MURPHY et al v. ANCORA PSYCHIATRIC HOSPITAL et al
Filing
8
OPINION. Signed by Judge Freda L. Wolfson on 7/8/2016. (km)
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
____________________________________
:
Civil Action No. 15-8410 (FLW)
TARA MURPHY, JOHN F. MURPHY,
:
MARGARET A. MURPHY,
:
:
OPINION
Plaintiffs,
:
:
v.
:
:
ANCORA PSYCHIATRIC HOSPITAL,
:
STATE OF NEW JERSEY, PHYLIS
:
DAVIS, NATASHA ALMON, “ASHELY :
DOE,” ELIZABETH STILL, DAVID
:
PRICE, and JOHN DOE(S) I-XXX,
:
:
Defendants. :
___________________________________ :
WOLFSON, United States District Judge:
In this civil rights case, Defendants Ancora Psychiatric Hospital (“Ancora”), State of New
Jersey, Phylis Davis, Natasha Almon, “Ashely Doe,” Elizabeth Still, and David Price (“Individual
Defendants”) (collectively “Defendants”), seek a dismissal of Counts IX, X, and XI of the
Complaint filed by Plaintiffs Tara Murphy (“Murphy”), John F. Murphy, and Margaret A. Murphy
(collectively “Plaintiffs”), pursuant to Federal Rule of Civil Procedure 12(b)(6), based on
Defendants’ assertion that they are not “persons” within the meaning of 42 U.S.C. § 1983.
For the following reasons, Defendants’ motion to dismiss is granted. Specifically, Counts
IX, X, and XI against Ancora, the State of New Jersey, and the Individual Defendants in their
official capacities are dismissed, because those entities and individuals are not “persons” within
the meaning of Section 1983. Moreover, Plaintiffs have not specified in their Complaint that the
Individual Defendants are being sued in their personal capacities. If Plaintiffs intend to assert
Section 1983 claims against Individual Defendants in their personal capacity, then Plaintiffs must
amend their complaint. Counts IX, X, and XI are dismissed without prejudice.
I.
FACTUAL BACKGROUND AND PROCEDURAL HISTORY
The following pertinent facts are taken from the Amended Complaint, unless otherwise
noted. On or about August 17, 2013, Murphy was admitted to Ancora, a state hospital owned,
operated, and managed by Defendant State of New Jersey. Am. Compl. ¶ 3. While in Ancora,
Plaintiffs allege that Murphy was subjected to negligence and extreme physical and emotional
abuse, and assert, inter alia, federal civil rights claims.
On June 23, 2015, Plaintiffs filed suit against Defendants in the Superior Court of New
Jersey, Law Division, Ocean County, under docket No. OCN-L-1765-15, and filed an Amended
Complaint on October 22, 2015. On December 3, 2015, Defendants removed this matter pursuant
to 28 U.S.C. § 1441(a) based on federal-question jurisdiction. On December 23, 2015, Defendants
filed the instant motion to dismiss Counts IX, X, and XI of the Amended Complaint. Counts IX,
X, and XI are Section 1983-related claims and are based on excessive force, violation of civil
rights, and unlawful policy, custom or practice/inadequate training, respectively.
II.
STANDARD OF REVIEW
Federal Rule of Civil Procedure 12(b)(6) provides that a court may dismiss a claim “for
failure to state a claim upon which relief can be granted.” When reviewing a motion to dismiss,
courts must first separate the factual and legal elements of the claims, and accept all of the wellpleaded facts as true. See Fowler v. UPMC Shadyside, 578 F.3d 203, 210-11 (3d Cir. 2009). All
reasonable inferences must be made in the plaintiff’s favor. See In re Ins. Brokerage Antitrust
Litig., 618 F.3d 300, 314 (3d Cir. 2010). In order to survive a motion to dismiss, the plaintiff must
provide “enough facts to state a claim to relief that is plausible on its face.” Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007). This standard requires the plaintiff to show “more than a
sheer possibility that a defendant has acted unlawfully,” but does not create as high of a standard
as to be a “probability requirement.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).
The Third Circuit requires a three-step analysis to meet the plausibility standard mandated
by Twombly and Iqbal. First, the court should “outline the elements a plaintiff must plead to a state
a claim for relief.” Bistrian v. Levi, 696 F.3d 352, 365 (3d Cir. 2012). Next, the court should “peel
away” legal conclusions that are not entitled to the assumption of truth. Id.; see also Iqbal, 556
U.S. at 678-79 (“While legal conclusions can provide the framework of a complaint, they must be
supported by factual allegations.”). It is well-established that a proper complaint “requires more
than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not
do.” Twombly, 550 U.S. at 555 (internal quotations and citations omitted). Finally, the court should
assume the veracity of all well-pled factual allegations, and then “determine whether they plausibly
give rise to an entitlement to relief.” Bistrian, 696 F.3d at 365 (quoting Iqbal, 556 U.S. at 679).
A claim is facially plausible when there is sufficient factual content to draw a “reasonable inference
that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 678. The third step of
the analysis is “a context-specific task that requires the reviewing court to draw on its judicial
experience and common sense.” Id. at 679.
III.
DISCUSSION
Defendants argue that Counts IX, X, and XI of the Amended Complaint should be
dismissed because they are not “persons” for the purposes of Section 1983. In response, Plaintiffs
confuse sovereign immunity with the “persons” requirement of Section 1983. While Plaintiffs
correctly argue that Defendants have waived sovereign immunity by removing this action to
federal court, see Lapides v. Bd. of Regents, 535 U.S. 613, 619-20 (2002), the issue of sovereign
immunity and the personhood requirement under section 1983 are separate inquiries. Rather, the
question presented, here, is whether the Defendants are “persons” within the meaning of that term
as used in Section 1983.
Section 1983 states, in relevant part, that:
[e]very person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress.
42 U.S.C. § 1983 (emphasis added).
It is well-established that the state and state entities are not “persons” for purposes of
Section 1983. See Will v. Mich. Dep't of State Police, 491 U.S. 58, 71 (1989). As such, there can
be no real dispute that Plaintiffs’ Section 1983 claims against the State of New Jersey must be
dismissed. See Didiano v. Balicki, 488 F. App'x 634, 637-38 (3d Cir. 2012). Similarly, claims
against Ancora, a state-run hospital, must also be dismissed. Courts in this district have previously
held that Ancora is not a “person” under Section 1983, because it is a state hospital created by state
statute, under control of the Commissioner of Human Services, receives most of its funding from
the state treasury, and any judgment against it would come from the state treasury. See, e.g., Brown
v. Ancora Psychiatric Hosp., No. 11-7159, 2012 U.S. Dist. LEXIS 146251, at *4-5 (D.N.J. Oct.
11, 2012).
Individual defendants, however, may be sued under Section 1983 in their official and
personal capacities. “[O]fficial-capacity suits ‘generally represent only another way of pleading
an action against an entity of which an officer is an agent.’” Hafer v. Melo, 502 U.S. 21, 25 (1991)
(citing Kentucky v. Graham, 473 U.S. 159, 165 (1985)). Thus, “[s]uits against state officials in
their official capacity . . . should be treated as suits against the State.” Id. (citing Kentucky, 473
U.S. at 166). “Personal-capacity suits, on the other hand, seek to impose individual liability upon
a government officer for actions taken under color of state law.” Id. As the United States Supreme
Court has explained:
Will itself makes clear that the distinction between official-capacity suits and
personal-capacity suits is more than a mere pleading device. State officers sued for
damages in their official capacity are not “persons” for purposes of the suit because
they assume the identity of the government that employs them. By contrast, officers
sued in their personal capacity come to court as individuals. A government official
in the role of personal-capacity defendant thus fits comfortably within the statutory
term “person.”
Id. at 27 (citations and internal quotation marks omitted); see also Moore v. Cuttre, No. 09-2284,
2010 U.S. Dist. LEXIS 62390, *13 n.5 (D.N.J. June 23, 2010) (citing Hanani v. N.J. Dep't of Envtl.
Prot., 205 Fed. Appx. 71, 79 (3d Cir. 2006)). “In determining whether [a Plaintiff has sued an
official] in her personal capacity, official capacity, or both, [courts in this District] first look to the
complaints and the course of proceedings.” Melo v. Hafer, 912 F.2d 628, 635 (3d Cir. 1990),
aff’d, 502 U.S. 21 (1991) (internal citations and quotations omitted).
Here, the Amended Complaint is silent as to whether the Individual Defendants are sued
in their official and/or personal capacities. Insofar as the Individual Defendants are sued in their
official capacities, Counts IX, X, and XI must be dismissed because, in that capacity, the Individual
Defendants are not “persons” under Section 1983. 1 Plaintiffs have not specified in their Complaint
that the Individual Defendants are being sued in personal capacity. This lack of specificity is fatal
to Plaintiffs’ claims against them in that regard. Accordingly, to the extent that Plaintiffs wishes
to bring civil rights claims against the Individual Defendants in their personal capacity, the
1
The Court notes that Plaintiffs argue that while an individual acting in his or her official
capacity cannot be sued for monetary damages under 42 U.S.C. § 1983, he or she can be sued
under the statute for injunctive relief. Will, 491 U.S. at 92; Melo, 912 F.2d at 635-36. However,
there is no request for injunctive relief in the Amended Complaint.
Complaint must be amended to so request that. Accordingly, Plaintiffs shall be given leave to
amend their Complaint consistent with this Opinion, within fourteen days from the date of the
Order accompanying this Opinion.
IV.
CONCLUSION
For the foregoing reasons, Defendants’ motion to dismiss Counts IX, X, XI of the Amended
Complaint is GRANTED; those counts are dismissed without prejudice.
Dated: July 8, 2016
/s/ Freda L. Wolfson
Freda L. Wolfson
United States District Judge
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