KENNEDY et al v. HOEGH AUTOLINERS, INC et al
OPINION. Signed by Magistrate Judge Cathy L. Waldor on 2/16/21. (jc, )
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 1 of 18 PageID: 1696
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
BARBARA KENNEDY, et al.,
Civil Action No. 2:18-cv-8599 (ES)(CLW)
HOEGH AUTOLINERS SHIPPING
This matter comes before the Court on the motions of (i) defendant Hoegh Autoliners
Shipping PTE LTD. (“Defendant”) seeking dismissal of this matter for lack of personal jurisdiction
[D.E. 41]; and (ii) plaintiffs Barbara Kennedy (“Barbara”) and Alfatah Kennedy (“Alfatah”)
(collectively, “Plaintiffs”) seeking to reopen jurisdictional discovery [D.E. 79]. The Honorable
Esther Salas has referred both motions to the undersigned. Upon careful consideration of the
parties’ submissions, the Court GRANTS Defendant’s motion to dismiss and DENIES Plaintiff’s
motion to reopen jurisdictional discovery.
Plaintiffs allege that Barbara was injured in October 2015 while working as a stevedore on
a vessel (the “vessel”) owned by Defendant and docked at the Port of Newark in New Jersey. D.E.
25 at ¶¶ 1, 3, 9, 13. Plaintiffs claim these injuries were caused by the negligence of Defendant, as
well as three related Hoegh entities who since have been dismissed from the action with prejudice.
Id. at ¶¶ 6-9; 19-26; D.E. 27. Alfatah brings an action for loss of consortium. Id. at D.E. 25 at ¶
28. Plaintiffs’ action proceeds under 33 U.S.C. § 905(b), which provides for recovery due to
“negligence of a vessel.”
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 2 of 18 PageID: 1697
Since removal nearly three years ago, this case has been beset by Plaintiffs’ protracted
failure to timely prosecute their claims. Because this chronology bears upon the Court’s decision
on the motions, it is detailed in full.
Plaintiffs initiated this action in New Jersey Superior Court in September 2017. D.E. 1-1.
After Plaintiffs amended their state court complaint, the action was timely removed to this Court.
D.E. 1; 1-2. At an initial conference in July 2018, the defendants advised Magistrate Judge
Mannion 1 of their intention to move to dismiss for lack of service and personal jurisdiction. D.E.
6 at 1.2 Judge Mannion permitted Plaintiffs limited jurisdictional discovery to be completed by
September 4, 2018. Id. After Plaintiffs failed to do so, Judge Mannion allowed Plaintiffs a
fourteen-day extension to serve jurisdictional discovery. D.E. 9. Plaintiffs served interrogatories
and document requests, most of which did not concern jurisdiction, D.E. 59-1; 59-2, and did not
serve deposition notices. Judge Mannion again extended the time to complete jurisdictional
discovery, this time to February 15, 2019. D.E. 11.
On February 15, 2019—i.e. the day that jurisdictional discovery was to be completed—
Plaintiffs served each then-defendant with 30(b)(6) deposition notices, scheduling depositions for
March 22, 2019. D.E. 14-2; 14-3. The notices stated that Plaintiffs would seek testimony as to
“[t]he ownership of the vessel”; “[t]he managing agent of the vessel”; and “[i]ts relationship to the
other parties defendant in this case.” Id. The defendants objected to the notices and sought leave
to move to quash, representing that they unsuccessfully sought Plaintiffs’ input on these issues
This matter was transferred from Judge Mannion to the undersigned in November 2020.
Defendant’s motion to dismiss originally sought dismissal for improper service; however, that portion of
the motion has been withdrawn. D.E. 78.
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 3 of 18 PageID: 1698
numerous times in February and March of 2019. D.E. 14. Plaintiffs did not oppose the request.
Plaintiffs then filed a motion to file a second amended complaint. D.E. 16.
At a March 22, 2019 conference, Plaintiffs advised Judge Mannion that they would be
willing to withdraw their request for jurisdictional discovery so long as they would be permitted
to file a second amended complaint naming as defendants “all of the potential owners of the
vessel.” D.E. 22 at 3-4. Judge Mannion confirmed that the noticed depositions would not proceed
and permitted Plaintiffs to confer with the defendants as to a second amended complaint. Id. at 47. Judge Mannion set a plenary fact discovery deadline for August 30, 2019. D.E. 21. Plaintiffs
then filed the second amended complaint, which the defendants answered, raising a personal
jurisdiction affirmative defense. D.E. 24, 25, 26 at 6. Plaintiffs then dismissed all defendants other
than Defendant. D.E. 27, 29. In August 2019, Defendant advised Judge Mannion that it was
awaiting Plaintiffs’ responses to Defendant’s discovery demands such as certain medical
authorizations, which were served in early 2019. D.E. 15 at 3; 59 at 4. Judge Mannion again
extended discovery deadlines, ordering depositions to be noticed by September 5, 2019 and fact
discovery to close on October 30, 2019. D.E. 32.
Shortly thereafter, Defendant again advised Judge Mannion of Plaintiffs’ failure to respond
to discovery demands. D.E. 35 at 2. Plaintiffs’ counsel responded that “Plaintiff Counsel has
communicated to Plaintiff and is aware of the need and willing to sign additional medical
authorizations but does not currently have the resources to arrive at our office to sign them. We
are awaiting their mailing. As Plaintiff’s Counsel’s paralegal is currently on vacation this week,
Plaintiff’s Counsel is unable to work with paralegal to determine whether there are any other
document demand deficiencies.” Id. Judge Mannion ordered discovery to proceed on a rolling
basis and for all documents to be furnished by September 27, 2019. D.E. 36. Plaintiffs then served
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 4 of 18 PageID: 1699
a deposition notice on October 16, 2019—more than one month overdue. D.E. 59-5. In October
2019, Judge Mannion extended fact discovery through January 31, 2020, and granted leave for
Defendant to file a motion to dismiss under Rule 12(b). D.E. 40.
Defendant timely filed its motion to dismiss. D.E. 41. Plaintiffs’ opposition was filed one
day late due to technical difficulties, with Plaintiff citing, e.g., the scheduling of the motion
“plac[ing] my deadline square within the holidays rendering such challenges as having to complete
the brief entirely on my own, where the legal assistants in this office have more experience than I
with ECF.” D.E. 51. Judge Mannion extended fact discovery to April 30, 2020 and scheduled a
conference for April 13, 2020. D.E. 53. Roughly thirty minutes before the conference, Plaintiff
submitted a letter to Judge Mannion detailing various discovery issues. D.E. 55. Defendant timely
responded to Plaintiffs’ letter. D.E. 58, 59.
On June 12, 2020, Judge Mannion issued an Opinion and Order on Defendant’s motion to
dismiss. D.E. 60. The Opinion discussed in detail the question of whether the vessel was a “time
charter,” in which case the vessel owner (Defendant) would bear liability; or a “bareboat charter,”
in which case it would not; in particular, noting a conflict in Defendant’s declaration as to this
issue. See id. at 5, 15-16. Judge Mannion concluded that additional jurisdictional discovery was in
1. The Clerk of the Court shall administratively terminate
Defendant’s Motion to Dismiss [D.E. 41] without prejudice,
allowing a renewed motion upon completion of jurisdictional
discovery; . . .
2. The parties shall immediately meet and confer to begin limited
jurisdictional discovery, wherein Plaintiffs may notice 2
depositions, request 5 interrogatories, and 10 document requests
regarding the “time charter” and “bare boat” issue. Defendant’s
responses to the paper discovery requests shall be provided
within 20 days of the request. The parties have 60 days to
complete jurisdictional discovery . . . .
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 5 of 18 PageID: 1700
Id. at 16.3
Subsequent correspondence between the parties shows that, despite Judge Mannion
directing Plaintiffs to notice jurisdictional discovery, and despite numerous requests from
Defendant, Plaintiffs failed to provide a draft Letter of Request (“LOR”) for the deposition of
Defendant’s Norway-based director Thor Jorgen Guttormsen’s (“Guttormsen”), as required under
the Hague Evidence Convention. D.E. 65 at 1-3; D.E. 85-1-4; 6. Plaintiffs then sought an order
directing the parties to “meet and confer to jointly draft a Letter of Request”, D.E. 65 at 4, despite
such efforts having already begun and having been hampered by Plaintiff not providing a draft
LOR. 4 Plaintiffs submitted a proposed LOR for the first time on July 1, 2020, and the parties
conferred on the draft throughout the next two weeks. D.E. 69; D.E. 85-10-14.
At a July 17, 2020 conference, Plaintiff requested and was granted one week to prepare
questions to be asked of Guttormsen. D.E. 85 at ¶ 24. Plaintiff failed to do so. Id. at ¶ 25. On July
27, 2020, Judge Mannion granted Plaintiffs a one-day extension “to serve a proposed letter and
questions on defense counsel.” D.E. 72. Two days later, Plaintiffs changed course and wrote to
Defendant: “While initially I thought mutually drafting jurisdictional questions would be
necessary, it seems more expedient to allow the Norwegian court to guide the questions, and
The Court respectfully notes some confusion with Judge Mannion’s directive. The bareboat versus time
charter inquiry—while overlapping with the question of jurisdiction to the extent it addresses the degree of
an owner’s control over a vessel—nevertheless primarily concerns liability, not jurisdiction. At bottom, this
issue does not appear dispositive of personal jurisdiction. See, e.g., Torres De Maquera v. Yacu Runa
Naviera S.A., 107 F. Supp. 2d 770, 776 (S.D. Tex. 2000) (finding personal jurisdiction over owner of vessel,
notwithstanding that owner “entered a bareboat charter . . ., which at first glance would appear to absolve
the owner from liability”). Notwithstanding, the matter before the Court is whether Plaintiff has
demonstrated entitlement to reopen discovery, and so the Court will not overly burden itself with the
contours of that proposed discovery.
Plaintiffs argue that it was Defendant who was being unreasonable in negotiating the proposed LOR and
questions. A review of the parties’ correspondence does not support this contention.
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 6 of 18 PageID: 1701
request follow up questions if necessary.” D.E. 85-15 at 2. Defendant rejected this proposal and
asked Plaintiffs to prepare proposed questions as had been planned to that point. D.E. 85-16 at 2.
Plaintiffs thereafter did not provide a list of questions, 5 nor did they serve additional jurisdictional
interrogatories or document demands as directed. D.E. 85 at ¶¶ 32-33.
Per Judge Mannion’s Order, the deadline for jurisdictional discovery expired on August
12, 2020. On August 18, 2020, Defendant requested that jurisdictional discovery be closed and
that Defendant be granted leave to renew its motion to dismiss. D.E. 75. Counsel for Plaintiffs then
missed a September 1, 2020 telephone conference: “without any explanation or ownership for the
failure to appear, an associate left messages complaining about not receiving a courtesy call while
the conference was in progress and requested that the Court inform her about what had transpired.”
D.E. 76 at 2. Judge Mannion granted Defendant leave to renew its motion to dismiss and ordered
Plaintiffs to file either a joint request or a formal motion to reopen jurisdictional discovery. Id. at
2-3. Defendant did not consent to reopen discovery. D.E. 78-1. Defendant then renewed its motion
to dismiss, and Plaintiffs filed their motion to reopen jurisdictional discovery. D.E. 78, 79.
Overview of the Parties’ Motions
Although the parties’ motions concern different forms of relief—Defendant seeks an
adjudication, while Plaintiffs seek a discovery extension—the two applications are closely linked.
Plaintiffs argue that despite their failures in advancing this case, they should be permitted to
continue seeking jurisdictional discovery. Defendant primarily argues that upon the present record,
Plaintiffs have failed to establish this Court’s personal jurisdiction over Defendant; Defendant
further contends that further leave for Plaintiffs to seek to establish such jurisdiction would be
Plaintiffs eventually filed a list of proposed questions in November 2020, months after the close of
jurisdictional discovery and well after the instant motions were fully briefed. D.E. 98. Defendant objected
to the request, noting that the deadline for jurisdictional discovery had expired in August 2020. D.E. 99.
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 7 of 18 PageID: 1702
improper in view of the chronology detailed above. This latter point is essentially an argument
against Plaintiffs’ motion. The Court therefore addresses the motions in two steps: first, Plaintiffs’
bid to reopen jurisdictional discovery—which will be denied—and second, Defendant’s request to
dismiss the matter because the present record fails to establish personal jurisdiction over
Defendant—which will be granted.
Plaintiffs’ Motion to Reopen Jurisdictional Discovery
Plaintiffs’ opening moving papers do not indicate the grounds for their motion to reopen
discovery. Although some courts have applied the excusable neglect standard under FED. R. CIV.
P. 6(b) (for which Plaintiffs argue for the first time on reply), see, e.g., Yeoman v. Ikea U.S.A. W.,
Inc., 2013 U.S. Dist. LEXIS 96720, at *11 (S.D. Cal. July 10, 2013), the weight of authority favors
application of FED. R. CIV. P. 16(b)(4), under which a scheduling order “may be modified only for
good cause and with the judge’s consent.” See, e.g., J.G. v. C.M., 2014 U.S. Dist. LEXIS 56143,
at *4 (D.N.J. Apr. 23, 2014) (“Federal Rule of Civil Procedure 16(b)(4) permits the modification
of a scheduling order to reopen discovery for ‘good cause.’”); R. M. W. v. Homewood Suites,
2012 U.S. Dist. LEXIS 201426, at *24 n.2 (D.N.J. June 28, 2012) (rejecting excusable neglect
standard and applying Rule 16 on motion to reopen discovery); e.g., Sweatman v. Coloplast Corp.,
2020 U.S. Dist. LEXIS 78907, at *5-6 (D.S.C. May 5, 2020) (same).
b. Good Cause Inquiry
i. Plaintiffs’ Diligence
Under Rule 16(b), “[a] finding of good cause depends on the diligence of the moving party.
In other words, the movant must show that the deadlines cannot be reasonably met despite its
diligence.” Globespanvirata, Inc. v. Tex. Instruments, Inc., 2005 U.S. Dist. LEXIS 16348, at *9-
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 8 of 18 PageID: 1703
10 (D.N.J. July 11, 2005) (quoting Rent-A-Center v. Mamaroneck Ave. Corp., 215 F.R.D. 100,
104 (S.D.N.Y. 2003) and citing FED. R. CIV. P. 16 advisory committee’s note (“The court may
modify the schedule on a showing of good cause if [the deadlines] cannot be reasonably met
despite the diligence of the party seeking the extension.”)); see, e.g., Konopca v. FDS Bank, 2016
U.S. Dist. LEXIS 41002, at *4 (D.N.J. Mar. 29, 2016) (“To show good cause, ‘the moving party
must demonstrate that a more diligent pursuit of discovery was impossible.’”) (quoting Alexiou v.
Moshos, 2009 U.S. Dist. LEXIS 81815, at *8, 2009 WL 2913960, *3 (E.D. Pa. Sept. 9, 2009)).
“The ‘good cause’ standard is not a low threshold. Disregard for a scheduling order undermines
the court’s ability to control its docket, disrupts the agreed-upon course of the litigation, and
rewards ‘the indolent and cavalier.’” J.G., 2014 U.S. Dist. LEXIS 56143, at *4-5 (quoting Riofrio
Anda v. Ralston Purina Co., 959 F.2d 1149, 1154-55 (1st Cir. 1992)).
Plaintiffs’ lack of diligence is self-evident. Jurisdictional discovery was first set to close on
September 4, 2018—more than two full years before Plaintiffs filed their instant motion. Since
that time, Plaintiffs have missed no fewer than five deadlines specifically concerning jurisdictional
discovery (in addition to four separate extensions pertaining to plenary fact discovery). See D.E.
6, 9, 11, 21, 32, 40, 53, 72, 85 at ¶¶ 24-5. During this period, Plaintiffs also served multiple
discovery demands unrelated to jurisdiction, missed a filing deadline, reversed course once by
temporarily agreeing to withdraw their requests for jurisdictional discovery, did so again by
seeking to have the Norwegian court to choose questions to ask Guttormsen, neglected to timely
provide a proposed LOR and list of questions, failed to respond to the defendants’ discovery
demands, and missed a telephone conference. See D.E. 14-2; 14-3; 15; 22; 35; 51; 59-1; 59-2, 65,
85. Plaintiffs have lodged excuses such as a paralegal being on vacation, a deadline falling within
the holiday season, and the absence of a courtesy call. See D.E. 35, 51, 76.
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 9 of 18 PageID: 1704
Upon these facts, this matter’s significant delays were quite clearly caused by Plaintiffs’
lack of diligence. Stated otherwise, a more diligent pursuit of discovery was certainly possible. To
overlook Plaintiffs’ patterns of neglect in advancing jurisdictional discovery would be to “reward
the indolent and cavalier,” J.G., 2014 U.S. Dist. LEXIS 56143 (quotation marks omitted), which
the Court simply will not do. Indeed, courts routinely deny such applications upon similar facts.
See, e.g., Leyse v. Bank of Am. Nat’l Ass’n, 2019 U.S. Dist. LEXIS 100213, at *3, 7 (D.N.J. June
14, 2019) (declining to reopen discovery where party was granted multiple extensions over
approximate eighteen-month period); Fleckenstein v. Crawford, at *3 n.3, 4 (M.D. Pa. Mar. 23,
Finally, the Court rejects Plaintiffs’ argument (raised for the first time on reply) that they
should be excused from compliance with the discovery deadlines based upon information obtained
from Norwegian authorities that it takes one to three months to process LORs, and therefore, that
the deadlines would not have been met even if Plaintiffs had acted diligently. First, being that
several of Judge Mannion’s orders directed Plaintiffs to serve jurisdictional discovery by a date
certain, the turnaround time on these requests has no bearing on Plaintiffs’ ability to comply.
Second, had Plaintiffs met their initial September 2018 deadline (or the several deadlines that
immediately followed), then notwithstanding delays from the Norwegian court, jurisdictional
discovery certainly could have been completed in time to obviate the instant motion.
In summary, the Court finds that Plaintiffs have failed to demonstrate that they acted
diligently for purposes of good cause under FED. R. CIV. P. 16(b).
ii. Additional Factors
While diligence is the centerpiece of the good cause analysis, some courts also assess “the
importance of the evidence, [ ] the logistical burdens and benefits of re-opening discovery, [and]
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 10 of 18 PageID: 1705
prejudice to the non-moving party.” J.G., 2014 U.S. Dist. LEXIS 56143, at *5 (citing Marlowe
Patent Holdings LLC v. Dice Electronics, LLC, 293 F.R.D. 688, 701 (D.N.J. 2013)). These factors
further support the above conclusion. The evidence Plaintiffs seek certainly is important, as it may
allow them to demonstrate jurisdiction. As noted, though, the Court is somewhat skeptical that the
inquiries Judge Mannion has permitted will yield a meaningful finding on the question of personal
jurisdiction. Indeed, while Judge Mannion permitted Plaintiffs to conduct “limited jurisdictional
discovery” consisting of questions “regarding the ‘time charter’ and ‘bare boat’ issue”, D.E. 60 at
16, Plaintiffs’ proposed questions seek a far wider breadth of information. See D.E. 98 (asking
about, e.g., connections between Defendant and related entities, policies and procedures pertaining
to vessel, and scope of Defendant’s marketing efforts). The Court does not pass upon whether
these are proper jurisdictional inquiries, except to say that they certainly overstep the time charter
versus bare boat issue which is the boundary of the expressly “limited” discovery permitted by
This leads to the issue of the logistical burdens and benefits of reopening discovery. In
view of the above, a determination as to the propriety of Plaintiffs’ proposed discovery will require
the Court to assess Plaintiffs’ proposed questions not only as a general matter, but through the lens
of what appears to be a disparity in the discovery permitted by prior court order and that which
will yield a satisfactory answer to the jurisdictional question. Plaintiffs then will need to execute
discovery on an international non-party pursuant to the Hague Convention. Taken together—and
coupled with Plaintiffs’ repeated delays in even reaching this point in the proceedings—the Court
finds that reopening discovery will be uniquely burdensome in time, effort, and cost. See, e.g.,
Crown Bay Marina, L.P. v. Reef Transp., LLC, 2020 U.S. Dist. LEXIS 157406, at *10 (D.V.I.
Aug. 31, 2020) (denying reopening of discovery that “would inevitably impose a substantial
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 11 of 18 PageID: 1706
burden on [opposing party] as well as additional costs, and could even further delay the trial of
this consolidated case”); Sweet v. Lockheed Martin Corp., 2009 U.S. Dist. LEXIS 140078, at *6
(N.D. Ga. Aug. 21, 2009) (denying motion to reopen where “reopening discovery would cause
unnecessary delay, increase litigation costs and be burdensome on Defendant”). These
considerations also speak to the issue of prejudice, which likewise is present here. The Third
Circuit has cited as an example of prejudice “the excessive and possibly irremediable burdens or
costs imposed on [an] opposing party.” Adams v. Trs. of the N.J. Brewery Employees’ Pension
Tr. Fund, 29 F.3d 863, 874 (3d Cir. 1994) (quoting Scarborough v. Eubanks, 747 F.2d 871, 876
(3d Cir. 1984)); see, e.g., Martsolf v. Jbc Legal Grp., P.C., 2008 U.S. Dist. LEXIS 138714, at *23 (M.D. Pa. Mar. 13, 2008) (denying motion to reopen discovery because “reopening discovery
would prejudice defendant through costs, time, and attorneys’ fees to defend discovery that
plaintiff could have sought within case management deadlines”).
In summary, the additional factors relevant to the good cause inquiry reinforce the Court’s
conclusion that Plaintiffs’ motion to reopen discovery should be denied.
Defendant’s Motion to Dismiss
a. Personal Jurisdiction
Defendant primarily seeks dismissal for lack of personal jurisdiction under FED. R. CIV. P.
12(b). The Third Circuit has framed personal jurisdiction as follows:
[a] federal court sitting in New Jersey has jurisdiction over parties
to the extent provided under New Jersey state law. New Jersey’s
long-arm statute provides for jurisdiction coextensive with the due
process requirements of the United States Constitution. Thus, parties
who have constitutionally sufficient “minimum contacts” with New
Jersey are subject to suit there.
Miller Yacht Sales, Inc. v. Smith, 384 F.3d 93, 96 (3d Cir. 2004) (citations omitted). “Due process
requirements are satisfied when in personam jurisdiction is asserted over a nonresident corporate
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 12 of 18 PageID: 1707
defendant that has ‘certain minimum contacts with [the forum] such that the maintenance of the
suit does not offend traditional notions of fair play and substantial justice.’” Helicopteros
Nacionales De Colombia v. Hall, 466 U.S. 408, 414 (1984) (quoting Int’l Shoe Co. v. Washington,
326 U.S. 310, 316 (1945)) (quotation marks omitted). Significantly, “the defendant’s conduct and
connection with the forum State [must be] such that he should reasonably anticipate being hauled
into court there.” World-Wide Volkswagen Corp. v. Woodson, 444 U.S. 286, 297 (1980) (citations
i. Specific Jurisdiction
Although “[p]ersonal jurisdiction may be established through general jurisdiction or
specific jurisdiction over a defendant”, Horowitz v. AT&T Inc., 2018 U.S. Dist. LEXIS 69191
(D.N.J. Apr. 25, 2018), at *14 (citing Goodyear Dunlop Tires Operations, S. A. v. Brown, 564
U.S. 915, 919 (2011)), Plaintiff’s arguments in opposition concern the latter. The Court therefore
will limit its discussion accordingly. 6
As summarized in Horowitz,
[s]pecific jurisdiction may be established over a defendant where the
defendant has purposefully directed his activities at residents of the
forum and the litigation results from alleged injuries that arise out
of or relate to those activities. More specifically, specific
jurisdiction requires that: (1) the defendant purposefully directed its
activities at residents of the forum, (2) the claim arises out of or
relates to those activities, and (3) the assertion of personal
jurisdiction is reasonable and fair. . . . Once specific jurisdiction is
The Court briefly notes that general jurisdiction likewise is absent. “[A] court may assert general
jurisdiction over foreign (sister-state or foreign-country) corporations to hear any and all claims against
them when their affiliations with the State are so ‘continuous and systematic’ as to render them essentially
at home in the forum State.” Daimler AG v. Bauman, 571 U.S. 117, 127 (2014) (quoting Goodyear, 564
U.S. at 919. “[O]nly a limited set of affiliations with a forum will render a defendant amenable to allpurpose jurisdiction there. Id. at 137 (citing Goodyear and citing Helicopteros, 466 U.S. at 414 n.9).
General jurisdiction requires greater contacts than specific jurisdiction does. Nicolaisen v. Toei Shipping
Co., 722 F. Supp. 1162, 1164 (D.N.J. 1989). Because Plaintiffs fail to establish the latter, it follows that the
former also is missing.
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 13 of 18 PageID: 1708
established, a defendant can be sued in the jurisdiction only in the
matter from which the jurisdiction arises.
Id. at *15-17 (citations and quotation marks omitted).
“Once challenged, the plaintiff bears the burden of establishing personal jurisdiction.”
O’Connor v. Sandy Lane Hotel Co., 496 F.3d 312, 316 (3d Cir. 2007) (citing General Elec. Co. v.
Deutz AG, 270 F.3d 144, 150 (3d Cir. 2001)). “However, when the court does not hold an
evidentiary hearing on the motion to dismiss, the plaintiff need only establish a prima facie case
of personal jurisdiction and the plaintiff is entitled to have its allegations taken as true and all
factual disputes drawn in its favor.” Miller, 384 F.3d at 97 (citing cases). With this said,
[o]nce the defense has been raised, then the plaintiff must sustain its
burden of proof in establishing jurisdictional facts through sworn
affidavits or other competent evidence. . . . At no point may a
plaintiff rely on the bare pleadings alone in order to withstand a
defendant’s Rule 12(b)(2) motion to dismiss for lack of in personam
jurisdiction. Once the motion is made, plaintiff must respond with
actual proofs, not mere allegations.
Id. at 101 n.6 (quoting Patterson v. FBI, 893 F.2d 595, 603-04 (3d Cir. 1990)).
1. Whether Defendant Purposefully Directed
Its Activities at Residents of New Jersey
To satisfy the first prong for specific jurisdiction, “what is necessary is a deliberate
targeting of the forum.” O’Connor, 496 F.3d at 317. “[I]t is essential in each case that there be
some act by which the defendant purposefully avails itself of the privilege of conducting activities
within the forum State, thus invoking the benefits and protections of its laws.” De James v.
Magnificence Carriers, Inc., 654 F.2d 280, 284 (3d Cir. 1981) (quoting Hanson v. Denckla, 357
U.S. 235, 253 (1958)).
Here, Guttormsen’s sworn declaration explains the following: Defendant is a Singapore
corporation and a subsidiary of a Norway corporation. D.E. 43 at ¶¶ 2-3. It was the vessel’s owner
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 14 of 18 PageID: 1709
at the time of Barbara’s alleged injury, but it did not operate the vessel or employ any of the vessel
staff, nor was it responsible for any of the vessel’s operations, nor did it contract for performance
of stevedore services on the vessel while docked at Port Newark. Id. at ¶¶ 4-5, 8-11. The vessel’s
staff worked at the direction not of Defendant but of Hoegh Autoliners A/S, id. at ¶¶ 7, 18, which
as noted, has been dismissed from the case. Defendant did not employ any vessel officers or crew
members, or anyone with the responsibilities set forth in the vessel’s Cargo Quality Manual or
Cargo Securing Manual. Id. at ¶ 8-9. Defendant has no corporate offices, assets, bank accounts, or
employees in New Jersey, nor was it involved in arranging the vessel’s call at the time of Barbara’s
alleged injuries. Id. at ¶ 12.
Plaintiffs’ opposition utterly fails to rebut these facts. This is largely because their
opposition relies on unfounded assertions and documents lacking proper foundation—the exact
opposite of the “sworn affidavits or other competent evidence” constituting “actual proofs, not
mere allegations” required to successfully oppose Defendant’s motion. See Miller, supra. More
specifically, Plaintiffs cite to a Hoegh Autoliners website, the Hoegh Autoliners Quality manual,
a deck log book, and a third-party subpoena response. D.E. 89-11-14. There are multiple problems
with these references. First is that the materials do not appear to say what Plaintiffs say they do;
most notably, nowhere do they specifically reference Defendant (as opposed to the other Hoegh
entities which have been dismissed from the case). Second, even if they did, none of the
information cited establishes that Defendant undertook “some act by which the defendant
purposefully avails itself of the privilege of conducting activities within the forum State, thus
invoking the benefits and protections of its laws.” De James, supra. Finally, Plaintiffs attach these
materials to their attorney declaration, stating only that “Defendants provided [this] discovery to
Plaintiffs’ counsel”. D.E. 88 at ¶ 15 (emphasis added). This is similar to what Plaintiffs did in
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 15 of 18 PageID: 1710
previously opposing Defendant’s motion to dismiss. Judge Mannion rejected these materials,
[A]ttached [to the attorney declaration] are documents purporting to
be a “Hoegh Autoliners Cargo Quality” manual, a M/V Hoegh
Masan Deck Log, and a M/V Hoegh Masan Injury Report. . . . The
Court has no way of knowing what entity originated the documents
or which defendant, if any, produced these records in discovery.
Counsel has not identified any deposition testimony or other
competent evidence to link these three documents to Hoegh PTE
versus any of the Hoegh entities voluntarily dismissed by the
Kennedys. The Court therefore has no choice but to sua sponte strike
each of these three exhibits.
Without more, it is clear the Kennedys have not met their burden to
oppose Hoegh PTE’s motion with competent evidence.
D.E. 60 at 16. As before, Plaintiffs have failed to oppose Defendant’s motion with competent
Plaintiffs’ other arguments are to no avail. They seek to distinguish De James on the ground
that “a mere google search demonstrates that Hoegh PTE is not a third party, as [in] DeJames . . .
, but a related entity”; that “sufficient contacts were had by one of the related entities”; and that
one such entity is Defendant’s parent company. D.E. 87 at 9, 14-15. Setting aside the issue of
Plaintiffs attempting to establish jurisdiction based upon “a mere google search”, Plaintiffs provide
no credible evidence that any of these entities possessed contacts with New Jersey sufficient for
the exercise of personal jurisdiction. Neither, for that matter, do Plaintiffs demonstrate control by
Defendant’s purported parent over Defendant to establish personal jurisdiction over Defendant
based upon the parent’s contacts. See MSA Prods. v. Nifty Home Prods., 2014 U.S. Dist. LEXIS
4590, at *8 (D.N.J. Jan. 14, 2014) (discussing requirements for assertion of personal jurisdiction
over subsidiary based on control by parent).
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 16 of 18 PageID: 1711
The Court therefore finds this case on all fours with DeJames, which, as here, involved an
injury sustained on a boat that belonged to a foreign corporation and was moored in New Jersey.
654 F.2d at 282-83. In holding personal jurisdiction to be lacking, the Third Circuit wrote that the
[defendant] received no economic benefit, either direct or indirect,
from residents of New Jersey. Although it could be argued that
[defendant] receives some derivative benefit from . . . the fact that
the charterers of the vessel were permitted to unload cars in New
Jersey, we believe that this attenuated benefit is insufficient to
support the assertion of personal jurisdiction. . . . This derivative
benefit is similar to the benefit that the local retailer and the regional
distributor in World-Wide Volkswagen derived from the fact that
the cars they sold could freely travel across state lines and stop
within the forum state. . . . [T]his derivative benefit was found
insufficient to support personal jurisdiction over the defendants in
World-Wide Volkswagen, and we likewise find it insufficient to
support personal jurisdiction over [defendant] in New Jersey. . . .
[W]e must focus on the defendant’s conduct to determine whether
the nature of this conduct can be said to have put the defendant on
notice that it may be called to defend its actions in the forum state. .
. . [T]he Supreme Court put to rest the notion in World-Wide
Volkswagen that this kind of foreseeability alone is a sufficient basis
for personal jurisdiction under the due process clause. If it were
sufficient, the Supreme Court noted, (e)very seller of chattels would
in effect appoint the chattel his agent or service of process. . . . The
fortuitous circumstance that the owners chose to dock in New Jersey
is insufficient to support the assertion of jurisdiction over
[defendant] under the New Jersey long-arm rule.
Id. at 285-86 (emphasis added; citations and quotation marks omitted). The Court sees no reason
to depart from DeJames’ reasoning and conclusion.
Finally, Plaintiffs lodge arguments based on Scindia Steam Navigation Co. v. De Los
Santos, 451 U.S. 156 (1981); O’Connor, 496 F.3d 312; and Davis v. Portline Transportes Mar.
Internacional, 16 F.3d 532 (3d Cir. 1994). Scindia and Davis do not discuss personal jurisdiction
at all; their only apparent overlap with this case is that they involved injuries sustained by
longshore workers. O’Connor is readily distinguishable in that, unlike here, the record there
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 17 of 18 PageID: 1712
demonstrated “claim-specific contacts [that] do amount to purposeful availment. . . . Through these
acts, [defendant] deliberately reached into [the forum state] to target two of its citizens.” 496 F.3d
at 318 (citing cases).
Because Plaintiffs are unable to satisfy the first requirement for specific jurisdiction, the
Court need not address the second or third prongs. See, e.g., Overland Ventures, LLC v. Giant
Tyres USA, LLC, 2014 U.S. Dist. LEXIS 129328, at *9 (S.D. Miss. Sep. 16, 2014) (because “the
first requirement for establishing a prima facie case of personal jurisdiction has not been met, . . .
it is unnecessary to examine whether the exercise of jurisdiction over [defendant] would comport
with due process”) (citing Cycles, Ltd. v. W.J. Digby, Inc., 889 F.2d 612, 621 (5th Cir. 1989)).
The Court concludes that Plaintiffs have failed to sustain their burden of demonstrating that the
facts before the Court establish personal jurisdiction over Defendant.
b. FED. R. CIV. P. 41(b) Dismissal
As a general matter, “dismissal for lack of personal . . . jurisdiction . . . is a dismissal
without prejudice.” EF Operating Corp. v. Am. Bldgs., 993 F.2d 1046, 1048-49 (3d Cir. 1993)
(citing Lucas v. Gulf & Western Indus., Inc., 666 F.2d 800, 805 (3d Cir. 1981)). 7 Defendant
passingly seeks dismissal with prejudice for failure to prosecute under FED. R. CIV. P. 41(b). D.E.
78 at 2.8 In view of the above, the Court will not address this alternative ground for dismissal. See,
e.g., Sierra Club v. Wellington Dev.- WVDT, LLC, 2008 U.S. Dist. LEXIS 39535, at *20 (W.D.
There is some authority providing for this form of relief where there is no reasonable basis for the exercise
of personal jurisdiction. See Robinson v. Section 23 Prop. Owner's Ass’n, 2019 U.S. Dist. LEXIS 9637, at
*3 n.2 (D.N.J. Jan. 22, 2019) (collecting cases). Because, as discussed, Plaintiffs have failed to fully explore
the Court’s jurisdiction over Defendant, the Court does not deem this one such case.
Defendant does not discuss the six-factor test set forth in Poulis v. State Farm Fire and Cas. Co., 747 F.2d
863 (3d Cir. 1984) applicable to Rule 41(b) dismissal.
Case 2:18-cv-08599-ES-CLW Document 102 Filed 02/16/21 Page 18 of 18 PageID: 1713
Pa. May 13, 2008) (“Since we lack jurisdiction, we do not reach Defendant’s alternative arguments
For the reasons stated herein, the Court grants Defendant’s motion to dismiss for lack of
personal jurisdiction and denies Plaintiffs’ motion to reopen jurisdictional discovery. An
appropriate order follows.
Dated: February 16, 2021
/s/ Cathy L. Waldor
Cathy L. Waldor, U.S.M.J.
While true that Rule 41(b) might entitle Defendant to dismissal with prejudice, the Court nonetheless will
refrain from such analysis. First, as noted, the want of jurisdiction likely proscribes such an endeavor.
Further, while it will stop short of conducting a full Poulis review, the Court notes that Poulis likely would
not yield dismissal with prejudice under Rule 41(b), largely in view of the first factor therein: here, unlike
many cases where such dismissal is granted, there is (with very minor exception) no indication that
Plaintiffs themselves (as opposed to their counsel) bore any responsibility for the failure to prosecute. Cf.,
e.g., Ricks v. Udijohn, 2017 U.S. Dist. LEXIS 1074, at *6 (D.N.J. Jan. 4, 2017) (granting dismissal with
prejudice where “Plaintiff’s conduct alone appears to be responsible for his failure to prosecute”).
Moreover, the alleged injury occurred over five years ago, well past the three-year limitations period for
this action. See 46 U.S.C. § 763(a). Thus, barring Plaintiffs’ ability to effectuate a significant toll of the
statute of limitations, the Court’s decision effectively amounts to a dismissal with prejudice. See, e.g., Green
v. Humphrey Elevator & Truck Co., 816 F.2d 877, 878 n.4 (3d Cir. 1987) “[T]he effect of a
dismissal without prejudice where the statute of limitations has run is the same as dismissal with prejudice:
it bars a subsequent action.”) (quoting Leger v. Ohio Barge Lines, Inc., 1984 U.S. Dist. LEXIS 18382, at
*2 (W.D. Pa. Mar. 22, 1984)).
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?