MEZZINA v. COMMISSIONER OF SOCIAL SECURITY
Filing
16
MEMORANDUM OPINION filed. Signed by Judge Michael A. Shipp on 7/29/2022. (abr, )
NOT FOR PUBLICATION
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
NANCY M.,
Plaintiff,
v.
Civil Action No. 21-12813 (MAS)
MEMORANDUM OPINION
COMMISSIONER OF THE SOCIAL
SECURITY ADMINISTRATION,
Defendant.
SHIPP, District Judge
This matter comes before the Court on Plaintiff Nancy M.’s (“Plaintiff”)1 appeal from the
Commissioner of the Social Security Administration’s (the “Commissioner”) final decision, which
determined that Plaintiff was not disabled under the Social Security Act through March 8, 2019.
(ECF No. 1.) The Court has jurisdiction to review this appeal under 42 U.S.C. § 405(g) and reaches
its decision without oral argument under Local Civil Rule 78.1. For the reasons below, the Court
affirms the Commissioner’s decision.
I.
BACKGROUND
In this appeal, the Court must answer three questions: (1) whether substantial evidence
supports the Administrative Law Judge’s (the “ALJ”) step-three determination concerning
Plaintiff’s physical and mental impairments; (2) whether the ALJ erred in calculating Plaintiff’s
1
The Court identifies Plaintiff by first name and last initial only. See D.N.J. Standing Order
2021-10.
residual functional capacity (“RFC”); and (3) whether substantial evidence supports the ALJ’s
step-five determination that Plaintiff was capable of alternative work during the relevant period.
Baked within these alleged errors, Plaintiff’s arguments are aimed at whether the ALJ erred when
deciding how Plaintiff’s obesity impairment affected her RFC, if the ALJ erred in determining
some of Plaintiff’s mental impairments were “mild” rather than “marked,” and whether the ALJ
erred in failing to consider certain findings from non-treating Medical Expert Dr. Gerald P.
Koocher (“Dr. Koocher”). The Court begins with brief background of the procedural posture and
the decision by the ALJ.2
A.
Procedural Posture
The events underlying this matter began in April 2015, when Plaintiff filed for disability
benefits alleging a November 1, 2014 onset date. (AR 153, 176, 545.) Plaintiff’s alleged
impairments included panic disorder, anxiety, depression, and hypothyroidism. (Id. at 551.) The
State Agency denied Plaintiff’s claim, after which Plaintiff requested a hearing before an
administrative law judge. (Id. at 66-93, 105.) The administrative law judge held a hearing in March
2018 and issued a decision finding that Plaintiff was not disabled. (Id. at 10-65.) The Appeals
Council found no reason to disturb that decision. (Id. at 2-7.) Plaintiff then appealed to this Court,
but shortly after, the parties stipulated to remand the case back to the administrative agency
because of a change in the law. The Court agreed and remanded the matter. See Nancy M. v.
Comm’r of Soc. Sec., No. 19-12284 (June 22, 2020), ECF No. 13.
On remand, Plaintiff’s claim was referred to a different administrative law judge (hereafter,
the “ALJ”), who heard the case in January 2021. (AR 569-613.) While the old case was pending,
2
The Administrative Record (“Record” or “AR”) is available at ECF No. 7 through 7-17. The
Court will reference the relevant page numbers in the Record and will not reference corresponding
ECF page numbers within those files.
2
Plaintiff filed a new application on May 9, 2019, alleging disability as of May 30, 2018. (Pl.’s
Moving Br. 5, ECF No. 12.) Two months later, the State Agency found that Plaintiff was disabled
as of March 9, 2019, based on the conclusion that Plaintiff suffered from a depressive disorder
under § 12.04 of the Listings of Impairments (the “Listings”) and an anxiety disorder under § 12.06
of the Listings. (AR 653-666.)
But the story does not end there because, although Plaintiff’s second application was
approved as of March 2019, her prior request for benefits as of 2014 remained pending. In April
2021, the ALJ, in a written opinion, determined that Plaintiff was not disabled from November 1,
2014 to March 8, 2019, but did not disturb the finding that Plaintiff was disabled as of March 9,
2019. (AR 562.) The Appeals Council took no action to further review the decision by June 14,
2021, and Plaintiff filed the instant appeal. (ECF No. 1.) Plaintiff filed her opening brief on
December 18, 2021 (ECF No. 12), and the Commissioner filed her opposition brief on January 26,
2022 (ECF No. 13). Plaintiff replied on January 28, 2022. (ECF No. 14.)
B.
The ALJ’s Decision
In her April 2021 opinion, the ALJ concluded that Plaintiff was not disabled under the
prevailing Administration regulations from November 1, 2014 to March 8, 2019. (See generally
AR 541-68.) The ALJ did not disturb the State Agency’s determination that Plaintiff was disabled
as of March 2019. (Id.) As noted above, the ALJ’s written decision examined Plaintiff’s disability
claim from 2014 to 2019. Through that limited lens, the ALJ set forth the five-step process for
determining whether an individual is disabled according to 20 C.F.R. § 404.1520(a) et seq. (Id. at
545-47.) At step one, the ALJ found that Plaintiff had not “engaged in substantial gainful activity”
since the alleged disability onset date. (AR 547 (citing 20 C.F.R. § 404.1571).) At step two, the
ALJ found that Plaintiff suffered from several severe impairments including anxiety, depression,
and obesity. (AR 547-48 (citing 20 C.F.R. § 404.1520(c)).) At step three, the ALJ determined that
3
Plaintiff did not meet or medically equal the requirements for presumptive disability under Listings
12.04 or 12.06. (AR 548-50 (citing 20 C.F.R. §§ 404.1520(d), 404.1525, and 404.1526).) Before
proceeding to step four, the ALJ concluded that Plaintiff had the RFC to perform work at all
exertional levels with the following non-exertional limitations: Plaintiff should avoid all exposure
to hazards such as unprotected heights and moving mechanical parts but otherwise could
(i) tolerate few if any changes in the work setting, tools, and work processes; (ii) perform no
assembly line or production rate pace work; and (iii) tolerate occasional interaction with
coworkers, supervisors, and the public with no constant interaction with the public in a customer
service setting. (AR 550-59 (citing 20 C.F.R. §§ 404.1529, 404.1527).) At step four, the ALJ
concluded that Plaintiff could not return to her past work as a home attendant. (AR 560 (citing 20
C.F.R. § 404.1565).) Finally, at step five, the ALJ concluded that “there are jobs that exist in
significant numbers in the national economy” that Plaintiff could perform. (AR 560-61 (citing 20
C.F.R. §§ 404.1569, 404.1569(a)).)
This appeal concerns the ALJ’s analysis at steps three and five, as well as the ALJ’s RFC
determination. Starting with step three, the ALJ considered evidence of Plaintiff’s mental
impairments but concluded that they did not meet the criteria in Listings 12.04 and 12.06. (AR
548.) Specifically, the ALJ assessed whether Plaintiff’s mental impairments satisfied one extreme
limitation or two marked limitations in the following “Paragraph B” criteria: (1) understanding,
remembering, or applying information; (2) interacting with others; (3) concentrating, persisting,
or maintaining pace; and (4) adapting or managing oneself. (Id. at 548-50; see also 20 C.F.R., pt.
404, subpt. P, app. 1, §§ 12.04, 12.06). Regarding the first set of factors, the ALJ concluded that
Plaintiff had a mild limitation, emphasizing that Plaintiff could recall words in succession
notwithstanding her complaints of memory deficits. (AR 548.) Regarding the second criterion, the
4
ALJ found that Plaintiff had a moderate limitation because she had normal interaction capabilities
and was cooperative with her medical treatment providers. (Id. at 548-49.) For the third criterion,
the ALJ considered Plaintiff’s complaints of difficulty concentrating and completing tasks but
found she had only a moderate limitation considering her temperament and cooperation. (Id. at
549.) Finally, regarding the last criterion, the ALJ again found a moderate limitation, concluding
that Plaintiff was not agitated, unmanageable or disruptive. (Id. at 549-50.) The ALJ also
concluded that the evidence failed to establish “Paragraph C” criteria. (Id. at 550.)
Turning next to the RFC determination, the ALJ found that Plaintiff had the RFC “to
perform a full range of work at all exertional levels” with a few non-exertional limitations. (Id. at
550.) As part of that finding, the ALJ found Plaintiff’s subjective complaints about her limitations
were not consistent with the medical record. (Id. at 555.) Specifically, Plaintiff claimed that she
could not work in any environment without a companion—someone she knew and trusted. (Id. at
554-56.) In addition, while the ALJ considered obesity in evaluating the RFC, she concluded that
Plaintiff’s physical and neurological examinations were normal. (Id. at 551, 555.)
In considering the mental impairments, the ALJ examined various records including the
State Agency consultants’ opinions, statements from Plaintiff’s husband and daughter, the medical
opinions of Doctor Alexander Iofin (“Dr. Iofin”) and Doctor Kristen Clark (“Dr. Clark”), Noreen
Taggart’s report, Plaintiff’s Global Assessment of Functioning (“GAF”) scores, and the opinions
of Doctors Laura Tavarez and Matthew Way. (Id. at 556-59.) As part of this comprehensive
assessment, the ALJ afforded significant weight to Dr. Koocher’s finding of the applicable mental
diagnosis, and some weight to his assessment that Plaintiff did not meet the Listings’ requirements.
(Id. at 556-57.) But the ALJ disagreed with Dr. Koocher’s opinion that Plaintiff could not work
without a trusted companion. (Id.) The ALJ reached this conclusion based on the lack of supporting
5
medical evidence and contrary opinions of other treating providers. (Id. at 556.) The ALJ did not
find the State Agency consultant’s disability determination persuasive for the period prior to March
9, 2019 but did not disturb the finding for after that date. (Id. at 559.)
At the fifth step, the ALJ determined that jobs exist in significant numbers in the national
economy that Plaintiff can perform. (Id. at 560.) The ALJ reached this conclusion based in part on
the testimony of Warren Maxim (“Maxim”), a vocation expert who testified that Plaintiff could
work as a vehicle cleaner, salvage laborer, or cleaner. (Id. at 561, 607.) The ALJ determined that
the vocational expert’s testimony is consistent with the information contained in the Dictionary of
Occupational Titles (“DOT”). (Id. at 561.)
II.
LEGAL STANDARD
A.
Standard of Review
On appeal from the final decision of the Commissioner, a district court “shall have power
to enter, upon the pleadings and transcript of the Record, a judgment affirming, modifying, or
reversing the decision of the Commissioner of Social Security, with or without remanding the
cause for a rehearing.” 42 U.S.C. § 405(g); Matthews v. Apfel, 239 F.3d 589, 592 (3d Cir. 2001).
To survive judicial review, the Commissioner’s decision must be supported by substantial
evidence. Richardson v. Perales, 402 U.S. 389, 401 (1971); see also Morales v. Apfel, 225 F.3d
310, 316 (3d Cir. 2000). Substantial evidence is “more than a mere scintilla. It means such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.” Richardson, 402
U.S. at 401 (citing Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). Substantial evidence
“‘may be somewhat less than a preponderance’ of the evidence.” Ginsburg v. Richardson, 436
F.2d 1146, 1148 (3d Cir. 1971) (quoting Laws v. Celebrezze, 368 F.2d 640, 642 (4th Cir. 1966)).
In reviewing the Record for substantial evidence, the court “may not weigh the evidence
or substitute [its own] conclusions for those of the fact-finder.” Rutherford v. Barnhart, 399 F.3d
6
546, 552 (3d Cir. 2005) (internal quotation marks omitted). Even if the court would have decided
differently, it is bound by the ALJ’s decision if it is supported by substantial evidence. Fargnoli v.
Massanari, 247 F.3d 34, 38 (3d Cir. 2001) (citing Hartranft v. Apfel, 181 F.3d 358, 360 (3d Cir.
1999)). Judicial review of an ALJ’s decision requires a qualitative review that considers each piece
of evidence in relation to the entire record. Kent v. Schweiker, 710 F.2d 110,114 (3d Cir. 1983).
Finally, “[s]ince it is apparent that the ALJ cannot reject evidence for no reason or for the wrong
reason, an explanation from the ALJ of the reason why probative evidence has been rejected is
required so that a reviewing court can determine whether the reasons for rejection were
improper.” Cotter v. Harris, 642 F.2d 700, 706-07 (3d Cir. 1981) (citation omitted).
B.
Establishing Disability Insurance Benefits Eligibility
To be eligible for disability insurance benefits, claimants must be unable to “engage in any
substantial gainful activity by reason of any medically determinable physical or mental
impairment which can be expected to result in death, or which has lasted or can be expected to last
for a continuous period of not less than twelve months.” 42 U.S.C. § 423(d)(1)(A). Under the
statute, claimants are disabled only if their physical or mental impairments are “of such severity
that [they are] not only unable to do [their] previous work but cannot, considering [their] age,
education, and work experience, engage in any other kind of substantial gainful work which exists
in the national economy.” Id. § 423(d)(2)(A). A physical or mental impairment is one “that results
from anatomical, physiological, or psychological abnormalities which are demonstrable by
medically acceptable clinical and laboratory diagnostic techniques.” Id. § 423(d)(3).
Administration regulations provide a five-step evaluation procedure to determine whether
an individual is disabled. See 20 C.F.R. § 416.920. For the first step, claimants must establish that
they have not engaged in any substantial gainful activity since the onset of their alleged
disabilities. Id. § 416.920(a)(4)(i). For the second step, claimants must establish that they suffer
7
from a “severe . . . impairment” or “combination of impairments.” Id. § 416.920(a)(4)(ii).
Claimants bear the burden of establishing the first two requirements, and failure to satisfy either
one results in a denial of benefits. Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987). The third step
requires that claimants provide evidence that their impairments are equal to at least one of the
impairments listed in Appendix 1 of the regulations. 20 C.F.R. § 416.920(a)(4)(iii). If claimants
demonstrate that they suffer from a listed impairment or that their severe impairment is equal to a
listed impairment, they are presumed to be disabled and entitled to disability insurance
benefits. Id. If they cannot so demonstrate, the eligibility analysis proceeds to step four. The fourth
step of the analysis requires the ALJ to determine whether claimants’ RFC permits them to resume
previous employment. Id. § 416.920(a)(4)(iv). If claimants’ RFC permits previous employment,
claimants are not “disabled” and not entitled to disability insurance benefits. Id. § 416.920(f). The
burden of persuasion rests with claimants in the first four steps. Malloy v. Comm’r of Soc. Sec.,
306 F. App’x 761, 763 (3d Cir. 2009). At step five, the burden shifts to the Commissioner to
demonstrate that claimants can perform other work consistent with their medical impairments, age,
education, past work experience, and RFC. Id. If the Commissioner cannot satisfy this burden,
claimants will receive disability insurance benefits. 20 C.F.R. § 416.920(g).
III.
DISCUSSION
Plaintiff appeals the ALJ’s determination that she was not disabled from November 1,
2014, through March 8, 2019. (See generally Pl.’s Moving Br.) In doing so, Plaintiff attacks the
ALJ’s written decision at steps three and five and challenges the RFC determination. The Court
considers each issue on appeal in turn.
A.
The ALJ’s Step Three Determination is Supported by Substantial Evidence.
Plaintiff avers that the ALJ’s first error in the sequential process occurred at step three,
when the ALJ concluded that Plaintiff’s anxiety was “mild” rather than “marked.” (Id. at 23-25.)
8
As support, Plaintiff points to findings by Dr. Koocher, a non-examining medical provider, who
determined Plaintiff’s anxiety would result in a marked limitation impacting her ability to adapt or
manage herself in a work setting. (Id. at 24.) The ALJ erred, Plaintiff stresses, because she
incorrectly found that Dr. Koocher’s findings were unsupported by the objective medical evidence
and, further, erroneously believed that Dr. Koocher relied solely on Plaintiff’s subjective
complaints. (Id. at 25 (citing AR 556).) The Commissioner counters that the medical records
contradicted Dr. Koocher’s findings on which Plaintiff relies. (Def.’s Opp’n Br. 5-6, ECF No. 13.)
In any event, the Commissioner argues that substantial evidence supports the ALJ’s determination
at step three. (Id.) Because each step of the sequential process impacts subsequent steps, Plaintiff
challenges the resulting impact of the ALJ’s step-three determination at each subsequent step.
In reaching a decision on whether a plaintiff’s condition meets a particular listing, it is not
the Court’s role to re-weigh the evidence, either against or in favor of the plaintiff, or “impose [its]
own factual determinations.” Chandler v. Comm’r of Soc. Sec., 667 F.3d 356, 359 (3d Cir. 2011).
Instead, the question is whether substantial evidence supports the ALJ’s decision. Jennifer L. v.
Comm’r of Soc. Sec., No. 20-8537, 2022 WL 494110, at *3 (D.N.J. Feb. 17, 2022) (citing Schmidt
v. Comm’r of Soc. Sec., No. 16-1924, 2017 WL 4948065, at *1 (D.N.J. Nov. 1, 2017)). To be clear,
the ALJ agreed with several of Dr. Koocher’s findings. (E.g., AR 556 (“The [ALJ] accorded
significant weight to Dr. Koocher’s finding of the applicable mental diagnosis, as he had the
opportunity to review the entire record.”).) Plaintiff therefore takes issue with only the parts of Dr.
Koocher’s analyses that the ALJ rejected. Specifically, whether the ALJ erred in finding that the
objective medical record undermined Dr. Koocher’s findings as to whether Plaintiff required a
trusted companion at work. (Pl.’s Moving Br. 24-25.)
9
The Court finds no error. The ALJ reasoned that, “to the extent Dr. Koocher’s opinion
suggests [Plaintiff] would require such assistance [of a companion], his opinion was inconsistent
with the opinions of [Plaintiff’s] treating providers.” (AR 556, 833-976.) With an adequate
explanation, an ALJ may reject a physician’s opinion if contradictory medical evidence exists. See
Plummer v. Apfel, 186 F.3d 422, 429 (3d Cir. 1999). Here, the ALJ found persuasive Plaintiff’s
treating providers, “who reported [that Plaintiff’s] mental impairments would not preclude
fostering children or work activity and did not disclose any need for such additional assistance.”
(AR 556 (citing Ex. 17F).) Going further, the ALJ noted that Plaintiff’s medical providers found
her friendly, cooperative, and responsive even without the presence of a companion. (Id. at 550,
525.) While taking her medication, Plaintiff was “stable.” (Id. at 559 (citing Ex. 17F).) In addition,
Plaintiff suffered from anxiety and depression since she was a child but still managed to maintain
steady employment for over a decade, as the ALJ highlighted. (E.g., AR 57-58.) And in responding
directly to Plaintiff’s subjective complaints, the ALJ cited medical evidence that consulting
examiners diagnosed Plaintiff with not having agoraphobia. 3 (AR 555.) As is required by the
Social Security regulations, the ALJ engaged in the factfinding process and determined that Dr.
Koocher’s opinion regarding Plaintiff’s ability to function by herself was contradicted by the
record. (AR 556 (citing AR 844, 850, 860, 868, 882, 910, 917, 921).) That is, the ALJ found
Plaintiff’s treating providers and the medical record more persuasive than that part of Dr.
3
The U.S. Court of Appeals for the Third Circuit has defined agoraphobia as “an intense, irrational
fear of open spaces, characterized by a marked fear of being alone or of being in public places
where escape would be difficult and may be associated with panic attacks.” TheLosen v. Comm’r
of Soc. Sec., 384 F. App’x 86, 90 n.4 (3d Cir. 2010) (citing Dorland’s Illustrated Med. Dictionary
at 40 (30th ed. 2003)).
10
Koocher’s testimony. 4 Thus, the ALJ ’s determination relied on sufficient objective medical
evidence.
Relatedly, Plaintiff urges the Court to reverse or remand the Commissioner’s decision
because the ALJ misread the record in finding that Dr. Koocher reached his companionship
conclusion based solely on Plaintiff’s self-reported complaints. (Pl.’s Moving Br. 25-26.) The
ALJ’s challenged statement is as follows,
The remainder of Dr. Koocher’s opinion was accorded no weight as
he relied exclusively on the claimant’s self-reports of her
functioning regarding her ability to work without the assistance of
a trusted companion, as Dr. Koocher did not support his opinions in
that regard with any objective medical evidence by her treating
providers.
(AR 556 (emphasis added).) Based on the medical record, Plaintiff is correct that Dr. Koocher’s
conclusion was premised on more than just Plaintiff’s subjective complaints. But the ALJ’s slight
misstatement as to this fact falls short of warranting remand or reversal.
For one, the ALJ is correct that the primary evidence supporting Plaintiff’s inability to
travel without a companion stems from her subjective complaints (e.g., AR 593-99 (Plaintiff’s
testimony as to bringing companions to work)) or her family members’ subjective opinions (e.g.,
id. at 549 (Plaintiff’s husband’s subjective opinions on Plaintiff’s social limitations)). But this type
of evidence is likewise non-medical subjective information. Moreover, Dr. Koocher cites to
treating providers that parrot Plaintiff’s subjective complaints about traveling without a companion
4
The Social Security Administration considers applications for benefits as of the date it was
received. See 20 C.F.R. § 416.325. For claims filed before March 27, 2017, such as Plaintiff’s
application, “‘[a] cardinal principle guiding disability eligibility determinations is that the ALJ
accord treating physicians’ reports great weight, especially when their opinions reflect expert
judgment based on a continuing observation of the patient’s condition over a prolonged period of
time.’” Nathaniel H. v. Kijakazi, No. 20-3598, 2021 WL 5413981, at *6 (D.N.J. Nov. 19, 2021)
(quoting Nazario v. Comm’r Soc. Sec., 794 F. App’x 204, 209 (3d Cir. 2019)).
11
rather than conducting independent assessments or adding their own observations of Plaintiff.
(E.g., 17F (as part of a June 2019 visit, Dr. Matthew Way reported as “[s]ubjective” information
that Plaintiff reports finding it “difficult to leave her house” and “does not drive herself”).) Because
the underlying source of this information is still Plaintiff’s grievances, it provides little added value
for the ALJ. (Compare Ex. 11F (Dr. Kristen Clark reporting that Plaintiff reports a fear of crowds),
with AR 680 (Plaintiff’s testimony regarding crowds).) So although the ALJ was incorrect in
stating that Dr. Koocher relied “exclusively” on the Plaintiff’s self-reporting of her limitations
regarding working without the assistance of a trusted companion, such an error is harmless.5 (AR
556.)
In sum, even considering the subjective evidence, the ALJ indicated that Plaintiff’s medical
providers found her cooperative and functional during companionless examinations. (Id. at 550,
525 (citing AR 844, 850, 860, 868).) The ALJ further noted that when treating providers examined
Plaintiff (without a companion), she was “not agitated, unmanageable, or disruptive,” but rather
“exhibited good eye contact, normal thought processes, normal thought content, and normal
speech.” (Id. at 549 (citing Exs. 2F, 4F, 6F, 13F).) Indeed, during the relevant period, Plaintiff
periodically reported that her symptoms improved. (Id. 553 (citing Ex. 7F (Dr. Clark’s October
2015 report that Plaintiff showed “improvement” in her symptoms and felt “less depressed”)).)
The Court, consequently, finds that “more than a mere scintilla” of evidence supports the ALJ’s
decision of a mild limitation. See Anderson v. Saul, No. 18-3625, 2020 WL 7237929, at *9 (D.N.J.
5
An error is “harmless” when, despite the technical correctness of an appellant’s legal contention,
there is “no set of facts” upon which the appellant could recover. Brown v. Astrue, 649 F.3d 193,
196 (3d Cir. 2011) (quoting Renchenski v. Williams, 622 F.3d 315, 341 (3d Cir. 2010)); Madera
v. Comm’r of Soc. Sec., No. 14-3234, 2015 WL 1924587, at *2 (D.N.J. Apr. 27, 2015) (“Plaintiff
. . . bears the burden, on appeal, of showing not merely that the Commissioner erred, but also that
the error was harmful.”).
12
Dec. 9, 2020) (affirming an ALJ’s determination where the “ALJ detailed years of record
evidence,” including medical records).
B.
The ALJ’s RFC Determination is Supported by Substantial Evidence.
Turning next to the ALJ’s RFC determination, Plaintiff first repeats that the ALJ missed
the mark in finding that Plaintiff could work without a companion and second argues that the ALJ
ignored Plaintiff’s obesity impairment in calculating her RFC, despite acknowledging it was
“severe.” (Pl.’s Moving Br. 17, 20-27.) The Commissioner counters that substantial evidence
supports the ALJ’s RFC determination. (Def.’s Opp’n Br. 4.) For starters, the Commissioner
claims that the issue of obesity was not raised below and, even if it was, Plaintiff failed to
demonstrate that her obesity caused her any functional limitations. (Id. at 4-5.) Second, the
Commissioner argues that the ALJ properly rejected the notion that Plaintiff could not work
without a companion. (Id. at 5.)
As to Plaintiff’s argument on the need for a companion, the Court addressed and rejected
it above. Moreover, during the ALJ’s RFC calculation, the ALJ did consider Plaintiff’s mental
impairments in requiring an additional nonexertional limitation that Plaintiff “could tolerate
occasional interaction with co-workers, supervisors and [the] public with no constant interaction
with the public.” (AR 550.) Thus, for the reasons detailed above, the Court finds that substantial
evidence supports the ALJ’s RFC determination.
Second, the Court must determine whether the ALJ erred in calculating Plaintiff’s RFC in
light of her severe obesity impairment. Plaintiff cries fowl that the ALJ did not further integrate
her obesity into the RFC determination, regardless of whether it met the requirements of the
Listings. (Pl.’s Moving Br. 21-22.) Plaintiff also accuses the ALJ of failing to impose any
limitations or restrictions on Plaintiff’s ability to work based on her obesity. (Id.) The Court
disagrees on both fronts. Settled law instructs that obesity, by itself, does not create any duty on
13
the part of ALJs to assess limitations in the RFC absent a claimant affirmatively raising it.
Rutherford, 399 F.3d at 553 (“[Plaintiff] never mentioned obesity as a condition that contributed
to her inability to work, even when asked directly by the ALJ to describe her impairments. . . .
[Plaintiff] has not specified how that factor would affect the five-step analysis undertaken by the
ALJ.”). It follows, then, that obesity by itself is not enough to require a remand. Id. Here, Plaintiff
failed to argue that her obesity impairment gave way to any limitations before the ALJ. (See AR
569-613.) Indeed, Plaintiff posits through her counsel that “usual aches and pains” after age 55 are
not “really all that material” and not “the reason [Plaintiff] can’t work.” (Id. at 611.) Accordingly,
the ALJ was not required to assess purported limitations from unmentioned impairments.
In any event, the ALJ still considered Plaintiff’s obesity. Indeed, the ALJ found that it
“may . . . increase the severity or functional limitations of other impairments.” (Id. at 548.) In
addressing obesity, the ALJ assigned “significant weight” to the opinions of State Agency
consultants that found “no severe physical impairments.” (Id. at 547 (citing Exs. 1A, 3A).) But the
ALJ still “accommodate[d] [Plaintiff’s] obesity” by incorporating into her RFC that Plaintiff
should “avoid[] all exposure to hazards such as unprotected heights and moving mechanical parts.”
(Id. at 547, 559.) So Plaintiff is wrong in arguing that, “in terms of physical activity alone, the
[ALJ] found that [Plaintiff] had no limitation in her ability to perform work activity at any
exertional level.” (Pl.’s Moving Br. 21 (emphasis added).) Rather, in addressing Plaintiff’s obesity,
the ALJ relied on medical evidence in the record, including that Plaintiff could ambulate
effectively without the use of assistive devices and reported no debilitating symptoms caused by
obesity. (AR 548.) That is, the ALJ noted that Plaintiff’s obesity did not cause physical
impairments such as “shortness of breath [or] cardiovascular or musculoskeletal body system
complications.” (Id.) What’s more, Plaintiff’s “physical . . . examinations were normal.” (Id. at
14
555.) In sum, although the ALJ did not have to consider Plaintiff’s obesity because Plaintiff failed
to raise it, the ALJ did so anyway and concluded that Plaintiff had only minimal limitations
impacting her ability to work. The ALJ further “considered this obesity in evaluating [Plaintiff’s]
RFC,” as described through the ALJ’s written opinion. (Id. at 548.) The Court finds the ALJ’s
RFC determination is supported by substantial evidence.
C.
Substantial Evidence Supports the ALJ’s Step-Five Determination.
Last, Plaintiff argues that the ALJ failed to incorporate the correct RFC determination into
the hypothetical questions posed to vocational expert Maxim at Plaintiff’s hearing. (Pl.’s Moving
Br. 28.) Maxim testified that, if Dr. Koocher’s assertion that Plaintiff requires a companion at work
is to be credited, then there would be no jobs suitable for Plaintiff in the national market. (AR 609.)
Therefore, Plaintiff contends, there are no suitable jobs in the market. Burns v. Barnhart, 312 F.3d
113, 122 (3d Cir. 2002).
During step five, a vocational expert’s testimony may only be credited if the claimant’s
physical and mental limitations are accurately portrayed in the hypothetical questions asked by an
ALJ. See Daniel W. v. Kijakazi, No. 21-27005, 2022 WL 1639009, at *5 (D.N.J. May 24, 2022)
(citing Podedworny v. Harris, 745 F.2d 210, 218 (3d Cir. 1984)). The hypothetical questions must
incorporate and reflect all of a claimant’s impairments that are found to be supported by the record.
Id. If not, then the hypotheticals are flawed to the degree that the expert’s answer cannot be viewed
as substantial evidence. Chrupcala v. Heckler, 829 F.2d 1269, 1276 (3d Cir. 1987). This is not to
say that ALJs are required to submit to the vocational expert every impairment alleged by the
claimant. Rutherford, 399 F.3d at 554. Instead, ALJs only need to submit those claims which they
find credible. Id.
Here, the ALJ did not find Plaintiff’s claim credible regarding her need for a trusted
companion at work. And because the Court already rejected Plaintiff’s foundational errors
15
regarding the ALJ’s RFC determination, much ink need not be spilled on this issue. For the above
reasons, substantial evidence supported the ALJ’s decision to discredit part of Dr. Koocher’s
testimony. It follows, then, that the Court takes no issue with the ALJ’s hypotheticals posed to
Maxim regarding Plaintiff’s RFC. See Rutherford, 399 F.3d at 555-56 (holding that an ALJ was
entitled to rely on a vocational expert’s responses to hypotheticals when the hypotheticals posed
incorporated the plaintiff’s RFC).
In a last-ditch effort, Plaintiff also argues that the ALJ should consider her age, obesity,
and hip pains when considering step five. (Pl.’s Moving Br. 30.) But the ALJ considered Plaintiff’s
“age, education, work experience, and RFC” at step five and applied those factors to the MedicalVocational Guidelines, 20 CFR Part 404, Subpart P, Appendix 2. 6 (AR 561.) As to hip pain,
Plaintiff did not raise this issue below and the Court will not impose an expansive and searching
duty on the ALJ to guess at all potential impairments. (See generally AR 569-613.) Particularly so
here, where Plaintiff stated that her “usual aches and pains” are not “really all that material.” (Id.
at 611.) The Court finds that the ALJ’s step-five decision is supported by substantial evidence.
IV.
CONCLUSION
Having reviewed the Record as a whole, the Court affirms the affirmance of the ALJ’s
decision by the Administration’s Appeals Council. The Court will issue an order consistent with
this Memorandum Opinion.
____________________________
MICHAEL A. SHIPP
UNITED STATES DISTRICT JUDGE
6
Plaintiff also argues that the ALJ erred by concluding that Plaintiff is suitable for medium work,
which “involves lifting no more than 50 pounds at a time with frequent lifting or carrying of objects
weighing up to 25 pounds.” (Pl.’s Moving Br. 29-30 (quoting C.F.R. § 404.1567 (c)).) The Court
finds this argument unsound based on the record, which indicates that Plaintiff frequently carried
25 pounds or more, and that her past work involved lifting an adult body. (E.g., AR 178, 183, 592.)
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