HESLOP v. NEW JERSEY DEPARTMENT OF CORRECTIONS et al
Filing
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OPINION. Signed by Judge Michael A. Shipp on 8/24/2016. (km)
*NOT FOR PUBLICATION*
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
NEVEL HESLOP,
Civil Action No. 16-4143 (MAS) (TJB)
Plaintiff,
OPINION
v.
NEW JERSEY DEPARTMENT OF
CORRECTIONS, et al.,
Defendants.
SHIPP, District Judge:
Pro se Plaintiff Nevel Heslop brings this action pursuant to 42 U.S.C. § 1983, alleging
violations of his constitutional rights and other state law claims. The Court previously granted
Plaintiff in forma pauperis status. (Order, July 13, 2016, ECF No. 2.) At this time, the Court must
review the Complaint to determine whether it should be dismissed as frivolous or malicious, for
failure to state a claim upon which relief may be granted, or because it seeks monetary relief from
a defendant who is immune from such relief. See 28 U.S.C. § 1915(e)(2)(B) (in forma pauperis
actions). For the reasons stated below, all claims in the Complaint are dismissed.
I.
FACTUAL BACKGROUND
For the purposes of this Opinion, the Court construes all facts alleged in the Complaint as
true, and in the light most favorable to Plaintiff. Plaintiff alleges that on June 8, 2014, Defendant
Dr. Newjent performed surgery on him to correct a blockage in his bladder. (Compl. 3, ECF No.
1.) During surgery, Dr. Newjent made a mistake and "cut something he should not have", resulting
in injuries that required treatment lasting eighteen months. Id. at 3-4. Plaintiff further alleges that
during this treatment, Defendant Dr. Smycek "gave [him] a bad injection of medicine [that] may
have been exp[eri]mental medicine which caused serious side effects." Id. at 3. Plaintiff also
names the New Jersey Department of Corrections ("NJDOC") and the University of Medicine and
Dentistry of New Jersey ("UMDNJ") as defendants, but there are no factual allegations regarding
their involvement in the alleged incidents, except that they are employers of Drs. Newjent and
Smycek. Id. at 3. Plaintiff seeks punitive and compensatory damages "for pain and suffering,
future pain and suffering, malpractice, negligence, and violating my constitutional right[.]" Id. at
4.
II.
STANDARD OF REVIEW
Every complaint must comply with the pleading requirements of the Federal Rules of Civil
Procedure. Rule 8(a)(2) requires that a complaint contain "a short and plain statement of the claim
showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). "Specific facts are not
necessary; the statement need only 'give the defendant fair notice of what the ... claim is and the
grounds upon which it rests."' Erickson v. Pardus, 551 U.S. 89, 93 (2007) (citations omitted).
While a complaint ... does not need detailed factual allegations, a plaintiffs
obligation to provide the "grounds" of his "entitle[ment] to relief' requires more
than labels and conclusions, and a formulaic recitation of the elements of a cause
of action will not do .... Factual allegations must be enough to raise a right to
relief above the speculative level ....
Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citations omitted).
In determining the sufficiency of a pro se complaint, the Court must be mindful to accept
its factual allegations as true, see James v. City of Wilkes-Barre, 700 F.3d 675, 679 (3d Cir.
2012), and to construe it liberally in favor of the plaintiff. See Haines v. Kerner, 404 U.S. 519,
520-21 (1972); United States v. Day, 969 F.2d 39, 42 (3d Cir. 1992).
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III.
DISCUSSION
A plaintiff can pursue a cause of action under § 1983 for certain violations of his
constitutional rights. Section 1983 provides in relevant part:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory ... subjects, or causes to be subjected, any citizen
of the United States or other person within the jurisdiction thereof to the deprivation
of any rights, privileges, or immunities secured by the Constitution and laws, shall
be liable to the party injured in an action at law, suit in equity, or other proper
proceeding for redress . . . .
42 U.S.C. § 1983. Thus, to state a claim for relief under § 1983, a plaintiff must establish, first,
the violation of a right secured by the Constitution or laws of the United States and, second, that
the alleged deprivation was committed or caused by a person acting under color of state law. Am.
Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50 (1999); Morrow v. Balaski, 719 F.3d 160, 166-
67 (3d Cir. 2013).
A. Defendant NJDOC
The Court first addresses the§ 1983 claims against NJDOC. The Eleventh Amendment to
the United States Constitution provides that, "[t]he Judicial power of the United States shall not
be construed to extend to any suit in law or equity, commenced or prosecuted against one of the
United States by citizens of another State, or by Citizens or Subjects of any Foreign State." U.S.
Const. amend. XI. As such, the Eleventh Amendment protects states and their agencies and
departments from suit in federal court regardless of the type of relief sought. Pennhurst State Sch.
and Hosp. v. Halderman, 465 U.S. 89, 100 (1984). Section 1983 does not override a state's
Eleventh Amendment immunity. Quern v. Jordan, 440 U.S. 332, 338 (1979). Courts have
repeatedly held that DOC is a state agency entitled to immunity. See, e.g., Chavarriaga v. NJ
Dep 't ofCorr., 806 F.3d 210, 224 n.9 (3d Cir. 2015) ("[T]he Court correctly dismissed the NJDOC
from this case on Eleventh Amendment grounds."); Bell v. Holmes, No. 13-6955, 2015 WL
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851804, at *3 (D.N.J. Feb. 23, 2015); Homan v. NJ Dep't of Corr., No. 13-1466 (MAS), 2014
WL 4273304, at *3 (D.N.J. Aug. 28, 2014); Wimbush v. Jenkins, No. 13-4654, 2014 WL 1607354,
at *4 (D.N.J. Apr. 22, 2014); Love v. Dep't of Corr., No. 13-1050, 2014 WL 46776, at *2 (D.N.J.
Jan. 6, 2014).
Because NJDOC is a state agency immune from § 1983 suits, all § 1983 claims against
NJDOC are dismissed with prejudice.
B. Defendant UMDNJ
Next, the Court addresses the § 1983 claims against UMDNJ. As summarized above,
Plaintiffs sole theory ofliability with regard to UMDNJ is that it was the employer of Defendant
Drs. Newjent and Smycek. However, there is no respondeat superior liability in § 1983 actions
against private corporations performing state functions. See Weigher v. Prison Health Servs., 402
F. App'x 668, 670 (3d Cir. 2010) (holding that a private corporation providing medical services at
a state correctional facility cannot be held liable under a theory of respondeat superior in a § 1983
suit). 1 Because Plaintiff relies entirely on UMDNJ's status as the employer to establish liability,
Although the Court is constrained to follow the Third Circuit's non-precedential decision
in Weigher, some courts have decided differently. See, e.g., Hutchison v. Brookshire Bros., Ltd,
284 F. Supp. 2d 459, 472-73 (E.D. Tex. 2003); Groom v. Safeway, Inc., 973 F. Supp. 987, 991
n.4 (W.D. Wash. 1997). As another court in this district opined:
The policy considerations which prompted the Supreme Court to reject qualified
immunity for private prison guards are the same considerations which suggest that
private corporations providing public services, such as prison medical care, should
not be immune from respondeat superior liability under § 1983. In the context of
a claim that the deprivation of medical care amounted to a constitutional violation,
proof of such claim would almost certainly prove a case of ordinary state law
malpractice where respondeat superior would apply. It seems odd that the more
serious conduct necessary to prove a constitutional violation would not impose
corporate liability when a lesser misconduct under state law would impose
corporate liability.
Taylor v. Plousis, 101 F. Supp. 2d 255, 263 n.4 (D.N.J. 2000).
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the Complaint is devoid of any factual allegations that UMDNJ violated his rights through its own
conduct. Without more, the Complaint fails to allege sufficient facts for the Court to infer § 1983
liability upon UMDNJ.
As such, all § 1983 claims against UMDNJ are dismissed without
prejudice.
C. Defendant Drs. Newjent and Smycek
Next, the Court addresses Plaintiffs § 1983 claims against Defendant Drs. Newjent and
Smycek. The Eighth Amendment proscription against cruel and unusual punishment requires that
prison officials provide inmates with adequate medical care. See Estelle v. Gamble, 429 U.S. 97,
103-04 (1976); Barkes v. First Corr. Med., Inc., 766 F.3d 307, 328 (3d Cir. 2014), rev'd on other
grounds, 135 S. Ct. 2042 (2015). Under Estelle, in order to state a valid claim for denial of medical
care, an inmate must allege: (1) a serious medical need; and (2) behavior on the part of prison
officials that constitutes deliberate indifference to that need. See Estelle, 429 U.S. at 106; Barkes,
766 F.3d at 321; Natale v. Camden Cnty. Corr. Facility, 318 F.3d 575, 582 (3d Cir. 2003). Mere
allegations of medical malpractice are not sufficient to establish a constitutional violation. Allah
v. Hayman, 442 F. App'x 632, 635-36 (3d. Cir. 2011) (citing Spruill, 372 F.3d 218, 235 (3d Cir.
2004)).
To satisfy the first prong of the Estelle inquiry, the inmate must allege that his medical
needs are serious. "Because society does not expect that prisoners will have unqualified access to
health care, deliberate indifference to medical needs amounts to an eighth amendment violation
only if those needs are 'serious."' Hudson v. McMillian, 503 U.S. 1, 9 (1992). The Third Circuit
has defined a serious medical need as: (1) "one that has been diagnosed by a physician as requiring
treatment"; (2) "one that is so obvious that a lay person would recognize the necessity for a doctor's
attention"; or (3) one for which "the denial of treatment would result in the unnecessary and wanton
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infliction of pain or a life-long handicap or permanent loss." Atkinson v. Taylor, 316 F.3d 257,
272-73 (3d Cir. 2003) (citations and quotations omitted); see Monmouth Cnty. Corr. Institutional
Inmates v. Lanzaro, 834 F.2d 326, 347 (3d Cir. 1987); Rand v. New Jersey, No. 12-2137, 2015
WL 1116310, at *14 (D.N.J. Mar. 11, 2015).
The second element of the Estelle test requires an inmate to allege that prison officials
acted with deliberate indifference to his serious medical need. See Natale, 318 F .3d at 582 (finding
deliberate indifference requires proof that the official knew of and disregarded an excessive risk
to inmate health or safety). "Deliberate indifference" is more than mere malpractice or negligence;
it is a state of mind equivalent to reckless disregard of a known risk of harm. See Farmer v.
Brennan, 511 U.S. 825, 837-38 (1994). The Third Circuit has found deliberate indifference where
a prison official: "(1) knows of a prisoner's need for medical treatment but intentionally refuses to
provide it; (2) delays necessary medical treatment for non-medical reasons; or (3) prevents a
prisoner from receiving needed or recommended treatment." Velasquez v. Hayman, 546 F. App'x
94, 97 (3d Cir. 2013) (quoting Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999)).
Here, Plaintiffs claims against Drs. Newjent and Smycek fail, because there are no factual
allegations that they acted with the requisite culpable state of mind to establish an Eighth
Amendment violation, i.e. deliberate indifference. The Complaint certainly provides sufficient
factual basis to infer that these defendants may have provided inadequate medical care, but there
are no allegations that their actions were deliberate-in fact, Plaintiff himself categorized Dr.
Newjent's action as a "mistake." (Compl. 3.) While Plaintiffs allegations may be sufficient to
establish a medical malpractice or negligence claim-both of which Plaintiff indeed asserts in the
Complaint-as stated above, that is insufficient to establish a constitutional violation.
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Accordingly, the Court dismisses all § 1983 claims against Drs. Newjent and Smycek for failure
to state a claim upon which relief may be granted.
D. State Law Claims
Finally, the Court addresses Plaintiffs state law claims. Under the New Jersey Tort Claims
Act ("NJTCA"), when asserting a state tort claim against a public entity or a public employee, a
plaintiff must give notice of the claim within ninety days after the cause of action has accrued. See
N.J.S.A. § 59:8-8; Konah v. City of Newark, No. L-962-10, 2011WL1598957, at *2 (N.J. Sup.
Ct. App. Div. Apr. 29, 2011); Brown v. Twp. of Neptune, No. 11-7162, 2014 WL 3517776, at *7
(D.N.J. July 15, 2014). This notice requirement applies to common law intentional tort claims,
Ptaszynski v. Uwaneme, 371 N.J. Super. 333, 343 (App. Div. 2004), as well as negligent conduct,
Velez v. City of Jersey City, 180 NJ. 284, 292-93 (2004). This ninety-day notice period may be
extended by a court upon a finding of "sufficient reasons constituting extraordinary circumstances
for [the plaintiffs] failure to file notice of claim within the period of time prescribed," but only if
the plaintiff files a late notice "within one year after the accrual of his claim[.]" N.J.S.A. § 59:89; see Slater v. Hardin, No. L-8574-09, 2014 WL 923337, at *5 (N.J. Sup. Ct. App. Div. Mar. 11,
2014). Plaintiffs who do not comply with this requirement are "forever barred" from recovering
on their claim. See N.J.S.A. § 59:8-8. Notice is important because it provides state agencies the
"opportunity to investigate the claims, and take disciplinary or other appropriate action to rectify
inappropriate behavior or flawed practices[.]" Mawhinney v. Francesco, No. 08-3317, 2010 WL
2557713, at *9 (D.N.J. June 22, 2010) (quoting Velez, 180 N.J. at 293). Failure to file a notice of
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claim is a ground for dismissal at the motion to dismiss stage. See William v. Westampton Police
Dep't, No. L-1144-13, 2014 WL' 5393184, at *3 (NJ. Sup. Ct. App. Div. Oct. 24, 2014). 2
Here, because Plaintiff claims relief under state law, he must follow established state
procedures. See Murphy v. Bloom, 443 F. App'x 668, 670 (3d Cir. 2011) ("The District Court[]
properly recognized that Murphy did not follow the proper procedure for bringing a [state law]
claim ... as required by state law."). There is no allegation in the Complaint that Plaintiff filed
the required notice of claims. Under New Jersey law, Plaintiff is required to file the notice of
claims before he initiates any state law tort action against Defendants. See N.J.S.A. § 59:8-3. As
such, Plaintiff must demonstrate, at the time he filed the Complaint, that such notice of claims had
already been served. See Ptaszynski v. Uwaneme, 371 N.J. Super. 333, 343 (App. Div. 2004)
(holding that the notice requirement under the Tort Claims Act is a jurisdictional precondition to
filing suit). No such demonstration has been made in the Complaint. See Fed. R. Civ. P. 8(a) ("A
pleading that states a claim for relief must contain ... the grounds for the court's jurisdiction[.]").
Because there is no allegation that a notice of claims has been filed with Defendants, Plaintiff has
failed to establish, under Rule 8, that this Court has jurisdiction over Plaintiffs state law claims.
Accordingly, Plaintifrs state law claims are dismissed for lack of jurisdiction. See Bethea v.
Roizman, No. 11-254, 2012 WL 2500592, at *7 (D.N.J. June 27, 2012) (dismissing plaintiffs state
law tort claims for his failure to plead compliance with the notice requirement under the Tort
Claims Act).
2
UMDNJ, now a part of Rutgers, see http://integration.rutgers.edu (last visited July 22,
2016), is a public entity protected by the NJTCA. See Fine v. Rutgers, State Univ. of NJ, 163
N.J. 464, 468 (2000). Employees of public entities are also protected by the NJTCA. See N.J.S.A.
§ 59:8-3.
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In the interest of justice, Plaintiff may, within thirty days of the date of entry of the
accompanying Order, amend the Complaint to include assertions that he indeed filed a notice of
claims with Defendants, which would then establish the grounds for this Court's jurisdiction over
Plaintiffs state law claims. Plaintiff is advised that it would be prudent to attach a copy of the
actual notice of claims to the amended complaint. Plaintiff may also amend the Complaint to
address any deficiencies identified in the instant Opinion for claims that have not been dismissed
with prejudice. 3
IV.
CONCLUSION
For the reasons set forth above, Plaintiffs federal claims against NJDOC are DISMISSED
WITH PREJUDICE; all other federal claims in the Complaint are DISMISSED WITHOUT
PREJUDICE; and Plaintiffs state law claims are DISMISSED for lack of jurisdiction. Plaintiff
shall have thirty days from the date of entry of the accompanying Order to amend the Complaint.
Michael A. Sli1pp, U.S.D.J.
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The Court notes that, even if Plaintiff can revive his state law claims by establishing that
he has indeed filed a notice of claim under the NJTCA, the Court will not exercise jurisdiction
over such claims unless Plaintiff cures the deficiencies identified herein with regard to at least one
of his federal claims. See 28 U.S.C. § 1367(c)(3); City ofPittsburgh Comm 'non Human Relations
v. Key Bank USA, 163 F. App'x 163, 166 (3d Cir. 2006).
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