. District Attorney of the County of
Philadelphia, 116 F.App’x 332 (3d Cir. 2004) (unpubl.).
The Compulsory Process clause protects the
presentation of the defendant’s case from unwarranted
interference by the government, be it in the form of
an unnecessary evidentiary rule, a prosecutor’s
misconduct, or an arbitrary ruling by the trial judge.
...
But the right is not absolute. The Sixth
Amendment requires more than a mere showing by the
accused that some relevant evidence was excluded from
22
his trial. Rather, the accused must show how that
testimony would have been both material and favorable
to his defense. ... [E]vidence is material: “only if
there is a reasonable likelihood that the testimony
could have affected the judgment of the trier of
fact.” ... In [United States v. ]Bagley, [473 U.S.
667 (1985), ]the Court further refined the materiality
definition by noting that, “[a] ‘reasonable
probability’ is a probability sufficient to undermine
confidence in the outcome.” Bagley, 473 U.S. at 682,
105 S.Ct. at 3383.
In sum, for [a defendant] to establish that he
was convicted in violation of his Sixth Amendment
right to compulsory process, he must show: first, that
he was deprived of the opportunity to present evidence
in his favor; second, that the excluded testimony
would have been material and favorable to his defense;
and third, that the deprivation was arbitrary or
disproportionate to any legitimate evidentiary or
procedural purpose. Rock v. Arkansas, 483 U.S. 44,
56, 107 S.Ct. 2704, 2711, 97 L.Ed.2d 37 (1987).
Government of the Virgin Islands v. Mills, 956 F.2d 443, 445-46
(3d Cir. 1992) (footnote omitted).
The Court of Appeals noted
that there is little, if any, difference in the analysis of such
a claim under the Sixth Amendment or under the Due Process
Clause.
Mills, 956 F.2d at 445 n.4, cited in U.S. v. Bianchi,
386 F.App’x 156, 159 n.5 (3d Cir. 2010), cert. denied, 131 S.Ct.
1044 (2011).
Here, the Appellate Division found no abuse of discretion
in the trial court’s exclusion of evidence regarding the
victim’s possible gang involvement.
This Court agrees that the
decision to exclude the evidence of gang involvement was not
arbitrary, but was rationally based upon Petitioner’s failure to
23
provide a factual link between the victim’s gang activities and
the circumstances of his death.
Moreover, this Court agrees
that the excluded evidence was not material to the issue of
Petitioner’s guilt, but was merely conjectural.
Accordingly,
Petitioner is not entitled to relief with respect to this claim.
C.
Prosecutorial Misconduct in Closing
Petitioner argues that the prosecutor deprived him of a
fair trial by commenting, in closing argument, about the
possibility that Petitioner had authored notes to T.J. and
Martin, without having first presented an expert witness to
testify that the notes were written by Petitioner.2
In his
remarks, the prosecutor pointed to specific similarities between
Petitioner’s known handwriting exemplars and the two notes that
were purportedly written by him.
Again, the Appellate Division
rejected this argument on direct appeal.
In addition, defendant contends that the
prosecutor improperly compared defendant’s handwriting
with the writing on a note that he “purportedly” wrote
to Martin. Defendant contends that expert testimony
was required to support the prosecutor’s comments.
In his brief on direct appeal, Petitioner challenged the
prosecutor’s references with respect to both notes. (Answer,
Ex. Ra1 at 37-40.) Accordingly, he has exhausted his claim with
respect to both notes. In its opinion, however, the Appellate
Division referred only to the prosecutor’s comments regarding
Petitioner’s purported note to Martin. As the analysis is
applicable to the comments regarding both notes, this Court will
resolve this claim, in its entirety, based on the Appellate
Division’s decision regarding the comments made by the
prosecutor with respect to the note to Martin.
2
24
Improper comments by a prosecutor will not
warrant reversal of a conviction unless the remarks
were “so egregious as to deprive defendant of a fair
trial.” State v. Timmendequas, 161 N.J. 515, 575
(1999), cert. denied, 534 U.S. 858, 122 S.Ct. 136, 151
L.Ed.2d 89 (2001).
In determining whether a prosecutor’s comments
were sufficiently egregious to deny defendant a
fair trial, we consider the tenor of the trial
and the responsiveness of counsel and the court
to the improprieties when they occurred.
Generally, if no objection was made to the
improper remarks, the remarks will not be deemed
prejudicial. Failure to make a timely objection
indicates that defense counsel did not believe
the remarks were prejudicial at the time they
were made. Failure to object also deprives the
court of the opportunity to take curative action.
[Id. at 575-76.]
Here, defense did not object to the prosecutor’s
remarks at the time they were made. This is
understandable because there was nothing objectionable
about the comments.
...
Furthermore, there was nothing improper about the
prosecutor’s comparison of the handwritings. Again,
this was fair comment on the evidence, and expert
testimony was not required to support the prosecutor’s
remarks. See State v. Carroll, 256 N.J. Super. 575,
593-98 (App. Div.), certif. denied, 130 N.J. 18 (1992)
(holding that it was not error to allow jury to make a
comparison of handwriting samples without expert
testimony).
2007 WL 2935055 at *9-*10.
The U.S. Supreme Court has recognized the obligation of a
prosecutor to conduct a criminal prosecution with propriety and
fairness.
25
He may prosecute with earnestness and vigor – indeed,
he should do so. But, while he may strike hard blows,
he is not at liberty to strike foul ones. It is as
much his duty to refrain from improper methods
calculated to produce a wrongful conviction as it is
to use every legitimate means to bring about a just
one. ... Consequently, improper suggestions,
insinuations, and, especially, assertions of personal
knowledge are apt to carry much weight against the
accused when they should properly carry none.
Berger v. United States, 295 U.S. 78, 88 (1935), cited in Cone
v. Bell, 556 U.S. 449, 469 (2009).
As a general rule, under U.S. Supreme Court precedent,
where a prosecutor’s opening or closing remarks are challenged
in habeas, "[t]he relevant question is whether the prosecutor’s
comments ‘so infected the trial with unfairness as to make the
resulting conviction a denial of due process.’"
Darden v.
Wainwright, 477 U.S. 168, 181 (1986) (quoting Donnelly v.
DeChristoforo, 416 U.S. 637 (1974)).
See also Parker v.
Matthews, 132 S.Ct. 2148, 2153 (2012) (noting that the “clearly
established Federal law” relevant to a habeas challenge to a
prosecutor’s closing remarks is the holding set forth in Darden,
in reliance on Donnelly).
Thus, “Supreme Court precedent
counsels that the reviewing court must examine the prosecutor’s
offensive actions in context and in light of the entire trial,
assessing the severity of the conduct, the effect of the
curative instructions, and the quantum of evidence against the
defendant.”
Moore v. Morton, 255 F.3d 95, 107 (3d Cir. 2001).
26
Here, the Appellate Division found no error under state law
in the prosecutor’s comparisons of Petitioner’s known
handwriting exemplars with the handwriting of the note to
Martin.
As state law permits the jury to determine whether the
handwriting was Petitioner’s, the prosecutor’s comments on the
issue, in which he directed the jury to look at particular
similarities between the handwriting in the notes and the known
exemplars, were fair comment on the evidence.
Certainly, in
light of the quantum of evidence against Petitioner, it cannot
be said that the comments on the handwriting infected the trial
with unfairness.
Petitioner is not entitled to relief on this
claim.
D.
Challenge to Sentence
Petitioner claims that the trial court abused its
discretion, and violated State v. Natale, in imposing the 60year NERA sentence, which Petitioner also claims is excessive.
The Appellate Division found no error in the sentencing.
Defendant raises several issues with respect to
his sentences. The judge found aggravating factors
under N.J.S.A. 2C:44-1a(1) (nature and circumstances
of the offense, including whether it was especially
heinous or cruel); N.J.S.A. 2C:44-1a(2) (gravity and
seriousness of harm inflicted on the victim); N.J.S.A.
2C:44-1a(3) (risk that defendant will commit another
offense); N.J .S.A. 2C:44-1a(6) (extent of defendant's
prior record and the seriousness of the offenses of
which he had been convicted); and N .J.S.A. 2C:44-1(9)
(need to deter defendant and others from violating the
law). The judge found no mitigating factors.
27
On count one (murder), the judge imposed a sixtyyear term of incarceration, with a period of parole
ineligibility as prescribed by the No Early Release
Act (NERA), N.J.S.A. 2C:43-7.2. The same sentence was
imposed on count two (felony murder), to run
concurrent to the sentence imposed on count one. The
judge merged counts three (robbery) and five
(possession of a firearm for an unlawful purpose) with
count four (unlawful possession of a weapon) and
imposed a flat, four-year sentence, concurrent to the
sentences imposed on counts one and two.
Defendant contends that the sixty-year sentence
for murder is manifestly excessive, constitutes an
abuse of discretion and violates State v. Natale, 184
N.J. 458 (2005). We disagree. The sentence imposed on
count one is not unduly punitive or an abuse of the
judge's sentencing discretion, and the sentence does
not shock the judicial conscience. State v. O'Donnell,
117 N.J. 210, 215-16 (1989); State v. Roth, 95 N.J.
334, 363-65 (1984).
Defendant additionally argues that the sixty-year
sentence on count one violates Natale. The contention
is entirely without merit. The principles set forth in
Natale do not apply to sentences for murder because
there is no presumptive term for that offense. See
State v. Abdullah, 184 N.J. 497, 507 (2005).
State v. Starr, 2007 WL 2935055 at *10.
A federal court’s ability to review state sentences is
limited to challenges based upon “proscribed federal grounds
such as being cruel and unusual, racially or ethnically
motivated, or enhanced by indigencies.”
See Grecco v. O’Lone,
661, F.Supp. 408, 415 (D.N.J. 1987) (citation omitted).
Thus, a
challenge to a state court’s discretion at sentencing is not
reviewable in a federal habeas proceeding unless it violates a
separate federal constitutional limitation.
28
See Pringle v.
Court of Common Pleas, 744 F.2d 297, 300 (3d Cir. 1984).
See
also 28 U.S.C. § 2254(a); Estelle v. McGuire, 502 U.S. 62, 67
(1991); Lewis v. Jeffers, 497 U.S. 764, 780 (1990).
Petitioner has raised two such challenges:
Here,
(1) that the
sentence is excessive and (2) that the sentence was imposed in
violation of his Sixth Amendment right to trial by jury.
“The Eighth Amendment, which forbids cruel and unusual
punishments, contains a ‘narrow proportionality principle’ that
‘applies to noncapital sentences.’”
Ewing v. California, 538
U.S. 11, 20 (2003) (citations omitted).
The Supreme Court has
identified three factors that may be relevant to a determination
of whether a sentence is so disproportionate to the crime
committed that it violates the Eighth Amendment:
“(1) the
gravity of the offense and the harshness of the penalty; (ii)
the sentences imposed on other criminals in the same
jurisdiction; and (iii) the sentences imposed for commission of
the same crime in other jurisdictions.”
277, 292 (1983).
Solem v. Helm, 463 U.S.
More recently, Justice Kennedy has explained
that Solem does not mandate comparative analysis within and
between jurisdictions, see Harmelin v. Michigan, 501 U.S. 957,
1004-05 (1991) (Kennedy, J., concurring in part and concurring
in judgment), and he has identified four principles of
proportionality review--“the primacy of the legislature, the
variety of legitimate penological schemes, the nature of our
29
federal system, and the requirement that proportionality review
be guided by objective factors”--that “inform the final one: The
Eighth Amendment does not require strict proportionality between
crime and sentence.
Rather, it forbids only extreme sentences
that are ‘grossly disproportionate’ to the crime,”
id. at 1001
(citation omitted) quoted with approval in Ewing, 538 U.S. at
23.
Here, it cannot be said that a 60-year sentence is grossly
disproportionate to the crime of murder.
Petitioner is not
entitled to relief on this claim.
Petitioner also has argued that the sentence violates his
due process rights and his Sixth Amendment right to trial by
jury, in violation of the rule set forth in State v. Natale.
In Apprendi v. New Jersey, 530 U.S. 466, 471, 490 (2000),
pursuant to the Fourteenth Amendment right to due process,
coupled with the Sixth Amendment right to trial by jury, the
Supreme Court held that “[o]ther than the fact of a prior
conviction, any fact that increases the penalty for a crime
beyond the prescribed statutory maximum must be submitted to a
jury, and proved beyond a reasonable doubt.”
In Blakely v.
Washington, 542 U.S. 296 (2004), the Supreme Court overturned a
sentence imposed under Washington state’s sentencing system,
explaining that “the relevant statutory maximum is not the
maximum sentence a judge may impose after finding additional
facts, but the maximum he may impose without any additional
30
findings.”
542 U.S. at 302 (internal quotations omitted).
More
specifically, “the ‘statutory maximum’ for Apprendi purposes is
the maximum sentence a judge may impose solely on the basis of
the facts reflected in the jury verdict or admitted by the
defendant.”
omitted).
542 U.S. at 303 (emphasis in original) (citations
Most recently, in United States v. Booker, 543 U.S.
220 (2005), the Supreme Court applied the rule of Apprendi to
the United States Sentencing Guidelines, finding the Guidelines
unconstitutional, and rendering them merely advisory, rather
than mandatory.
In State v. Natale, 184 N.J. 458 (N.J. 2005), the Supreme
Court of New Jersey evaluated the constitutionality of the New
Jersey sentencing scheme in light of the Apprendi line of cases.
Our Code provisions make clear that, before any
judicial factfinding, the maximum sentence that can be
imposed based on a jury verdict or guilty plea is the
presumptive term. Accordingly, the “statutory
maximum” for Blakely and Booker purposes is the
presumptive sentence.
Natale, 184 N.J. at 484.
Because the New Jersey Code’s system
allowed for sentencing beyond the statutory maximum presumptive
term, the Supreme Court of New Jersey found the state sentencing
system unconstitutional and determined that the appropriate
remedy would be to follow the lead of Booker and abolish the
presumptive terms.
“Without presumptive terms, the ‘statutory
maximum’ authorized by the jury verdict or the facts admitted by
31
a defendant at his guilty plea is the top of the sentencing
range for the crime charged, e.g., ten years for a second-degree
offense.”
Natale, 184 N.J. at 487 (citation omitted).
The
Supreme Court of New Jersey held that the rule it announced in
Natale was applicable retroactively only to cases in the direct
appeal pipeline as of the date of that decision, August 2, 2005.
Natale, 184 N.J. at 494.
Thus, it would have applied to
Petitioner, who was sentenced only days before.
Here, however, the Appellate Division found that there was
no Natale violation, because there was no presumptive sentence
for murder.
Accordingly, there has been no Apprendi/Blakely/
Booker violation.
Moreover, the Court of Appeals for the Third Circuit
generally has held that the rules announced in the Apprendi line
of cases are not applicable retroactively to cases on federal
collateral review.
See generally In re Olopade, 403 F.3d 159
(3d Cir. 2005) (finding that Booker does not apply retroactively
to cases on collateral review); United States v. Swinton, 333
F.3d 481 (3d Cir.), cert. denied, 540 U.S. 977 (2003) (holding
that Apprendi does not apply retroactively to cases on
collateral review).
Thus, here, whether or not the sentence was
imposed in violation of the rules announced in the
Apprendi/Natale line of cases, Petitioner is not entitled to
relief in this federal collateral proceeding.
32
E.
Ineffective Assistance of Counsel
After Respondents filed their Answer, Petitioner sent this
Court a Letter [20], which reads as follows, in its entirety:
I am writing in reference to my habeas corpus
petition. Due to my lack of knowledge on how to raise
more than four issues for my petition, I stapled my
most relevant issue to the petition but it was not
heard in the respondent’s response to my petition. I
strongly ask your Honor to please allow me to raise
this ineffective assistance of counsel issue.
(Letter, Doc. No. 20.)
Petitioner did not further describe the
proposed ineffective assistance issue, but the Court notes that
Petitioner did affix to his Petition an attachment, which was
labelled a response to Question 11 on the form habeas corpus
petition, relating to claims raised in state court petitions for
post-conviction relief, and which reads as follows:
HAVING DECIDED ON A THIRD PARTY GUILT DEFENSE AND
HAVING THE THEORY OF GANG INVOLVEMENT REJECTED BECAUSE
IT WAS SPECULATIVE THAT ANY IDENTIFIED PARTY WAS EVEN
IN THE NEIGHBORHOOD AT THE TIME OF THE CRIME, TRIAL
COUNSEL RENDERED INEFFECTIVE AND PREJUDICIAL
ASSISTANCE BY NOT CLAIMING THAT “C.J.,” (the visitor)
at 3:30am, to decedent Leonard James, who asked
Leonard James for something (mostly drugs) but was
denied, had returned to the James home early in the
morning of the murder. AND ENTERED THE HOUSE AND
COMMITTED THE MURDER AND ROBBERY AFTER PETITIONER HAD
LEFT.
(Petition, Doc. No. 1, Att.)
Thus, the Court construes
Petitioner’s Letter as referring to this claim.
As noted above,
Respondents have not responded to Petitioner’s Letter.
To the extent the Petition could be construed as having
33
asserted the ineffective assistance claim referenced above, the
Court notes that the claim was exhausted, and rejected, in state
court.
To establish a prima facie claim of ineffective
assistance of counsel, a defendant must demonstrate a
reasonable likelihood of success under the test set
forth in Strickland v. Washington, 466 U.S. 668, 687,
104 S.Ct. 2052, 2064, 80 L. Ed.2d 674, 693 (1984).
Under the first prong of the Strickland test, a
defendant must show that defense counsel's performance
was deficient. Ibid. Under the second prong, a
defendant must demonstrate “a reasonable probability
that, but for counsel's unprofessional errors, the
result of the proceeding would have been different.”
Id. at 694, 104 S.Ct. at 2068, 80 L. Ed.2d at 698. The
two-part test set forth in Strickland was adopted by
this State in State v. Fritz, 105 N.J. 42, 58 (1987).
In demonstrating that counsel's performance was
deficient under the first prong of Strickland, a
defendant must overcome “‘a strong presumption that
counsel's conduct falls within the wide range of
reasonable professional assistance.’” Fritz, supra,
105 N.J. at 52 (quoting Strickland, supra, 466 U.S. at
689, 104 S.Ct. at 2065, 80 L. Ed.2d at 694). Further,
because prejudice is not presumed, id. at 52, a
defendant must demonstrate “how specific errors of
counsel undermined the reliability” of the proceeding.
United States v. Cronic, 466 U.S. 648, 659 n. 26, 104
S.Ct. 2039, 2047 n. 26, 80 L. Ed.2d 657, 668 n. 26
(1984).
III.
Starr argues that the trial judge should have
held an evidentiary hearing to consider his argument
that his trial counsel was ineffective because he did
not focus the defense on C.J. as the third-party
killer. In denying the petition, the trial judge
concluded there was an insufficient basis for the
proposed defense because Starr had not satisfied the
requirements of State v. Sturdivant, 31 N.J. 165, 179
(1959), cert. denied, 362 U .S. 956, 80 S.Ct. 873, 4
L. Ed.2d 873 (1960), with respect to the quality of
34
the evidence of third-party guilt. In addition, he
concluded that, even if the defense should have been
pursued, it would not have been successful. We agree.
A defendant is “entitled to prove his innocence
by showing that someone else committed the crime.”
State v. Koedatich, 112 N .J. 225, 297 (1988), cert.
denied, 488 U.S. 1017, 109 S.Ct. 813, 102 L. Ed.2d 803
(1989). Accordingly, a defendant may introduce
probative evidence of a third-party's guilt. Id. at
297–98. In Chambers v. Mississippi, 410 U.S. 284, 93
S.Ct. 1038, 35 L. Ed.2d 297 (1973), the Supreme Court
stated that an accused has a constitutional right
under the due process clause of the Fourteenth
Amendment to offer evidence of third-party guilt.
The standard adopted by our Supreme Court
governing the admissibility of evidence of third-party
guilt was set forth in Sturdivant, as follows:
A defendant of course may seek to prove
that another agency produced the death with
which he is charged. It would seem in
principle to be sufficient if the proof
offered has a rational tendency to engender
a reasonable doubt with respect to an
essential feature of the State's case.
....
We think it not enough to prove some
hostile event and leave its connection with
the case to mere conjecture. Somewhere in
the total circumstances there must be some
thread capable of inducing reasonable men to
regard the event as bearing upon the State's
case. The question of relevancy ultimately
rests in a sound exercise of discretion.
[Sturdivant, supra, 31 N.J. at 179.]
The trial testimony established that C.J. left
the murder scene at approximately 3:30 a.m., after
which the door had been locked. There was no evidence
that he returned to commit the murder, which took
place several hours later. Starr's argument with
respect to C.J.'s supposed guilt was the type of “mere
35
conjecture” precluded by Sturdivant. In contrast,
there was considerable evidence that Starr had the
opportunity to commit the murder, after which he was
seen with a sweat suit and gold chain belonging to
L.J. He also admitted the killing to a cellmate. Thus,
even if Starr's defense had focused on C.J. as the
perpetrator, there is no reason to believe that the
jury would have acquitted him.
Consequently, Judge Heimlich correctly concluded
that neither prong of the Strickland test had been
satisfied. Without a prima facie case of ineffective
assistance, no hearing was required.
State v. Starr, 2011 WL 1135116 at *6-*7.
The Counsel Clause of the Sixth Amendment provides that a
criminal defendant “shall enjoy the right ... to have the
Assistance of Counsel for his defence.”
U.S. Const. amend. VI.
The right to counsel is “the right to effective assistance of
counsel.”
McMann v. Richardson, 397 U.S. 759, 771 n.14 (1970)
(emphasis added) (citations omitted), cited in Ross v. Varano,
712 F.3d 784, 797 (3d Cir. 2013).
To prevail on a claim of ineffective assistance of counsel,
a habeas petitioner must show both that his counsel’s
performance fell below an objective standard of reasonable
professional assistance and that there is a reasonable
probability that, but for counsel’s unprofessional errors, the
outcome would have been different.
466 U.S. 668, 687, 694 (1984).
Strickland v. Washington,
With respect to the
“performance” prong, there is “a strong presumption that
counsel’s conduct falls within the wide range of reasonable
36
professional assistance.”
Strickland, 466 U.S. at 689.
With
respect to the “prejudice” prong, a “reasonable probability” of
prejudice is “a probability sufficient to undermine confidence
in the outcome.”
Strickland at 694.
Thus, counsel’s errors
must have been “so serious as to deprive the defendant of a fair
trial, a trial whose result is reliable.”
Id. at 687.
“When a
defendant challenges a conviction, the question is whether there
is a reasonable probability that, absent the errors, the
factfinder would have had a reasonable doubt respecting guilt.”
Id. at 695.
The performance and prejudice prongs of Strickland
may be addressed in either order, and “[i]f it is easier to
dispose of an ineffectiveness claim on the ground of lack of
sufficient prejudice ... that course should be followed.”
Id.
at 697.
The Supreme Court has recently emphasized the deferential
nature of federal habeas review of state court decisions
applying the Strickland standard.
Establishing that a state court’s application of
Strickland was unreasonable under § 2254 is all the
more difficult. The standards created by Strickland
and § 2254 are both “highly deferential,” and when the
two apply in tandem, review is “doubly” so. The
Strickland standard is a general one, so the range of
reasonable applications is substantial. Federal
habeas courts must guard against the danger of
equating unreasonableness under Strickland with
unreasonableness under § 2254. When § 2254 applies,
the question is not whether counsel’s actions were
reasonable. The question is whether there is any
reasonable argument that counsel satisfied
37
Strickland’s deferential standard.
Harrington v. Richter, 131 S.Ct. 770, 788 (2011) (citations
omitted).
Here, the Appellate Division reasonably found that
Petitioner’s argument regarding C.J.’s supposed guilt was “mere
conjecture” and that, in any event, the evidence against
Petitioner was so substantial that there was no reason to find
that the jury would have acquitted Petitioner even if his
counsel had put forth an argument that C.J. was responsible for
the crime.
This Court agrees that Petitioner has failed to
satisfy either prong of the Strickland standard.
Petitioner is
not entitled to relief on this claim.
IV.
CERTIFICATE OF APPEALABILITY
Pursuant to 28 U.S.C. § 2253(c), unless a circuit justice
or judge issues a certificate of appealability, an appeal may
not be taken from a final order in a proceeding under 28 U.S.C.
§ 2254.
A certificate of appealability may issue “only if the
applicant has made a substantial showing of the denial of a
constitutional right.”
28 U.S.C. § 2253(c)(2).
“A petitioner
satisfies this standard by demonstrating that jurists of reason
could disagree with the district court’s resolution of his
constitutional claims or that jurists could conclude the issues
presented are adequate to deserve encouragement to proceed
further.”
Miller-El v. Cockrell, 537 U.S. 322, 327 (2003)
38
(citation omitted), cited in Eley v. Erickson, 712 F.3d 837, 845
(3d Cir. 2013).
Here, jurists of reason would not disagree with this
Court’s resolution of Petitioner’s claim.
No certificate of
appealability shall issue.
V.
CONCLUSION
For the reasons set forth above, this Court finds that the
decisions of the Appellate Division were neither contrary to nor
an unreasonable application of clearly established federal law.
In addition, this Court finds that the decisions of the
Appellate Division were based on a reasonable determination of
the facts in light of the evidence presented.
shall be denied.
The Petition
An appropriate order follows.
/s/ Dickinson R. Debevoise
Dickinson R. Debevoise
United States District Judge
Dated:
April 7, 2014
39
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