SEGURA v. GREYSTONE PARK PSYCHIATRIC HOSPITAL et al
Filing
71
OPINION. Signed by Judge Brian R. Martinotti on 2/5/2024. (dam)
NOT FOR PUBLICATION
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
CAROLYN SEGURA, Individually and as
Administrator of the ESTATE OF SHAMIR
SHAWN SEGURA,
Plaintiff,
v.
Case No. 2:21-cv-11662 (BRM) (CLW)
OPINION
GREYSTONE PARK PSYCHIATRIC
HOSPITAL, et al.,
Defendants.
MARTINOTTI, DISTRICT JUDGE
Before the Court is a Motion to Dismiss filed pursuant to Federal Rules of Civil Procedure
12(b)(1) and 12(b)(6) by Defendant Greystone Park Psychiatric Hospital (“Greystone”) and twelve
other Defendants: New Jersey Governor Philip D. Murphy (“Governor Murphy”), former New
Jersey Attorney General Gurbir Grewal (“Former AG Grewal”), Judith Persichilli (“Persichilli”),
Carole Johnson (“Johnson”), Valerie L. Mielke (“Mielke”), Tomika Carter (“Carter”), Teresa A.
McQuaide (“McQuaide”), Dr. Evaristo O. Akerele (“Dr. Akerele”), Dr. Harlan M. Mellk (“Dr.
Mellk”), Lisa Ciaston (“Ciaston”), James L. Frey (“Frey”), and Dr. Ijeoma J. Hassan (“Dr.
Hassan”), (collectively, the “State Defendants,” and collectively with Greystone, “Defendants”1).
1
Defendant Judith Persichilli is the Commissioner of the New Jersey Department of Health
(“NJDOH”); Defendant Carole Johnson is the Commissioner of the New Jersey Department of
Human Services (“NJDHS”); Defendant Valerie L. Mielke is the Acting Commissioner of the New
Jersey Division of Mental Health and Addiction Services (“NJDMHAS”); Defendant Lisa Ciaston
is the Legal Liaison for NJDMHAS; and the remaining State Defendants are all Greystone
employees—Tomika Carter is the CEO of Greystone; Teresa A. McQuaide was the former acting
(ECF No. 63.) Plaintiff Carolyn Segura (“Plaintiff”) opposed the motion. (ECF No. 64.)
Defendants filed a reply. (ECF No. 65.) Having reviewed the parties’ submissions filed in
connection with the Motion and having declined to hold oral argument pursuant to Federal Rule
of Civil Procedure 78(b), for the reasons set forth below and for good cause having been shown,
Defendants’ Motion to Dismiss2 is GRANTED.
I.
BACKGROUND
For the purpose of this motion to dismiss, the Court accepts the factual allegations in the
Complaint as true and draws all inferences in the light most favorable to Plaintiff. See Phillips v.
County of Allegheny, 515 F.3d 224, 228 (3d Cir. 2008). The Court applies this same standard on a
motion to dismiss for lack of subject matter jurisdiction.3 See Ballentine v. United States, 486 F.3d
806, 810 (3d Cir. 2007) (“Pursuant to Rule 12(b)(1), the Court must accept as true all material
allegations set forth in the complaint, and must construe those facts in favor of the nonmoving
party.” (first citing Warth v. Seldin, 422 U.S. 490, 501 (1975), and then citing Storino v. Borough
of Point Pleasant Beach, 322 F.3d 293, 296 (3d Cir. 2003))). The Court may also consider any
CEO of Greystone; Dr. Evaristo O. Akerele is the Medical Director at Greystone; Dr. Harlan M.
Mellk is the Acting Chief of Medicine at Greystone; James L. Frey is the Employee Relations
Officer at Greystone; and Dr. Ijeoma J. Hassan is the Chief of Psychiatry at Greystone. (ECF No.
38 ¶¶ 2130.)
2
The Court notes that other defendants in this action including Greystone employee Danielle
Debrah (“Debrah”) and Greystone patient Rashid A. Davis (“Davis”) are also named in the Third
Amended Complaint (“TAC”) but are not part of this motion to dismiss. (See ECF No. 38; ECF
No. 63-1 at 1 n.1.)
3
The Court applies this same standard on a Rule 12(b)(1) motion to dismiss for lack of subject
matter jurisdiction for facial attacks to subject matter jurisdiction only. Compare In re Horizon
Healthcare Servs. Inc. Data Breach Litig., 846 F.3d 625, 633 (3d Cir. 2017) (applying the same
standard used for a motion to dismiss under Rule 12(b)(6) when reviewing a facial attack made
under Rule 12(b)(1)), with Gould Elecs. Inc. v. United States, 220 F.3d 169, 178 (3d. Cir.
2000) (explaining that “in a factual attack under Rule 12(b)(1), the court may consider and weigh
evidence outside the pleadings to determine if it has jurisdiction”).
2
“document integral to or explicitly relied upon in the complaint.” In re Burlington Coat Factory
Sec. Litig., 114 F.3d 1410, 1426 (3d Cir. 1997) (quoting Shaw v. Digit. Equip. Corp., 82 F.3d 1194,
1220 (1st Cir. 1996)).
This action arises out of a fatal stabbing resulting in the death of Shamir Shawn Segura
(“Segura”) while he was an involuntarily committed patient at Greystone. (ECF No. 38 (Third Am.
Compl.) ¶¶ 15, 5269.) Greystone is a state-run psychiatric hospital located in Morris Plains, New
Jersey. (Id. ¶¶ 3, 16.) On December 31, 2019, Davis used an exacto knife to stab Segura multiple
times. (Id. ¶¶ 52, 57.) The first Greystone doctor who responded and arrived on scene provided
emergency aid for approximately thirty minutes before pronouncing Segura dead. (Id. ¶ 52.)
Plaintiff alleges Defendants are liable for Segura’s death because they contributed to “inadequate
safety precautions, dangerously inadequate staffing, failure of the one-to-one monitoring system,
the failure to assure prompt ambulance response, and the dangerous depletion of the availability
of medical equipment in the code carts,” among other things. (Id. ¶ 53.)
Specifically, Plaintiff alleges, inter alia, Defendants (1) “removed lifesaving equipment
from [Greystone], despite the repeated warnings from doctors, staff, and the public that this would
lead to the loss of life”; (2) “failed to decrease ambulance response time”; (3) failed to direct the
ambulance to the appropriate unit for Segura upon arrival; (4) failed to provide adequate
“psychiatric coverage for [Segura’s] unit as the psychiatrist ordinarily assigned was on vacation”;
(5) “failed to insure that Defendant Rashid Davis would not possess dangerous weapons and
through neglect, allowed [him] to possess an exacto knife” when they “knew or should have known
of the dangerous propensities of Defendant Davis and the likelihood that he would cause serious
bodily injury if he possessed a dangerous instrument”; and (6) failed to prevent the circumstances
that led to Segura’s fatal stabbing, including confusion among the Greystone employees on the
3
day of the stabbing stemming from conflicting orders regarding Segura’s scheduled transfer to
another unit within Greystone. (See id. ¶¶ 5269.) Plaintiff alleges that one of Segura’s treating
doctors (non-party Dr. Margarita Gormus (“Dr. Gormus”)) arranged for Segura to be transferred
to a different unit within Greystone because he “was deemed a ‘snitch’ by other patients with a
violent criminal history.” (Id. ¶ 66.) Before this transfer, a psychiatrist at Greystone ordered Segura
to be on “one-to-one observation, which requires a mental health technician to closely monitor the
patient at all times[,]” in order “to protect [Segura] from violent reprisal by other patients.” (Id. ¶¶
58, 66.) Plaintiff further alleges Debrah, a Greystone employee, “had developed an inappropriate
relationship with Defendant Davis in violation of protocol, procedure and policy”; that Debrah and
Davis “would meet at various locations in [Greystone] including the mailroom to which Defendant
Debrah had access”; and that Debrah “had access to an exacto knife in the mailroom[.]” (Id. ¶ 57.)
On May 24, 2021, Plaintiff filed a Complaint alleging certain claims against Defendants.
(ECF No. 1.) On November 12, 2021, Plaintiff filed a Second Amended Complaint (“SAC”4)
against Defendants. (ECF No. 17.) On December 10, 2021, Defendants filed a motion to dismiss
the SAC. (ECF No. 23.) On December 16, 2021, the Court issued a text order directing the parties
to “engage in preliminary discovery targeted to identify the proper parties and positions” for this
action. (ECF No. 24.) Subsequently, Defendants’ motion to dismiss the SAC was administratively
terminated pending the outcome of this preliminary discovery. (See ECF No. 25.)
4
Plaintiff labeled this complaint as the “Second Amended Complaint” even though it served as
Plaintiff’s first amended complaint.
4
On December 19, 2022, Plaintiff5 filed a Third Amended Complaint (“TAC”6) bringing
the following claims against Greystone and the State Defendants in both their individual and
official capacities: “Constitutional Violations” under the Federal Civil Rights Act, 42 U.S.C.
§ 1983 (Count I), “Violation of the Due Process and Equal Protection Clause of the Fifth and
Fourteenth Amendment and the Violation of the Eighth Amendment of the United States
Constitution” under 42 U.S.C. §§ 1983, 1985 (Count II), “Violations of the Americans with
Disabilities Act” (Count III), “Violations of the Rehabilitation Act” (Count IV), “Violation of the
Patient’s Bill of Rights” under N.J. Stat. Ann. § 30:4-24.2 (Count V), “Violations of New Jersey
Involuntary Psychiatric Commitment Laws, N.J.S.A. 30:4-27.1 to 27.23 and R. 4:74-7” (Count
VI), “Negligence” (Count VII), “Survivorship Action” under the New Jersey Survivors Act, N.J.
Stat. Ann. § 2A:15-3 (Count VIII), and “Wrongful Death” (Count IX). (ECF No. 38 ¶¶ 20, 70–
137.) Plaintiff seeks compensatory and punitive damages, as well as “an award of all fees and costs
(including counsel fees, interest, and legal fees)” on all federal and state law counts where so
permitted, “and for pre-judgment interest; and for such further and other relief the [C]ourt deems
just, equitable, and proper.” (Id. ¶¶ 13337, Prayer for Relief.)
Defendants initially moved to dismiss the TAC on February 17, 2023 (ECF No. 41), and
Plaintiff filed an opposition on May 28, 2023 (ECF No. 57). On June 9, 2023, that motion was
administratively terminated pending it being fully briefed. (ECF No. 62). On June 28, 2023,
Defendants refiled their motion (ECF No. 63), Plaintiff refiled her opposition (ECF No. 64), and
5
Plaintiff filed the Third Amended Complaint (“TAC”) in her capacity as Administrator of the
Estate of Shamir Shawn Segura, both individually and on behalf of the survivors and beneficiaries
entitled to make claims as set forth in the TAC and as prescribed by law. (ECF No. 38 ¶¶ 12.)
6
Plaintiff labeled this complaint as the “Third Amended Complaint” even though it served as
Plaintiff’s second amended complaint.
5
Defendants filed their reply (ECF No. 65).
II.
LEGAL STANDARD
A.
Rule 12(b)(1)7
“When a motion under Rule 12 is based on more than one ground, the court should consider
the 12(b)(1) challenge first because if it must dismiss the complaint for lack of subject matter
jurisdiction, all other defenses and objections become moot.” Dickerson v. Bank of Am., N.A., Civ.
A. No. 12-3922, 2013 WL 1163483, at *2 (D.N.J. Mar. 19, 2013) (quoting In re Corestates Tr.
Fee Litig., 837 F. Supp. 104, 105 (E.D. Pa. 1993), aff’d, 39 F.3d 61 (3d Cir. 1994)). “In order to
have subject matter jurisdiction, a District Court must be able to exercise either federal question
jurisdiction or diversity jurisdiction.” Trinh v. Off. of Recs. Phila., 779 F. App’x 118, 119–20 (3d
Cir. 2019) (citing 28 U.S.C. §§ 1331 & 1332). “[I]t is the plaintiff who bears the burden of proving
that the federal court has jurisdiction.” McCracken v. Murphy, 129 F. App’x 701, 702 (3d Cir.
2005) (citations omitted); see also Wright v. N.J./Dep’t of Educ., 115 F. Supp. 3d 490, 495 (D.N.J.
2015) (“It is well-settled that the plaintiff bears the burden of establishing subject matter
jurisdiction in order to defeat a motion under Rule 12(b)(1).”). In considering dismissal for lack of
subject matter jurisdiction, a district court’s focus is not on whether the factual allegations entitle
a plaintiff to relief but rather on whether the court has jurisdiction to hear the claim and grant relief.
Maertin v. Armstrong World Indus., Inc., 241 F. Supp. 2d 434, 445 (D.N.J. 2002) (citing New
Hope Books, Inc. v. Farmer, 82 F. Supp. 2d 321, 324 (D.N.J. 2000)).
“A challenge to subject matter jurisdiction under Rule 12(b)(1) may be either a facial or a
7
“A motion to dismiss based on [the] Eleventh Amendment, or sovereign immunity, is appropriate
under both Rule 12(b)(1) and Rule 12(b)(6).” In re Estate of McKloskey v. Twp., Civ. A. No. 1504171, 2017 WL 2600456, at *1 (D.N.J. June 15, 2017) (citing Carter v. City of Philadelphia, 181
F.3d 339, 343 (3d Cir. 1999), and then citing Blanciak v. Allegheny Ludlum Corp., 77 F.3d 690,
693 n.2 (3d Cir. 1996)).
6
factual attack.” Davis v. Wells Fargo, 824 F.3d 333, 346 (3d Cir. 2016). A facial attack “challenges
subject matter jurisdiction without disputing the facts alleged in the complaint, and it requires the
court to ‘consider the allegations of the complaint as true.’” Id. (quoting Petruska v. Gannon Univ.,
462 F.3d 294, 302 n.3 (3d Cir. 2006)). A factual attack, on the other hand, “attacks the factual
allegations underlying the complaint’s assertion of jurisdiction, either through the filing of an
answer or ‘otherwise present[ing] competing facts.’” Id. (alteration in original) (quoting Const.
Party of Pa. v. Aichele, 757 F.3d 347, 358 (3d Cir. 2014)). A “factual challenge allows ‘a court
[to] weigh and consider evidence outside the pleadings’” and “[n]o presumptive truthfulness
attaches to [the] plaintiff’s allegations.” Id. (first alteration in original) (quoting Mortensen v. First
Fed. Sav. & Loan Ass’n, 549 F.2d 884, 891 (3d Cir. 1977)). Rather, “‘the plaintiff will have the
burden of proof that jurisdiction does in fact exist,’ and the court ‘is free to weigh the evidence
and satisfy itself as to the existence of its power to hear the case.’” Id. (quoting Mortensen, 549
F.2d at 891).
The Third Circuit has “repeatedly cautioned against allowing a Rule 12(b)(1) motion to
dismiss for lack of subject matter jurisdiction to be turned into an attack on the merits.” Id. at 348
(collecting cases). “[D]ismissal for lack of jurisdiction is not appropriate merely because the legal
theory alleged is probably false, but only because the right claimed is ‘so insubstantial,
implausible, foreclosed by prior decisions of this Court, or otherwise completely devoid of merit
as not to involve a federal controversy.’” Id. at 350 (alteration in original) (quoting Kulick v.
Pocono Downs Racing Ass’n, Inc., 816 F.2d 895, 899 (3d Cir. 1987)). “In this vein, when a case
raises a disputed factual issue that goes both to the merits and jurisdiction, district courts must
‘demand less in the way of jurisdictional proof than would be appropriate at a trial stage.’” Id.
(citing Mortensen, 549 F.2d at 892 (holding dismissal under Rule 12(b)(1) would be “unusual”
7
when the facts necessary to succeed on the merits are at least in part the same as must be alleged
or proven to withstand jurisdictional attacks)). These cases make clear that “dismissal via a Rule
12(b)(1) factual challenge to standing should be granted sparingly.” Id.
B.
Rule 12(b)(6)
In deciding a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6), a
district court is “required to accept as true all factual allegations in the complaint and draw all
inferences from the facts alleged in the light most favorable to [the non-moving party].” Phillips,
515 F.3d at 228. “[A] complaint attacked by a Rule 12(b)(6) motion to dismiss does not need
detailed factual allegations.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citations
omitted). However, “a plaintiff’s obligation to provide the ‘grounds’ of his ‘entitle[ment] to relief’
requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of
action will not do.” Id. at 555 (alteration in original) (quoting Papasan v. Allain, 478 U.S. 265,
286 (1986)). A court is “not bound to accept as true a legal conclusion couched as a factual
allegation.” Papasan, 478 U.S. at 286. Instead, assuming the factual allegations in the complaint
are true, those “[f]actual allegations must be enough to raise a right to relief above the speculative
level[.]” Twombly, 550 U.S. at 555 (citations omitted).
“To survive a motion to dismiss, a complaint must contain sufficient factual matter,
accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S.
662, 678 (2009) (quoting Twombly, 550 U.S. at 570). “A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.” Id. at 678 (citing Twombly, 550 U.S. at 556). This
“plausibility standard” requires the complaint to allege “more than a sheer possibility that a
defendant has acted unlawfully,” but it “is not akin to a ‘probability requirement.’” Id. (citing
8
Twombly, 550 U.S. at 556). “[D]etailed factual allegations” are not required, but “more than an
unadorned, the-defendant-unlawfully-harmed-me accusation” must be pleaded; it must include
“factual enhancement” and not just conclusory statements or a recitation of the elements of a cause
of action. See id. (citations omitted). In assessing plausibility, the court may not consider any
“[f]actual claims and assertions raised by a defendant[.]” Doe v. Princeton Univ., 30 F.4th 335,
345 (3d Cir. 2022).
“Determining whether a complaint states a plausible claim for relief [is] . . . a contextspecific task that requires the reviewing court to draw on its judicial experience and common
sense.” Iqbal, 556 U.S. at 679. “[W]here the well-pleaded facts do not permit the court to infer
more than the mere possibility of misconduct, the complaint has alleged—but it has not
‘show[n]’—‘that the pleader is entitled to relief.’” Id. (second alteration in original) (quoting Fed.
R. Civ. P. 8(a)(2)). Indeed, after Iqbal, conclusory or “bare-bones” allegations will no longer
survive a motion to dismiss: “[t]hreadbare recitals of the elements of a cause of action, supported
by mere conclusory statements, do not suffice.” Id. at 678 (citing Twombly, 550 U.S. at 555). To
prevent dismissal, all civil complaints must set out “sufficient factual matter” to show that the
claim is facially plausible, “allow[ing] the court to draw the reasonable inference that the defendant
is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556, 570). The Supreme
Court’s ruling in Iqbal emphasizes that plaintiffs must show that the allegations of their complaints
are plausible. See id. at 670.
While courts generally may not consider anything beyond the four corners of the complaint
on a motion to dismiss pursuant to Rule 12(b)(6), the Third Circuit has held that “a court may
consider certain narrowly defined types of material without converting the motion to dismiss [to
one for summary judgment pursuant to Rule 56].” See In re Rockefeller Ctr. Props. Sec. Litig., 184
9
F.3d 280, 287 (3d Cir. 1999). Specifically, courts may consider any “document integral to or
explicitly relied upon in the complaint.” In re Burlington, 114 F.3d at 1426 (quoting Shaw, 82 F.3d
at 1220). However, “[w]hen the truth of facts in an ‘integral’ document are contested by the wellpleaded facts of a complaint, the facts in the complaint must prevail.” Princeton Univ., 30 F.4th at
342.
III.
DECISION
Defendants move to dismiss all claims against them under Rule 12(b)(1) and Rule 12(b)(6).
(See generally ECF No. 63.) Defendants advance numerous grounds for dismissal including: (1)
“Plaintiff’s claims against Greystone and [the] State Defendants in their official capacities must
be dismissed with prejudice on the basis of Eleventh Amendment sovereign immunity”; (2)
“Plaintiff’s civil rights claims are likewise barred because Greystone and [the] State Defendants
in their official capacities are not ‘persons’ amenable to suit under either 42 U.S.C. § 1983 or the
New Jersey Civil Rights Act (‘NJCRA’[8])”; (3) Plaintiff’s individual-capacity civil rights claims
must be dismissed “because the claims are entirely devoid of any factual support or, alternatively,
because [the] State Defendants are entitled to qualified immunity or because Plaintiff has not
plausibly pleaded the requisites for a civil rights claim”; (4) Plaintiff fails to state a claim under
the Americans with Disabilities Act (“ADA”), the Rehabilitation Act of 1973 (“RA”), and state
8
“The NJCRA is interpreted as analogous to § 1983” and provides, in part:
Any person who has been deprived of any substantive due process or equal
protection rights, privileges or immunities secured by the Constitution or laws of
the United States, or any substantive rights, privileges or immunities secured by the
Constitution or laws of this State . . . may bring a civil action for damages and for
injunctive or other appropriate relief.
Szemple v. Corr. Med. Servs., Inc., 493 F. App’x 238, 241 (3d Cir. 2012) (quoting N.J. Stat. Ann.
§ 10:6–2).
10
law; and (5) the “State Defendants are otherwise entitled to immunity from suit under the New
Jersey Tort Claims Act (‘[NJ]TCA’) under numerous provisions of the [NJ]TCA that directly
apply to the claims asserted here.” (ECF No. 63-1 at 12; see also id. at 940.)
In opposition, Plaintiff does not appear to contest that Eleventh Amendment sovereign
immunity applies to Greystone and the State Defendants in their official capacities but argues it
does not bar claims against Defendants in their individual capacities, and therefore the latter claims
should not be dismissed. (See ECF No. 64 at 1415 (emphasis added).) Plaintiff concedes
Greystone is not a “person” for purposes of § 1983 and the NJCRA but asserts the State Defendants
are “persons” subject to suit under § 1983 and the NJCRA. (Id. at 15.) Plaintiff also contends the
State Defendants were “involved in the deprivation of constitutional rights and privileges both
under the U.S. Constitution and the New Jersey State Constitution, and their conduct was under
color of state and federal law as individuals affiliated with Greystone in the treatment of Davis and
the failure to protect Segura.” (Id. at 1516.)
Plaintiff further states the TAC sets forth sufficient specific claims and facts to survive a
Rule 12(b)(6) motion to dismiss. (Id. at 17; see also id. at 1731.) Plaintiff asserts that to the extent
the Court finds any of her claims to be deficiently pled, then the Court should grant leave to replead
those claims. (Id. at 42.) Additionally, Plaintiff submits that none of her claims should be
dismissed, but if the Court dismisses her federal claims, then it should remand this matter to state
court to determine her remaining state law claims. (Id. at 41.)
In reply, Defendants concede Eleventh Amendment sovereign immunity does not bar a
§ 1983 claim brought against a defendant in their individual capacity for their acts or omissions.
(ECF No. 65 at 2.) But Defendants argue Plaintiff’s claims against them in their individual
capacities “fail as a matter of law for a number of reasons, including the utter absence of any
11
factual allegations about personal involvement in potentially-actionable conduct by a plethora of
[the] State Defendants.” (Id. at 23.) Defendants maintain “the State Defendants are entitled to
sovereign immunity from liability as to Plaintiff’s claims for relief under § 1983 because, under
black-letter law, Greystone and the State Defendants sued in their official capacities are not
‘persons’ subject to liability under either federal civil rights statute.” (Id. at 3 (citing Will v. Mich.
Dep’t of State Police, 491 U.S. 58, 71 (1989)).) Further, Defendants contend that while Plaintiff
states she sufficiently pled a claim for a conspiracy under 42 U.S.C. § 1985 and § 1986, she failed
to assert she was bringing claims under these statutes in the TAC. (See id. at 67 (citing ECF No.
38).)
The Court first addresses Defendants’ Rule 12(b)(1) motion for lack of subject matter
jurisdiction and then addresses Defendants’ Rule 12(b)(6) motion as necessary.
A.
Plaintiff’s Claims Against Defendants In Their Official Capacities Are Barred
By Eleventh Amendment Sovereign Immunity
Defendants have presented the Court with a facial attack challenge to subject matter
jurisdiction under Rule 12(b)(1), see Davis, 824 F.3d at 346, arguing that the Court must dismiss
Plaintiff’s claims against Greystone and the State Defendants in their official capacities for lack of
subject matter jurisdiction based on Eleventh Amendment sovereign immunity. (ECF No. 63-1 at
9–12); Curlin Med. Inc. v. ACTA Med., LLC, Civ. A. No. 16-2464, 2016 WL 6403131, at *2
(D.N.J. Oct. 27, 2016.) In evaluating a facial attack challenge to subject matter jurisdiction under
Rule 12(b)(1), the Court accepts Plaintiffs’ allegations as true and considers the allegations in the
light most favorable to Plaintiff. See Gould Elecs., 220 F.3d at 176; Davis, 824 F.3d at 346.
The Eleventh Amendment provides “[t]he Judicial power of the United States shall not be
construed to extend to any suit in law or equity, commenced or prosecuted against one of the
United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” U.S.
12
Const. amend. XI. “[T]he Eleventh Amendment has for over a century been held to incorporate a
more general principle of sovereign immunity.” Harvey v. County of Hudson, Civ. A. No. 14-3670,
2015 WL 9687862, at *3 (D.N.J. Nov. 25, 2015). “In general, it bars citizens from bringing suits
for damages against any state in federal court.” Id. (citing cases). Eleventh Amendment
“[s]overeign immunity is a jurisdictional bar which deprives federal courts of subject matter
jurisdiction.” Wright, 115 F. Supp. 3d at 494 (citing Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 73
(2000)). States are immune from suits in federal court brought by their own citizens, or citizens of
other states, regardless of the relief sought. Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S.
89, 100–01 (1984); see also Thorpe v. New Jersey, 246 F. App’x 86, 87 (3d Cir. 2007) (“The
Eleventh Amendment of the U.S. Constitution protects a state or state agency from a suit brought
in federal court by one of its own citizens regardless of the relief sought . . . .”); PennEast Pipeline
Co., LLC v. New Jersey, 141 S. Ct. 2244, 2258 (2021) (“States retain their immunity from suit
regardless of the citizenship of the plaintiff.”).
The Eleventh Amendment also provides sovereign immunity to agencies, departments, and
officials of the state when the state is the real party in interest in the suit. Alabama v. Pugh, 438
U.S. 781, 781 (1978); Pa. Fed’n of Sportsmen’s Clubs, Inc. v. Hess, 297 F.3d 310, 323 (3d Cir.
2002); Chisolm v. McManimon, 275 F.3d 315, 323 (3d Cir. 2001). The state is a real party in
interest when “the judgment sought would expend itself on the public treasury or domain, or
interfere with the public administration, or if the effect of the judgment would be to restrain the
Government from acting or to compel it to act.” Fitchik v. N.J. Transit Rail Operations, Inc., 873
F.2d 655, 659 (3d. Cir. 1989). “In short, sovereign immunity is appropriate if the named defendant
is an arm of the state.” Love v. N.J. State Police, Civ. A. No. 14-1313, 2016 WL 3046257, at *7
(D.N.J. May 26, 2016) (internal citation and quotation marks omitted); see also Chisolm, 275 F.
13
3d at 323. State officials in their official capacities are also immune from suit, “because it is merely
another way of pleading an action against the state.” Shahin v. Delaware, 563 F. App’x 196, 198
(3d Cir. 2014); see also Will, 491 U.S. at 70–71.
Section 1983 claims seeking monetary damages are subject to the Eleventh Amendment
sovereign immunity bar. Will, 491 U.S. at 58. The Eleventh Amendment likewise “denies a federal
court jurisdiction to hear state-law claims that a state or its agencies violated state law.” Harvey,
2015 WL 9687862, at *3 (citing Pennhurst, 465 U.S. at 121). Eleventh Amendment sovereign
immunity also applies to state common law causes of action. See Coll. Sav. Bank v. Fla. Prepaid
Postsecondary Educ. Expense Bd., 131 F.3d 353, 355 n.l (3d Cir. 1997), aff’d, 527 U.S. 666
(stating that a common law unfair competition claim brought against a state-created entity
“obviously could not be asserted successfully in light of the Eleventh Amendment”).
However, there are three exceptions to state sovereign immunity under the Eleventh
Amendment: “1) where Congress abrogates the state’s immunity pursuant to a valid exercise of its
Fourteenth Amendment power; 2) where a state has validly waived its sovereign immunity and 3)
where prospective injunctive relief is sought against state officials to end continuing or ongoing
violations of federal law.” Wright, 115 F. Supp. 3d at 494 (citing MCI Telecomm. Corp. v. Bell
Atl. Pa., 271 F.3d 491, 503 (3d Cir. 2001)). Accordingly, “[u]nder the Eleventh Amendment, state
officials acting in their official capacity cannot be sued unless Congress specifically abrogates the
state’s immunity or the state waives its own immunity.” Balsam v. Sec’y of New Jersey, 607 F.
App’x 177, 183 (3d Cir. 2015) (citing Will, 491 U.S. at 66, 70–71). “That a State may not be sued
without its consent is a fundamental rule of jurisprudence.” Pennhurst, 465 U.S. at 98 (quoting Ex
parte New York, 256 U.S. 490, 497 (1921)); see also PennEast Pipeline, 141 S. Ct. at 2258 (“A
State may of course consent to suit, although such consent must be ‘unequivocally expressed.’”).
14
Additionally, the Eleventh Amendment does not bar suits against state officials in their
personal or individual capacity because “the plaintiff seeks recovery from the personal assets of
the individual,” and “the state is not the real party in interest.” Melo v. Hafer, 912 F.2d 628, 635
(3d Cir. 1990), aff’d, 502 U.S. 21 (1991). See, e.g., Durham v. Kelley, 82 F.4th 217, 224 (3d Cir.
2023) (noting “state employees in their individual capacities may be liable for damages under
§ 1983, even when the conduct in question is related to their official duties” and that “state officers
can be sued for damages in their official capacities for purposes of the ADA and RA, unless barred
by the Eleventh Amendment”); Pratt v. Ann Klein Forensic Ctr., Civ. A. No. 15-05779, 2016 WL
660664, at *4 (D.N.J. Feb. 18, 2016) (denying defendants’ motion to dismiss plaintiff’s § 1983
claims against state officials sued in their individual capacities); Cherry v. Whitehead, Civ. A. No.
09-04161, 2012 WL 253138, at *3, *9 (D.N.J. Jan. 25, 2012) (denying defendants’ motion to
dismiss plaintiff’s § 1983 claims brought against state officials including Greystone employees to
the extent they were asserted against those officials in their individual capacities).
Here, the Court concludes Defendants Persichilli, Johnson, Mielke, Ciaston, Former AG
Grewal, and Governor Murphy are state officials for purposes of sovereign immunity and are
immune from suit in their official capacities. See Will, 491 U.S. at 71 (“[A] suit against a state
official in his or her official capacity is not a suit against the official but rather is a suit against the
official’s office[,]” and as such, “is no different from a suit against the State itself.” (citations
omitted)); First Response v. New Jersey, Civ. A. No. 21-1458, 2022 WL 3138206, *4 (D.N.J. Aug.
4, 2022) (holding an employee of the New Jersey Department of Health is a state official and
therefore entitled to sovereign immunity from suit in their official capacity); Wilson v. Biden, Civ.
A. No. 21-16994, 2021 WL 5416709, at *2 (D.N.J. Nov. 18, 2021) (holding Governor Murphy is
a state official and therefore entitled to sovereign immunity from suit in his official capacity);
15
Smith v. Smith, Civ. A. No. 19-9120, 2020 WL 4199782, at *4 (D.N.J. July 22, 2020) (holding
Attorney General Grewal is a state official and therefore entitled to sovereign immunity from suit
in his official capacity).
The Court also finds Greystone is immune from suit under the Eleventh Amendment as an
arm of the state because it was created by statute and is state-operated and state-funded. See N.J.
Stat. Ann. §§ 30:1-7, 30:4-160; Cherry, 2012 WL 253138, at *1. Hospitals that are created by
statute, state-controlled, and state-funded are accorded sovereign immunity as arms of the state.
See Pratt, 2016 WL 660664, at *3. Employees of such hospitals sued in their official capacity are
also accorded sovereign immunity as state officials. See Matthews v. Norristown State Hosp., 528
F. App’x 115, 118–19 (3d Cir. 2013) (citations omitted). Accordingly, the Court concludes
Defendants Carter, McQuaide, Frey, Dr. Mellk, Dr. Akerele, and Dr. Hassan are also similarly
immune from suit in their official capacities as Greystone employees. See id.
Additionally, the Court finds that none of the limited exceptions to state sovereign
immunity under the Eleventh Amendment applies to either Greystone or the State Defendants
because Congress has not specifically abrogated the state’s immunity, New Jersey has not waived
its immunity, and Plaintiff is not seeking prospective injunctive relief against Defendants. See
Balsam, 607 F. App’x at 183; Will, 491 U.S. at 66, 70–71; see also ECF No. 38. While the New
Jersey Tort Claims Act (“NJTCA”) “allows suits against public entities and their employees in
state courts,” it “does not expressly consent to suit in federal courts and thus is not an Eleventh
Amendment waiver.” Hyatt v. County of Passaic, 340 F. App’x 833, 837 (3d Cir. 2009) (citing
N.J. Stat. Ann. § 59:2–2(a)).
Therefore, all of Plaintiff’s claims against Greystone are DISMISSED WITHOUT
PREJUDICE for lack of jurisdiction, and all of Plaintiff’s claims against the State Defendants in
16
their official capacities are likewise DISMISSED WITHOUT PREJUDICE for lack of
jurisdiction.9
B.
Plaintiff Fails to State Any Claim Against Nine Defendants
Plaintiff fails to state a claim in the TAC against nine of the State Defendants in their
individual capacities. Plaintiff conclusorily alleges Defendants Persichilli, Johnson, Mielke,
Ciaston, Former AG Grewal, and Governor Murphy “all had a role in [Greystone’s]
administration” and with respect to Mielke, that the Board of Trustees of Greystone wrote to
Mielke and others “raising concerns about the significant staffing shortages [at Greystone] and
increased census along with a significant change in the diversity of the patient population which
stretched the available staff capabilities beyond reasonable performance.” (ECF No. 38 ¶¶ 4041.)
These bare allegations as to these six State Defendants are insufficient to state any claim against
them in their individual capacities. See Iqbal, 556 U.S. at 67879. Therefore, Plaintiff’s claims
against Defendants Persichilli, Johnson, Mielke, Ciaston, Former AG Grewal, and Governor
Murphy in their individual capacities are DISMISSED WITHOUT PREJUDICE for failure to
state a claim.
Likewise, with respect to Defendants Carter, McQuaide, and Frey, Plaintiff simply alleges
that these defendants as Greystone employees “all had a role in [Greystone’s] administration” and
with respect to McQuaide, that the Board of Trustees of Greystone wrote to McQuaide and others
“raising concerns about the significant staffing shortages [at Greystone] and increased census
9
Defendants also argue they are immune from suit in their official capacities because they are not
“persons” amenable to suit under § 1983 or the NJCRA. (ECF No. 63-1 at 11–12.) However,
Plaintiff contends “[t]he [S]tate [D]efendants, with the exception of [Greystone] itself, are
‘persons’ for purposes of § 1983 and subject to suit under the N.J.C.R.A[.]” (ECF No. 64 at 15.)
The Court need not address these arguments in light of the Court’s holding that the State
Defendants are immune from suit in their official capacities under the Eleventh Amendment.
17
along with a significant change in the diversity of the patient population which stretched the
available staff capabilities beyond reasonable performance.” (ECF No. 38 ¶¶ 4041.) These bare
allegations are similarly insufficient to state any claim against these three Defendants in their
individual capacities. See Iqbal, 556 U.S. at 67879. Therefore, Plaintiff’s claims against
Defendants Carter, McQuaide, and Frey in their individual capacities are likewise DISMISSED
WITHOUT PREJUDICE for failure to state a claim.
The Court next addresses Plaintiff’s claims against the three remaining State Defendants,
Dr. Akerele, Dr. Mellk, and Dr. Hassan, in their individual capacities.
C.
Plaintiff Fails to State a Claim Under 42 U.S.C. § 1983
In Count I of the TAC, Plaintiff alleges Defendants violated 42 U.S.C. § 1983 by, among
other things, “negligently and[/]or intentionally refrain[ing] from reasonable and necessary actions
to protect [Segura] and his rights”—namely, his “right . . . to be free from such invasions of his
person, safety and bodily integrity and a right to protection from assault and lethality by Defendant
Davis” and his “right due to the relationship that existed between him and the State of New Jersey
as an involuntarily committed patient to be protected from the foreseeable assault by Defendant
Davis.” (ECF No. 38 ¶¶ 7076.) A plaintiff may have a cause of action under § 1983 for certain
violations of his constitutional rights. Section 1983 provides in relevant part:
Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State or Territory . . . subjects, or causes to
be subjected, any citizen of the United States or other person within
the jurisdiction thereof to the deprivation of any rights, privileges,
or immunities secured by the Constitution and laws, shall be liable
to the party injured in an action at law, suit in equity, or other proper
proceeding for redress. . . .
42 U.S.C. § 1983. Therefore, to state a claim for relief under § 1983, a plaintiff must allege, first,
the deprivation of a right secured by the Constitution or laws of the United States and, second, the
18
alleged deprivation was committed or caused by a person acting under color of state law. See West
v. Atkins, 487 U.S. 42, 48 (1988); Malleus v. George, 641 F.3d 560, 563 (3d Cir. 2011). A § 1983
plaintiff cannot rely solely on a respondeat superior theory of liability. See Alexander v.
Gennarini, 144 F. App’x 924, 925 (3d Cir. 2005) (“Section 1983 liability cannot be found solely
on the basis of respondeat superior.”).
Instead, for liability under § 1983 to attach, a defendant must have personal involvement
in a constitutional violation. See Iqbal, 556 U.S. at 676 (“Because vicarious liability is inapplicable
to . . . § 1983 suits, the plaintiff . . . must plead that each Government-official defendant, through
[the official’s] own individual actions, has violated the Constitution.”); Argueta v. U.S. Immigr. &
Customs Enf’t, 643 F.3d 60, 71 (3d Cir. 2011) (“It is uncontested that a government official is
liable only for his or her own conduct and accordingly must have had some sort of personal
involvement in the alleged unconstitutional conduct.”). “Personal involvement can be shown
through allegations of personal direction or of actual knowledge and acquiescence.” Evancho v.
Fisher, 423 F.3d 347, 353 (3d Cir. 2005) (citation omitted). However, “[n]egligence by public
officials is not actionable as a due process violation.” Berg v. County of Allegheny, 219 F.3d 261,
274 (3d Cir. 2000) (citations omitted); Lockhart v. Willingboro High Sch., 170 F. Supp. 3d 722,
732–33 (D.N.J. 2015) (“Claims of negligence do not rise to the level of constitutional protection
under § 1983, even when unfortunate harm occurs.” (citations omitted)).
Additionally, the state-created danger theory is a mechanism through which plaintiffs can
establish constitutional violations under § 1983, and liability under this theory “may attach where
the state acts to create or enhance a danger that deprives the plaintiff of his or her Fourteenth
Amendment right to substantive due process.” Sanford v. Stiles, 456 F.3d 298, 304 (3d Cir. 2006)
(citing Kneipp v. Tedder, 95 F.3d 1199, 1205 (3d Cir. 1996)). To prevail under the state-created
19
danger theory, the Third Circuit has held that plaintiffs must prove the following four elements:
(1) the harm ultimately caused was foreseeable and fairly direct;
(2) a state actor acted with a degree of culpability that shocks the
conscience;
(3) a relationship between the state and the plaintiff existed such that
the plaintiff was a foreseeable victim of the defendant's acts, or
a member of a discrete class of persons subjected to the potential
harm brought about by the state's actions, as opposed to a
member of the public in general; and
(4) a state actor affirmatively used his or her authority in a way that
created a danger to the citizen or that rendered the citizen more
vulnerable to danger than had the state not acted at all.
Sanford, 456 F.3d at 304–05 (citing Bright v. Westmoreland County, 443 F.3d 276, 281 (3d Cir.
2006)). “[T]he shocks the conscience standard is somewhat vague” and “[t]he exact degree of
wrongfulness necessary to reach the ‘conscience-shocking’ level depends upon the circumstances
of a particular case.” In re Estate of Smith v. Marasco, 430 F.3d 140, 153, 156 (3d Cir. 2005)
(alteration in original) (quoting Miller v. City of Philadelphia, 174 F.3d 368, 375 (3d Cir. 1999)).
For example, “deliberate indifference to a prisoner’s medical needs may be sufficiently shocking,
while ‘[a] much higher fault standard is proper when a government official is acting
instantaneously and making pressured decisions without the ability to fully consider the risks.’” In
re Estate of Smith v. Marasco, 318 F.3d 497, 508 (3d Cir. 2003) (quoting Miller, 174 F.3d at 375).
Here, Plaintiff alleges Dr. Akerele, Dr. Mellk, and Dr. Hassan “all had a role in
[Greystone’s] administration”; “were members of the treatment team responsible for the
appropriate care, treatment and assessment of [Segura]”; and were responsible for determining
whether staffing at Greystone was “sufficient to preserve the protection and safety of persons at
Greystone.” (See ECF No. 38 ¶¶ 3940.) Plaintiff also alleges that despite Segura being ordered
to be on one-to-one observation, Dr. Akerele ordered Segura’s one-to-one observation be
discontinued, and Dr. Mellk “recklessly ordered” Segura to be removed from one-to-one
20
observation. (Id. ¶¶ 58, 6667.) Plaintiff further alleges Dr. Akerele interfered with Segura’s
scheduled transfer to another unit within Greystone by changing the order “last minute,” causing
confusion among the Greystone staff, of which Davis took advantage to harm Segura. (Id. ¶¶
6768.) According to Plaintiff, Segura was scheduled to be transferred from the unit under Dr.
Gormus’s care to the unit under Dr. Hassan’s care. (Id. ¶ 67.) Plaintiff separately alleges Dr.
Hassan instructed non-party Dr. Gormus “to alter the transfer and change the unit” for an
unidentified patient, but it is not clear if or how this allegation relates to Segura. (Id. ¶ 65.)
Assuming the allegations related to these three doctors are true, and assuming for purposes
of this Opinion that these three doctors were personally involved, Plaintiff has not sufficiently pled
facts showing a § 1983 violation because Plaintiff does not adequately allege a deprivation of a
constitutional right by persons acting under color of state law. While Plaintiff’s allegations could
plausibly show negligence, negligence is not sufficient to sustain a § 1983 violation. See Lockhart,
170 F. Supp. 3d at 732–33. Plaintiff also has not adequately pled a state-created danger involving
conduct that “shocks the conscience.” See Sanford, 456 F.3d at 304–05. Therefore, Plaintiff’s
claims against Defendants Dr. Akerele, Dr. Mellk, and Dr. Hassan in their individual capacities
are dismissed without prejudice for failure to state a claim.
Further, to the extent Plaintiff is asserting any claims under 42 U.S.C. § 1985 or § 1986,
the Court concludes Plaintiff has not sufficiently pled allegations to sustain a claim under either of
those two statutes, and those claims are also dismissed without prejudice. Plaintiff only mentions
§ 1985 once in the TAC (see ECF No. 38 ¶ 77), seemingly in passing, and does not reference
§ 1986 anywhere in the TAC, though Plaintiff references both § 1985 and § 1986 in her Opposition
(see ECF No. 64 at 2830). Moreover, the applicable statute of limitations for a claim under § 1986
is one year. See 42 U.S.C. § 1986. The events in the TAC occurred on December 31, 2019, but
21
Plaintiff did not initiate this action until more than year later, on May 24, 2021. (See ECF No. 1.)
Therefore, Plaintiff’s claims under § 1985 are dismissed for failure to state a claim, and to the
extent Plaintiff is asserting any claims under § 1986, those claims are dismissed as untimely, as
well as for failure to state of a claim. Cf. Brookhart v. Rohr, 385 F. App’x 67, 70 (3d Cir. 2010)
(“Section 1985(3) of title 42 requires a plaintiff to allege that invidious racial or otherwise classbased discriminatory animus lay behind the defendants’ actions, and he must set forth facts from
which a conspiratorial agreement between the defendants can be inferred. [Plaintiff] did not allege
that he was a member of a protected class, and his conclusory allegations of a deprivation of his
constitutional rights are insufficient to state a section 1985(3) claim. In order to maintain a cause
of action under 42 U.S.C. § 1986, a plaintiff must show the existence of a section 1985 conspiracy.
Because [plaintiff] failed to allege a section 1985(3) violation, he could not assert a cause of action
under section 1986.” (citations omitted)).
Therefore, Count I of the TAC is DISMISSED WITHOUT PREJUDICE as to the State
Defendants for failure to state a claim.10
10
Defendants also argue they are entitled to qualified immunity as to Plaintiff’s § 1983 and NJCRA
claims. (ECF No. 63-1 at 2932.) However, Plaintiff contends Defendants “have not established
that they have qualified immunity in this matter.” (ECF No. 64 at 32.) Because the Court finds
Plaintiff does not state a claim upon which relief can be granted for her claims brought under
§ 1983, the Court does not reach the qualified immunity analysis. Additionally, the Court notes it
would be premature at this time to determine whether Defendants are entitled to qualified
immunity. See Cherry, 2012 WL 253138, at *8 (finding that a plaintiff sufficiently alleged against
certain defendants individually claims showing a constitutional right was violated and that plaintiff
was “entitled to discovery to further develop the record”; the court stated “[i]t would be premature
at this juncture to determine whether all Defendants were acting in their capacities as employees
and administrators of a state psychiatric institution, under state control, are entitled to qualified
immunity protection”). Further, the Court finds the TAC lacks the factual specificity required for
the Court to engage a meaningful qualified immunity analysis.
22
D.
Plaintiff Fails to State a Claim Under the Fifth, Eighth, and Fourteenth
Amendments of the U.S. Constitution
In Count II of the TAC, Plaintiff alleges Defendants violated the Due Process and Equal
Protection Clause of the Fifth and Fourteenth Amendments and violated the Eighth Amendment
of the United States Constitution by engaging in affirmative actions including but not limited to
denying “the right to a safe and humane physical and psychological environment, the right to be
free from State-created danger and from the deliberate indifference to medical needs, and the right
to be protected from patient-on-patient assaults through proper patient supervision and staff
training[.]” (ECF No. 38 ¶ 90; see also id. ¶¶ 7791.) According to Plaintiff, Defendants (1)
“engaged in the affirmative acts alleged [] that created a danger to [Segura] and/or left [Segura]
more vulnerable than had Defendants not engaged in those affirmative acts alleged”; (2) engaged
in conduct that “demonstrate[d] a degree of culpability that shocks the conscience”; (3) violated
Segura’s rights, “directed others to violate them, or had knowledge of and acquiesced in the
violations of subordinates, secured by the Due Process Clause and Equal Protection Clause of the
Fifth and Fourteenth Amendment of the United States Constitution”; (4) “purposefully
discriminated against and caused cognizable harm to [Segura] at Greystone based on his
disabilities”; and (5) “failed to exercise appropriate judgment” in attending to Segura’s medical
needs. (Id. ¶¶ 7987.) Plaintiff further alleges “members of [Segura’s] treatment team were aware
of, and the other Defendants knew or should have known of, Defendant Davis’s violent
propensities” and that Defendants failed to “take any precautions to protect [Segura] from a deadly
assault by Defendant Davis.” (Id. ¶ 46.)
The Fifth Amendment provides “No person shall be deprived of life, liberty, or property,
without due process of law;” and the Fourteenth Amendment similarly provides “[n]o State shall
. . . deprive any person of life, liberty, or property, without due process of law; nor deny to any
23
person within its jurisdiction the equal protection of the laws.” U.S. Const. amends. V, XIV.
“Historically, this guarantee of due process has been applied to deliberate decisions of government
officials to deprive a person of life, liberty, or property.” Daniels v. Williams, 474 U.S. 327, 331
(1986). “The touchstone of due process is the protection of the individual against arbitrary action
of government.” Miller, 174 F.3d at 374–75 (quoting Wolff v. McDonnell, 418 U.S. 539, 558
(1974)). “To generate liability, executive action must be so ill-conceived or malicious that it
‘shocks the conscience.’” Id. (quoting County of Sacramento v. Lewis, 523 U.S. 833, 847 (1998)).
“Critically, under this standard, officials will not be held liable for actions that are merely
negligent.” Id. (citing Lewis, 523 U.S. at 849). “Whether the point of the conscience shocking is
reached when injuries are produced with culpability falling within the middle range, following
from something more than negligence but ‘less than intentional conduct, such as recklessness or
‘gross negligence,’ is a matter for closer calls.” Lewis, 523 U.S. at 849 (citation omitted).
“In the substantive due process analysis, it is the State’s affirmative act of restraining the
individual’s freedom to act on his own behalf . . . which is the ‘deprivation of liberty’ triggering
the protections of the Due Process Clause”; it is not the State’s “failure to act to protect [the
individual’s] liberty interests against harms inflicted by other means” that is the “deprivation of
liberty.” DeShaney v. Winnebago Cnty. Dep’t of Soc. Servs., 489 U.S. 189, 200 (1989). “The
Supreme Court has long established that ‘[a]s a general matter, . . . a State’s failure to protect an
individual against private violence simply does not constitute a violation of the Due Process
Clause.’” Morrow v. Balaski, 719 F.3d 160, 166 (3d Cir. 2013), as amended (June 14, 2013)
(alteration in original) (quoting DeShaney, 489 U.S. at 197). “The Due Process Clause forbids the
state itself from depriving ‘individuals of life, liberty, or property without “due process of law,”
but its language cannot fairly be extended to impose an affirmative obligation on the State to ensure
24
that those interests do not come to harm through other means.’” Id. (quoting DeShaney, 489 U.S.
at 195).
“Although as a general rule, ‘the state has no affirmative obligation to protect its citizens
from the violent acts of private individuals,’ the ‘state-created danger’ theory of liability is an
exception to this rule.” Hansell v. City of Atl. City, 152 F. Supp. 2d 589, 603 (D.N.J. 2001), aff’d,
46 F. App’x 665 (3d Cir. 2002) (quoting Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 907 (3d
Cir. 1997)). Courts interpreting this language have determined “a state-created danger exists
‘[w]hen state actors knowingly place a person in danger, the due process clause of the constitution
. . . render[s] them accountable for the foreseeable injuries that result from their conduct.” Id.
(alteration in original) (citation omitted). Accordingly, “liability under the due process clause may
be imposed ‘where the harm—though at the hands of a private actor—is the product of state action
that legitimately can be characterized as affirmative conduct.’” Id.
The Eighth Amendment proscribes the infliction of “cruel and unusual punishments.” U.S.
Const. amend. VIII. However, the Fourteenth Amendment rather than the Eighth Amendment is
the appropriate source to determine the rights of involuntarily committed individuals as opposed
to incarcerated individuals. See Brown ex rel. Payton v. Ancora Psychiatric Hosp., Civ. A. No. 1107159, 2012 WL 4857570, at *1 (D.N.J. Oct. 11, 2012) (citing Youngberg v. Romeo, 457 U.S. 307
(1983)). In Youngberg, the Supreme Court rejected applying the Eighth Amendment’s “deliberate
indifference” standard to claims brought by civilly committed individuals under the Fourteenth
Amendment and instead “adopted the ‘professional judgment standard,’ which provides that an
official is liable only if a ‘decision . . . is . . . a substantial departure from accepted professional
judgment, practice, or standards.’” Mullen v. Dep’t of Hum. Servs., Civ. A. No. 13-00296, 2016
WL 356030, at *2 (D.N.J. Jan. 27, 2016) (alterations in original) (citing Youngberg, 457 U.S. at
25
32325). “[T]he substantive component of the Fourteenth Amendment’s Due Process Clause
requires the State to provide involuntarily committed mental patients with such services as are
necessary to ensure their “reasonable safety” from themselves and others.” DeShaney, 489 U.S. at
199 (citing Youngberg, 457 U.S. at 31425). In the Third Circuit, the professional judgment
standard more closely resembles a recklessness or gross negligence standard and, “like
recklessness and gross negligence, generally falls somewhere between simple negligence and
intentional misconduct.” Shaw by Strain v. Strackhouse, 920 F.2d 1135, 1146 (3d Cir. 1990).
Additionally, the Third Circuit has held that “the Youngberg professional judgment standard
should [be] applied to the primary care professionals, supervisors and administrators named as
defendants.” Id. at 1139.
Here, Plaintiff has not sufficiently pled facts showing a constitutional due process violation
against Defendants Dr. Akerele, Dr. Mellk, and Dr. Hassan in their individual capacities. Plaintiff
has not adequately alleged how the conduct of these three Defendants—including decisions
regarding what unit Segura should have been in or whether one-on-one observation was required
for Segura—shocks the conscience or shows “a substantial departure from accepted professional
judgment, practice, or standards.” See Mullen, 2016 WL 356030, at *2.
Therefore, Count II of the TAC is DISMISSED WITHOUT PREJUDICE as to the State
Defendants for failure to state a claim.
E.
Plaintiff Fails to State a Claim Under the ADA and the RA
In Counts III and IV of the TAC, Plaintiff alleges Defendants violated Title II of the ADA
and Section 504 of the RA by subjecting Segura to discrimination; excluding him from
participating in or denying “the benefits of the services, programs, or activities which Greystone
is required to provide”; and by having violated and continuing to violate Plaintiff’s rights under
26
the RA and the regulations promulgated thereto. (ECF No. 38 ¶¶ 92109.)
Title II of the ADA provides that “no qualified individual with a disability shall, by reason
of such disability, be excluded from participation in or be denied the benefits of the services,
programs or activities of a public entity, or be subjected to discrimination by any such entity.”
Durham, 82 F.4th at 225 (quoting 42 U.S.C. § 12132). To state a claim under Title II of the ADA,
individuals must demonstrate that: “(1) [they are] qualified individual[s]; (2) with a disability; (3)
[who were] excluded from participation in or denied the benefits of the services, programs, or
activities of a public entity, or were subjected to discrimination by any such entity; (4) by reason
of [their] disability.” Haberle v. Troxell, 885 F.3d 170, 178 (3d Cir. 2018) (citation omitted). If the
plaintiffs seek compensatory damages under Title II, like Plaintiff is here, they “must also show
intentional discrimination under a deliberate indifference standard.” Furgess v. Pa. Dep’t of Corr.,
933 F.3d 285, 289 (3d Cir. 2019). Under the deliberate indifference standard, plaintiffs must allege
that the defendant “had ‘knowledge that a federally protected right is substantially likely to be
violated,’ . . . and (2) the [entity] failed ‘to act despite that knowledge.’” Id. at 292.
“The elements of a claim under the RA are the same, except that the plaintiff must also
show that the program in question received federal dollars.” Durham, 82 F.4th at 225. Section 504
of the RA states that “[n]o otherwise qualified individual with a disability in the United States . . .
shall, solely by reason of [the individual’s] disability, be excluded from the participation in, be
denied the benefits of, or be subjected to discrimination under any program or activity receiving
Federal financial assistance[.]” 29 U.S.C. § 794. Courts “consider [] Title II and Section 504 claims
together because ‘the substantive standards for determining liability [for both types of claims] are
the same.” Furgess, 933 F.3d at 288.
Here, Plaintiff has not sufficiently pled facts showing Defendants in their individual
27
capacities violated the ADA or the RA with respect to Segura. Plaintiff has not alleged any facts
indicating Segura was subjected to discrimination because of his disability or that he was
“excluded from participation in or denied the benefits of the services, programs, or activities of a
public entity” because of his disability. Plaintiff likewise has not alleged facts showing the State
Defendants intentionally discriminated against Segura under the deliberate indifference standard.
Therefore, Counts III and IV of the TAC are DISMISSED WITHOUT PREJUDICE as
to the State Defendants for failure to state a claim.11
F.
The Court Declines Supplemental Jurisdiction Over Plaintiff’s Remaining
State Law Claims
Having “dismissed all claims over which [this Court] has original jurisdiction” with respect
to Defendants, 28 U.S.C. § 1367(c)(3), the Court declines to exercise supplemental jurisdiction
over the remaining state law claims Plaintiff asserts against Defendants in Counts V through IX of
the TAC. (See ECF No. 38 ¶¶ 11037); Elkadrawy v. Vanguard Grp., 584 F.3d 169, 174 (3d Cir.
2009). Therefore, Counts V, VI, VII, VIII, and IX of the TAC are DISMISSED WITHOUT
PREJUDICE as to Defendants for lack of jurisdiction.12
IV.
CONCLUSION
For the reasons set forth above, Defendants’ Motion to Dismiss (ECF No. 63) is
GRANTED, and Plaintiff’s TAC is dismissed without prejudice as to Greystone and the State
Defendants. Plaintiff may, within thirty (30) days of the date of this Opinion, file a final fourth
11
Defendants also argue that “[e]ven if Plaintiff had pled specific facts with respect to the ADA
and RA claims, only public entities, not individuals, may be held liable under the ADA and RA.”
(ECF No. 63-1 at 33 (citing cases).) The Court need not address this argument because the Court
finds Plaintiff did not sufficiently allege facts to state a claim under the ADA or the RA.
12
Defendants also contend they are entitled to immunity under the NJTCA as to Plaintiff’s state
law claims. (ECF No. 63-1 at 3540.) The Court need not address this argument in light of the
Court’s decision to decline supplemental jurisdiction over these claims as to Defendants.
28
amended complaint curing the deficiencies addressed herein. Defendants may respond to the fourth
amended complaint, if filed, as appropriate. An appropriate Order follows.
/s/ Brian R. Martinotti
HON. BRIAN R. MARTINOTTI
UNITED STATES DISTRICT JUDGE
Dated: February 5, 2024
29
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