Aguilar v. Social Security Administration
Filing
21
MEMORANDUM OPINION AND ORDER by Magistrate Judge Karen B. Molzen denying 17 Plaintiff's MOTION to Remand. (KBM)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
ELIZABETH AGUILAR,
Plaintiff,
v.
CIV 17-0003 KBM
NANCY A. BERRYHILL,
Acting Commissioner of Social
Security Administration,
Defendant.
MEMORANDUM OPINION AND ORDER
THIS MATTER is before the Court on Plaintiff’s Brief in Support of Motion to
Remand or Reverse (Doc. 17), filed on August 29, 2017. Pursuant to 28 U.S.C. § 636(c)
and Fed. R. Civ. P. 73(b), the parties have consented to me serving as the presiding
judge and entering final judgment. See Docs. 6, 7, 9. Having considered the record,
submissions of counsel, and relevant law, the Court finds Plaintiff’s motion is not welltaken and will be denied.
I.
Procedural History
Ms. Elizabeth Aguilar (Plaintiff) filed an application with the Social Security
Administration for Disability Insurance Benefits (DIB) under Title II of the Social Security
Act on December 13, 2012. Administrative Record1 (AR) at 186-87. Plaintiff alleged a
disability onset date of May 15, 2008. See AR at 186. Because Plaintiff’s earning record
showed that she had “acquired sufficient quarters of coverage to remain insured
1
Documents 12-1 through 12-9 comprise the sealed Administrative Record. See Doc. 12. The
Court cites the Administrative Record’s internal pagination, rather than the CM/ECF document
number and page.
through March 31, 2033[,]” Plaintiff was required to “establish disability on or before that
date in order to be entitled to a period of disability and [DIB].” AR at 13.
Disability Determination Services determined that Plaintiff was not disabled both
initially (AR at 68-82) and on reconsideration (AR at 83-102). Plaintiff requested a
hearing with an Administrative Law Judge (ALJ) on the merits of her application. AR at
113-14. Both Plaintiff and a vocational expert (VE) testified during the second de novo
hearing.2 See AR at 33-67. ALJ Myriam C. Fernandez Rice issued an unfavorable
decision on October 8, 2015. AR at 10-32. Plaintiff submitted a Request for Review of
Hearing Decision/Order to the Appeals Council (AR at 8-9), which the council denied on
October 31, 2016 (AR at 1-5). Consequently, the ALJ’s decision became the final
decision of the Commissioner. Doyal v. Barnhart, 331 F.3d 758, 759 (10th Cir. 2003).
II.
Applicable Law and the ALJ’s Findings
A claimant seeking disability benefits must establish that she is unable “to
engage in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or which has
lasted or can be expected to last for a continuous period of not less than 12 months.” 42
U.S.C. § 423(d)(1)(A); see also 20 C.F.R. § 404.1505(a). The Commissioner must use a
sequential five-step evaluation process to determine eligibility for benefits. 20 C.F.R.
§ 404.1520(a)(4); see also Wall v. Astrue, 561 F.3d 1048, 1052 (10th Cir. 2009).
The claimant has the burden at the first four steps of the process to show: (1) she
is not engaged in “substantial gainful activity”; (2) she has a “severe medically
2
The ALJ held two hearings in this matter. See AR at 36, 67. The ALJ ended the June 3, 2015
hearing early after Plaintiff testified that she was unable to concentrate during the hearing. See
AR at 67. The ALJ reconvened the hearing on September 3, 2015. See AR at 36.
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determinable . . . impairment . . . or a combination of impairments” that has lasted or is
expected to last for at least one year; and (3) her impairment(s) meet or equal one of
the listings in Appendix 1, Subpart P of 20 C.F.R. Pt. 404; or (4) pursuant to the
assessment of the claimant’s residual functional capacity (RFC), she is unable to
perform her past relevant work. 20 C.F.R § 404.1520(a)(4)(i-iv); see also Grogan v.
Barnhart, 399 F.3d 1257, 1261 (10th Cir. 2005) (citations omitted). “RFC is a
multidimensional description of the work-related abilities [a claimant] retain[s] in spite of
her medical impairments.” Ryan v. Colvin, Civ. 15-0740 KBM, 2016 WL 8230660, at *2
(D.N.M. Sept. 29, 2016) (citing 20 C.F.R. § 404, Subpt. P, App. 1 § 12.00(B); 20 C.F.R.
§ 404.1545(a)(1)). If the claimant meets “the burden of establishing a prima facie case
of disability[,] . . . the burden of proof shifts to the Commissioner at step five to show
that” the claimant retains sufficient RFC “to perform work in the national economy, given
[her] age, education, and work experience.” Grogan, 399 F.3d at 1261 (citing Williams v.
Bowen, 844 F.2d 748, 751 & n.2 (10th Cir. 1988) (internal citation omitted)); see also 20
C.F.R. § 404.1520(a)(4)(v).
At Step One of the process,3 ALJ Rice found that Plaintiff “has not engaged in
substantial gainful activity since May 15, 2008, the alleged onset date.” AR at 15 (citing
20 C.F.R. §§ 404.1571-1576). At Step Two, the ALJ concluded that Plaintiff “has the
following severe impairments: a history of a head injury resulting in loss of vision in the
left eye; headaches; vertigo; an anxiety related disorder; an affective disorder; and a
chronic pain disorder.” AR at 15 (citing 20 C.F.R. § 404.1520(c)). ALJ Rice also noted
the following nonsevere impairments: “impairments due to gastroesophageal reflux
3
ALJ Rice first found that Plaintiff “meets the insured status requirements of the Social Security
Act through June 30, 2016.” AR at 15.
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disease, a history of treatment for syphilis, a history of uterine fibroid tumors, and a
history of alcohol abuse in partial remission . . . .” AR at 15.
At Step Three, the ALJ found that Plaintiff “does not have an impairment or
combination of impairments that meets or medically equals the severity of one of the
listed impairments in 20 [C.F.R.] Part 404, Subpart P, Appendix 1.” AR at 16 (citing 20
C.F.R. §§ 404.1520(d), 404.1525, 404.1526). At Step Four, the ALJ considered the
evidence of record, including records from Sandia Vision Center, Lovelace Women’s
Hospital, Family and Children’s Eye Care Center of New Mexico, La Cueva Family
Health Care, Presbyterian Family Health Care, a consultative psychological evaluation
with Louis Wynne, Ph.D., South Valley Medical, University of New Mexico Hospital, Rio
Grande Counseling & Guidance Services, Will Kaufman, M.D., Konstantin Konstantinov,
M.D., a Third Party Function Report from Plaintiff’s sister, Paula Chavez, and testimony
from Plaintiff. AR at 17-24.
ALJ Rice found that Plaintiff has been “unable to perform any past relevant
work.” AR at 24 (citing 20 C.F.R. § 404.1565). Ultimately, the ALJ found that through the
date last insured, Plaintiff
has the [RFC] to perform medium work as defined in 20 [C.F.R.]
404.1567(c) except that she can lift up to 50 pounds occasionally and 25
pounds frequently; never climb ladders, ropes, or scaffolds; should avoid
even moderate exposure to moving machinery or unprotected heights;
limited to occupations not requiring left eye peripheral acuity or depth
perception (has no vision in her left eye); is able to maintain, understand,
and remember simple work instructions with occasional changes in work
setting; and can perform only occasional interaction with the public.
AR at 18. The ALJ determined that, through the date last insured, Plaintiff can perform
the jobs of janitor, dishwasher, and night cleaner. AR at 25. The ALJ relied on testimony
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of the VE to conclude that “considering [Plaintiff’s] age, education, work experience, and
[RFC], [Plaintiff] is capable of making a successful adjustment to other work that exists
in significant numbers in the national economy.” AR at 25. Ultimately, the ALJ found that
Plaintiff “has not been under a disability, as defined in the Social Security Act, from May
15, 2008, through the date of [the ALJ’s] decision.” AR at 25 (citing 20 C.F.R.
§ 404.1520(g)).
III.
Legal Standard
The Court must “review the Commissioner’s decision to determine whether the
factual findings are supported by substantial evidence in the record and whether the
correct legal standards were applied.” Lax v. Astrue, 489 F.3d 1080, 1084 (10th Cir.
2007) (quoting Hackett v. Barnhart, 395 F.3d 1168, 1172 (10th Cir. 2005) (internal
citation omitted)). A deficiency in either area is grounds for remand. Keyes-Zachary v.
Astrue, 695 F.3d 1156, 1161, 1166 (citation omitted). “Substantial evidence is ‘such
relevant evidence as a reasonable mind might accept as adequate to support a
conclusion.’” Lax, 489 F.3d at 1084 (quoting Hackett, 395 F.3d at 1172 (internal
quotation omitted)). “It requires more than a scintilla, but less than a preponderance.” Id.
(quoting Zoltanski v. F.A.A., 372 F.3d 1195, 1200 (10th Cir. 2004) (internal quotation
omitted) (alteration in original)). The Court will “consider whether the ALJ followed the
specific rules of law that must be followed in weighing particular types of evidence in
disability cases, but [it] will not reweigh the evidence or substitute [its] judgment for the
Commissioner’s.” Id. (quoting Hackett, 395 F.3d at 1172 (internal quotation marks and
quotations omitted)).
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“The possibility of drawing two inconsistent conclusions from the evidence does
not prevent an administrative agency’s findings from being supported by substantial
evidence.” Id. (quoting Zoltanski, 372 F.3d at 1200 (internal quotation omitted)). The
Court “may not ‘displace the agenc[y’s] choice between two fairly conflicting views, even
though the [C]ourt would justifiably have made a different choice had the matter been
before it de novo.’” Id. (quoting Zoltanski, 372 F.3d at 1200 (internal quotation omitted)).
IV.
Discussion
Plaintiff contends that the following two issues require reversal: (1) “[t]he ALJ
failed to comply with the required technique for determining the Plaintiff’s [RFC], as
dictated by Social Security Rulings (SSR) 96-7p and 96-8p;” and (2) “[t]he ALJ failed to
give controlling weight to Plaintiff’s treating source as dictated by” SSR 96-2p. Doc. 17
at 2.
A.
The ALJ adequately assessed Plaintiff’s RFC.
1.
Plaintiff’s physical impairments
Plaintiff argues that ALJ Rice “failed to conduct the required function-by-function”
analysis of Plaintiff’s abilities required in order to formulate the RFC. Doc. 17 at 5.
Specifically, Plaintiff argues that the ALJ “did not evaluate the intensity, persistence, and
limiting effects that the Plaintiff’s chronic pain, frequent headaches, vertigo, anxiety with
agoraphobia, and depression have on her ability to perform sustained, full time, work
activities as dictated by SSRs 96-7p and 96-8p.” Id.
With respect to her chronic pain, frequent headaches, and vertigo, Plaintiff cites
to several medical records and contends that the ALJ did not account for these
impairments in the RFC. Id. at 5-6. Yet, not only did the ALJ find that Plaintiff’s chronic
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pain, headaches, and vertigo were severe impairments at Step Two (AR at 15), the ALJ
also cited to the very same medical records that Plaintiff uses to support her argument.
For example, Plaintiff notes she had diagnoses “of joint pelvis pain, chronic eye
pain, [and] pain radiating to [the] top of her head” in 2012. Doc. 17 at 6 (citing AR at
333-34). The ALJ also adequately discussed Plaintiff’s joint pelvis pain diagnosis from
Geoffrey D. Steffens, C.F.N.P., in February 2012 (see AR at 19 – citing AR at 355-56),
and her December 28, 2012 appointment with Stephen J. Saxe, M.D., for “pain radiating
on the top and back of her head and the left side of her face” (AR at 20 – citing AR at
333-34). Plaintiff mentions that her headaches and dizziness increased in 2013
(Doc. 17 at 6 – citing AR at 401-24, 536-66), yet the ALJ also noted Plaintiff’s increase
in headaches and dizziness and her visits to Natalie D. Debassige, M.D., in June 2013,
and to Gregory Steffens in September and December 2013 and January 2014 (AR at
20-21 – citing AR at 404-05, 554-66).
Plaintiff notes that in 2014 she “was assessed with chronic daily headache [sic]
with strong migrainous characteristics and her confusional spells and vertigo were likely
related to migraines.” Doc. 17 at 6 (citing AR at 940-1033). Most of the medical records
in that page range have nothing to do with Plaintiff’s headaches or vertigo, but deal,
instead, with a tumor removal. See AR at 940-90, 998-1033. The ALJ did consider the
relevant information, however, in thoroughly assessing the record of Plaintiff’s August
29, 2014 neurology consultation with Lauren Oommen, M.D. AR at 21 (citing AR at 99197). The ALJ noted Plaintiff’s reports of pain, “spells of confusion, impaired memory,
and feeling off balance when walking during a bad headache.” AR at 21. “Dr. Oommen
assessed chronic daily headache with strong migrainous characteristics that were
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primarily post-traumatic” and recommended a change to Plaintiff’s medications. AR at
21 (citing AR at 996).
Plaintiff cites treatment notes from her primary physician, Dr. Will Kaufman, M.D.,
who treated her for chronic dizziness, chronic pain, headaches, anxiety and PTSD.
Doc. 17 at 6 (citing AR at 750-65, 938). The ALJ also reviewed Plaintiff’s treatment with
Dr. Kaufman, as well as the letters Dr. Kaufman wrote on her behalf. AR at 21 (citing
AR at 753, 761-62, 938), 23 (citing AR at 752-53). Plaintiff notes that her
rheumatologist, Dr. Konstantin Konstantinov, said that she “had ‘exceedingly positive
pressure point [sic] with absolutely minimal pressure applied’” and diagnosed her with
chronic pain. Doc. 17 at 6 (citing AR at 1114-15). The ALJ cited this exact language
along with other treatment notes from Dr. Konstantinov. AR at 21-22 (citing AR at 111415). Finally, Plaintiff points out her complaints of vertigo “throughout the record.”
Doc. 17 at 6 (citing AR at 767-812, 938). The Court notes that the first span of records
to which Plaintiff cites is irrelevant to her complaints of vertigo; rather, these records
cover an admission for vaginitis, a cut on her left hand, abdominal pain, and a right eye
injury. See AR at 767-812. The ALJ did comment on the remaining record cited by
Plaintiff. AR at 21 (citing AR at 938 (a letter from Dr. Kaufman about his treatment of
Plaintiff for chronic dizziness and pain, and mentioning her severe anxiety, PTSD, and
insomnia)). Regardless, the ALJ adequately discussed Plaintiff’s vertigo diagnosis
throughout her opinion. See AR at 19 (discussing Plaintiff’s testimony; noting that
Plaintiff denied vertigo during a February 2012 appointment with Geoffrey Steffens
(citing AR at 355), 20 (noting a May 8, 2013 visit at Presbyterian Urgent Care and
complaints of a boil on her thigh, an upper respiratory infection, and vertigo (citing AR at
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423), a May 29, 2013 appointment with complaints of worsening headache and vertigo
(citing AR at 406), a June 7, 2013 appointment where Dr. Debassige diagnosed vertigo
and headache (citing AR at 405)), 21 (noting that Dr. Kaufman was treating Plaintiff for
vertigo in 2014 (citing AR at 753), noting that Dr. Oommen believed Plaintiff’s
“confusional spells and vertigo were likely migrainous” (citing AR at 996), and observing
that Dr. Kaufman had been treating her for chronic dizziness and pain for a number of
years (citing AR at 938)).
It is clear from the opinion that ALJ Rice examined the relevant evidence
regarding Plaintiff’s severe impairments of chronic pain, frequent headaches, and
vertigo. Moreover, Plaintiff has not shown that any alleged error has resulted in any
prejudice, because Plaintiff has not demonstrated that the ALJ should have included
further limitations due to these impairments. See, e.g., Keyes-Zachary, 695 F.3d at
1162-63 (finding that an “alleged error in the ALJ’s decision did not . . . prejudice
[plaintiff], because giving greater weight to [a physician’s] opinion would not have
helped her”). What Plaintiff really wants is for the Court to reweigh the evidence; this the
Court may not do.
2.
Plaintiff’s mental impairments
Similarly, Plaintiff asserts that ALJ Rice “failed to evaluate the intensity,
persistence and limiting effects of the Plaintiff’s anxiety with agoraphobia and affective
disorder on her ability to sustain in competitive employment.” Doc. 17 at 6. First, Plaintiff
argues that the record shows she had marked restrictions in her activities of daily living,
social functioning, and concentration, persistence or pace. Id. She also vaguely argues
that the ALJ “failed to properly apply the required technique for analyzing mental
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impairments set forth in 20 C.F.R.” §§ 404.1520a and 416.920a. Id. Plaintiff, however,
does not develop any argument to explain why the ALJ should have found marked
restrictions, or to demonstrate how the ALJ erred in analyzing Plaintiff’s mental
impairments. See id.
Finally, Plaintiff alleges that “the ALJ failed to evaluate the intensity, persistence,
and limiting effects that the Plaintiff’s anxiety with agoraphobia, and depression have on
her ability to perform sustained, full time, work activities as dictated by SSRs 96-7p and
96-8p.” Doc. 17 at 6-7. Social Security Ruling 96-7p clarifies how an ALJ may assess
the credibility of an individual’s statements of pain and other symptoms. SSR 96-7p,
1996 WL 374186, at *1 (July 2, 1996). Social Security Ruling 96-8p provides guidance
on how to assess a claimant’s RFC. SSR 96-8p, 1996 WL 374184 at *1 (July 2, 1996).
Plaintiff vaguely mentions that she “keeps a service dog for PTSD” and has sought
treatment for bipolar II, PTSD, and agoraphobia since 2014. Doc. 17 at 6. As the
Commissioner points out, “the ALJ considered this evidence throughout her decision.”
Doc. 20 at 16 (citing AR at 21, 22, 23).
Plaintiff develops absolutely no argument to support her theory that the ALJ erred
in assessing her mental impairments. The Court will not supply Plaintiff’s arguments for
her. Plaintiff’s Motion is denied on this issue.
B.
Plaintiff has waived her second point of error.
Plaintiff mentions the weight ALJ Rice gave to the nonexamining state agency
physicians, Dr. Chiu4 (Plaintiff’s treating eye specialist in 2012), Ms. Palmer and Ms.
4
Plaintiff mentions that the ALJ “failed to give controlling weight to Plaintiff’s treating source as
dictated by [SSR] 96-2p.” Doc. 17 at 2; see also id. at 7. She observes that the ALJ gave great
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Fox (Plaintiff’s counselors), and Plaintiff’s sister, who submitted a Third Party Function
Report. Doc. 17 at 8 (citing AR at 22-23). Plaintiff then complains that “[t]he ALJ failed to
state what weight she gave to the Plaintiff’s treating physicians from La Cueva Family
Healthcare, Presbyterian Healthcare Services, or South Valley Medical.” Id. at 8-9
(citing AR at 330-59, 380-425, 438-42, 493-534, 535-66, 749-65, 813-48, 937-38,
1116). Plaintiff cites to a range of treatment records here, but she fails to cite a single,
specific medical opinion that the ALJ allegedly failed to weigh. Id. The ALJ need not
weigh every treatment record, only medical opinions. “Medical opinions are statements
from acceptable medical sources that reflect judgments about the nature and severity of
your impairment(s), including your symptoms, diagnosis and prognosis, what you can
still do despite impairment(s), and your physical or mental restrictions.” 20 C.F.R.
§ 404.1527(a)(1).
“[T]he Tenth Circuit has said that it was a ‘dangerous practice’ for a claimant to
leave the court to ‘comb through the briefs and the record’ to ascertain what claimant’s
arguments were.” Heaps v. Colvin, No. 13-CV-598-PJC, 2015 WL 321222, at *8 (N.D.
Okla. Jan. 26, 2015) (quoting Eacret v. Barnhart, 120 F. App’x. 264, 265–66 (10th Cir.
2005) (internal citation omitted)). The Court refuses to comb through the above-cited
pages, scouring the record for a mystery medical opinion that the ALJ allegedly failed to
weigh. By failing to develop her argument, Plaintiff has waived this issue. See Wall, 561
F.3d at 1066.
weight, but not controlling weight, to Dr. Chiu’s opinion. Id. at 8. Yet, Plaintiff fails to develop any
argument on this issue. See id. Accordingly, she has waived it. See Wall, 561 F.3d at 1066.
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V.
Conclusion
The Court finds that the ALJ adequately assessed Plaintiff’s physical and mental
impairments in determining Plaintiff’s RFC. Plaintiff waived her second point of error,
because she failed to develop her argument in a way that would allow meaningful
review by this Court. Therefore, the Court will deny Plaintiff’s motion to remand in its
entirety.
Wherefore,
IT IS ORDERED that Plaintiff’s Brief in Support of Motion to Remand or Reverse
(Doc. 17) is denied.
IT IS FURTHER ORDERED that the Court will enter concurrently herewith a
Final Order, pursuant to Rule 58 of the Federal Rules of Civil Procedure, affirming the
decision of the Acting Commissioner and dismissing this case with prejudice.
________________________________________
UNITED STATES MAGISTRATE JUDGE
Presiding by Consent
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