YORK v. O'LLIO et al
Filing
19
OPINION. Signed by Judge Jose L. Linares on 10/11/2016. (JB, )
NOT FOR PUBLICATION
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
:
CLARENCE YORK,
Civil Action No.: 13-7609 (JLL)
Petitioner,
OPINION
v.
STEPHEN O’LLIO, et al.,
Respondents.
LINARES, District Judge:
Currently before the Court is the petition for a writ of habeas corpus of Clarence York
(“Petitioner”) brought pursuant to 2$ U.S.C.
§ 2254 challenging Petitioner’s state court conviction
(ECF No. 1). The State has filed a response to the petition (ECF No. 12), to which Petitioner has
replied (ECF No. 1$). For the following reasons, this Court will deny the petition and will deny
Petitioner a certificate of appealability.
I. BACKGROUND
In its opinion affirming Petitioner’s conviction, the Superior Court of New Jersey
Appellate Division provided the following summary of the facts underlying this case:
On July 19, 2003, at 10:48 p.m., Rahway Police Officers Ferrer and
Seiden were dispatched to investigate a report of dispute at
Capobianco Plaza, a public housing development. Ferrer and Seiden
proceeded to an apartment in Capobianco Plaza, where they met
with Stacey York, who was nineteen years old at the time, and her
fifteen-year-old sister, A.T., who had called in the dispute. The
—
young women lived with their mother, Carla T., sisters LT. and
M.T., and brother E.T. Stacey and A.T. told Ferrer that K.W. and
some other “kids” were banging on their door and challenging them
to a fight. K.W. was thirteen years old and lived with her mother,
Traniece, in Capobianco Plaza directly across the street from Carla
and her family.
Ferrer then met with K.W., who claimed Carla’s daughters
had started the argument and the girls in the two families had been
fighting since November 2002. Ferrer and Seiden advised both
parties of their rights and left without filing charges.
Meanwhile, Stacey called Carla, who was attending a family
reunion in Newark, and told her about the incident with K.W. Carla
and her husband, Stacy T., who lived in East Orange, drove Carla’s
white Ford Explorer to a housing project in Newark, where they
picked up [Petitioner], Anthony Jordan, and Jamal Peoples.
[Petitioner] was Carla’s brother and Jordan’s uncle; Peoples was
Jordan’s cousin. [Petitioner] was wearing a white shirt and gray or
white pants.
[Petitioner], Jordan, and Peoples sat in the backseat of the
Explorer. Jordan heard [Petitioner] say, “Somebody gonna get it”;
he was “tired of this shit.” He also heard defendant say he had “his
shank and he’s ready to shank somebody.” Carla and Stacy also
heard [Petitioner] mention his knife during the ride to Rahway.
Stacy heard
Carla saw “what looked like a pocketknife.”
*k with my nieces and nephews,
[Petitioner] say “[n]o one better P
and if someone does I’m going to f *k them up. If I got to shank
someone I will. I don’t give a P’
At approximately 11:16 p.m., the Explorer pulled into the
Capobianco Plaza parking lot just as Ferrer was leaving. Carla and
Stacy exited the vehicle and walked to Carla’s apartment. A few
minutes later, the other three men, who had left the car for a
bathroom stop, walked into Capobianco Plaza.
K.W., who was outside by a fence near Carla’s apartment,
heard Carla and Stacy call their daughters A.T., L.T., and Stacey,
downstairs and tell them to “kill that bitch,” while pointing at her.
Monique, who was Traniece’s sister, also heard Stacy tell A.T. to
“come outside and kick [K.W.’s] ass.” Carla, however, said
neighbors attacked her as soon as she left the Explorer, and Stacy
2
went to tell the girls to help “mommy.” Stacy testified “[a]ll hell
broke loose” after they left the car and he yelled for the girls to come
downstairs because people were jumping on their mother.
At that point, A.T. jumped on K.W., knocked her down, and
choked her. Other girls then joined in the fight. Monique and Carla
began fighting, and later Monique saw Carla fighting Traniece.
According to Stacy, the fighting involved only the women and girls.
Jameel Swint, who lived across the street from Capobianco Plaza
and was “like a brother” to K.W., went to help her. After Swint
pulled A.T. off her, K.W. said a man placed his right foot on her
chest. She testified in court the man resembled [Petitioner], except
[Petitioner] looked older and had changed during the intervening
three years, “[l]ike his facial hair and stuff, or like his weight.”
[Petitioner] told Swint to mind his business. Swint replied, “that is
my business. That’s my little sister.” K.W. saw [Petitioner] “pull
his hands from behind” and saw “a glare, like that, a metal piece,
and [it] went right into [Swint’s] stomach.”
Manuel Johnson, who was at Capobianco Plaza that night
visiting his girlfriend, testified he saw an individual wearing a white
shirt and white pants, with his hair in “dreads,” come out of a
building and stab Swint. Johnson identified [Petitioner] in court as
the person he saw stab Swint. Jordan heard Swint say, “You stabbed
me” and “saw blood on his shirt, around his chest, and my Uncle
[Clarence] by him with a knife in his hand.” Stacey, on the other
hand, saw [Petitioner] with a knife, but did not see him stab anyone.
Shantae Hill, who testified for the defense, saw a man with
a knife that night and described him as “180, 195 pounds,” wearing
a white T-shirt with his hair in “short dreads” and a headband.
Although she told police his face would “always stick in my mind,”
she was unable to identify him in two police photographic arrays or
in court. On cross-examination, however, Hill acknowledged she
was probably “10, 12, 15 feet” away from him at the scene and did
not get a look at his full face during the confusion.
Stacy saw [Petitioner] “fist fighting” with another man and
two minutes later he heard Jordan yell, “Hey pop, we gotta go.
Okay?” [Petitioner] then said, “I shanked the mother f* *ker. We
got to hurry up and get the f *k out of here.” Jordan asked Stacy
for the keys to the Explorer, drove [Petitioner] and Peoples to
Newark, and dropped the car at a commercial garage owned by
3
Clarence York, Sr., who was [Petitioner]’s father and Jordan’s
grandfather. Jordan told his grandfather about the fight and gave
him the car keys.
After the stabbing, K.W. got up, saw “a lot of people
around,” and noticed a man—whom she later identified in a photo
array as Jordan—standing nearby. She saw Jordan strike her
mother Traniece with a metal baseball bat, after which someone else
picked up the bat and hit her in the head. K.W. suffered a fractured
skull and a laceration, which required stitches. While Monique was
waiting for the ambulance to arrive, she saw a body lying on the
ground, and recognized Swint with blood on his white T-shirt. She
noticed the Explorer was gone.
At approximately 11:20 p.m., Ferrer received a second
dispatch to return to Capobianco Plaza to investigate a disturbance.
Upon arrival, he saw a crowd of approximately twenty-five people
dispersing over the parking lot and into all areas of the apartment
complex. Seiden was there, along with three or four other patrol
cars. As Ferrer got out of his car, people ran towards him saying
someone was hurt. He saw K.W. near her apartment, crying and
bleeding from a gash on her forehead. Seiden stayed with K.W.,
and Ferrer went to investigate a report of a stabbing. Ferrer found
a black male in his early twenties lying motionless on the ground
with “a lot of blood on his shirt, and also on the grass underneath
him.” An ambulance transported Swint to the hospital, where he
died. An autopsy determined that his death resulted from a stab
wound to the chest and abdomen.
After receiving infonriation about a vehicle of interest,
Ferrer sent a radio dispatch to headquarters regarding a white
Explorer with New Jersey license plate NWN—39B registered to
Carla. Ferrer searched the area but did not find any weapon. The
police also reviewed a video surveillance of the area, which showed
the Explorer entering and leaving the Capobianco Plaza parking lot
at the relevant time.
That evening, Sergeant Marcantonio was the on-call
detective in the homicide unit of the Union County Prosecutor’s
Office when it received notification from the Rahway Police
Marcantonio arrived at
Department about the homicide.
Capobianco Plaza at approximately 12:30 a.m. on the morning of
4
July 20, 2003, where he met Rahway Detective Stefanick.
Marcantonlo proceeded to interview witnesses at the scene.
The police arrested Stacy at the scene and later charged him
with obstruction of justice. After his release the next morning,
Stacy and Carla met [Petitioner] in Newark. Carla thought
[Petitioner] was “shocked” and “looked like he was going to faint
and throw up” after Stacy told him someone had died. Stacy related
[Petitioner] said, “Oh shit, I didn’t mean to do that, but they came at
us.” All three talked about what they would say to the police and
agreed to tell them [Petitioner], Jordan, and Peoples were never at
Capobianco Plaza that night.
At about 3:00 a.m. on July 20, 2003, Bernard Sasser and
Anguel Knight asked Michael York for a ride home. York, who
was [Petitioner’s] nephew, got the Explorer from his grandfather’s
garage. At approximately 4:30 a.m., Officer Cockinos of the
Elizabeth Police Department was operating a marked patrol unit
when he received a radio transmission to look for a white Explorer
heading south into Elizabeth from Newark. Cockinos observed the
vehicle, with no occupants, parked in front of Hollywood Chicken,
a fast-food restaurant. A black male, later identified as Knight,
walked out of the restaurant towards the Explorer where Cockinos
and his partner, Officer Leonard, detained him. A few seconds
later, Sasser and York left the restaurant and were detained. The
men were taken to Rahway police headquarters where Marcantonio
and Stefanick took their statements. Knight said he heard
[Petitioner] and Jordan talking about the fight when he and York
picked up the Explorer, and heard [Petitioner] say he stabbed a
“guy” and hoped he did not die.
Also on July 20, 2003, Stacy gave his first statement at the
Rahway Police Department. Two days later, Carla gave her first
statement to the police. They both told the police and the
prosecutor’s detectives that [Petitioner], Jordan, and Peoples were
not in Rahway on the night of the fight.
On July 22, 2003, Jordan and York, Sr., went to the Roselle
Police Department where Jordan offered to speak with officers.
Rahway police officers drove Jordan from Roselle to the
Prosecutor’s Office where he met with Marcantonio and Stefanick.
Before taking his statement, the detectives talked with him for a
“little over an hour.” Although Marcantonio and Stefanick did not
5
consider Jordan a suspect, they advised him of his [rights under
Miranda v. Arizona, 384 U.S. 436 (1966),] prior to the interview
because of his potential involvement. After giving his statement,
Jordan reviewed and signed it. Also on July 22, 2003, Peoples gave
a statement at the prosecutor’s office.
On July 24, 2003, Marcantonio and Stefanick reinterviewed
Carla and Stacy after telling them they had new information about
the case, taking second statements from each of them. A secretary
employed by the prosecutor’s office was present to type their
statements.
After admitting she had lied in her first statement, Carla
described the car ride from Newark to Rahway with [Petitioner],
Jordan, and Peoples. She also described the fighting at Capobianco
Plaza and her subsequent meeting with [Petitioner]. Stacy also
admitted he did not initially tell the complete truth because he was
trying to protect family members, including [Petitioner], Jordan, and
Peoples. In his second statement, Stacy essentially corroborated
his wife’s revised version of events. [Petitioner] was arrested on
August 8, 2003.
On January 4, 2006, the judge entered a material witness
order under the Material Witness Statute, N.J.S.A. 2C:104—3, and
[N.J. Court] Rule 3:26—3(c) directing Carla to appear at a hearing.
At the hearing on January 9, 2006, the judge found probable cause
to believe she was a material witness and ordered her to appear for
trial. Between January 11 and 20, 2006, the case was tried before
a judge and jury.
At trial, several witnesses gave testimony that was
inconsistent with their prior written statements. For example,
Jordan denied hearing [Petitioner] say anything in the backseat of
the Explorer during the trip to Rahway. He also did not remember
seeing [Petitioner] standing near the victim during the fight.
Instead, he testified he only saw his aunt and cousins fighting.
Carla also recanted portions of her second statement,
claiming she did not hear [Petitioner] talking in the Explorer about
a knife and did not see one in his find. She denied seeing
[Petitioner] during the fight, or getting a call from him later that
night asking if someone had died.
6
While Stacy recalled conversations in the car, he similarly
testified at trial he never heard [Petitioner] mention a knife or say he
was going to “shank someone.” He also denied seeing any fighting
by [Petitioner] or hearing any admission of guilt. During crossexamination, Stacy admitted he did not want to testify.
Unlike Jordan, Carla, and Stacy, Knight did not deny his
prior statements but, instead, said he had been drinking and taking
drugs and did not know if he was in the “right state of mind” when
he gave his statement. Knight did not recall telling detectives he
overheard [Petitioner] and Jordan talk about a fight or [Petitioner]
say he stabbed “a guy” and hoped the individual did not die.
[Petitioner] did not testify.
On January 20, 2006, the jury returned a verdict convicting
defendant on all three counts [of the indictment, including first
degree murder in violation of N.J.S.A. 2C:ll-3 (count one), third
degree possession of a weapon for an unlawful purpose in violation
of N.J.S.A. 2C:39-4(d) (count two), and fourth degree unlawful
possession of a weapon in violation of N.J.S.A. 2C:39-5(d) (count
three)]. At sentencing on March 17, 2006, the judge merged count
three (unlawful possession) into count two (possession for an
unlawful purpose). The judge then sentenced defendant as follows:
on count one, to sixty years in state prison with a thirty-year period
of parole ineligibility, subject [to] an eighty-five percent
[disqualifier pursuant to the No Early Release Act, N.J.S.A. 2C:437.2]; and on count two, to five years in prison with a thirty-month
period of parole ineligibility. The judge ordered the sentences to
run concurrently, and imposed various fines and penalties.
(Document 8 attached to ECF No. 13 at 1-12).
Although this factual recitation presents the bases for most of Petitioner’s claims, there are
a few additional facts regarding Petitioner’s trial necessary for a full discussion of Petitioner’s
petition. One such area requiring further discussion is the jury selection at Petitioner’s trial.
During jury selection, when asked whether he knew Petitioner previously, one of the potential
jurors stated that he had met Petitioner previously. (Document No. 20 attached to ECF No. 13 at
20-24). This occurred prior to the use of any challenges to sitting jurors by either Petitioner or
7
the state.
(Id.).
The following discussion resulted from this juror’s response to the Court’s
question:
THE COURT: All right. [Juror].
THE JUROR: Yes.
THE COURT: Tell us what you do for a living.
THE JUROR: Correction Officer.
[The Court asked several follow up questions about his family,
including the profession of his wife and children.]
I’m going to go by my recollection, you gave us
THE COURT:
quite a number of positive responses [to the Court’s preliminary
questions]. I’m going to go over them right now. You told us that
you answered question two, that you even know [Petitioner] or [his]
family?
..
.
THE JUROR: I’ve seen [Petitioner] before.
THE COURT: You’ve seen [Petitioner] before?
THE JUROR: Yes.
THE COURT: Neighbor? Same town?
THE JUROR: Where I work.
THE COURT: Where you work? All right.
Sidebar, Please.
[The Court continued at sidebar]:
THE COURT: I’m going to excuse this juror without any further
comments. Any comments at this time counsel?
[Defense Counsel]: No, Your Honor. Normally I would have asked
that the entire panel be stricken, but because of the fact that we
anticipate [Petitioner] is going to take the stand, and there will be
some reference to the fact that he served time before, it doesn’t
[a]ffect us negatively.
8
THE COURT: I’m going to continue to ask him his questions, but I
will excuse him at the end. It’s just I’m doing it so I don’t highlight
the fact.
[Defense Counsel]: Okay.
[Sidebar concluded and the Court questioned the juror further
regarding his having several family members engaged in law
enforcement.]
THE COURT: Would [your relationship with numerous police
officers in your family] interfere with your ability to be [a] fair and
impartial juror?
THE JUROR: Somewhat.
THE COURT: Somewhat? You don’t think you could sit and listen
to the evidence and decide this case based solely on the evidence?
THE JUROR: Yeah, I could, based on the evidence.
THE COURT: Okay. You
believe a police officer?
.
.
.
think you[’d] be more likely to
THE JUROR: Yes.
THE COURT: Well, you know, [Juror], you’ve been involved in
law enforcement long enough to know you can have a trial with one
police officer testifying on behalf of the State, and [another]
testifying on behalf of the defense saying completely opposite
things. How would you be able. to determine their credibility if
[you’re] just going to decide it on the basis
.
.
—
THE JUROR: I guess on my job.
THE COURT: Same way you do everything?
THE JUROR: Yes.
THE COURT: You look at what’s said, you compare it to what you
know from your own experience, what other people say about it?
9
THE JUROR: Yes.
THE COURT: You look at the way in which you’re being told, and
then you look into a person’s motive why they might be testifying?
THE JUROR: Yes.
THE COURT: [Juror],
case.
I’m
going to excuse you as a juror in this
(Document 20 attached to ECF No. 13 at 242$). Jury selection thereafter continued, resulting in
the excusing of numerous jurors.
Before jury selection continued the following morning, the Court conducted the following
colloquy and then instructed the jurors still present to disregard the comment by the prospective
juror:
THE COURT: Okay. We are on the record in the matter of [State
v. York]. This is an in camera proceeding.
Counsel, in a discussion off the record, both [the] prosecutor
and defense counsel were discussing something that happened
yesterday during jury selection.
juror number 721, in response to [the]
Juror number 4
Court’s question, indicated that he knew [Petitioner], and he knew
him from work. And earlier he had indicated that he was a
corrections officer.
.
.
.
At sidebar [Defense Counsel] indicated that she intended to
call [Petitioner] as a witness in the case, and, therefore, she waived
any potential prejudice that could have occurred as a result of that
comment.
Upon reflection, it is possible that the State’s case does not
go. that well, and we are now discussing how to proceed, whether
a curative instruction is appropriate, or whether we should strike the
panel and then start all over again.
.
.
[Defense Counsel], I gave you a proposed jury voir dire...
10
charge, and I’m going to try to repeat it now. See if I can get your
position on the record.
Ladies and gentlemen of the jury, there may have been some
mention yesterday that a potential juror, who was a corrections
officer, saw [Petitioner] at work.
I charge you now that individuals who are arrested for
offenses, particularly serious offenses, are all booked through the
jail. And you are not to consider for any purposes in your
deliberations whatsoever that [PetitionerJ may have been in the jail
at one time prior to this charge.
If the Court gave that instruction, what would your position
be?
[Defense Counsel]: I think if the Court gives that instruction, with a
couple of additional things, specifically narrowing it so that’s
reflected that when it’s a serious charge, like the charges contained
herein, and when you indicate that a person is brought there for
booking and required to post bail, then I think that may resolve our
issue, because [it] kind of gives them the impression that on a
homicide charge you are booked, and at some point you have to post
a bail, and you may be there for a couple of days until you post bail.
THE COURT: Prosecutor, what’s your position?
[The Prosecutor]: I agree with that. I think it cures the problem.
There was no discussion, I think it’s important to note, there
was no discussion on the record with the juror yesterday as to where
he was a corrections officer. I believe he was a State Corrections
Officer.
THE COURT: He works at Union County Jail. He works at the
jail right across the street.
[The Prosecutor]: He does? Oh, okay.
[Defense Counsel]: Yes.
[The Prosecutor]: I think my concern was that he was a New Jersey
11
Department of Corrections
—
[Defense Counsel]: And you can
[The Prosecutor]:
—
—
employee.
[Defense Counsel]: Safer to even state that
County Jail.
.
.
.
he works at Union
[The Prosecutor]: I believe. that’s the case, obviously, that would
be the explanation for how he’s seen [Petitioner] on prior occasions.
.
.
And it would, in light of the fact that [Defense Counsel]
would anticipate his testimony, in light of the fact that it would be a
logical explanation that jurors would be able to accept, I think it’s
something that would alleviate any problems.
THE COURT: All right.
[The Prosecutor]: Or any issues.
[Defense Counsel]: Judge, could we just be very careful not to say
on previous occasions, but just to say that he had
—
THE COURT: May have seen him at work. That’s what he said.
[Defense Counsel]: Right.
THE COURT: Is that okay?
[Defense Counsel]: Yes.
[The Court then called in the jury and gave them the following
instruction]
THE COURT: Ladies and gentlemen, I apologize.
seated.
Please be
I know many of you were here before 8:30, and it is close to
9:30 now. So I, once again, I apologize, but some legal issues came
up and we had to address them before we could even come out and
speak to you.
12
Now, yesterday, during selection process, one of the jurors,
one of the prospective jurors, who was ultimately excused, indicated
that he was a corrections officer, and that he may have seen
[Petitioner] at his work.
I charge you now that individuals who are charged with
serious offenses, as this [Petitioner] faces, are required to be booked
into jail, where bail is posted. And that you are not to consider for
any purposes that [Petitioner] may have been in the Union County
Jail at some period of time. All right?
Now I’m going to ask you, as part of my. instructions to
you, and in voir dire questions, can everybody follow that
instruction on the law? And I’ll see counsel at sidebar briefly.
.
.
(Sidebar).
THE COURT: Any comments?
[Defense Counsel]: No. Just I thought you were going to go
mention that [the juror] works specifically at Union County Jail
.
THE COURT: Okay.
[Defense Counsel]:
—
other than that
—
(End of sidebar).
THE COURT: One additional point that came out yesterday was
was a Union County Jail
the prospective juror
that
Corrections Officer. And if that was not made clear, I apologize to
you. But you are not to consider that for any purposes whatsoever.
.
.
.
.
.
.
(Document 3 attached to ECF No. 14 at 1-8). Each juror then stated that he or she could and
would follow that instruction, and jury selection continued. (Id. at 8-10).
Because Petitioner also challenges the trial court’s finding that one of the State’s witnesses
was competent to testify at trial, a brief recitation of the facts underlying that finding is necessary
to provide context to Petitioner’s claim.
The Appellate Division aptly summarized those
13
proceedings as follows:
At Carla’s first appearance under the judge’s material witness
order on January 9, 2006, the judge found there was probable cause
to believe she was a material witness based on a certification by the
State she was in an automobile when [Petitioner] made certain
inculpatory statements and was also present during the melee that
occurred at Capobianco Plaza in July 2003. The judge further
found that, without some restrictions, Carla would not appear to
testify on behalf of the State against [Petitioner], who was her
brother. The judge was also concerned for Carla’s health, after
considering her husband’s statements to the prosecutor about her
prior suicide attempt and Carla’s admission she previously was
diagnosed with depression and had taken Risperdal® and Zoloft®.
The judge, therefore, ordered Carla to remain in the custody of the
prosecutor’s office, which he directed to take her “with all deliberate
speed to the nearest mental health institution, where she can be
evaluated with respect to those mental health issues, and [determine]
whether she might be suicidal at that point in time.”
Carla was admitted that day to Trinitas Hospital, given three
anti-depressant medications, and discharged the next morning to the
prosecutor’s office. At the follow-up hearing on January 10, 2006,
the State advised the judge the hospital had issued a brief discharge
summary, stating Carla was medicated with Xanax®, Risperdat®,
and Zoloft®, and was referred to the Outpatient Unit. The judge
then found, by clear and convincing evidence, that Carla was a
material witness in the case and some restrictions were necessary to
ensure her appearance at trial. Specifically, he released Carla to the
custody of her husband as long as she reported on a daily basis to
Trinitas Outpatient Clinic and took the prescribed medicines. Carla
told the judge she understood the conditions of her release and
acknowledged the judge would issue a bench warrant for her arrest
if she did not appear in court. When asked if the judge needed to
place any other restrictions on Carla, the assistant prosecutor and
defense counsel said, “I don’t believe so,” and “I don’t think so,”
respectively.
One week later, Carla appeared in court to testify at trial.
She acknowledged undergoing medical treatment for depression and
suicide and indicated she understood what it meant to tell the truth.
Without having her recollection refreshed, Carla said her sister lived
in Rahway and, in July 2003, she also lived there, but did not know
14
where her father lived. She remembered the names of her husband
and children, the fact that her family owned a white Explorer with
license plate NWN—393, and the constant harassment of her
children by the Williams family. Carla also recalled attending a
family reunion in Newark on the night of July 19, 2003, and
receiving a telephone call after it ended. While answering
questions, she said, “I’m tired.”
When Carla could not recall the date she moved into
Capobianco Plaza, defense counsel objected and at sidebar
questioned her competency to testify. Defense counsel observed
Carla appeared confused and “under the influence of some type of
narcotics or some type of drug or medication.” The judge
overruled the objection, finding Carla had “been responsive to the
extent that. she’s able to remember.” Defense counsel then asked
the judge to voir dire Carla outside the jury’s presence to determine
her competency. The judge denied the request.
.
.
After the State resumed its direct examination, Carla
acknowledged she moved into Capobianco Plaza in November
2002. Shortly afterwards, Carla said the medicine made her “very
sleepy.” When asked if the medicine affected her ability to tell the
After further
truth, she replied, “It’s hard to remember.”
excused the jury for a lunch break and
questioning, the judge
conducted a [hearing pursuant to State i’. Gross, 216 N.J. Super. 98
(App. Div. 1987), aff’d, 121 N.J. 1 (1990), to determine the
admissibility of Carla’s prior inconsistent statements] outside its
presence.
At the Gross hearing, Carla could not remember several of
the questions and answers in her two prior statements. When the
judge asked if she understood “the process,” Carla replied, “Not
really. I—everything is getting confusing to me. I hear what he’s
saying, but I can’t register it up here like I want to. Oh, God. My
And my eyes is [sic]
head is so heavy from this medication.
heavy, and I feel very sleepy.” Defense counsel renewed her
objection, which the judge noted.
.
.
.
At the conclusion of the Gross hearing, the State resumed its
direct examination during which Carla testified she did not
On cross-examination,
remember her first sworn statement.
however, Carla explained she had lied in her first statement and the
detectives did not include everything she said in the second
15
statement:
They didn’t want to hear it. Basically they were
telling me we know whaCs going on. We talked to
[Jordan], and we talked to [Peoples]. And we—we
are going to haul your ass to jail. That stuck with
me, they were going to haul my ass to jail and kids
taken [sic] from me. Who’s going to take care of our
5 kids?
(Document 8 attached to ECF No. 13 at 13-17). Based on her testimony at trial, the trial court
rejected Petitioner’s claim that Carla was incompetent to act as a witness, and the Appellate
Division ultimately found that the trial court did not abuse its discretion in so finding without
holding a hearing on the issue. (Id. at 17-18).
Following his conviction, Petitioner filed a direct appeal to the Superior Court of New
Jersey, Appellate Division. (Document $ attached to ECF No. 13). The Appellate Division
affirmed Petitioner’s conviction and sentence by way of an unpublished opinion issued on July 29,
2009. (Id.). Petitioner thereafter filed a petition for certification with the New Jersey Supreme
Court, which was denied on December 3, 2009. (Document 11 attached to ECF No. 13).
following the conclusion of his direct appeal, Petitioner timely filed a petition for postconviction relief (PCR). (See Document 15 attached to ECF No. 15). The trial court denied that
PCR petition following oral argument without holding an evidentiary hearing on June 3, 2011.
(Id.). Petitioner appealed, but the Appellate Division affirmed the denial of his PCR petition on
April 29, 2013. (Document 14 attached to ECF No. 13). Petitioner once again filed a petition
for certification with the New Jersey Supreme Court, which was ultimately denied on October 25,
2013. (Document 17 attached to ECF No. 13). Petitioner thereafter filed his current habeas
petition.
16
II. DISCUSSION
A. Legal Standard
Under 2$ U.S.C.
§ 2254(a), the district court “shall entertain an application for a writ of
habeas corpus [oJn behalf of a person in custody pursuant to the judgment of a State court only on
the ground that he is in custody in violation of the Constitution or laws or treaties of the United
States.” A habeas petitioner has the burden of establishing his entitlement to relief for each claim
presented in his petition based upon the record that was before the state court.
See Etey v.
Erickson, 712 F.3d $37, $46 (3d Cir. 2013); see also Parker v. Matthews, 132 S. Ct. 2148, 2151
(2012). Under the statute, as amended by the Anti-Terrorism and Effective Death Penalty Act,
2$ U.S.C.
§ 2244 (“AEDPA”), district courts are required to give great deference to the
determinations of the state trial and appellate courts. See Renico v. Lett, 559 U.S. 766, 772-73
(2010).
Where a claim has been adjudicated on the merits by the state courts, the district court shall
not grant an application for a writ of habeas corpus unless the state court adjudication
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C.
§ 2254(d)(1)-(2). Federal law is clearly established for these purposes where it is
clearly expressed in “only the holdings, as opposed to the dicta” of the opinions of the United
States Supreme Court. See Woods v. Donald, 135 S. Ct. 1372, 1376 (2015). “When reviewing
state criminal convictions on collateral review, federal judges are required to afford state courts
17
due respect by overturning their decisions only when there could be no reasonable dispute that
they were wrong.”
Where a petitioner challenges an allegedly erroneous factual
Id.
determination of the state courts, “a determination of a factual issue made by a State court shall be
presumed to be correct [and the] applicant shall have the burden of rebutting the presumption of
correctness by clear and convincing evidence.” 28 U.S.C.
§ 2254(e)(1).
B. Analysis
1. Exhaustion
Respondents argue that several of Petitioner’s ineffective assistance of counsel claims were
never presented to the New Jersey appellate courts, and that Petitioner’s current habeas petition
must therefore be dismissed because it is an unexhausted mixed petition.
In his reply brief,
Petitioner acknowledges that several of his ineffective assistance claims, though presented to the
PCR trial court, were never presented on appeal. Although Petitioner acknowledges that his
petition is therefore not fully exhausted, he argues that the failure to raise those claims on appeal
was the fault of his PCR appellate counsel, and that he should therefore not be penalized for the
failure to raise those claims.
Pursuant to 28 U.S.C.
§ 2254(b)(1), a habeas petition challenging a state court conviction
“shall not be granted unless it appears that” the petitioner has exhausted all of his claims by
presenting them to the highest available state court, unless no state court process is available or
circumstances exist that render the available state court process ineffective to protect the
petitioner’s rights. While the statute thus in most cases prevents this Court from granting relief
on any unexhausted claims,
§ 2254(b)(2) provides that a district court may deny a claim on the
18
merits “notwithstanding the failure of the applicant to exhaust” his claims in state court. Thus,
the Court may deny a claim not presented to the state courts where that claim is without merit.
Where a habeas petition presents a mix of exhausted and unexhausted claims, the district court
thus has four options: “(1) dismiss the petition without prejudice; (2) stay the proceedings and hold
them in abeyance until the claims are exhausted; (3) allow [Petitioner] to delete his unexhausted
claims; and (4) deny the petition if it found all of [Petitioner’s] unexhausted claims to be meritless
under
§ 2254(b)(2).” Malloiy v. Bickell, 563 F. App’x 212, 215 (3d Cir. 2014) (citing Rhines v.
Weber, 544 U.S. 269, 274-78 (2005)).
Here, Petitioner has presented no evidence to suggest that there was no state court process
available to him nor that the available process was ineffective to protect his rights, and as such he
is bound by the exhaustion requirements of the habeas statute. As Petitioner’s petition contains
both exhausted and unexhausted claims, because Petitioner has specifically not requested a stay as
he acknowledges that his claims would be denied as time barred if he attempted to now raise them
in the state appellate courts, and because Petitioner at no time sought the withdrawal of his
unexhausted claims, this Court is presented with two options
—
dismiss the petition without
prejudice, or deny Petitioner’s unexhausted claims if they are without merit. Mallory, 563 F.
App’x at 215. Because this Court finds, for the reasons expressed below, that all of Petitioner’s
claims are without merit, this Court will deny the petition on the merits despite Petitioner’s failure
to exhaust. Id.
2. Petitioner’s Jury Selection Claim
In his first claim, Petitioner asserts that he was denied a fair trial when, during jury
19
selection, a prospective juror admitted to having seen Petitioner before during his work as a
corrections officer in the Union County Jail. Essentially, Petitioner attempts to assert that a single
comment by this prospective juror, that he knew Petitioner from his work as a corrections officer
in the county jail, denied him Due Process in so much as the jury panel was essentially “poisoned”
by this comment.
Before turning to the merits of the claim itself, the Court must note that
Petitioner’s claim, even if it had merit, would be subject to rejection because his trial counsel
specifically chose not to request the dismissal of the entire jury panel and chose to proceed with
the curative instruction provided by the trial court. Thus, to the extent that Petitioner’s claim that
the trial court erred has merit, that claim is subject to rejection under the invited error doctrine.
See, e.g., United States v. Matay, 695 F.3d 227, 256-57 (3d Cir. 2012) (invited error doctrine
prevents a petitioner from raising a claim challenging an action of the trial court that he invited or
induced through his own actions unless the law that led him to invite that error has since been
rendered constitutionally infirm). Because counsel agreed with the jury instruction provided by
the trial court and specifically rejected the need to dismiss the entire jury panel, Petitioner cannot
now claim that those actions were not in his best interests.
In any event, even if Petitioner’s claim were not barred by the invited error doctrine, it is
clear that, to the extent that the actions of the trial court were erroneous, this particular occurrence
was, in light of the jury instruction provided by the court, harmless. On collateral review, an
alleged error, constitutional or otherwise, is considered “harmless unless it ‘had substantial and
injurious effect or influence in determining the jury’s verdict.” fry v. Fliler, 551 U.S. 112, 116
(2007) (quoting Brecht v. Abrahamson, 507 U.S. 619, 631 (1993)). Thus, unless a petitioner can
show that an alleged error had such a substantial and injurious effect, and therefore prejudiced his
20
defense, his claims do not entitle him to collateral relief.
In this case, it is clear that the error alleged had no substantial and injurious effect on the
jury’s verdict. The record makes it abundantly clear that the potential juror made only a brief
comment on knowing Petitioner from his work, a comment which was separated from his stating
that he was a corrections officer at the county jail by several intermediary questions. The trial
court then immediately consulted the parties, who agreed that the jury panel need not be dismissed
because of the fleeting comment. The trial court then went through numerous other questions in
order to draw no attention to the challenged statement, and ultimately dismissed that juror. The
trial court thereafter gave a thorough instruction to all of the jurors who had been present for that
statement and who remained among the potential jurors to ensure that they knew that they could
not consider that statement for any reason, an instruction to which defense counsel agreed. In that
instruction, the court not only instructed the jury not to consider the statement, but also undercut
any potential prejudice by specifically informing those jurors who heard the original comment that
many who are charged with serious offenses pass through the jail before receiving bail. Given
these instructions, and the jurors’ affirmance that they could follow the instruction and disregard
the comment, it appears that no prejudice could have resulted. The trial court tailored a sound
instruction that directly limited any potential inference that Petitioner had a criminal history, while
also preventing the statement from receiving undo attention. Petitioner has presented no real
argument or basis for any inference that this single comment somehow irreparably poisoned the
jury pool. Thus, Petitioner’s claim must fail because any error that may have occurred was
harmless, as there is no evidence to suggest that Petitioner suffered any substantial and injurious
effect from the juror’s comment in light of the trial court’s careful curative instruction. Thus,
21
Petitioner’s contention that he is entitled to habeas relief on this ground is without merit.
3. Petitioner’s Witness Competency Claim
Petitioner next asserts that his sister, based on her mental state and medication, was not
competent to act as a witness at his trial and that the trial court erred in denying his lawyer’s request
to have her declared incompetent without a hearing on the issue. Petitioner is therefore essentially
challenging the trial court’s determination that her testimony was admissible at trial based on her
mental competency. Because federal habeas relief is not available based on violations of state
law, and because a state’s evidence rules generally govern the admission of evidence or testimony
in a given state criminal trial, an allegedly erroneous evidentiary ruling by a state court is
insufficient to warrant habeas relief unless the error in question rose to the level of a Due Process
violation. See Estette v. McGttire, 502 U.S. 62, 67-70 (1991); see also Wilson v. Vattghn, 533
F.3d 20$, 213-14 (3d Cir. 200$), cert. denied, 556 U.S. 1170 (2009); Keller v. Larkins, 251 F.3d
408, 413, 416 n.2 (3d Cir.), cert. denied, 534 U.S. $73 (2001). A state evidentiary ruling will only
rise to that level where the error in question was so grave or pervasive that it in effect denied the
petitioner a fundamentally fair trial. Keller, 251 F.3d at 413. Having reviewed the trial court’s
actions with regard to permitting Petitioner’s sister to testify, it is clear that that decision did not
deny Petitioner a fair trial.
Under the New Jersey rules of evidence, as under their federal analogue, see Gov ‘t of Virgin
Islands v. Joseph, 162 F. App’x 175, 176 (3d Cir. 2006), witnesses are presumed to be competent
to testify. See State v. Krivacska, 341 N.J. Super. 1, 33-36 (App. Div.), certtf denied, 170 N.J.
206 (2001). Where the competency of a non-defendant witness is challenged, a decision as to
22
that competency is lefi to the sound discretion of the trial court judge, and “disqualification is the
exception to the general rule of witness competency.” Id.at 36 (quoting State v. Scherzer, 301
N.J. Super. 363, 463 (App. Div.), certf denied, 151 N.J. 466 (1997)). Under the New Jersey
rules, a witness is generally not competent only where the judge finds that the witness is incapable
of being understood by the jury, is incapable of understanding his duty to tell the truth, or is
incapable of understanding and intelligently answering the questions posed. Id.; see also State v.
Davis, 229 N.J. Super. 66, 77-78 (App. Div. 1988).
In this case, it is clear that the witness in question was capable of testifying in a manner
that could be understood by a jury, and understood her responsibility to tell the truth. Although
Petitioner’s sister may have been depressed and medicated while on the stand, she was clearly able
to understand the questions posed to her, was able to answer those questions where she could
remember what had happened, and indeed was able to explain the discrepancies between her
various statements even to the extent of claiming that the police had modified or excised context
from those statements. (See Document 8 attached to ECF No. 13 at 13-17). There does not
appear to be any basis in the record for any assertion that she did not understand the requirement
that she tell the truth, that she was incapable of understanding the questions posed or to respond to
them intelligently, or that she could not be understood. Thus, nothing in the record suggests that
Petitioner’s sister was incompetent to testify under the New Jersey evidentiary rules, her
medication and mental state notwithstanding.
Because it appears that she was competent to
testify, the trial court’s decision to permit her to testify clearly did not render Petitioner’s trial
fundamentally unfair, and that decision therefore did not deny Petitioner due process. Keller, 251
F.3d at 413. As such, Petitioner is not entitled to habeas relief on his witness competency claim.
23
4. Petitioner’s Sentencing Claim
Petitioner next claims that his sentence violated the rule set forth in Blakely v. Washington,
542 U.S. 296 (2004), because he was sentenced to a term above the statutory presumptive term
based on judicial fact-finding. In Blakely, the Supreme Court held that a sentencing statute’s
presumptive or standard range would constitute the statutory maximum for the purposes of
applying the rule announced in Apprendi v. New Jersey, 530 U.S. 466 (2000) (requiring any fact
that would enhance a sentence beyond the statutory maximum to be found beyond a reasonable
doubt by a jury). 542 U.S. at 299-3 04. As such, the Court held that any fact that would increase
a given defendant’s sentence beyond the standard or presumptive statutory sentencing range must
be found by a jury rather than by a judge. Id.
Here, Petitioner asserts that the presumptive term for murder is thirty years, and that the
trial judge’s decision to give him a sentence beyond thirty years based on the applicable sentencing
factors amounted to a sentence beyond the presumptive term requiring jury, rather than judicial,
fact-finding. The inherent flaw in this argument, as explained in the Appellate Division’s opinion
on direct appeal, is that the “standard range for [a] murder [conviction in New Jersey] is a sentence
between thirty years and life imprisonment.” (Document 2 attached to ECF No. 13, quoting State
v. Abdullah, 184 N.J. 497, 507 (2005)). Likewise, as the Appellate Division explained, “murder
has always been exempt from the presumptive-term provisions of [New Jersey’s] sentencing
scheme.” (Id.). Thus, it is clear that there is no presumptive or standard sentencing term for a
murder conviction in New Jersey, and the maximum sentence for murder is life imprisonment.
Thus, any sentence up to and including life imprisonment is within the standard statutory
24
sentencing range, and any sentence up to and including life imprisomnent on the basis of judicial
fact-finding under the sentencing factors for a New Jersey murder conviction would not violate
the Blakely or Apprendi rules as no additional fact-finding beyond the murder conviction is
necessary for a life sentence. (Id.). See also Abdullah, 184 N.J. at 507. Petitioner’s contention
that he was sentenced above the standard or presumptive term for murder is thus utterly devoid of
merit, and his sentence in no way violated Blakely. Petitioner is thus not entitled to habeas relief
on this ground.
5.
Petitioner’s Jury Instruction Claim
In his next claim, Petitioner asserts that the trial court erred in charging the jury in so much
as the jury charge discussed the State’s witnesses but not Petitioner’s.
“[T]he fact that [an]
instruction was allegedly incorrect under state law is not a basis for habeas relief.” Duncan v.
Morton, 256 F.3d 189, 203 (3d Cir.) (quoting Estelle v. McGitire, 502 U.S. 62, 71-72 (1991)), cert.
denied, 534 U.S. 919 (2001). Where a petitioner raises a challenge to a state court instruction,
habeas relief will only be warranted where “the ailing instruction by itself so infected the entire
trial that the resulting conviction violates due process.” Id. (quoting Henderson v. Kibbe, 431
U.S. 145, 154 (1977)).
That the challenged jury charge is “undesirable, erroneous, or even
universally condemned” in and of itself is insufficient to warrant relief, and a reviewing court must
review the challenged charge in the context of the overall jury charge to determine whether the
charge was so erroneous that it resulted in a violation of due process. Id.
Here, Petitioner contends that the trial court’s jury charge denied him due process because
the trial judge summarized the testimony of various witnesses for the State, but did not recount the
25
testimony of his own witness. Specifically, Petitioner takes issue with the following portion of
the jury charge:
Once again, I’m going to be talking about the evidence as I
recall it being presented. You should not.. you are the trier of the
your recollection, it’s your
fact[s]. If what I say differs from
recollection of the evidence that controls and I’m just going through
the evidence to assist you in relating it to this charge of
identification.
.
.
.
.
Now, Anthony Johnson, Carla Todd, Stacy Todd, and Jamal
Pe[o]ples all identified [Petitioner] in Court as someone that they
knew before this incident and who went with them to Capobianco
Plaza on the night that Jarnil Swint was stabbed. In court Anthony
Jordan, Carla Todd and Stacy Todd denied hearing or seeing
[Petitioner] do or say anything that implicated [Petitioner] in the
death of Jamil Swint. They all gave statements on prior occasions
and in at least one of those statements they told the police that
[Petitioner] had said or did something from which the State is asking
you to infer that [Petitioner] stabbed Jamil Swint.
Jamal Pe[o]ples testified that he may have seen [Petitioner]
with a knife in his hand during the incident. He testified that that
observation of that glimpse was made from approximately 54 feet
away and that something that he. something shiny that he saw in
his hands and I believe there was even some examination by
[Defense Counsel] and he acknowledged that it could have been a
piece of bubble gum foil[.]
.
.
Now, Corel Williams testified that she identified a
photograph of an individual who stabbed Jarnil Swint. There is
evidence in the case, and in fact, the last witness gave positive
evidence that there was a photograph of [Petitioner] in one of the
arrays that was shown to Ms. Williams and she. there is evidence
in the case that the photograph she identified was a photograph of
[Petitioner]. She was not, however, able to identify [Petitioner] in
court as the person who stabbed Jamil Swint.
.
.
[Manuel] Johnson testified in court that he saw [Petitioner]
stab Jamil Swint. And you will recall that this witness identified
[Petitioner] in court as the person who committed the stabbing.
There was also
testimony that on a prior occasion before this
.
.
.
26
trial, this witness was not able to identify [Petitioner] in a. photo
array and that there was a picture of [Petitioner] in the array.
According to the witness his identification of [Petitioner] in court
was based upon the observations and perceptions he made of the
perpetrator at the time the crime was being committed.
.
.
It is your function to determine whether, from all of these
witnesses’ identification[s], whether these witnesses’ identifications
of [Petitioner] are reliable and believable or whether they are based
on a mistake or for any reason not worthy of belief
Now Bernard [Sasser], Michael York, and Ang[u]el Knight
testified that they were related to each other and that they were all
acquainted with [Petitioner]. And the State presented evidence,
and on prior occasions they gave statements to the police in which
they said they heard or saw [Petitioner] do or say something that
implicated him in the stabbing of Jamil Swint.
On the witness stand all of these witnesses deny that they
saw or heard [Petitioner] do or say anything that was inculpatory,
except that Ang[u]el Knight testified that he overheard [Petitioner]
on a cell phone talking about an individual who had been stabbed.
And that when he was given this information. that this individual
was not dead that [Petitioner] appeared to be happy. His statement
also reflects that he heard [Petitioner] admitting to stabbing
someone.
.
.
You must decide whether the identification[s] here are
for you to conclude that this
sufficiently reliable evidence
[Petitioner] is the person who committed the offenses charged. In
you should consider the
evaluating these identifications
observations and the perceptions on which the identifications were
based and the witnesses’ ability to make those observations and.
perceptions.
.
.
.
.
.
.
If you determine that the out-of-court identification is not
reliable, you may still consider the witnesses in-court identification
of [Petitioner] if you find it to be reliable. However, unless the in
court identification of [Petitioner] resulted from the witnesses
in
observations or perceptions of the perpetrator at the time
question rather than being the product of an impression gained at the
out-of-court identification procedure, it should be afforded no[]
weight. The ultimate issues of the trustworthiness of both the in
.
27
.
.
court and out-of-court identifications are for you, the jury, to decide.
To decide whether the identification testimony is sufficiently
you [can] conclude that this
reliable evidence upon which
[Petitioner] is the person who committed the offenses charged, you
should evaluate the testimony of the witnesses in light of the factors
for considering credibility that I have already explained to you.
.
.
The
You may also consider the following factors.
witnesses’ opportunity to observe the person who committed the
offense at the time of the offense[, t]he witnesses’ degree of
attention on the perpetrator when he or she observed the crime being
committed[, t]he accuracy of any description the witness may have
given in identifying the perpetrator[, t]he degree of certainty
expressed by the witness in making the identification[, t]he length
of time between the witnesses’ observation of the offense and the
first identification[, d]iscrepancies or inconsistencies between the
identifications[] if any[, and t]he circumstances under which the outof-court identification was made. And here, for example, Corel
Williams testified that her identification was made while she was in
a hospital bed.
You may also consider any other factor based on the
evidence or lack of evidence in the case which you consider relevant
to your determination whether the identifications were reliable.
Now with respect to the testimony of Anthony Jordan, Carla
Todd, Stacy Todd, Michael York, Bernard [S]asser, and Ang[u]el
Knight, remember, to the extent that their testimony identifies
[Petitioner] as being complicit in the stabbing of Jamil Swint that
evidence comes, for the most part, in the form of prior statements
that they gave to the police. And in that regard you should consider
my prior instructions to you relating how you may use those
statements.
(Document 3 attached to ECF No. 13 at 23-24, Document 4 attached to ECF No. 13 at 1).
Placed in its proper context, it is clear that the reason the Court mentioned many of the
State’s witnesses but did not mention Petitioner’s witness in this section of the jury charge is that
Petitioner’s witness never made an identification of the perpetrator. Thus, there was no reason
2$
for the trial court to discuss her lack of an identification in setting forth the standards for
determining the reliability of the out of court identifications of Petitioner. It is also clear that the
Court’s charge gave fair and equal treatment to both the prior inconsistent statements identifying
Petitioner as the perpetrator and the in court testimony denying that Petitioner was involved in the
stabbing of Swint. The Court merely summarized the testimony of these witnesses to provide a
proper context for the evaluation of his jury charge as to identifications, and reference to a witness
who did not make an identification, and indeed provided testimony whose central value to
Petitioner was her failure to identify him as the perpetrator, was not necessary or relevant to that
purpose. Nothing in the jury charge suggests the bias or unfairness Petitioner asserts, and nothing
in the charge suggests any attempt by the Court to force its view of the evidence on the jury. Quite
to the contrary, the charge indicates that the trial judge sought to make it clear that it was the jury,
and not the trial court, who was to interpret and judge the facts, including the reliability of any and
all identifications. Having considered the challenged section of the jury charge in light of the
charge as a whole and in its proper context, it is clear that the charge in this matter did not “so
infect{] the entire trial that the resulting conviction violate[d] due process,” and Petitioner is
therefore not entitled to habeas relief on this basis.
Duncan, 256 F.3d at 203.
Petitioner’s
contention that the charge was somehow biased or unfair is not supported on this record, and his
claim is therefore without merit.
6.
Petitioner’s Ineffective Assistance of Counsel Claims
All of Petitioner’s remaining claims assert that his trial counsel was constitutionally
29
ineffective for a variety of reasons. The standard applicable to ineffective assistance of counsel
claims is well established:
[c]laims of ineffective assistance are governed by the two-prong test
set forth in the Supreme Court’s opinion in Strickland v.
Washington, 466 U.S. 66$ (1984). To make out such a claim under
Strickland, a petitioner must first show that “counsel’s performance
was deficient. This requires [the petitioner to show] that counsel
made errors so serious that counsel was not functioning as the
‘counsel’ guaranteed by the Sixth Amendment.” Id. at 687; see
also United States v. Shedrick, 493 F.3d 292, 299 (3d Cir. 2007).
To succeed on an ineffective assistance claim, a petitioner must also
show that counsel’s allegedly deficient performance prejudiced his
defense such that the petitioner was “deprive[d] of a fair trial
whose result is reliable.” Strickland, 466 U.S. at 687; Shedrick,
493 f.3d at 299.
In evaluating whether counsel was deficient, the “proper
standard for attorney performance is that of ‘reasonably effective
assistance.” Jacobs v. Horn, 395 F.3d 92, 102 (3d Cir. 2005). A
petitioner asserting ineffective assistance must therefore show that
counsel’s representation “fell below an objective standard of
reasonableness” under the circumstances. Id. The reasonableness
of counsel’s representation must be determined based on the
particular facts of a petitioner’s case, viewed as of the time of the
challenged conduct of counsel. Id. In scrutinizing counsel’s
a court must
performance, courts “must be highly deferential
indulge a strong presumption that counsel’s conduct falls within the
wide range of reasonable professional assistance.” Strickland, 466
U.S. at 689.
.
.
.
Even where a petitioner is able to show that counsel’s
representation was deficient, he must still affirmatively demonstrate
that counsel’s deficient performance prejudiced the petitioner’s
defense. Id. at 692-93. “It is not enough for the defendant to show
that the errors had some conceivable effect on the outcome of the
proceeding.” Id. at 693. The petitioner must demonstrate that
“there is a reasonable probability, but for counsel’s unprofessional
errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine
confidence in the outcome.” Id. at 694; see also Shedrick, 493 f.3d
at 299. Where a “petition contains no factual matter regarding
30
unadorned
Strickland’s prejudice prong, and [only provides]
supporting factual allegations,” that
without
legal conclusion[s]
petition is insufficient to warrant an evidentiary hearing, and the
petitioner has not shown his entitlement to habeas relief. See
Palmer v. Hendricks, 592 F.3d 386, 395 (3d Cir. 2010). “Because
failure to satisfy either prong defeats an ineffective assistance claim,
and because it is preferable to avoid passing judgment on counsel’s
performance when possible, [Strickland, 466 U.S. at 697-98],”
courts should address the prejudice prong first where it is dispositive
of a petitioner’s claims. UnitedStates v. Cross, 308 F.3d 308, 315
(3d Cir. 2002).
.
.
.
.
.
.
Judge v. United States, 119 F. Supp. 3d 270, 280-81 (D.N.J. 2015).
Turning first to Petitioner’s claim that his trial counsel was ineffective in so much as she
failed to demand the dismissal of the jury panel following the statement by a potential juror
suggesting Petitioner had at some point been in the countyjail, that claim must fail for substantially
the same reason that Petitioner’s substantive claim failed
—
Petitioner has not shown that he
suffered any prejudice as a result of this incident. Petitioner has essentially provided no facts that
would support the conclusion that this incident resulted in any prejudice to him, or to suggest that
the outcome of his criminal proceedings would have been in any way different had counsel insisted
that the jury panel be dismissed and a new jury selected following that incident. As previously
discussed, given the carefully crafted jury instruction provided to the sitting jurors by the trial
court, it does not appear that Petitioner could have suffered any prejudice as a result of the
prospective juror’s statement. Thus, as Petitioner has not shown even a prima facie claim for
prejudice as to this claim, he has failed to establish that his trial attorney was constitutionally
ineffective, and Petitioner’s jury-taint related ineffective assistance claim therefore provides no
basis for habeas relief. Shedrick, 493 f.3d at 299; Judge, 119 F. Supp. 3d at 280-81.
31
Petitioner next asserts that both trial and appellate counsel proved ineffective by failing to
object to the identification of Petitioner by several witnesses, arguing that those identifications
were unreliable and therefore subject to challenge. To show that he was prejudiced by counsel’s
alleged failure to challenge the in court identifications, Petitioner “must show that he would likely
have prevailed on [a] suppression motion and that, having prevailed, there is a reasonable
likelihood that he would not have been convicted.” Thomas v. Varner, 428 f.3d 491, 502 (3d Cir.
The standard governing the admissibility of an identification was established by the
2005).
Supreme Court in Manson v. Brathwaite, 432 U.S. 98, 116 (1977).
Under Manson, an
identification procedure violates due process and the resulting identification is therefore
inadmissible where the procedure used by the police or prosecutor was “unnecessarily suggestive
and
.
.
.
create[dJ a substantial risk of misidentification.” United States v. Brownlee, 454 F.3d
131, 137 (3d Cir. 2006); see also United States v. Anthony, 45$ F. App’x 215, 218 (3d Cir. 2012).
Although reliability is “the linchpin in detennining the admissibility of identification testimony,”
Manson, 432 U.S. at 114, the question of whether an identification is reliable arises only where
the procedures used to procure that identification were themselves suggestive. Id. at 107-14; see
also State v. Henderson, 208 N.J. 208, 2 19-220 (2011) (under New Jersey law in effect at the time
of Petitioner’s trial and direct appeal, a criminal defendant was required to make a threshold
showing of suggestiveness before he was entitled to a hearing on the reliability of a challenged
identification).1
Although the New Jersey Supreme Court, beginning with Henderson, has to some extent refined
the approach to the application of the Manson standard, Henderson makes it clear that, at the time
of Petitioner’s trial and direct appeal, the New Jersey courts required evidence of suggestive
procedures before providing a hearing on, let alone granting, a motion to suppress identification
32
Here, Petitioner asserts that his trial counsel was ineffective in that she did not move for
the exclusion of the eyewitness identifications of K.W., Manuel Johnson, and Monique Williams.
In support of this argument, Petitioner argues at length that the statements were unreliable because
of a lack of familiarity, the fact that the identifications became stronger after the initial
identification, and the like. The inherent problem with Petitioner’s arguments, as recognized by
the State courts, is that Petitioner has failed to identify any way in which the procedures used by
the police were themselves suggestive. Under the case law applicable at the time of Petitioner’s
trial, evidence of suggestiveness was a requirement for receiving a hearing on the admissibility of
an out-of-court identification. See Henderson, 20$ N.J. at 2 19-20. As neither Petitioner’s PCR
counsel’s brief nor Petitioner himself in this matter have identified how the conduct of the police
in this matter was suggestive, Petitioner has failed to present a prima facie basis for the trial court
to have held a hearing on this issue prior to trial. As Petitioner has therefore failed to show that
he would have been entitled to a pre-trial hearing on the admissibility of the identifications, he has
in turn failed to show that he was in any way prejudiced by counsel’s failure to object to the
identifications and failure to request a hearing on that issue.
Thomas, 42$ f.3d at 502.
As
Petitioner has therefore failed to show that he was prejudiced, his claim of ineffective assistance
of counsel must in turn fail. Id. It is thus clear that Petitioner’s contention that his trial and
appellate counsel were ineffective in failing to raise this point before trial and on direct appeal is
without merit, and that Petitioner is not entitled to habeas relief Likewise, because Petitioner has
testimony, and that any changes made to the application of the standard in Henderson applied
prospectively only. Henderson, 20$ N.J. at 219-220. Although Henderson changed how New
Jersey courts applied Manson, even under Henderson it is only when “defendants can show some
evidence of suggestiveness” that a pretrial hearing is necessary. Id. at 219.
33
failed to show a prima facie case of ineffective assistance of counsel, his contention that the state
courts erred in denying him an evidentiary hearing on his ineffective assistance claims is likewise
without merit. See State
i’.
Preciose, 129 N.J. 451, 462 (1992) (petitioner must make prima fade
showing of ineffective assistance of counsel to be entitled to an evidentiary hearing); accord
Palmer v. Hendricks, 592 f.3d 386, 395-400 (3d Cir. 2010). Because all of Petitioner’s claims
are thus meritless, this Court will deny Petitioner’s habeas petition.
III.
CERTIFICATE OF APPEALABILITY
Pursuant to 28 U.S.C. §2253(c), a petitioner may not appeal from a final order in a habeas
proceeding where that petitioner’s detention arises out of his state court conviction unless he has
“made a substantial showing of the denial of a constitutional right.” “A petitioner satisfies this
standard by demonstrating that jurists of reason could disagree with the district court’s resolution
of his constitutional claims or that jurists could conclude the issues presented here are adequate to
deserve encouragement to proceed further.” Miller-El v. Cockrell, 537 U.S. 322, 327 (2003).
Because jurists of reason could not disagree with this Court’s conclusion that Petitioner’s claims
are without merit, Petitioner’s habeas petition is inadequate to deserve encouragement to proceed
further. As such, this Court will deny Petitioner a certificate of appealability.
34
IV. CONCLUSION
For the reasons stated above, Petitioner’s petition for a writ of habeas corpus is DENIED
and Petitioner is DENIED a certificate of appealability. An appropriate order follows.
JO L. CINARES
i’ted States District Judge
Dated: October
/1
,
2016
35
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