MILLS v. NEW JERSEY DEPARTMENT OF CORRECTIONS et al
Filing
2
OPINION AND ORDER; ORDERED that Plaintiffs application to proceed in forma pauperis in this matter is granted, and the Clerk shall file Plaintiffs Complaint; ORDERED that Plaintiffs claims raised jus tertii are dismissed for lack of standing; ORDERED that Plaintiffs claims, if any such claims were intended, seeking mandamus order enforcing a state court judgment are dismissed for lack of jurisdiction; ORDERED that Plaintiffs claims, if any such claims were intended, seeking to re-litigate state courts decisions are dismissed pursuant to the RookerFeldman doctrine,etc.; ORDERED that the Clerk shall close this action by making a new and separate entry on the docket reading CIVIL CASE CLOSED; ORDERED that the Clerk shall serve this Memorandum Opinion and Order upon Plaintiff by regular U.S. mail and include in the said mailing a blank in forma pauperis form for confined individuals and a blank civil complaint form (blank informa pauperis and blank civil complaint forms mailed). Signed by Judge Stanley R. Chesler on 11/26/2012. (ld, )
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
KEITH DAVID MILLS,
C
Civil Action No. 12-1637 (SRC)
Plaintiff.
MEMORANDUM OPINION
AND ORDER
v.
NEW JERSEY DEPRTME\T OF
CORRECTIONS at eL,
Defendants.
This matter comes hefbre the Court upon Plaintiffs submission of a civil complaint
(“Complaint”). see Docket Entry No. I, and an application to proceed in this matter in forma
pauperis, see Docket Entry No. I-I, and it appearing that:
I.
Plaintiff, a civilly confined individual, executed the instant Complaint asserting that
another civilly confined individual, namely, a certain Charles Williams (“Williams”),
instituted an administrative action (seemingly, on behalf of himself and a quasi-class of
civilly committed individuals) with a state agency and, being dissatisfied with the state
agency’s resolution of the same, appeal the outcome of that administrative action to a
state court. Plaintiff also maintains that the remedies granted to Williams (and. perhaps,
to the other members of the quasi-class) by the state court were not duly implemented by
the state agency.
2.
Plaintiff also asserts that another group of civilly committed individual, identified under
initials “R.W
agnei
V and akin, as well as under the name Arthur C. Wagner
crc dcrnLd toilet paper food recreation libran ‘er iu’. that V agner
v
as
beaten to death, and that these events gave rise to additional legal actions that were
adjudicated in the state courts.’
3.
On the basis of these allegations, Plaintiff seeks this Court’s order preventing the New
Jersey Department of Corrections from transferring civilly committed individuals
currently held at the Avenel facility to other facilities,
2
4.
To the extent Plaintiff seeks to raise claims on behalf of other civilly’ committed
individuals. Plaintiff is without standing to raise such challenges. Under the “next
friend” doctrine, standing is allowed to a third person so this third person could file and
pursue a claim in court on behalf of someone who is unable to do so on his or her own.
The doctrine dates back to the English Habeas Corpus Act of 1679 and provides a narrow
exception to the “case or controversy” requirement set forth in the Article Ill of
Constitution. See Whitmore v. Arkansas, 495 U.S. 149, 154-55 (1990). The Whitmore
Court set out two requirements that should be met by the one seeking to qualify for “next
friend” standing: (1) “the ‘next friend’ must be truly dedicated to the best interests of the
person on whose behalf [(s)he] seeks to litigate” (and it has been suggested that a “next
friend’ must have some significant relationship with the real party in interest”) and (2)
“the ‘next friend’ must provide an adequate explanation
incompetence, or other disability
such as inaccessibility, mental
why the real party in interest cannot appear on his
own behalf to prosecute the action.”
at 163-64. Since Witmore. the SupremeCourt
The Complaint did not elaborate on the outcomes of these additional state actions.
2
Since Plaintiff is currently held at the Avenel facility, the Court presumes Plaintiff
meant to include himself in the list of those individuals whom he wanted to continue residing at
Avenel.
Page 2 of 9
further elaborated the standing requirements of Article III in terms of a three-part test. i.e..
whether the plaintiff can demonstrate an injury in fact that is fairly traceable to the
challenged actions of the defendant and likely to be redressed by a favorable judicial
decision. See Steel Co. v. Citizens for Better Environment. 523 U.S. 83. 102-103 (1998).
However, “the point has always been the same: whether a plaintiff personally would
benefit in a tangible way from the court’s intervention.”’
v. Seldin, 422 U.S. 490, 508 (1975));
c
,
at 103 n. 5 (quoting Warth
Sprint Communs. Co., LP. v. APCC
Servs., 554 U.S. 269, 301 (2008) (Roberts, J., dissenting> (“The absence of any right to
the substantive recovery means that respondents cannot benefit from the judgment they
seek and thus lack Article III standing. When you got nothing, you got nothing to lose”)
(quoting, with correction of grammar, Bob Dylan. Like A Rolling Stone, in On Highway
61. Revisited (Columbia Records 1965)). Here, it is self-evident that Plaintiff cannot
proceed j
ii on behalf of other individuals who instituted state actions (or whose
claims for wrongful death were prosecuted by their next of kin), or those currently
nconfined at the Avenel facility: Plaintiff is without standing to allege these claims for
failure to show incapacity of these individuals to prosecute their challenges.
3
In addition, these claims are facially barred by the Rooker-Feldman doctrine to the
extent those civilly committed individuals lost before the state courts. The Rooker-Feldman
doctrine provides that a party who loses in state court may not bring an action in federal court,
complaining of injuries eaused byihe state court judgment.
Exxon Mobil Cow. v. Saudi
Basic Industries
544 F S 2S() 2S4(20O) Rooker Fideht Tru%t Cu 263 F S 4l
(1923); District of Columbia Court of Appeals v. Feldman, 460 US. 462 (1983). Likewise, a
district court may not “entertain constitutional claims attacking a state-court judnent, even if
the state court had not passed directly on those claims, when the constitutional attack was
‘inextricably intertwined’ with the state court’s judgment.” Exxon Mobil Co.. 544 U.S. at 286
n.l (quoting Feldman, 460 U.S. at 482 n.16.) A claim is “inextricably intertwined” with a state
court judgment if it requires the court to determine “that the state court judgment was
Page 3 of 9
5.
To the extent Plaintiff seeks this Court’s order directing the Department of Correction not
to transfer Plaintiff to another facility. Plaintiffs claims are facially meritless.
4
erroneously entered in order to grant the requested relief.” Walker v, Horn, 385 F.3d 321, 330
(3d Cir. 2004) (citing Desi’s Pizza. Inc. v. City of Wilkes-Barre, 321 F.3d 411, 421 (3d Cir.
2003)). Alternatively, to the extent those civilly committed individuals won before the state
courts, this Court is without power to direct mandamus relief (in the tirm of an order directing
compliance with the state courts’ decisions): Section 1361 provides that “[t]he district courts
shall have original jurisdiction of any action in the nature of mandamus to compel an officer or
employee of the United States or any agency thereof to perfbrm a duty owed to the plaintiff” 28
U.S.C. 1361. The state courts are the only’ entity’ having the power to enforce their decisions
against state actors: this Court does not have jurisdiction under 28 U.S.C. § 1361 to issue a
mandamus order to state officials. See Harman v. Datte, 427 F. App’x 240, 243 (3d Cir. 2011).
Since the Complaint at bar asserts no facts whatsoever with regard to Plaintiffs
circumstances, the Complaint is invalid under Rule 8. In determining the sufficiency of a
complaint, the Court must be mindful to construe the facts stated in the complaint liberally in
favor of the plaintiff. See Erickson v. Pardus, 551 U.S. 89 (2007); Haines v. Kerner, 404 U.S.
519 (1972); United States v. Day, 969 F.2d 39, 42 (3d Cir. 1992). However, a court will not
accept bald assertions, unsupported conclusions, unwarranted inferences, or sweeping legal
conclusions cast in the form of factual allegations.
id. Addressing the clarifications as to the
litigant’s pleading requirement stated in the United States Supreme Court in Bell Ati. Cow. v.
Twomblv, 550 U.S. 544 (2007), the Court of Appeals for the Third Circuit provided the courts in
this Circuit with detailed and careful guidance as to what kind of allegations qualify as pleadings
sufficient to pass muster under the Rule 8 standard. See Phillips v. County of Allegheny, 515
F.3d 224, 230-34 (3d Cir. 2008). Specifically, the Court of Appeals observed as follows:
“While a complaint. does not need detailed factual allegations, a plaintiffs
obligation [is] to provide the ‘grounds’ of his ‘entitle[ment] to relief [by stating]
more than labels and conclusions, and a formulaic recitation of the elements of a
cause ofaction.
Twombly, 127 S. Ct. at 1964-65.. Rule 8 “requires a
‘showing.’ rather than a blanket assertion. of entitlement to relief” Id. at 1965
n.3
“[T]he threshold requirement of Rule 8(a)(2) [is] that the plain statement
[must] possess enough heft to ‘sho[w] that the pleader is entitled to relief.” j., at
1966. [Hence] ‘factual allegations must he enough to raise a right to relief above
the speculative level.” Id. at 1965 & n.3
[Indeed, it is not] sufficient to
allege mere elements of a cause of action; instead “a complaint must allege facts
suggestive of the proscribed conduct.”
*
.
.
.
.
.“
at 230-34 (original brackets removed). This pleading standard was further refined by the
United States Supreme Court in its recent decision Ashcroft v. Igbal, 129 S. Ct, 1937 (2009):
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6.
A plaintiff may have a cause of action under Section 1983 for certain violations of his
constitutional rights. Section 1983 provides in relevant part:
Every person who, under color of any statute. ordinance, regulation.
custom. or usage. of any State or Territory. subjects, or causes to be
subjected, any citizen of the United States or other person within the
jurisdiction thereof to the deprivation of any rights. privileges, or
immunities secured by the Constitution and laws, shall be liable to the
party injured in an action at law, suit in equity, or other proper proceeding
for redress.
.
.
[In any civil action, t]he pleading standard. demands more than an unadorned
[“]the-defendant- unlawfully-harmed-me[”] accusation. [Twombly, 550 U.S.] at
555.
A pleading that offers “labels and conclusions” or “a formulaic
recitation of the elements of a cause of action will not do.” [Id.] at 555. Nor does
a complaint suffice if it tenders “naked assertion[s]” devoid of “further factual
enhancement.”
at 557.
A claim has facial plausibility [only] when the
plaintiff pleads factual content.... Id. at 556. [Moreover,] the plausibility
standard. asks for more than a sheer possibility that a defendant has acted
unlawfully. Id. [Indeed, even w]here a complaint pleads facts that are “merely
consistent with” a defendant’s liability, [the so-alleging complaint still] “stops
short of [showing] plausibility of ‘entitlement to relief”
at 557 (brackets
omitted). [A fortiori,] the tenet that a court must accept as true all of the
allegations contained in a complaint is inapplicable to legal conclusions [or to
t]hreadbare recitals of the elements of a cause of action, supported by mere
conclusory statements [,j,ç, by] legal conclusion[s] couched as a factual
allegation [e.g.,] the plaintiff& assertion of an unlawful agreement [or] that
[defendants] adopted a policy “because of,’ not merely ‘in spite of,’ its adverse
effects upon an identifiable group.”... [W]e do not reject these bald allegations
on the ground that they are unrealistic or nonsensical.
It is the conclusory
nature of [these] allegations, rather than their extravagantly fanciful nature, that
disentitles them to the presumption of truth
[Finally,] the question [of
pleadings does not turn
sufficiency of]
the discovery process. Twombly, 550
U.S.] at 559
fTheplaintift]is not entitled to discover [where the complaint
alleges n’ of the elements] generall oc as] a conLlusorx allcgation [since]
Rule 8 does not [allow] pleading the bare elements of [the] cause of action [and]
affix[ingj the label “general allegation” [in hope to develop facts through
discovery].
.
...
..
.
.
.
.
.
.
.
..
.
..
.
Iqbal. 129 S. Ct. at 1949-54,
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-
42 U.S.C.
§ 1983.
Thus, to state a claim for relief under § 1983. a plaintiff must allege, first, the violation of
a right secured by the Constitution or laws of the United States and. second. that the
alleged deprivation was committed or caused by a person acting under color of state law.
See West v. Atkins, 487 U.S. 42, 48 (1988); Piecknick v, Pennsylvania, 36 F.3d 1250,
1255-56 (3d Cir. 1994); Malleus v. George, 641 F.3d 560, 563 (3d Cir. 2011).
7.
Here, Plaintifi s Complaint asserts that a hypothetical transfer of civilly committed
individuals (presumably, Plaintiff included) to another facility would necessarily violate
Plaintiff’s rights. However, Plaintiff has no constitutional rights in being held in any
particular facility, and he could be transferred to any other facility (even top a prison-like
facility), since the decision where to house Plaintiff falls within discretionary power of
the Department of Corrections. in Kansas v. Hendricks, 521 U.S. 346 (1997), the
Supreme Court of the United States examined the conditions of confinement mandated by
Kansas’ Sexually Violent Predator Act (“Kansas Act”), a legislation substantively
indistinguishable for the purposes of this Courfs analysis from the New Jersey
-
-
Sexually Violent Predator Act (“SVPA”), N.J.S.A. 30:4-27,24, et çq The Kansas Act
called for confinement of sexually violent predators in secure facilities that could be,
regime- and conditions-wise, analogized to a correctional facility.
id.. 521 U.S. at
$3-64. The Court. howeverconc1uded that housingfcivillv committed individuals at
the segregated prison-like unit was not a violation of these individuals constitutional
rights, since the conditions within the unit were essentially the same as those existing in
mental hospitals for involuntarily committed persons (and since the residents of the
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segiegated unit were receiving mental treatment under the language of the Kansas Act).
See id.. 521 LS. at 363. 364. 365-368. Consequently, the Court held that involuntary
confinement under the Kansas Act was not unconstitutional with regard to civilly
committed individuals confined within prison grounds, so long as such civilly committed
individuals were: (a) segregated from the general prison population; and (b) afforded a
treatment comparable to that provided to other civilly committed persons confined in
treatment units. See id., 521 U.S. at 368-69; see also Seling v, Young, 531 U.S. 250,
261-62 (2001) (revisiting the same issue in detail upon examination of the State of
Washington’s version of the SVPA and, in addition, holding that placement of civilly
committed individuals in a unit located within prison grounds and having prison-like
administrative regime did not violate the Double Jeopardy Clause was without merit). In
light of the Supreme Court precedent unambiguously established in Hendricks and
Seling, Plaintiffs allegations, even had they been based on the fact of his actual, rather
than hypothetical future transfer to another facility, would necessarily be subject to
dismissal with prejudice, for failure to state a claim upon which relief can be granted.
See In re Commitment of W.Z., 173 N.J. 109, 801 A.2d 205 (2002) (same); accord
United States v. Comstock, 130 S. Ct. 1949 (2010) (addressing a federal statute under
which federal SVPs whose prison term expired and civil commitment begun continued
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being housed within the same prison facility where they have actually served their
sentences). A fortiori. Plaintiff’s speculative claims about his potential transfer are
Page 7 of 9
_____
5
invalid. e Twornblv. 127 S. Ct. at 1965 & n.3.(”factual allegations must be enough to
raise a right to relief above the speculative leveF’).
8.
The foregoing analysis cannot, but of course. exclude the scenario where Plaintiff might,
eventually, develop a viable claim in the event he is actually transferred to another facility
and denied medical treatment (or food, or basic condition-of-confinement amenities) at
that facility (or if he remains at Avenel but is denied medical treatment, or food, or basic
condition-of-confinement amenities. etc. while at Avenel)’ if Plaintiff is eventually
exposed to such circumstances, he may institute a civil action seeking injunctive relief
and/or damages on the basis of the wrongs actually eperzenced by Plaintiffhimself
7
IT IS, THEREFORE, on this
day of
ORDERED that Plaintiff’s application to proceed
2012,
forma pauperis in this matter is
granted, and the Clerk shall file Plaintiffs Complaint; and it is further
For the reasons not entirely clear to this Court, the Clerk while correctly designating
the “cause” in this matter as 42 U.S.C. § 1983 and the “jurisdiction” as “federal question” made
a notation in the “docket text” section of the docket sheet stating that Plaintiffs Complaint is a
“petition for a writ of habeas corpus” filed pursuant to 28 U.S.C. § 2254. However, Section 2254
is a provision allowing a litigant to challenge only the fact or duration of his/her confinement
ensuing from a state court judgment, (No such challenge is raised in the Complaint at bar.)
Indeed, no challenges to one’s place of confinement or transfer from one facility to another could
be asserted in a habeas petition. çe,
Ganim v. Federal Bureau of Prisons, 235 F. App’x 882
(3d Cir. 2007) (challenge to garden-variety transfer not cognizable in habeas).
—
—
Plaintiffs allegations stated in the Complaint focus on alleged transfers of civilly
committed individuals who were moved to other facilities because theseindividuals were
resisting treatment rather than denied treatment.
In light of Plaintiffs status of civilly committed individuals, no filing fee collection
will be ordered by this Court upon granting Plaintiff in forma pauperis status. The Clerk will be
directed to serve Plaintiff with a blank j forma pauperis form and a blank civil complaint form
to facilitate Plaintiffs efforts in commencing a civil action on the basis of Plaintiffs own
challenges, that is, in the event such challenges ever ripen.
Page $ of 9
ORDERED that Plaintiff’s claims raised j ji are dismissed for lack of standing; and
it is further
ORDERED that Plaintiff’s claims, if any such claims were intended, seeking mandamus
order enforcing a state court judgment are dismissed for lack ofjurisdiction; and it is further
ORDERED that Plaintiffs claims, if any such claims were intended, seeking to re-litigate
state courts’ decisions are dismissed pursuant to the RookerFeldman doctrine; and it is further
ORDERED that Plaintiffs challenges to a hypothetically-possible Plaintiffs future
transfer another facility, if any such claims were intended, are dismissed as both premature!
speculative and for failure to state a claim upon which relief can be granted; and it is further
ORDERED that Plaintiffs challenges to a hypothetically possible deficiencies in
Plaintiffs medical care and/or conditions of confinement, if any such claims were intended, are
dismissed as facially unripe. Such dismissal is without prejudice to raising these challenges by
means of a new and separate civil complaint in the event these claims do ripen; and it is further
ORDERED that the Clerk shall close this action by making a new and separate entry on
the docket reading “CIVIL CASE CLOSED”; and it is finally
ORDERED that the Clerk shall serve this Memorandum Opinion and Order upon
Plaintiff by regular U.S. mail and include in the said mailing a blank iii forma pauperis form for
confined individuals and a blank civil complaint form.
United States District Judge
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