HARGROVE et al v. SLEEPY'S LLC
Filing
213
MEMORANDUM AND ORDER that Plaintiff's 193 Motion for class certification is denied. Signed by Judge Peter G. Sheridan on 2/28/2018. (mps)
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
SAM HARGROVE, ANDRE HALL,
MARCO EUSEBIO, individually and on
behalf of all others similarly situated,
Civil Action No.: 10-cv-0l 138 (PGS)
MEMORANDUM AND ORDER
Plaintiffs,
V.
SLEEPY’S, LLC,
Defendant.
SHERIDAN, U.S.D.J.
This matter comes before this Court on Plaintiffs’ motion for class certification. [ECF
No. 193].
I.
In 2010, Plaintiffs Sam Hargrove, Andre Hall, and Marco Eusebio, who were all delivery
drivers for Defendants Sleepy’s, LLC (“Sleepy’s”), filed a complaint in this Court, on behalf of a
putative class, alleging that Sleepy’s misclassified them as independent contractors rather than
employees, and thus denied them protections and benefits under the Employee Retirement and
Income Security Act (ERISA), the Family Medical Leave Act, and the New Jersey Wage Payment
Law. Hargrove v. Sleepy’s LLC, 612 Fed. Appx. 116, 117 (2015). Specifically, Plaintiffs allege
that Sleepy’s withheld and diverted money from their wages in violation of New Jersey’s Wage
Payment Law. Id Plaintiffs also allege that they were not paid overtime for their work, a claim
that would also arise under the New Jersey Wage and Hour Law. Id.
1
Generally, Sleepy’s is a New York-based mattress retailer that adopts a comprehensive
delivery process. They operate a facility in Robbinsville, New Jersey. The only merchandise
dispatched from the Robbinsville terminal is Sleepy’s merchandise sold to Sleepy’s customers, or
transfers from the terminal to another Sleepy’s facility. (Zezas Dep. 20:23-21:8.) Sleepy’s runs
approximately 50-60 trucks per day, and sometimes as many as 85-90 trucks during peak season
out of the Robbinsville facility. (Id. at 19:15-20:22.)
According to Sleepy’s, deliveries are performed by contractors.
Sleepy’s requires its
contractors to sign Independent Driver Agreements (IDA) (See Def. Br. Ex. G, I, K, L, J, H, F,
M). Pursuant to the IDA, drivers are classified as independent contractors. (EX. L (Sample IDA),
IDA ¶3).
The IDA provides for a non-exclusive relationship, meaning that the drivers are
considered independent contractors, and may make deliveries for other companies while not
performing deliveries for Sleepy’s. (See Hargrove v. Sleepy’s LLC, Civ. A No. 10-1138, 2012 EL
1067729, *1 (D.N.J. Mar. 29, 2012). Contractors and any helpers are required to wear Sleepy’s
uniforms and Sleepy’s ID badges and display Sleepy’s advertising on their trucks. (IDA ¶9-10.)
Pursuant to the IDA, contractors pay for their own workers compensation insurance, and list
Sleepy’s as “certificate holder” on their policies. They also purchase motor vehicle insurance and
list Sleepy’s as an additional insured on their policy. (IDA ¶4.)
Drivers are also required to “agree that while performing deliveries for Sleepy’s [they] will
not carry merchandise for any other business until [they] finished the delivery manifest given by
Sleepy’s.” (IDA ¶2.)
2
Plaintiffs contend that, between January 2007 and December 2016 (class period), Sleepy’s
has contracted with at least 193 individuals to perform deliveries out of its facility in Robbinsville.
(Shuford Aff. ¶6 (Ex. E)).’
Procedural History
After the parties filed cross-motions for summary judgment, on March 29, 2012, this Court
entered an order granting Sleepy’s motion for summary judgment and denying Plaintiffs’ crossmotion. Id. The decision was appealed and remanded by the Third Circuit who asked for the
advice of the Supreme Court of New Jersey regarding which test to apply to determine the nature
of an employment relationship under the New Jersey Wage Payment Law and the New Jersey
Wage and Hour law. The Supreme Court deemed the “ABC test” to be most appropriate. Id. On
remand, this Court granted Plaintiffs’ motion for partial summary judgment and denied Sleepy’s
motion for summary judgment. In the decision, this Court applied the New Jersey Supreme Court
ABC test, to determine whether Plaintiffs were to be considered employees. Hargrove v. Sleepy’s,
LLC, 2016 U.S. Dist. LEXIS 156697, *12 (D.N.J. Oct. 25, 2016).
Following the remand, Plaintiffs voluntarily dismissed Count 8, 9, 10, and 11, which arose
under the laws of Massachusetts, New York, Connecticut, and Maryland. However, the following
claims remain: Breach of Contract (Count I and II); Mistake (Count III); Rescission (Count IV);
Claim for Plan Enforcement under the Employee Retirement and Income Security Act (ERISA)
(Count V); Violations of the Family and Medical Leave Act (FMLA) (Count VI); Violations of
New Jersey Wage Payment Law (NJWPL) (Count VII); and violations of New Jersey Wage and
In its brief, Defendant argues that the Shuford Affidavit should be stricken because it was
not identified in Plaintiffs’ Rule 26 (a)(1) disclosure. (Def. Opp. Pg. 25).
3
Hour law (Count VIII). Plaintiffs now seek certification of the class pursuant to Fed. R. Civ. P.
23.
As this Court understands it, the proposed class members would have to meet three criteria
that define the class: (1) worked full-time making deliveries for Sleepy’s and thus were
misclassified as independent contractors; (2) were subject to improper deductions; and (3) worked
over 40 hours per week without being paid over-time (time-and-a-half).
On December 13, 2017, the Court held oral argument on the motion for class certification.
There, Plaintiffs supported determining that “at least 193” people met the criteria for the class
proposed, as specified in the affidavit of Rebecca Shuford, the paralegal who analyzed the data
and documents to determine the proposed class. [ECF 193-5, Shuford Affidavit]. Ms. Shuford
submitted two affidavits which listed the documents she reviewed and her findings. The only
difference between the affidavits is that, at request of Plaintiffs’ attorney, Ms. Shuford expanded
on the number of trucks operated by contractors that she deemed part of the proposed class.
(Shuford Depo., ECF 211-1, T30-21-31 :15). Specifically, Ms. Shuford noted that 201 contractors
were listed on Sleepy’s documents. After eliminating eight contractors who operated 10 or more
trucks simultaneously, she counted 193 contracts total. (ECF 196-10
nd
2
Shuford Affidavit ¶3).
Of the 193 contractors that I identified, 73 contractors operated only 1 truck for
Sleepy’s and an additional 12 contractors operated only 1 truck in the majority of
the weekends they made Sleepy’s delivery [55] contractors averaged operating 2
trucks while working for Sleepy’s. [29] contractors averaged operating 3 trucks for
Sleepy’s. The remaining 24 contractors averaged between 4 and 9 trucks per week.
(Id. ¶4).
At the hearing, the Court requested clarification as to the methodology used by Plaintiff to
determine the proposed class members. The Court also provided the parties with the option to
4
depose Ms. Shuford which they did on December 20, 2017.
Thereafter, parties submitted
supplemental briefs for consideration by this Court. [ECF No. 208 and ECF No. 211].
Ms. Shuford’s Deposition
Ms. Shuford is currently employed by Plaintiff’s firm as a paralegal. She has been working
as a paralegal since 2015 and was trained within the firm. At the time of the deposition, she did
not hold a certificate of training as aparalegal. (T 15-16). At the deposition, Ms. Shuford confirmed
that she reached the conclusions mentioned in her affidavit by reviewing three sets of records:
1.
The Outside Carrier Expense Detail reports (Bates No. SL0021713-29781)
produced by Sleepy’s for all trucks making deliveries out of Sleepy’s Robbinsville, New Jersey
facility from January 1, 2007 to 2010;
2.
Outside Carrier Spreadsheets, containing data for payments and deductions made
to carriers operating out of the Robbinsville facility from 2011 thought 2016, that were produced
by Paul Lantis. (T19:l7-23; respectively Ex. 1 (sample report) and Ex 2 (email from Lantis) to
Shuford Affidavit); and
3.
Gate logs (3,400 pages), however, Ms. Shuford noted that they only cover a time
period in 2008-2009. (T45).
There are three main points that seek resolution through exploring Ms. Shuford’s review
of the data and conclusions as to the class size: (1) how to determine which drivers provided
delivery services for Sleepy’s on a full-time basis; (2) who was subject to improper wage
deductions; and (3) who failed to receive over-time pay when working more than 40 hours per
week.
5
a. Number ofFull-Time Drivers
When asked how she reached the number 193 for the class size, from the documents she
reviewed, Ms. Shuford answered in a convoluted manner as follows:
If you look at the top of the page, you will see that there is the very top line says
vendor number. Then pay week. If you drop down a little bit, it says truck number.
Then has a date, total stops, total made, auto rata, et cetera. So vendor number is
blank here, because it is in the middle of the time range. The conclusion being that
when looking outside carrier expense derails it tells us, number one, in any given
period of time, the amount of money that Sleepy’s was paying a particular carrier
and also shows the trucks the carrier used in that period of time.
—
(123:8-14).
In addition, the outside carrier expense detail also shows any deductions made
because of an issue with a particular delivery and bonuses. (T 23:15-24:6). Ms. Shuford disclosed
that from the documents she reviewed, she could not tell whether the vendors made deliveries for
other companies other than Sleepy’s.
b.
Improper wage deductions
With regard to improper deduction, Defendant’s counsel asked,
Nothing in the data referred to in paragraph two tells you whether a carrier
Q.
passed on any of the deductions referred to in the outside carrier expense details to
any particular individual; correct?
A.
That’s correct.
(T27:2-7). Ms. Shuford summarized the findings as to deductions in a chart, Exhibit 23 of her
affidavit. To create the chart, Ms. Shuford “added all the deductions taken from the companies
associated or the vendor numbers associated with our individual plaintiff. So, for example, all the
deductions that were taken from a [truck labeled] “5AH” and then after talking to the attorneys put
them into some rough categories, which were explained in the box below and then totaled up.”
(T27:23-28:5).
6
Looking at the last page of the exhibit, using the example of Marco Eusebio, Defendant’s
counsel pointed to an amount listed as the deductions withheld by Sleepy’s and noted, with Ms.
Shuford’s corroboration, that there is no way of knowing “whether Marco Eusebio reacted to those
deductions by taking money out of the wages that his carrier paid him,” nor is there a way of
knowing how he dealt with the deduction. (T29: 1-19).
C.
Over-time Pay
Counsel also questioned Ms. Shuford regarding her method of ascertaining whether
members of the proposed class were not paid for over-time hours they worked:
When returning to the subject of the data that you reviewed and that you
Q.
referred to in paragraph two nothing in that data tells you whether a particular
carrier paid its employee hourly or on a flat-fee basis; correct?
A.
No. It only shows what Sleepy’s paid to the contractor.
(126:11-22).
d. Overall class determination
When asked how she determined “how many of the 193 people in your affidavit actually performed
delivery services personally” Ms. Shuford stated,
I would look the outside carrier expense detail sheets again to see what days every
truck was running. Then I would take the days and look for those gate logs to see
who was in the truck on the day the truck was running. And possibly also look at
the roster if I was having trouble with the gate logs for whatever reason to see other
contemporaneous records.
(T44: 11-24). She defined it as “pretty much a simple job ofjust matching.” (145:2-4).
II.
“The class action is an exception to the usual rule that litigation is conducted by and on
behalf of the individual named parties only.” Comcast Corp. v. Behrend, 133 S.Ct. 1426, 1432
(citing Calfano v. Yamasaki, 442 U.S. 682, 700—701, 99 S.Ct. 2545, 61 L.Ed.2d 176 (1979)). In
7
order to meet the requirements of this exception, a party moving to represent a class “must
affirmatively demonstrate his compliance with Rule 23.” Wal—Mart Stores, Inc. v. Dukes, 131 S.
Ct. 2541, 255 1—2552 (2011). The Third Circuit has emphasized that “actual, not presumed,
conformance with Rule 23 requirements is essential.” Marcus v. BMW ofN Am., LLC, 687 F.3d
583, 591 (3d Cir. 2012). “The party seeking certification bears the burden of establishing each
element of Rule 23 by a preponderance of the evidence.” Id.
To meet this burden, Plaintiff must satisfi the four prerequisites of Rule 23(a) and show
that the action can be maintained under at least one of the three subsections of Rule 23(b). Johnston
v. HBO Film Mgmt., Inc., 265 F.3d 178, 183 (3d Cir. 2001). These four requirements under Rule
23(a) are referred to as numerosity, commonality, typicality, and adequate representation. Id. The
requirements are “meant to assure both that class action treatment is necessary and efficient and
that it is fair to the absentees under the particular circumstances.” Baby Neal v. Casey, 43 F.3d 48,
55 (3d Cir. 1994).
a. Numerosity
To begin, a proper class certification requires a finding of numerosity. Meaning that the
putative class is “so numerous that joinder of all members is impracticable.” Fed. R. Civ. P.
23(a)(1). The Third Circuit has said that, “[nb
minimum number of plaintiffs is required to
maintain a suit as a class action, but generally if the named plaintiff demonstrates that the potential
number of plaintiffs exceeds 40, the first prong of Rule 23(a) has been bet.” Gonzalez v. Corning,
317 F.R.D. 443, 489 (D.N.J. 2016) (citing Stewart v. Abraham, 275 F.3d 220, 226-27 (3d
Cir.2001)). Critically, numerosity—like all Rule 23 requirements—must be proven by a
preponderance of the evidence. In re Hydrogen Peroxide Antitrust Litig., 552 F.3d 305, 307 (3d
Cir. 2008).
8
b. Commonality
Second, the district court must find commonality, or that ‘there are questions of law or fact
common to the class.” Fed. R. Civ. P. 23(a)(2). Commonality does not require an identity of claims
or facts among class members; instead, “the commonality requirement will be satisfied if the
named plaintiffs share at least one question of fact or law with the grievances of the prospective
class.” In re the Prudential Ins. Co. ofAm. Sales Practice Litig., 148 F.3d 283, 310 (3d Cir. 1998);
Baby Neal v. Casey, 43 F.3d 48, 56 (3d Cir. 1994). “[T]h[e] bar is not a high one.” Rodriguez
i’.
Nat’l City Bank, 726 F.3d 372, 382 (3d Cir. 2013)
c. Typicality
Third, in a properly certified class, the claims of the class representatives must be typical
of the class as a whole. See Prudential, 148 F.3d at 310. In considering the typicality issue, the
district court must determine whether “the named plaintiff{s’] individual circumstances are
markedly different or.
.
.
the legal theory upon which the claims are based differs from that upon
which the claims of other class members will perforce be based.” Eisenberg v. Gagnon, 766 F.2d
770, 786 (3d Cir. 1985) (internal quotations omitted). This criteria does not require that all putative
class members share identical claims. Indeed, so long as “the claims of the named plaintiffs and
putative class members involve the same conduct by the defendant, typicality is established
regardless of factual differences.” Newton, 2001 WL 877524, at * 17 (citing Barnes v. Am. Tobacco
Co., 161 F.3d 127, 141 (3d Cir. 1998)); Baby Neal, 43 F.3d at 58 (“Commentators have noted that
cases challenging the same unlawful conduct which affects both the named plaintiffs and the
putative class usually satisfy the typicality requirement irrespective of the varying fact patterns
underlying the individual claims.”).
9
d. Adequacy of Representation
Fourth, class representatives must ‘fairly and adequately protect the interests of the class.’
Fed. R. Civ. P. 23(a)(4). In analyzing this criteria, the court must determine whether the
representatives’ interests conflict with those of the class and whether the class attorney is capable
of representing the class. See Ainchern Prods v. Windsor, 521 U.S. 591, 625-26, 117 S. Ct. 2231,
2250-51; Gen. Tel. Co. v. Falcon, 457 U.S. 147, 157 & n.13, 102 S. Ct. 2364, 2371 & n.13, 72 L.
Ed. 2d 740 (1982).
e. Predominance and Superiority
Class certification must also satisfy the requirements of Rule 23(b), specifically here, the
predominance and superiority requirements of Rule 23(b)(3). Predominance requires “that
questions of law or fact common to the members of the class predominate over any questions
affecting only individual members.” Fed. R. Civ. P. 23(b)(3). Superiority mandates that the district
court determine that the class action is the best method of fairly and efficiently resolving the
controversy. Id. To assist the court in analyzing cases for predominance and superiority, Rule
23(b)(3) includes a nonexclusive list of relevant factors to consider: (A) the interest of members
of the class in individually controlling the prosecution or defense of separate actions; (B) the extent
and nature of any litigation concerning the controversy already commenced by or against members
of the class; (C) the desirability or undesirability of concentrating the litigation of the claims in the
particular forum; (D) the difficulties likely to be encountered in the management of a class action.
Id. Overall, “issues common to the class must predominate over individual issues, and the class
action device must be superior to other means of handling the litigation.” Newton v. Merrill Lynch,
Pierce, Fenner & Smith, Inc., 259 F.3d 154, 186 (3d Cir. 2001).
10
In the Third Circuit, we look beyond the pleadings at the class certification stage of
litigation. “[I]n reviewing a motion for class certification, a preliminary inquiry into the merits is
sometimes necessary to determine whether the alleged claims can be properly resolved as a class
action.” Newton, 259 F.3d at 168. Class certification is proper only after a “rigorous analysis” that
all prerequisites of Rule 23 are met. In re Hydrogen Peroxide Antitrust Litig., 552 F.3d 305, 309
(3d Cir. 2008) (quoting Gen. Tel. Co. of SW v. Falcon, 457 U.S. 147, 161, 102 S.Ct. 2364, 72
L.Ed.2d 740 (1982)).
In assessing whether a plaintiff has satisfied its burden, the district court “cannot be
bashful” and must resolve all factual and legal disputes relevant to class certification, including
disputes touching on the elements of the causes of action, and the merits of a claim. Gonzalez v.
Corning, 317 F.R.D. 443, 489 (D.N.J. 2016) (citing Reyes
i’.
Netdeposit, LLC, 802 F.3d 469, 484
(3d Cir. 2015)).
The Court of Appeals for the Third Circuit recently set forth the District court’s duty in
ruling on a motion to certify a class by stating that “it is now clear that the District Court must: (1)
conduct rigorous analysis, (2) review all avenues of inquiry in which it may have doubts (even if
it requires reviewing the merits), (3) be satisfied and (4) make a definitive determination on the
requirements of Rule 23, or even (5) require that a plaintiff demonstrate actual, not presumed
conformance with Rule 23 requirements.” Id. (citing Reyes, 802 F.3d at 485). Plaintiffs, however,
need not establish the validity of their claims at the class certification stage. Id.
In this case, Plaintiffs seek certification pursuant to Rule 23(b)(3), which requires that a
class action is superior to other available methods for the fair and efficient adjudication of the
controversy. Johnston, 265 F.3d at 184.
11
III.
In reviewing the application, Plaintiffs face a major hurdle in assessing the ascertainability
of the proposed class size and consequently all other requirements to certify the class. As in this
case, “a plaintiff seeking certification of a Rule 23(b)(3) class must prove by a preponderance of
the evidence that the class is ascertainable.” Byrd v. Aaron’s Inc., 784 F.3d 154, 162 (3d Cir. 2015).
“Ascertainability functions as a necessary prerequisite (or implicit requirement) because it allows
a trial court effectively to evaluate the explicit requirements of Rule 23. In other words, the
independent ascertainability inquiry ensures that a proposed class will actually function as a class.”
Id.
The ascertainability inquiry is two-fold, requiring a plaintiff to show that: (1) the
class is “defined with reference to objective criteria”; and (2) there is “a reliable
and administratively feasible mechanism for determining whether putative class
members fall within the class definition.” The ascertainability requirement consists
of nothing more than these two inquiries. And it does not mean that a plaintiff must
be able to identify all class members at class certification—instead, a plaintiff need
only show that “class members can be identified.”
Byrd, 784 F.3d at 163 (3d Cir. 2015), (internal citations omitted). In Marcus v. BMW ofN. Am.
2
LLC, the Third Circuit held that, “[i}f class members are impossible to identify without extensive
and individualized fact-finding or ‘mini-trials,’ then a class action is inappropriate.” Marcus v.
BMTVofI’L Am., LLC, 687 F.3d 583, 593 (3d Cir. 2012). In those circumstances, the Third Circuit
allowed “the plaintiffs to ‘offer some reliable and administratively feasible alternative that would
permit the court to determine’ whether the class was ascertainable.” Byrd, 784 F.3d at 164 (quoting
Hayes v. Wal-Mart Stores, Inc., 725 F.3d at 355.).
2
See also Marcus v. BMW ofNorth America, LLC, 687 F.3d 583, 83 Fed. R. Serv. 3d 246 (3d Cir. 2012), Hayes v.
Wal-Mart Stores, Inc., 725 F.3d 349, 86 Fed. R. Serv. 3d 192 (3d Cir. 2013), Carrera v. Bayer Corp., 727 F.3d 300
(3d Cir. 2013) and Grandalski v. Quest Diagnostics Inc., 767 F.3d 175 (3d Cir. 2014) (analyzing the requirement of
ascertainability).
12
Plaintiffs propose at least 193 individuals as class size. This number did not include eight
contractors who operated ten or more trucks at a time. Plaintiffs reached that number by looking
at the individuals Sleepy’s contracted with between January 2007 and December 2016 at the
Robbinsville facility. (Shuford Aff. At 6 (Ex. E)). Specifically, the number was reached by
looking at Outside Carrier Expense Detail reports (Bates No. SL0021713.-29781) produced by
Sleepy’s for all trucks making deliveries out of Sleepy’s Robbinsville, New Jersey facility from
January 1, 2005 to 2010 and Outside Carrier Spreadsheets produced by Paul Lantis. (Shuford
Depo. T19:17-23).
Defendant argues that the Plaintiffs cannot determine which putative class members meet the
same criteria that Plaintiffs proposed, i.e. who worked on a full-time basis, who did not receive
overtime pay, and who was subject to company deductions solely based on the documents they
reviewed. (Def. Opp. pg. 13/ Def. Supp. Brief pg. 2-5).
The Court explored this matter at oral
argument, where Plaintiffs’ counsel was asked to aid in a step-by-step analysis of each document
submitted in support of this motion. At the time, Plaintiffs’ counsel admitted that the documents
provided in support of the motion did not match and show the suitability of any particular
contractor to be a member of the class. Finding the explanation unclear, the Court allowed the
parties to depose Ms. Shuford in order to understand her work product and conclusions.
Subsequently, the Court reviewed the parties’ supplemental briefs and the transcripts of the
Shuford deposition, in order to better understand the methodology behind the proposed class.
Plaintiffs support that the members of the class are easily identified by looking at Sleepy’s driver
rosters, gate logs, and pay statements. Defendant acknowledges those records identify the drivers;
but those documents do not provide sufficient information to make the substantive determinations
under each cause of action.
13
First, all members of the class worked “full-time” for Sleepy’s. In order to ascertain the
hours worked by the contractors, Ms. Shuford proposed reviewing gate logs and documents that
reflect the dates and times an individual entered and departed from the Robbinsville facility. She
testified that looking at the data provided in the outside carrier expense detail, as for example in
Bates SLOO2 1743, one can find the vendor number, week, the truck number, the total number of
stops made, auto rate and other information. (T22:4-8). Ms. Shuford supports, “[b]y looking at all
the different vendor numbers, she made a list of all the different vendor numbers and she used that
to determine how many people were making deliveries for Sleepy’s” (T23:3-7).
The
document also shows the amount paid, lists the deduction, and bonuses. However, to detennine
the specific driver, since many of the carriers had multiple drivers, one would have to look at “gate
logs, if we had them, for that time period to find that date and look to see” what driver was listed
with each truck. Ms. Shuford also states that she could “look at the driver roster
...
which would
list various trucks with their various drivers or helpers that were on those trucks as well.” (T36:918). The issue with this strategy is that the gate logs are not fully completed. Sometimes the time
a truck entered the facility (time-in) and the time it left the facility (time-out) was not recorded.
As a result, there are gaps in listing time-in or time-out of the facility for the trucks and the drivers.
Ms. Shuford acknowledged in her deposition that when the data is not there, there is no way of
precisely determining what the time-in or out was for any given person. One could make an
assumption, but “there is no certainty.” (T48). Another issue is that Plaintiffs only have gate logs
for 2008 and 2009. At this time, there is no way of verifying whether there are gaps in the gate
logs similar to the gaps in 2008 and 2009 for the entire class period; and if gaps exist, the
extensiveness of such gaps. Ms. Shuford has not proposed an alternative strategy to identifying
each driver other than cross-referencing the gate logs and the rosters. (T47:11-13).
14
Next, with regard to over-time pay, Defendant notes, and Ms. Shuford agreed, that there is
no way of knowing whether the carrier paid drivers overtime. Nor, whether any carrier reduced
any drivers pay by deducting Sleepy’s listed deductions. Thus, the methodology provided by
Plaintiffs only fits contractors with only one driver, or 73 contractors as identified by Ms. Shuford,
assuming Plaintiffs are able to gather records for the proposed relevant period, identified as 20072016.
Overall, notwithstanding the additional information provided by Ms. Shuford’s deposition, the
Court is still unable to resolve all disputes regarding the definition of this class. There are “gaps”
in the record provided, as Ms. Shuford recognized, that would make assessing the size, as proposed
by the Plaintiff, tenuous or speculative. While the standard for ascertainability does not mandate
identification of all class members at certification, Plaintiffs still must show how the class members
can be identified. Byrd, 784 F.3d at 163 (3d Cir. 2015). Here, identifying the members of this
class would require specific fact-finding as to each individual. Thus, at this time, based on the
information provided, the Court is unable to grant Plaintiffs’ motion for class certification.
CONCLUSION
Plaintiffs motion for class certification is denied without prejudice.
15
ORDER
This matter, having been brought before the Court on Plaintiff’s motion for class
certification [ECF No. 193], and the Court having considered the briefs and submissions of the
parties; and having heard oral argument; and for good cause having been shown;
IT IS on this 28th day of February, 2018;
ORDERED that Plaintiffs’ motion for class certification (ECF No. 193) is DENIED.
PETER G. SHERIDAN, U.S.D.J.
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