FARLOW v. UNITED STATES OF AMERICA
Filing
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OPINION. Signed by Judge Stanley R. Chesler on 3/5/21. (jc, )
NOT FOR PUBLICATION
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
DEQUAN FARLOW,
Petitioner,
v.
UNITED STATES OF AMERICA,
Respondent.
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Civil Action No. 20-10679 (SRC)
OPINION
CHESLER, District Judge:
Presently before the Court is Petitioner Dequan Farlow’s motion to vacate his sentence
brought pursuant to 28 U.S.C. § 2255. (ECF No. 1). The Government filed a response to the
motion (ECF No. 2), but Petitioner declined to file a reply. For the reasons set forth below, this
Court will deny the motion and deny Petitioner a certificate of appealability.
I. BACKGROUND
On June 6, 2018, Petitioner pled guilty to being a felon in possession of a firearm in
violation of 18 U.S.C. § 922(g)(1) pursuant to a plea agreement. (Docket No. 18-44 at ECF Nos.
19-21). As part of his plea agreement, Petitioner stipulated that, following having been convicted
of several felonies, he knowingly possessed a firearm on the date in question. (Docket No. 18-44
at ECF No. 20 at 8). These prior felonies included at least four state court felony drug offenses
which resulted in two separate five-year prison term sentences in state court. (See PSR at ¶¶ 3034, ECF No. 2 at 4). As a result of this guilty plea, at sentencing, Petitioner received a three-level
reduction in his guidelines level based on the acceptance of responsibility evinced by his plea.
(See ECF No. 2 at 3). This Court ultimately sentenced Petitioner to 94 months’ imprisonment on
October 3, 2018. (Docket No. 18-44 at ECF No. 26).
II. DISCUSSION
A. Legal Standard
A prisoner in federal custody may file a motion pursuant to 28 U.S.C. § 2255 challenging
the validity of his or her sentence. Section 2255 provides, in relevant part, as follows:
A prisoner in custody under sentence of a court established by Act
of Congress claiming the right to be released upon the ground that
the sentence was imposed in violation of the Constitution or laws of
the United States, or that the court was without jurisdiction to
impose such a sentence, or that the sentence was in excess of the
maximum authorized by law, or is otherwise subject to collateral
attack, may move the court which imposed the sentence to vacate,
set aside or correct the sentence.
28 U.S.C. § 2255. Unless the moving party claims a jurisdictional defect or a constitutional
violation, to be entitled to relief the moving party must show that an error of law or fact constitutes
“a fundamental defect which inherently results in a complete miscarriage of justice, [or] an
omission inconsistent with the rudimentary demands of fair procedure.” United States v. Horsley,
599 F.2d 1265, 1268 (3d Cir. 1979) (quoting Hill v. United States, 368 U.S. 424, 429 (1962)), cert.
denied 444 U.S. 865 (1979); see also Morelli v. United States, 285 F. Supp. 2d 454, 458-59 (D.N.J.
2003).
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B. Analysis
1. No evidentiary hearing is necessary in this matter
A district court need not hold an evidentary hearing on a motion to vacate where “the
motion and files and records of the case conclusively show that the prisoner is entitled to no relief.”
28 U.S.C. § 2255(b); United States v. Booth, 432 F.3d 542, 545 (3d Cir. 2005); United States v.
Day, 969 F.2d 39, 41-42 (3d Cir. 1992). “Where the record, supplemented by the trial judge's
personal knowledge, conclusively negates the factual predicates asserted by the petitioner or
indicate[s] that petitioner is not entitled to relief as a matter of law, no hearing is required.” Judge
v. United States, 119 F. Supp. 3d 270, 280 (D.N.J. 2015); see also Government of Virgin Islands
v. Nicholas, 759 F.2d 1073, 1075 (3d Cir. 1985); see also United States v. Tuyen Quang Pham,
587 F. App’x 6, 8 (3d Cir. 2014); Booth, 432 F.3d at 546. Because Petitioner’s claims are
procedurally defaulted and Petitioner has failed to show cause and actual prejudice or actual
innocence sufficient to overcome that bar, no evidentiary hearing is necessary to resolve this
matter.
2. Petitioner’s Rehaif Claim
In his sole claim, Petitioner contends that, in light of the Supreme Court’s decision in
Rehaif v. United States, --- U.S. ---, 139 S. Ct. 2191 (2019), his guilty plea has been rendered
deficient as he neither admitted to nor acknowledged the Government’s ability to prove that he
knew that he was a felon at the time he possessed the gun at issue in his conviction. In Rehaif,
the Supreme Court held that, in order to be found guilty of violating 18 U.S.C. § 922(g), the
Government must show that a criminal defendant knew that he fell into one of the categories of
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people barred from possessing a firearm under the statute at the time that he knowingly possessed
a firearm. 139 S. Ct. at 2194. In so ruling, the Supreme Court overruled longstanding circuit court
precedent both in the Third Circuit and in every other circuit court to have considered the question.
See, e.g., United States v. Higdon, 638 F.3d 233, 239-40 (3d Cir. 2011). Because Petitioner’s §
922(g) charge was premised on his having been a convicted felon at the time he possessed a
firearm, see 18 U.S.C. § 922(g), in this matter Rehaif would require that Petitioner admit or the
Government have proven that Petitioner knew at the time he possessed a gun that he “had been
convicted of a crime punishable by more than one year of imprisonment.” United States v.
Sanabria-Robreno, 819 F. App’x 80, 83 (3d Cir. 2020).
Although the Government acknowledges that Petitioner did not explicitly admit to or
acknowledge that the Government could prove that he knew he was a convicted felon at the time
he possessed a firearm while pleading guilty in this matter, the Government argues that Petitioner
is ultimately not entitled to relief because his Rehaif claim is procedurally defaulted and Petitioner
has not shown cause and actual prejudice or actual innocence sufficient to overcome this default.
Where a § 2255 petitioner’s claim could have been, but was not raised on direct appeal, that claim
is considered procedurally defaulted. See, e.g., Massaro v. United States, 538 U.S. 500, 504
(2003); United States v. Frady, 456 U.S. 152, 167-68 (1982); see also United States v. DeRewal,
10 F.3d 100, 105 n. 4 (3d Cir. 1993); Parkin v. United States, 565 F. App’x 149, 151-52 (3d Cir.
2014). As Petitioner could have raised such a claim on direct appeal, albeit with little chance of
success given circuit precedent in effect prior to Rehaif, his claim is defaulted.
Where a habeas petitioner has procedurally defaulted a claim, he cannot be granted relief
on that claim unless he can show cause for his default and actual prejudice or that he is actually
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innocent of the charge in question. Massaro, 538 U.S. at 504; Frady, 456 U.S. at 167-68; Parkin,
565 F. App’x at 151. Turning first to procedural default, it is clear that Petitioner cannot show
adequate prejudice to overcome the procedural bar which lays in his path. Even if this Court
assumes, arguendo, that the binding circuit precedent in effect at the time of Petitioner’s conviction
is sufficient cause to excuse his failure to raise a Rehaif-like claim on direct appeal, Petitioner is
still barred from relief unless he can show that he was actually prejudiced – that the alleged Rehaif
error “worked to his actual and substantial disadvantage infecting his entire [conviction] with error
of constitutional dimensions.” Frady, 456 U.S. at 170. Indeed, claims of even a constitutional
dimension raised in a § 2255 motion will be held harmless on collateral review unless the alleged
error “had a substantial and injurious effect or influence in determining the jury’s verdict.” Fry
v. Pliler, 551 U.S. 112, 116 (2007) (quoting Brecht v. Abrahamson, 507 U.S. 619, 631 (1993)).
Petitioner must therefore show “more than a reasonable possibility that the error was harmful,”
and give the reviewing court a “grave doubt” as to whether the alleged error substantially and
injuriously affected the outcome of Petitioner’s case. Davis v. Ayala, 576 U.S. 257, 267-68
(2015) (internal citations and quotations omitted). In the plea context, this requires the petitioner
to show “that, but for the error, he would not have entered the plea” and would have proceeded to
trial. Sanabria-Robreno, 819 F. App’x at 83.
In his petition, Petitioner does not argue, let alone show, that he was prejudiced by the
alleged Rehaif error. Instead, Petitioner argues that Rehaif errors in a guilty plea amount to
structural error requiring a reversal notwithstanding a lack of prejudice, relying on the Fourth
Circuit’s decision in United States v. Gary, 954 F.3d 194, 203-05 (4th Cir. 2020), cert. granted,
No. 20-444, --- U.S. ---, 2021 WL 77245 (Jan. 8, 2021). In Gary, the Fourth Circuit held that
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Rehaif errors in plea proceedings were structural, largely based on the Fourth Circuit’s opinion
that the effect of the Rehaif knowledge requirement on the petitioner’s guilty plea could not be
adequately predicted. Id. Both the Third Circuit, albeit in an unpublished opinion, and every
other circuit court to have considered the issue have rejected this conclusion, finding that relief
under Rehaif raised for the first time after the conclusion of trial is not warranted absent a showing
of prejudice, a finding which relevant Supreme Court precedent supports. See Sanabria-Robreno,
819 F. App’x at 83; United States v. Patrone, 985 F.3d 81, 85-86 (1st Cir. 2021) (collecting cases);
see also United States v. Dominguez Benitez, 542 U.S. 74, 81 n. 6 (“[t]he omission of a single Rule
11 warning without more is not colorably structural”).
This Court agrees with the Third Circuit’s unpublished decision and the decision of these
other circuits – in cases such as this one where the petitioner served previous multiple year
sentences for prior convictions, the effect of Rehaif on Petitioner’s decision is readily predictable,
and the error in question is therefore not structural. Because Petitioner certainly knew that he had
been convicted of a crime punishable by more than a year as he had served multi-year prison
sentences, and as it is in any event clear that the Government could have adequately proven on that
basis that Petitioner met the knowledge requirement, there is no reasonable probability that
Petitioner would not have pled guilty had he been aware of the Rehaif knowledge requirement.
As there is no reasonable likelihood that the outcome of the plea process would have been different
had Petitioner known about the Rehaif requirement, Petitioner has not shown that he was actually
prejudiced by the alleged Rehaif error.1
Although the Court need not reach the merits of Petitioner’s underlying Rehaif claim in light of
the fact that Petitioner’s claim is procedurally barred for the reasons discussed throughout this
opinion, the Court notes that Petitioner is not entitled to habeas relief on the merits of his claim for
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As Petitioner has failed to show cause and actual prejudice, his Rehaif claim is barred
unless he can otherwise pierce the procedural default bar by showing that he is actually innocent
of the § 922(g) violation of which he was convicted. A petitioner can only make out a claim of
actual innocence sufficient to overcome his procedural default by showing “that it is more likely
than not that no reasonable juror would have convicted him.” McQuiggan v. Perkins, 569 U.S.
383, 399 (2013) (quoting Schlup v. Delo, 513 U.S. 298, 327 (1995)). This requires he present
new, credible evidence of innocence “so strong that a court cannot have confidence in the outcome
of the trial unless the court is also satisfied that the trial was free of nonharmless constitutional
error.” Id. at 401. In light of Petitioner’s having served multiple year sentences following his
convictions in state court, a fact recorded in the public record of Petitioner’s convictions, Petitioner
can make no such showing – he clearly and knowingly possessed a firearm based on his
stipulations and guilty plea admissions, and it is virtually certain he knew he had been convicted
of a crime punishable by more than a year in light of his convictions and the resulting prison
sentences he had previously served – and Petitioner has therefore failed to show that he was
actually innocent. He therefore cannot overcome the procedural default bar, and his Rehaif claim
is therefore barred. Petitioner’s motion to vacate sentence is denied.
the same reason he fails to show actual prejudice – any non-structural error claim raised in a
collateral relief motion will be held harmless and provide no basis for relief unless the petitioner
shows that he was actually and substantially prejudiced. Fry, 551 U.S. at 116. Because there is
no reasonable likelihood that Petitioner would not have pled guilty had he known about the Rehaif
requirement in light of his criminal history and the benefits received via his guilty plea, the alleged
Rehaif error is harmless and provides no basis for habeas relief.
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III. CERTIFICATE OF APPEALABILITY
Pursuant to 28 U.S.C. § 2253(c), the petitioner in a § 2255 proceeding may not appeal from
the final order in that proceeding unless he makes “a substantial showing of the denial of a
constitutional right.” “A petitioner satisfies this standard by demonstrating that jurists of reason
could disagree with the district court’s resolution of his constitutional claims or that jurists could
conclude that the issues presented here are adequate to deserve encouragement to proceed further.”
Miller-El v. Cockrell, 537 U.S. 322, 327 (2003). “When the district court dismisses the petition
on procedural grounds without reaching the prisoner’s underlying constitutional claim, a
[certificate of appealability] should issue when the prisoner shows, at least, that jurists of reason
would find it debatable whether the petition states a valid claim of the denial of a constitutional
right and that jurists of reason would find it debatable whether the district court erred in its
procedural ruling.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). “Where a plain procedural
bar is present and the district court is correct to invoke it to dispose of the case, a reasonable jurist
could not conclude either that the district court erred . . . or that the petition should be allowed to
proceed further.” Id. Because jurists of reason could not disagree with this Court’s conclusion
that Petitioner’s Rehaif claim is procedurally defaulted and that Petitioner has failed to show cause
and prejudice or actual innocence sufficient to overcome that procedural bar, Petitioner has failed
to make a substantial showing of the denial of a constitutional right, and no certificate of
appealability shall issue.
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IV. CONCLUSION
For the reasons stated above, Petitioner’s motion to vacate sentence (ECF No. 1) is
DENIED and Petitioner is DENIED a certificate of appealability. An appropriate order follows.
___s/ Stanley R. Chesler_____
Hon. Stanley R. Chesler,
United States District Judge
Dated: March 5, 2021
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