NAGY v. COMMISSIONER OF SOCIAL SECURITY
Filing
11
OPINION. Signed by Judge Madeline C. Arleo on 8/14/15. (cm )
NOT FOR PUBLICATION
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
___________________________________
:
:
:
Plaintiff,
:
:
v.
:
:
CAROLYN W. COLVIN,
:
Acting Commissioner of Social Security, :
:
Defendant.
:
___________________________________ :
IBOLYA NAGY,
Civil Action No. 14-4502
OPINION
August 14, 2015
ARLEO, UNITED STATES DISTRICT JUDGE.
Before this Court is Ibolya Nagy’s (“Plaintiff”) request for review, pursuant to 42
U.S.C. §§ 1383(c)(3), 405(g), of the Commissioner of Social Security Administration’s
(“Commissioner”) decision with respect to Plaintiff’s application for Disability Insurance
Benefits and Supplemental Security Income Benefits (collectively, “Disability Benefits”).
Plaintiff argues in the alternative that: (1) the Commissioner’s decision should be reversed
with an award of benefits because there is substantial evidence in the record to support a
finding of disability; and (2) the numerous deficiencies in the Commissioner’s decision
require the case to be remanded for reconsideration. For the reasons set forth in this
Opinion, the Court finds that this matter must be REMANDED.
1
I. STANDARD OF REVIEW AND APPLICABLE LAW
A. Standard of Review
This Court has jurisdiction to review the Commissioner’s decision under 42 U.S.C.
§ 405(g). This Court must affirm the Commissioner’s decision if there exists substantial
evidence to support the decision. 42 U.S.C. § 405(g); Markle v. Barnhart, 324 F.3d 182,
187 (3d Cir. 2003). Substantial evidence, in turn, “means such relevant evidence as a
reasonable mind might accept as adequate.” Ventura v. Shalala, 55 F.3d 900, 901 (3d Cir.
1995). Stated differently, substantial evidence consists of “more than a mere scintilla of
evidence but may be less than a preponderance.” McCrea v. Comm’r of Soc. Sec., 370
F.3d 357, 360 (3d Cir. 2004).
“[T]he substantial evidence standard is a deferential standard of review.” Jones v.
Barnhart, 364 F.3d 501, 503 (3d Cir. 2004). Accordingly, the standard places a significant
limit on the district court’s scope of review: it prohibits the reviewing court from
“weigh[ing] the evidence or substitut[ing] its conclusions for those of the fact-finder.”
Williams v. Sullivan, 970 F.2d 1178, 1182 (3d Cir. 1992). Therefore, even if this Court
would have decided the matter differently, it is bound by the ALJ’s findings of fact so long
as they are supported by substantial evidence. Hagans v. Comm’r of Soc. Sec., 694 F.3d
287, 292 (3d Cir. 2012) (quoting Fargnoli v. Massanari, 247 F.3d 34, 35 (3d Cir. 2001)).
In determining whether there is substantial evidence to support the Commissioner’s
decision, the Court must consider: “(1) the objective medical facts; (2) the diagnoses of
expert opinions of treating and examining physicians on subsidiary questions of fact; (3)
subjective evidence of pain testified to by the claimant and corroborated by family and
2
neighbors; and (4) the claimant’s educational background, work history, and present age.”
Blalock v. Richardson, 483 F.2d 773, 776 (4th Cir. 1973).
B. The Five-Step Disability Test
In order to determine whether a claimant is disabled, the Commissioner must apply
a five-step test. 20 C.F.R. § 404.1520(a)(4). First, it must be determined whether the
claimant is currently engaging in “substantial gainful activity.”
20 C.F.R. §
404.1520(a)(4)(i). “Substantial gainful activity” is defined as work activity, both physical
and mental, that is typically performed for either profit or pay. 20 C.F.R. § 404.1572. If
it is found that the claimant is engaged in substantial gainful activity, then he or she is not
disabled and the inquiry ends. Jones, 364 F.3d at 503. If it is determined that the claimant
is not engaged in substantial gainful activity, the analysis moves on to the second step:
whether the claimed impairment or combination of impairments is “severe.” 20 C.F.R. §
404.1520(a)(4)(ii).
The regulations provide that an impairment or combination of
impairments is severe only when it places a significant limit on the claimant’s “physical or
mental ability to do basic work activities.” 20 C.F.R. § 404.1520(c). If the claimed
impairment or combination of impairments is not severe, the inquiry ends and benefits must
be denied. Id.; Ortega v. Comm’r of Soc. Sec., 232 F. App’x 194, 196 (3d Cir. 2007).
At the third step, the Commissioner must determine whether there is sufficient
evidence showing that the claimant suffers from a listed impairment or its equivalent. 20
C.F.R. § 404.1520(a)(4)(iii). If so, a disability is conclusively established and the claimant
is entitled to benefits. Jones, 364 F.3d at 503. If not, the Commissioner must ask at step
four whether the claimant has residual functional capacity (“RFC”) such that he is capable
of performing past relevant work; if that question is answered in the affirmative, the claim
3
for benefits must be denied. Id. Finally, if the claimant is unable to engage in past relevant
work, the Commissioner must ask, at step five, “whether work exists in significant numbers
in the national economy” that the claimant is capable of performing in light of “his medical
impairments, age, education, past work experience, and ‘residual functional capacity.’” 20
C.F.R. §§ 404.1520(a)(4)(iii)-(v); Jones, 364 F.3d at 503. If so, the claim for benefits must
be denied. The claimant bears the burden of establishing steps one through four, while the
burden of proof shifts to the Commissioner at step five. Bowen v. Yuckert, 482 U.S. 137,
146 n.5 (1987).
Under 42 U.S.C. § 405(g) and Third Circuit precedent, this Court is permitted to
“affirm, modify, or reverse the [Commissioner’s] decision with or without a remand to the
[Commissioner] for a rehearing.” Podedworny v. Harris, 745 F.2d 210, 221 (3d Cir. 1984);
Bordes v. Comm’r of Soc. Sec., 235 F. App’x 853, 865-66 (3d Cir. 2007). While an
outright reversal with an order to award benefits is permissible in the presence of a fully
developed record containing substantial evidence that the claimant is disabled, the Court
must order a remand whenever the record is incomplete or lacks substantial evidence to
justify a conclusive finding at one or more of the five steps in the sequential analysis. See
Podedworny, 745 F.2d at 221-22.
II. BACKGROUND
A. Procedural History
This case arises out of Plaintiff’s application for disability insurance benefits and
supplemental security income filed on June 15, 2011. Tr. 16, 22, 133-43. In both
applications, the claimant alleged a disability beginning on February 3, 2009. Tr. 22. Both
claims were denied initially on October 18, 2011, whereupon claimant filed a written
4
request for an administrative hearing. Tr. 22. The claimant appeared and testified at the
hearing on August 6, 2012, in front of The Honorable John J. Barry (“The ALJ”). Tr. 22.
On January 28, 2013, the ALJ decided that the claimant was not disabled during the
relevant time period, because although she could no longer perform her past work, jobs
existed in significant numbers in the national economy that Plaintiff could perform. Tr.
22-35. Plaintiff then sought review before the Appeals Council, which was denied on May
30, 2014. Tr. 1. Having exhausted her administrative remedies, Plaintiff subsequently
timely filed the instant action on July 16, 2014.
B. Factual Background
1. Plaintiff’s History of Physical Impairments
Plaintiff is a 54-year-old woman who alleged in her application for Disability
Benefits that she became disabled on February 3, 2009. Tr. 16, 31. Plaintiff previously
worked as a certified nurse’s assistant (“CNA”), a job that is medium and semi-skilled,
according to Andrew Pasternak, the vocational expert (“VE”) assigned to Plaintiff’s case.
Tr. 62. Plaintiff was fired from her last CNA position due to an altercation with her boss
regarding overtime payments. Tr. 44. According to Plaintiff’s testimony, she has lost five
jobs for yelling at her bosses. Tr. 57-58. Since she did not have any positive references,
and due to the previous terminations and her temper, Plaintiff was unsuccessful in
obtaining work. Tr. 46. After she was fired in 2009, Plaintiff testified that her back
problems further prevented her from working. Tr. 47. Plaintiff testified she first injured
her back in 2000, and reinjured it in 2007 and 2009. Tr. 47.
The medical records indicate that Plaintiff does have some limitations in terms of
her back and left hand. A March 3, 2009, x-ray of Plaintiff’s lumbar spine showed
5
degenerative changes at L4-L5 with disc space narrowing and osteophyte formation, but
no fracture. Tr. 403. More than a year later on July 10, 2010, Plaintiff was seen at New
York Hospital – Queens (“NYHQ”) for intermittent left thumb pain, which radiated to her
wrist and forearm, including numbness and tingling. Tr. 227. Upon examination, she was
diagnosed with carpal tunnel and trigger finger, with normal range in the wrist and fingers.
Id. On August 20, 2010, Plaintiff complained to NYHQ of an abrupt onset pain in her left
lumbar that radiated down her left leg after she helped lift someone into the shower. Tr.
229. Upon examination, Plaintiff’s left lumbar paraspinal area was tender, and she walked
with an antalgic gait; Plaintiff was subsequently diagnosed with sciatica.
Tr. 230.
Plaintiff’s condition was exacerbated in September 1, 2010, when she lifted a patient into
bed at work, returning to NYHQ with similar symptoms. Tr. 229, 288. The exam revealed
tenderness in the L5-S1 regions and tension on Plaintiff’s side. Tr. 289. She was again
walking with an antalgic gait, however her back alignment, motor strength, and sensation
were all normal. Id.
In October 2010, Plaintiff made several visits to her family practitioner, Dr. Yosef
Morad, for lower back pain and weakness (October 8), and pain that radiated down her legs
(October 10). Tr. 404. After laser treatments, plaintiff told Dr. Morad she no longer was
in pain (October 14), and had continued improvement in her condition (October 17). Id.
Six months later in April 2011, Plaintiff complained of pain in her neck, left wrist and arm,
and lower back. Tr. 416. A month later, she claimed to have left wrist pain radiating up
her arm, and reported having experienced more than ten years of back pain. Tr. 418.
On July 10, 2011, Dr. Morad opined to the State Agency that Plaintiff could
perform less than sedentary work. Tr. 301-02. Dr. Morad wrote in his report that Plaintiff
6
could only lift 0-5 pounds occasionally, stand or walk up to two hours a day, and had
limitations in pushing and pulling, with no limitations in respect to her sight, posture, and
communication skills. See 294-303. Dr. Morad made the same assertion three days later
in another report to Plaintiff’s counsel. Tr. 318-22. On September 21, 2011, Plaintiff saw
Dr. Louis Tranese for a consultative orthopedic examination. Tr. 353-59. Dr. Tranese
found that Plaintiff might be restricted in performing repetitive or sustained fine and gross
manual activities with her hands. Id. He also opined that Plaintiff had minimal restrictions
with frequent bending, and had mild to moderate restrictions with heavy lifting. Id.
2. Plaintiff’s History of Mental Impairments
During the same time period, Plaintiff also underwent psychiatric exams for
depressive symptoms linked to her bipolar disorder. She had previously attempted suicide
roughly 25 years prior to her hearing.
Tr. 392.
Plaintiff underwent a psychiatric
examination at NYHQ on August 20, 2010, and again on September 1, 2010. Tr. 230, 237,
289. On June 6, 2011, Plaintiff complained to Dr. Morad that she was depressed and Dr.
Morad noted that Plaintiff had a history of bipolar disorder. Tr. 426. On July 6, 2011,
Plaintiff underwent a psychosocial assessment at Long Island Consultation Center
(“LICC”), complaining of depression and anger, but claimed no prior mental health
treatment despite antidepressants prescribed by Dr. Morad. Tr. 325-36. Plaintiff told LICC
doctors that she isolated herself, but despite passive thoughts of suicide, she did not want
to die. Tr. 327, 330. According to the record, Plaintiff’s mood and affect seemed
depressed, but appropriate. Tr. 333. The LICC assigned Plaintiff a global assessment of
7
function (“GAF”) score of 50, 1 which meant she had serious symptoms or serious
impairment in function. Tr. 333; see American Psychiatric Ass’n, Diagnostic & Statistical
Manual of Mental Disorders 34 (4th ed. txt. rev. 2000) (DSM-IV-TR). Upon another
assessment two weeks later, Plaintiff’s score was raised to 58, indicating she had moderate
symptoms or moderate difficulty in functioning. Tr. 397; see DSM-IV-TR at 34.
On September 2, 2011, Plaintiff saw Dr. Carl Rosenmann, who found that Plaintiff
had no limitation in understanding and remembering. Tr. 345. Separately, Dr. Arlene
Broska, during a consultative psychiatric evaluation, posited that Plaintiff could get easily
distracted. Dr. Broska, however, concluded that although the Plaintiff’s exam results were
consistent with psychiatric problems, they did not appear to be significant enough to
interfere with Plaintiff’s ability to function on a daily basis. Tr. 351. Dr. T. Bruni, a New
York State Office of Temporary and Disability Assistance psychologist, saw Plaintiff a
month later, finding that she had mild restrictions of activities of daily living, and mild
restrictions on concentration, persistence, or pace, with moderate difficulties in terms of
social functioning. Tr. 28, 370. Dr. Bruni also found Plaintiff markedly limited in
interacting with the general public. Tr. 375.
On August 30, 2012, Plaintiff underwent a psychosocial examination at Medex
Diagnostic & Treatment Center (“Medex”), where she appeared to be clean, friendly, and
cooperative, demonstrating a normal thought process. Tr. 487. Her GAF was raised to 60,
1
The LICC staff used the DSM-IV multi axial scale for their diagnosis. Axis I deals
with clinical disorders (such as bipolar disorder); Axis II deals with personality disorders;
Axis III deals with general medical conditions; Axis IV deals with psychosocial and
environmental problems; and Axis V deals with the person’s GAF. The Court notes that
the DSM-IV was supplanted by DSM-5 on May 18, 2013 and no longer uses the multiaxial system. At the time of the examination, however, the multi-axial diagnostic system
was widely accepted as the best tool for assessment of mental disorders.
8
indicating she suffered from moderate symptoms or moderate difficulty in functioning. Tr.
488; see DSM-IV-TR at 34. The following month, Plaintiff complained to Dr. Hamid
Moussavian of anxiety, anger, and depression, but noted her medication helped her temper.
Tr. 458. She told Dr. Moussavian that she was paranoid, heard knocking noises, and feared
public transportation. Tr. 459. Dr. Moussavian assigned her a GAF score of 55, signifying
she had moderate symptoms or moderate difficulty in functioning. Tr. 501. Later in the
month, Plaintiff told Dr. Moussavian her medications were working well. Tr. 520.
C. The ALJ’s Decision
In his January 28, 2013, decision, the ALJ first noted that Plaintiff had not engaged
in substantial gainful activity since the alleged onset date, February 3, 2009. Tr. 24. The
ALJ also noted that Plaintiff suffered from the following severe impairments: (1)
degenerative disc disease of the cervical and lumbar spine with herniated disc at L4-L5;
and (2) mild carpal tunnel syndrome in the left hand and trigger finger. Tr. 25. The ALJ
found no severe mental impairments. See Tr. 25.
At step three, the ALJ found that Plaintiff’s impairments or a combination thereof
did not meet or medically equal the severity of one of the listed impairments. Tr. 26. In
reaching that decision, the ALJ specifically reviewed the applicable listing 1.00
(musculoskeletal system), finding that the medical record did not indicate any impairment
severe enough to meet the criteria of any listed impairment, and those impairments, singly
or in combination, did not medically equal the criteria of any listed impairment. See id.
Next, the ALJ determined Plaintiff’s RFC. The ALJ found Plaintiff capable of
performing light work, as defined at 20 C.F.R. §§ 404.1567(b) (2015), 416.967(b), with
some limitations, finding Plaintiff able to:
9
[S]it/stand/walk for a total of six hours in an eight-hour day, with a sit/stand option
every fifteen minutes to change position. Plaintiff is capable of lifting/carrying ten
pounds on a frequent basis and twenty pounds occasionally. Plaintiff may
occasionally climb ramps and stairs, but is precluded from climbing
ropes/scaffolds/ladders. Plaintiff may engage in activities that involve occasional
balancing, bending, stooping, crouching, crawling and kneeling. Additionally,
Plaintiff may occasionally use her left hand and arm to operate hand controls, and
to push/pull. There are no limitations with respect to her dominant right hand and
arm. Tr. 26, 381.
In determining Plaintiff’s RFC, the ALJ weighed Plaintiff’s subjective statements
against objective medical evidence to find that although the impairments could be
reasonably expected to cause the alleged symptoms, Plaintiff’s statements concerning the
intensity, persistence, and limiting effects of the symptoms were not entirely credible. Tr.
27.
At step four, the ALJ found that Plaintiff was not able to perform past relevant work
as a certified nursing assistant because the job exceeded Plaintiff’s capacity for less than a
full range of light work. Tr. 29; see 20 C.F.R. §§ 404.1565, 416.965.
The analysis then moved to step five. The ALJ found that considering Plaintiff’s
education, work experience, and RFC, jobs exist in significant numbers in the national
economy that Plaintiff can perform. Tr. 30. Given Plaintiff’s RFC to perform light work
with some limitations, the VE opined Plaintiff could work as a ticket taker, officer helper,
and mailroom clerk. Id. The ALJ next posed a hypothetical whereby the Plaintiff would
further be limited to performing simple and complex tasks in a low-stress environment with
infrequent contact with supervisors, and frequent contact with other employees. Id. The
VE answered that such an individual could perform any of the previously identified jobs.
Id. The ALJ then asked the VE whether there were jobs in the national economy for
10
sedentary, rather than light work. Id. The VE answered affirmatively, providing additional
jobs such as information aid, and document preparer. Id.
Based upon the abovementioned RFC determination and the VE’s testimony, the
ALJ entered a finding of “not disabled.” Tr. 31.
III.
DISCUSSION
A. The ALJ’s Step Two Determination
Plaintiff argues that the ALJ erred at step two by finding no severe mental
impairments. The Court disagrees. So long as the ALJ rules in Plaintiff’s favor by finding
that any single impairment meets the severity threshold required at step two, any error the
ALJ makes at step two is harmless error. Salles v. Comm’r of Soc. Sec., 229 F. App’x
140, 145 (3d Cir. 2007). Here, the ALJ found that Plaintiff had severe impairments
involving both degenerative disc disease of the cervical and lumbar spine with a herniated
disc and carpal tunnel syndrome. Tr. 25. Therefore, any error that may have been made
regarding the severity of Plaintiff’s mental impairments was harmless and thus is not
reversible error.
B. The ALJ’s RFC Determination
As noted above, the ALJ determined that Plaintiff was capable of performing light
work with some limitations. Tr. 26. Plaintiff argues that the ALJ’s RFC assessment was
not supported by substantial evidence because the ALJ failed to consider or explain the
basis for rejecting contrary evidence in the record.
11
An ALJ must consider all pertinent evidence. Burnett v. Comm’r of Soc. Sec., 220
F.3d 112, 121 (3d Cir. 2000). While the ALJ does not need to discuss every piece of
evidence included in the record, he must explain his reasons for discounting contradictory
evidence. Id. at 122.
1. Plaintiff’s Subjective Complaints of Pain
Plaintiff argues that the ALJ did not provide a detailed enough credibility analysis
of her subjective complaints of pain. In determining whether the claimant is disabled, the
ALJ must give consideration to subjective complaints of pain, but the subjective testimony
alone will not establish that a claimant is disabled. 20 C.F.R. §§ 404.1529, 416.929; Dorf
v. Brown, 794 F.2d 896, 901 (3d Cir. 1986). Plaintiff retains the burden of proving that
their complaints of pain are supported by medical evidence. Alexander v. Shalala, 927 F.
Supp. 785, 795 (D.N.J. 1995). Where a claimant’s subjective testimony as to the pain is
reasonably supported by medical evidence, the ALJ cannot discount the claims of pain
without contrary medical evidence. Chrupcala v. Heckler, 829 F.2d 1269, 1276 n.10 (3d
Cir. 1997).
In the present matter, the ALJ found that Plaintiff’s medically determinable
impairments could reasonably be expected to cause her alleged symptoms, but determined
that she overstated the intensity, persistence, and limiting effects of those symptoms “for
the reasons explained in th[e] decision.” Tr. 27. With regards to Plaintiff’s back pain,
Plaintiff’s testimony of her daily activities and range of motion, along with medical
evidence, contradicted the severity of the pain. See Tr. 29. Specifically, while the ALJ
conceded that Plaintiff could perform light work with some limitations, her back issues
were not as severe as Plaintiff claimed. Tr. 294, 301-302, 318-22, 355-56. Further,
12
Plaintiff stated in her testimony, and in several other consultations with both medical and
mental health professionals, that her typical day involves walking, shopping, cooking, and
watching TV. Tr. 56, 178, 383.
Additionally, there were discrepancies in Plaintiff’s mental health testimony and
her doctors’ opinions. Dr. Rosenmann found that Plaintiff had no limitation in
understanding and remembering. Tr. 345. Dr. Broska found that Plaintiff’s problems were
not significant enough to interfere with Plaintiff’s ability to function. Tr. 351. Dr. Bruni
found that Plaintiff’s largest amount of mental difficulty were in terms of social
functioning, due to her affinity to isolate herself. Tr. 310. As for her testimony, Plaintiff
stated she tended to stay by herself, but two months later told her mental healthcare
provider she would be going to Florida with a friend whom she got along with well. Tr.
59, 479, 516. She also did not account for the fact that she stopped looking for work in
2009 due to her back, but told a healthcare worker that she worked up until at least 2011
as an elderly woman’s caretaker. See Tr. 47, 178, 325, 444. Further, she told Dr.
Moussavian on two separate occasions that her medication was working well to curb her
temper. Tr. 460, 520.
The ALJ appropriately evaluated Plaintiff’s subjective complaints of pain. Tr. 29.
2. Treating Physician’s Opinions
a. Physical Limitations
As part of his analysis, the ALJ must consider Plaintiff’s treating physicians’
opinions. Adorno v. Shalala, 40 F.3d 43, 47 (3d Cir. 1994). The opinions of treating
13
physicians are given substantial, sometimes even controlling weight.
20 C.F.R.
§404.1527(d)(2); Cotter v. Harris, 642 F.2d 700, 704 (3d Cir. 1981). The opinions of
treating physicians may be rejected outright only if there is clear contradictory medical
evidence. Fouch v. Barnhart, 80 F. App’x 181, 185 (3d Cir. 2003) (citing Morales v. Apfel,
225 F.3d 310, 317 (3d Cir. 1999) (quotation omitted)). If there is conflicting medical
evidence, the ALJ is allowed to choose which source to credit so long as he considers all
of the evidence and provides some reason for discounting the evidence rejected. Fouch,
225 F. 3d at 317. Additionally, disability determinations are reserved to the Commissioner
of the Social Security Administration; statements by doctors of medical experts that
Plaintiff is disabled do not override the conclusions the Commissioner is legally authorized
to make, nor do they guarantee or necessitate a finding of disability. 20 C.F.R. §
404.1527(d)(2).
Plaintiff asserts that the ALJ erred in assigning some weight to the opinions of Dr.
Morad, her family doctor, and Dr. Tranese, the consultative orthopedic examiner, arguing
that the ALJ’s conclusions were not consistent with the doctors’ opinions. The Court finds
these arguments to be without merit.
First, Plaintiff rests her argument on the premise that the RFC assessment must be
based on a medical opinion, however, the RFC is an administrative finding reserved to the
ALJ. 20 C.F.R. § 404.1456(c) (2015) (“Although we consider opinions from medical
sources on issues such as [RFC] the final responsibility for deciding these issues is reserved
to the Commissioner”); see Brown v. Astrue, 649 F.3d 193, n.2 (3d Cir. 2011) (“The law
is clear, however, that the opinion of a treating physician does not bind the ALJ on the
issue of function capacity.”) Here, the ALJ explained his decision to not wholly adopt
14
Plaintiff’s treating physicians’ opinions was due to “recent objective findings,” including
Plaintiff’s spinal x-rays, the Doppler test, as well as clinical findings made concerning her
range of motion, and the testimony concerning her daily activities. Tr. 29. Using all of
this evidence, the ALJ came to the conclusion that Plaintiff was capable of performing light
work with the physical limitations noted in the RFC. Tr. 29.
The ALJ cited specific reasons to support his determination, including the
Plaintiff’s subjective testimony that her daily activities entail showering without assistance,
walking, shopping, and cooking. Tr. 56. Plaintiff is able to feed herself and bathe herself,
with some difficulty putting her socks on. Id. Further, Plaintiff continued to work after
her alleged disability onset date of February 3, 2009. Tr. 288, 325, 444, 453; see 20 C.F.R.
§ 404.1571 (2015).2
Dr. Morad’s opinions were only given some weight because the record evidence
showed a finding that Plaintiff could perform a reduced range of light work, not the “less
than sedentary” work opined by Dr. Morad. Tr. 26, 29, 301-02, 318-22. As previously
discussed, Plaintiff’s own testimony negated Dr. Morad’s opinion, as an individual who
could not perform even sedentary work would not be able to perform her daily activities.
Tr. 56; see 20 C.F.R. § 404.1567. Discrediting Dr. Morad’s opinion further, the only
diagnostic testing cited by his reports was an MRI from November 2007, showing disc
pressure on the neural foramina, and an x-ray of the lumbar spine from March 2009,
showing only degenerative disc changes at L4-L5, with disc space narrowing and
osteophyte formation, with no other performed, ordered or updated studies done by him.
2
Upon remand, the Commissioner should also address whether the Plaintiff’s application
may be denied at step one.
15
Tr. 28. Both tests were done prior to the alleged onset disability date of February 9, 2009.
Tr. 116. An x-ray performed on September 26, 2011, by IMA Disability Services of
Plaintiff’s lumbosacral spine, showed only degenerative disc disease at L4-L5, and no
compression fracture. Tr. 357. A cervical spine x-ray done on the same date showed
degenerative spondylosis at C5-C6, straightening, and no compression fracture, again,
indicating normal age-related degenerative changes. Tr. 358. Additionally, Dr. Morad’s
suspected diagnosis of deep vein thrombosis was negated by the Doppler ultrasound test.
Tr. 28-29.3
For the above reasons, the ALJ properly evaluated Plaintiff’s physical limitations.
b. Mental Limitations
As for her mental RFC, Plaintiff argues that none of the medical opinions
purportedly given weight by the ALJ in fact demonstrate she has work-related mental
limitations. The Court agrees in part.
First, Plaintiff argues that even though Dr. Arlene Broska was given significant
weight by the ALJ, the ALJ failed to account for any of the limitations described by her.
This argument is without merit. Dr. Broska diagnosed Plaintiff with bipolar disorder, and
suggested that Plaintiff has potential difficulties handling stress, making decisions in the
workplace, and being easily distracted. Tr. 28; see 349-51. However, Dr. Broska found
that while the results of the evaluation appeared to be consistent with psychiatric problems,
they did not appear to be significant enough to interfere with Plaintiff’s daily functioning.
3
The Court also finds that ALJ’s RFC was consistent with Dr. Tranese’s treatment
records, as nothing Dr. Tranese posited was contradictory to the ALJ’s final decision. Tr.
29, 355-65.
16
Tr. 351. The ALJ posited that Dr. Broska’s opinions were supported by Plaintiff’s daily
activities and minimal psychiatric intervention. Tr. 28.
Second, Plaintiff argues that the ALJ failed to account for the opinions from treating
psychiatrist Dr. Carl Rosenmann altogether. However, Dr. Rosenmann’s opinions were
given some weight. See Tr. 29. He described Plaintiff as having erratic mood and
behavior, but found her anger and depression controllable. Tr. 345-46. Plaintiff told Dr.
Rosenmann on August 11, 2011, that it was the first time in several years she felt able to
control her anger, and that she felt control of herself again. Tr. 343. Dr. Rosenmann was
unable to say if Plaintiff’s mental health issues would be long-term, and could not provide
a medical opinion regarding Plaintiff’s ability to do work related activities. Tr. 346.
Plaintiff’s GAF scores were also evaluated by the ALJ, and her last score of 55 indicated
that she had moderate symptoms and moderate difficulty functioning. See Tr. 333, 463.
Clearly, as she told Dr. Moussavian, her medications were working, helping to curb her
anger, depression, and anxiety. Tr. 520.
Lastly, Plaintiff argues that while the ALJ gave Dr. T. Bruni’s opinion “great
weight,” the ALJ overlooked Plaintiff’s particular limitations described by this doctor.
The Court agrees. The ALJ did properly consider Dr. Bruni’s observation, that Plaintiff
had mild limitations of activities of daily living, mild restrictions in terms of concentration,
perseverance, or pace, moderate restrictions of social functioning, and noted episodes of
decompensation. Tr. 370.
Nonetheless, the ALJ failed to adopt, or contradict, Dr. Bruni’s findings that
Plaintiff has a marked limitation in interacting with the general public, a limitation that
could have impacted her RFC. See Morales v. Apfel, 225 F.3d 310, 318 (3d Cir. 2000),
17
Santiago v. Comm’r of Soc. Sec., No. 13-1464, 2014 WL 4793448, at *12 (E.D.N.Y.
2014), Velazquez v. Barnhart, No. 02-1264, 2004 WL 367614, at *10 (D. Conn. 2004); see
also Tr. 29, 67-68, 375. An ALJ must consider all pertinent evidence. Burnett, 220 F.3d
at 121. While the ALJ does not need to discuss every piece of evidence included in the
record, he must explain his reasons for discounting contradictory evidence. Id. at 122.
Therefore, because the Court is left unable to determine if the ALJ failed to consider, or
considered and rejected this marked limitation, the matter is remanded to the ALJ for
further consideration consistent with this opinion.
IV. CONCLUSION
Because the Court is unable to conduct meaningful judicial review, the
Commissioner’s disability determination is REMANDED. An appropriate order will
follow.
s/ Madeline Cox Arleo
MADELINE COX ARLEO
UNITED STATES DISTRICT JUDGE
18
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?